0001104659-21-038424.txt : 20210318
0001104659-21-038424.hdr.sgml : 20210318
20210318170943
ACCESSION NUMBER: 0001104659-21-038424
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210316
FILED AS OF DATE: 20210318
DATE AS OF CHANGE: 20210318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SYKES OLLIN B
CENTRAL INDEX KEY: 0001258861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 21755328
MAIL ADDRESS:
STREET 1: C/O GATEWAY FINANCIAL HODINGS
STREET 2: P O BOX 1908
CITY: ELIZABETH CITY
STATE: NC
ZIP: 27906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
4
1
tm2110243d1_form4.xml
FORM 4
X0306
4
2021-03-16
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001258861
SYKES OLLIN B
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Common Stock
2021-03-16
4
P
0
56000
2.78
A
1356000
I
By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
Common Stock
2021-03-16
4
P
0
3000
2.87
A
138000
I
By SEP IRA
Common Stock
2021-03-16
4
P
0
3000
2.87
A
95358
I
By ROTH IRA
Common Stock
2021-03-16
4
P
0
1500
2.90
A
106500
I
By IRA
Common Stock
45787
I
By spouse
Common Stock
506314
D
Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 356,000 shares (including the 6,000 shares reported as purchased herein) held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.89, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.86 to $2.88, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
/s/ Clint J. Pete, Attorney-In-Fact
2021-03-18