0000913849-11-000359.txt : 20111004 0000913849-11-000359.hdr.sgml : 20111004 20111004121941 ACCESSION NUMBER: 0000913849-11-000359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111004 DATE AS OF CHANGE: 20111004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: James Charles H III CENTRAL INDEX KEY: 0001431451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 111122476 MAIL ADDRESS: STREET 1: 1020 MILWAUKEE AVENUE, SUITE 360 CITY: DEARFIELD STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 727 N BANK LANE CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 8476154096 MAIL ADDRESS: STREET 1: 727 N BANK LN CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 form4james_100311.xml OWNERSHIP DOCUMENT X0304 4 2011-09-30 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001431451 James Charles H III 1020 MILWAUKEE AVENUE SUITE 360 DEERFIELD IL 60015 1 0 0 0 Common Stock 2011-09-30 4 A 0 235 31.8600 A 4196 D Shares earned for the third quarter of 2011 for services as a Director of the Company in accordance with the Directors Deferred Fee and Stock Plan approved by the Shareholders. /s/David A. Dykstra, Attorney-in-Fact 2011-10-03