N-PX 1 usginpx063020.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-1800

Name of Registrant: U.S. Global Investors Fund
Address of Principal Executive Offices:
7900 Callaghan Road
San Antonio, Texas 78229

Name and address of agent of service:
The Corporation Trust Company
U.S. Global Investors Fund
1209 Orange Street
Wilmington, Delaware 19801

Registrant's telephone number including area code: (210) 308-1234

Date of fiscal year end: December 31

Date of reporting period: 07/01/2019 - 06/30/2020
















Non-Voting Funds

U.S. Global Investors Funds - Near-Term Tax Free Fund
The U.S. Global Investors Funds - Near-Term Tax Free Fund invests in securities that do
not have voting rights.
No votes have been cast on securities by this fund during the reporting
period.

U.S. Global Investors Funds - U.S. Government Securities Ultra-Short Bond Fund
The U.S. Global Investors Funds - U.S. Government Securities Ultra-Short Bond Fund
invests in securities that do not have voting rights. No votes have been cast
on securities by this fund during the reporting period.


ITEM 1. PROXY VOTING RECORD

Fund Name : U.S. Global Investors Funds All American Equity Fund
                     
IssuerName
MeetingDate
 
MeetingType
Ticker
 
SecurityID
BallotIssueNumber
 
ProposalText
Proponent
MgmtReco
VoteCast
FundName
LogicalBallotStatus
Alliant Energy Corporation
5/21/2020
 
Annual
LNT
 
18802108
1.1
 
Elect Patrick E. Allen
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Alliant Energy Corporation
5/21/2020
 
Annual
LNT
 
18802108
1.2
 
Elect Michael D. Garcia
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Alliant Energy Corporation
5/21/2020
 
Annual
LNT
 
18802108
1.3
 
Elect Singleton B. McAllister
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Alliant Energy Corporation
5/21/2020
 
Annual
LNT
 
18802108
1.4
 
Elect Susan D. Whiting
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Alliant Energy Corporation
5/21/2020
 
Annual
LNT
 
18802108
2
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Alliant Energy Corporation
5/21/2020
 
Annual
LNT
 
18802108
3
 
Approval of the 2020 Omnibus Incentive Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Alliant Energy Corporation
5/21/2020
 
Annual
LNT
 
18802108
4
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
1
 
Elect Thomas Bartlett
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
2
 
Elect Raymond P. Dolan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
3
 
Elect Robert D. Hormats
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
4
 
Elect Gustavo Lara Cantu
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
5
 
Elect Grace D. Lieblein
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
6
 
Elect Craig Macnab
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
7
 
Elect JoAnn A. Reed
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
8
 
Elect Pamela D.A. Reeve
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
9
 
Elect David E. Sharbutt
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
10
 
Elect Bruce L. Tanner
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
11
 
Elect Samme L. Thompson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
12
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
13
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
14
 
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
American Tower Corporation
5/18/2020
 
Annual
AMT
 
03027X100
15
 
Shareholder Proposal Regarding Right to Call Special Meetings
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
Anadarko Petroleum Corporation
8/8/2019
 
Special
APC
 
32511107
1
 
Merger
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Anadarko Petroleum Corporation
8/8/2019
 
Special
APC
 
32511107
2
 
Advisory Vote on Golden Parachutes
Mgmt
For
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
1
 
Elect Peter Bisson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
2
 
Elect Richard T. Clark
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
3
 
Elect R. Glenn Hubbard
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
4
 
Elect John P. Jones
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
5
 
Elect Francine S. Katsoudas
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
6
 
Elect Thomas J. Lynch
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
7
 
Elect Scott F. Powers
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
8
 
Elect William J. Ready
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
9
 
Elect Carlos A. Rodriguez
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
10
 
Elect Sandra S. Wijnberg
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
11
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Automatic Data Processing, Inc.
11/12/2019
 
Annual
ADP
 
53015103
12
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
1
 
Elect Hock E. Tan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
2
 
Elect Dr. Henry S. Samueli
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
3
 
Elect Eddy W. Hartenstein
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
4
 
