X0404 N-CEN LIVE 0000101507 XXXXXXXX 811-01800 false false false N-1A S000004783 true S000004789 true S000004787 true S000004782 true S000023574 true S000004784 true US Global Investors Funds 811-01800 0000101507 254900I1ONHL0TVFXN37 Three Canal Plaza, Suite 600 Portland 04101 US-ME US 207-347-2000 Brown Brothers Harriman & Co. 50 Post Office Square Boston 02110 617-772-1818 Records as Custodian for Trust Foreside Fund Services, LLC THREE CANAL PLAZA, SUITE 100 Portland 04101 866-251-6920 Records as Distributor for Trust Apex Fund Services Three Canal Plaza, Suite 600 Portland 04101 207-347-2000 Fund and shareholder records U.S. Global Investors, Inc. 7900 Callaghan Road San Antonio 78229 800-873-8637 Records as Adviser for Funds N N N-1A 6 Y Mark D. Moyer N/A N David Tucker N/A N Jennifer Brown-Strabley N/A N Karen Shaw N/A Y Carlyn Edgar N/A Three Canal Plaza, Suite 600 Portland 04101 XXXXXX N N N N N N N Foreside Fund Services, LLC 008-51293 000046106 N/A N N Cohen & Company, Ltd. 925 N/A N N N N N N USGI GOLD AND PRECIOUS METALS FUND S000004783 254900JI6NGFC9EL1N92 N 1 0 0 N/A Y N N N N/A N/A N/A Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) N N N N U.S. Global Investors, Inc. 801-4868 000111097 N/A N Apex Fund Services 84-06277 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Global Markets Inc. 801-55328 SEC File Number N Bloomberg L.P. 549300B56MD0ZC402L06 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Apex Fund Services 84-06277 SEC File Number Y N N Apex Fund Services N/A Y N N Foreside Fund Services, LLC 8-51293 000046106 N/A 0.00 RBC CAPITAL MARKETS, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 13835.98000000 BANC OF AMERICA SECURITIES 8-42263 000026091 N/A 39453.85000000 CANACCORD CAPITAL CORPORATION 8-21025 000007449 5493002DR5KW4JP7YS87 CA 26146.34000000 STIFEL, NICOLAUS & COMPANY, INCORPORATED 8-1447 000000793 5WUVMA08EYG4KEUPW589 72227.22000000 HAYWOOD SECURITIES INC. 8-49696 000042072 549300UUZ6SLQGGQTD76 CA 12656.32000000 UBS SECURITIES LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 55769.18000000 RAYMOND JAMES & ASSOCIATES, INC. 8-10999 000000705 U4ONQX15J3RO8XCKE979 13309.59000000 GOLDMAN SACHS & CO 8-129 000000361 FOR8UP27PHTHYVLBNG30 45573.61000000 CIBC WORLD MARKETS CORP 8-18333 000000630 BVRCO19C4GKNSAXXHE82 40075.55000000 BLOOMBERG TRADEBOOK LLC 8-49219 000040881 549300P0PVQNO43T7K36 62277.34000000 431587.60 0.00 Y 105606404.00 Uncommitted 10000000.00000000 N N N N USGI NEAR-TERM TAX FREE FUND S000004789 254900VJCDPYLDSOM983 N 1 0 0 N/A N N N N N/A N/A N/A N/A Y Y N N U.S. Global Investors, Inc. 801-4868 000111097 N/A N Apex Fund Services 84-06277 N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N Thomson Reuters Global Markets Inc. 801-55328 SEC File Number N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Apex Fund Services 84-06277 SEC File Number Y N N Apex Fund Services N/A Y N N Foreside Fund Services, LLC 8-51293 000046106 N/A 0.00 BANC OF AMERICA SECURITIES 8-42263 000026091 N/A 32.00000000 BLOOMBERG TRADEBOOK LLC 8-49219 000040881 549300P0PVQNO43T7K36 992.00000000 1024.00 PIPER JAFFRAY & CO. 8-15204 000000665 549300GRQCWQ3XGH0H10 4760502.30000000 RAYMOND JAMES & ASSOCIATES, INC. 8-10999 000000705 U4ONQX15J3RO8XCKE979 1530981.45000000 INTL FCSTONE FINANCIAL INC. 8-51269 000045993 549300LNKU6K5TJCRG93 7375050.15000000 13666533.90 Y 25072885.00 Uncommitted 10000000.00000000 N N N N USGI U.S. GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND S000004787 254900RSRL7J4DLFJX82 N 1 0 0 N/A N N N N N/A N/A N/A N/A Y Y N N U.S. Global Investors, Inc. 801-4868 000111097 N/A N Apex Fund Services 84-06277 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Global Markets Inc. 801-55328 SEC File Number N Bloomberg L.P. 549300B56MD0ZC402L06 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Apex Fund Services 84-06277 SEC File Number Y N N Apex Fund Services N/A Y N N Foreside Fund Services, LLC 8-51293 000046106 N/A 0.00 0.00 INTL FCSTONE FINANCIAL INC. 8-51269 000045993 549300LNKU6K5TJCRG93 41680422.49000000 RAYMOND JAMES & ASSOCIATES, INC. 8-10999 000000705 U4ONQX15J3RO8XCKE979 1948831.98000000 43629254.47 Y 30296247.00 Uncommitted 10000000.00000000 N N N N USGI GLOBAL RESOURCES FUND S000004782 2549001M564NPG8TIZ85 N 1 0 0 N/A Y N N N N/A N/A N/A Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Y Y N N U.S. Global Investors, Inc. 801-4868 000111097 N/A N Apex Fund Services 84-06277 N/A Y N N Thomson Reuters Global Markets Inc. 801-55328 SEC File Number N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg L.P. 549300B56MD0ZC402L06 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Apex Fund Services 84-06277 SEC File Number Y N N Apex Fund Services N/A Y N N Foreside Fund Services, LLC 8-51293 000046106 N/A 0.00 BMO CAPITAL MARKETS CORP. