0001104659-23-120138.txt : 20231121 0001104659-23-120138.hdr.sgml : 20231121 20231121090759 ACCESSION NUMBER: 0001104659-23-120138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231120 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETE CLINT J. CENTRAL INDEX KEY: 0001690219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 231424650 MAIL ADDRESS: STREET 1: 1805 DUNES COURT CITY: RALEIGH STATE: NC ZIP: 27615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tm2331265-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-20 0 0001015155 CHARLES & COLVARD LTD CTHR 0001690219 PETE CLINT J. 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 0 1 0 0 CFO 0 Common Stock 199828 D Common Stock 59500 I By IRA Common Stock 2023-11-20 4 P 0 25641 0.39 A 25641 I By 401(k) The shares were purchased pursuant to a self-directed brokerage account option in Charles & Colvard, Ltd.'s 401(k) plan. /s/ Clint J. Pete 2023-11-21