Elect Diane M. Bryant
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
5
 
Elect Gayla J. Delly
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
6
 
Elect Raul J. Fernandez
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
7
 
Elect Check Kian Low
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
8
 
Elect Justine F. Page
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
9
 
Elect Harry L. You
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
10
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadcom Inc.
3/30/2020
 
Annual
AVGO
 
11135F101
11
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
1
 
Elect Leslie A. Brun
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
2
 
Elect Pamela L. Carter
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
3
 
Elect Richard J. Daly
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
4
 
Elect Robert N. Duelks
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
5
 
Elect Timothy C. Gokey
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
6
 
Elect Brett A. Keller
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
7
 
Elect Maura A. Markus
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
8
 
Elect Thomas J. Perna
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
9
 
Elect Alan J. Weber
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
10
 
Elect Amit K. Zavery
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
11
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Broadridge Financial Solutions, Inc.
11/14/2019
 
Annual
BR
 
11133T103
12
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
1
 
Elect Kelly A. Ayotte
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
2
 
Elect David L. Calhoun
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
3
 
Elect Daniel M. Dickinson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
4
 
Elect Juan Gallardo
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
5
 
Elect William A. Osborn
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
6
 
Elect Debra L. Reed-Klages
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
7
 
Elect Edward B. Rust, Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
8
 
Elect Susan C. Schwab
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
9
 
Elect D. James Umpleby III
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
10
 
Elect Miles D. White
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
11
 
Elect Rayford Wilkins Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
12
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
13
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
14
 
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
15
 
Shareholder Proposal Regarding Independent Chair
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
Caterpillar Inc.
6/10/2020
 
Annual
CAT
 
149123101
16
 
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
CDW Corporation
5/21/2020
 
Annual
CDW
 
12514G108
1
 
Elect Steven W. Alesio
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
CDW Corporation
5/21/2020
 
Annual
CDW
 
12514G108
2
 
Elect Barry K. Allen
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
CDW Corporation
5/21/2020
 
Annual
CDW
 
12514G108
3
 
Elect Lynda M. Clarizio
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
CDW Corporation
5/21/2020
 
Annual
CDW
 
12514G108
4
 
Elect Christine A. Leahy
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
CDW Corporation
5/21/2020
 
Annual
CDW
 
12514G108
5
 
Elect David W. Nelms
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
CDW Corporation
5/21/2020
 
Annual
CDW
 
12514G108
6
 
Elect Joseph R. Swedish
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
CDW Corporation
5/21/2020
 
Annual
CDW
 
12514G108
7
 
Elect Donna F. Zarcone
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
CDW Corporation
5/21/2020
 
Annual
CDW
 
12514G108
8
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
CDW Corporation
5/21/2020
 
Annual
CDW
 
12514G108
9
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
1
 
Elect Bruce Van Saun
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
2
 
Elect Christine M. Cumming
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
3
 
Elect William P. Hankowsky
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
4
 
Elect Howard W. Hanna III
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
5
 
Elect Leo I. Higdon, Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
6
 
Elect Edward J. Kelly, III
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
7
 
Elect Charles J. Koch
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
8
 
Elect Robert G. Leary
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
9
 
Elect Terrance J. Lillis
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
10
 
Elect Shivan S. Subramaniam
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
11
 
Elect Wendy A. Watson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
12
 
Elect Marita Zuraitis
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
13
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
14
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
15
 
Right to Call a Special Meeting
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Citizens Financial Group, Inc.
4/23/2020
 
Annual
CFG
 
174610105
16
 
Removal of Non-Operative Provisions in Certificate
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.1
 
Elect Jennifer M. Daniels
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.2
 
Elect Jerry Fowden
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.3
 
Elect Ernesto M. Hernandez
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.4
 
Elect Susan Sommersille Johnson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.5
 
Elect James A. Locke III
Mgmt
For
Withhold
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.6
 
Elect Daniel J. McCarthy
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.7
 
Elect William A. Newlands
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.8
 
Elect Richard Sands
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.9
 
Elect Robert Sands
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
1.1
 
Elect Judy A. Schmeling
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
2
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Constellation Brands, Inc.
7/16/2019
 
Annual
STZ
 
21036P108
3
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
1
 
Elect Janet F. Clark
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
2
 
Elect Charles R. Crisp
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
3
 
Elect Robert P. Daniels
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
4
 
Elect James C. Day
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
5
 
Elect C. Christopher Gaut
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
6
 