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 3247.69000000 BANC OF AMERICA SECURITIES 8-42263 000026091 N/A 27979.99000000 HAYWOOD SECURITIES INC. 8-49696 000042072 549300UUZ6SLQGGQTD76 CA 5592.99000000 GOLDMAN SACHS & CO 8-129 000000361 FOR8UP27PHTHYVLBNG30 12353.20000000 STIFEL, NICOLAUS & COMPANY, INCORPORATED 8-1447 000000793 5WUVMA08EYG4KEUPW589 37532.52000000 COWEN AND COMPANY, LLC 8-22522 000007616 549300WR155U7DVMIW58 3915.85000000 RBC CAPITAL MARKETS, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 3610.00000000 BLOOMBERG TRADEBOOK LLC 8-49219 000040881 549300P0PVQNO43T7K36 34488.33000000 CIBC WORLD MARKETS CORP 8-18333 000000630 BVRCO19C4GKNSAXXHE82 4468.41000000 UBS SECURITIES LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 14787.62000000 165072.54 0.00 Y 41761672.00 Uncommitted 10000000.00000000 N N N N USGI GLOBAL LUXURY GOODS FUND S000023574 254900P0NNQNKUTFN386 N 1 0 0 N/A N N N N N/A N/A N/A Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) N N N N U.S. Global Investors, Inc. 801-4868 000111097 N/A N Apex Fund Services 84-06277 N/A Y N N Thomson Reuters Global Markets Inc. 801-55328 SEC File Number N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg L.P. 549300B56MD0ZC402L06 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Apex Fund Services 84-06277 SEC File Number Y N N Apex Fund Services N/A Y N N Foreside Fund Services, LLC 8-51293 000046106 N/A 0.00 CIBC WORLD MARKETS CORP 8-18333 000000630 BVRCO19C4GKNSAXXHE82 2203.98000000 COWEN AND COMPANY, LLC 8-22522 000007616 549300WR155U7DVMIW58 423.80000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 421.82000000 CITADEL SECURITIES LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 19186.60000000 GOLDMAN SACHS & CO 8-129 000000361 FOR8UP27PHTHYVLBNG30 29601.79000000 BLOOMBERG TRADEBOOK LLC 8-49219 000040881 549300P0PVQNO43T7K36 33643.20000000 RBC CAPITAL MARKETS, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 755.33000000 UBS SECURITIES LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 79448.91000000 BANC OF AMERICA SECURITIES 8-42263 000026091 N/A 8651.26000000 CANACCORD CAPITAL CORPORATION 8-21025 000007449 5493002DR5KW4JP7YS87 CA 733.55000000 175485.93 0.00 Y 48918629.00 Uncommitted 10000000.00000000 N N N N USGI WORLD PRECIOUS MINERALS FUND S000004784 254900VHFCA926PWYI69 N 1 0 0 N/A Y N N N N/A N/A N/A Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Y Y N N U.S. Global Investors, Inc. 801-4868 000111097 N/A N Apex Fund Services 84-06277 N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Global Markets Inc. 801-55328 SEC File Number N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Apex Fund Services 84-06277 SEC File Number Y N N Apex Fund Services N/A Y N N Foreside Fund Services, LLC 8-51293 000046106 N/A 0.00 GOLDMAN SACHS & CO 8-129 000000361 FOR8UP27PHTHYVLBNG30 8199.78000000 HAYWOOD SECURITIES INC. 8-49696 000042072 549300UUZ6SLQGGQTD76 CA 5467.91000000 BLOOMBERG TRADEBOOK LLC 8-49219 000040881 549300P0PVQNO43T7K36 8226.73000000 BANC OF AMERICA SECURITIES 8-42263 000026091 N/A 5080.24000000 BMO CAPITAL MARKETS CORP. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 5159.89000000 STIFEL, NICOLAUS & COMPANY, INCORPORATED 8-1447 000000793 5WUVMA08EYG4KEUPW589 62664.54000000 BEACON INVESTMENT COMPANY N/A 000120641 254900V9N9BIVGIL0X82 6839.54000000 CANACCORD CAPITAL CORPORATION 8-21025 000007449 5493002DR5KW4JP7YS87 CA 11446.20000000 CIBC WORLD MARKETS CORP 8-18333 000000630 BVRCO19C4GKNSAXXHE82 5211.57000000 UBS SECURITIES LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 7118.55000000 152415.30 0.00 Y 40644652.00 Uncommitted 10000000.00000000 N N N N false false true false false false