0001104659-20-105713.txt : 20200916 0001104659-20-105713.hdr.sgml : 20200916 20200916170759 ACCESSION NUMBER: 0001104659-20-105713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200915 FILED AS OF DATE: 20200916 DATE AS OF CHANGE: 20200916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'CONNELL DON CENTRAL INDEX KEY: 0001707186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 201179425 MAIL ADDRESS: STREET 1: C/O CHARLES & COLVARD, LTD. STREET 2: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tm2031032d2_4.xml FORM 4 X0306 4 2020-09-15 0 0001015155 CHARLES & COLVARD LTD CTHR 0001707186 O'CONNELL DON 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 1 0 0 President and CEO Common Stock 2020-09-15 4 P 0 50000 0.776 A 315553 D Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7428 to $0.79, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. /s/ Clint J. Pete, Attorney-In-Fact 2020-09-16