Elect Julie J. Robertson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
7
 
Elect Donald F. Textor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
8
 
Elect William R. Thomas
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
9
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
EOG Resources, Inc.
4/30/2020
 
Annual
EOG
 
26875P101
10
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
1
 
Elect John A. Edwardson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
2
 
Elect Marvin R. Ellison
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
3
 
Elect Susan Patricia Griffith
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
4
 
Elect John Chris Inglis
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
5
 
Elect Kimberly A. Jabal
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
6
 
Elect Shirley Ann Jackson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
7
 
Elect R. Brad Martin
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
8
 
Elect Joshua Cooper Ramo
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
9
 
Elect Susan C. Schwab
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
10
 
Elect Frederick W. Smith
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
11
 
Elect David P. Steiner
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
12
 
Elect Paul S. Walsh
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
13
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
14
 
Approval of the 2019 Omnibus Stock Incentive Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
15
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
16
 
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
FedEx Corporation
9/23/2019
 
Annual
FDX
 
31428X106
17
 
Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
1
 
Elect Nicholas K. Akins
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
2
 
Elect B. Evan Bayh III
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
3
 
Elect Jorge L. Benitez
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
4
 
Elect Katherine B. Blackburn
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
5
 
Elect Emerson L. Brumback
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
6
 
Elect Jerry W. Burris
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
7
 
Elect Greg D. Carmichael
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
8
 
Elect C. Bryan Daniels
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
9
 
Elect Thomas H. Harvey
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
10
 
Elect Gary R. Heminger
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
11
 
Elect Jewell D. Hoover
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
12
 
Elect Eileen A. Mallesch
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
13
 
Elect Michael B. McCallister
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
14
 
Elect Marsha C. Williams
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
15
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
16
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Fifth Third Bancorp
4/14/2020
 
Annual
FITB
 
316773100
17
 
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
1
 
Elect Thomas F. Frist III
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
2
 
Elect Samuel N. Hazen
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
3
 
Elect Meg G. Crofton
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
4
 
Elect Robert J. Dennis
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
5
 
Elect Nancy-Ann DeParle
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
6
 
Elect William R. Frist
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
7
 
Elect Charles O. Holliday, Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
8
 
Elect Michael W. Michelson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
9
 
Elect Wayne J. Riley
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
10
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
11
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
12
 
Approval of the 2020 Stock Incentive Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
13
 
Adoption of Right to Call Special Meetings
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HCA Healthcare, Inc.
5/1/2020
 
Annual
HCA
 
40412C101
14
 
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.1
 
Elect Aida M. Alvarez
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.2
 
Elect Shumeet Banerji
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.3
 
Elect Robert R. Bennett
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.4
 
Elect Charles V. Bergh
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.5
 
Elect Stacy Brown-Philpot
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.6
 
Elect Stephanie A. Burns
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.7
 
Elect Mary Anne Citrino
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.8
 
Elect Richard L. Clemmer
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.9
 
Elect Enrique Lores
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.1
 
Elect Yoky Matsuoka
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.11
 
Elect Stacey J. Mobley
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
1.12
 
Elect Subra Suresh
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
2
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
3
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
4
 
Employee Stock Purchase Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
HP Inc.
5/12/2020
 
Annual
HPQ
 
40434L105
5
 
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.1
 
Elect Philip M. Bilden
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.2
 
Elect Augustus L. Collins
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.3
 
Elect Kirkland H. Donald
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.4
 
Elect Victoria D. Harker
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.5
 
Elect Anastasia D. Kelly
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.6
 
Elect Tracy B. McKibben
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.7
 
Elect C. Michael Petters
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.8
 
Elect Thomas C. Schievelbein
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.9
 
Elect John K. Welch
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
1.1
 
Elect Stephen R. Wilson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
2
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
3
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Huntington Ingalls Industries, Inc.
4/28/2020
 
Annual
HII
 
446413106
4
 
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
1
 
Elect Eve Burton
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
2
 
Elect Scott D. Cook
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
3
 
Elect Richard Dalzell
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
4
 
Elect Sasan Goodarzi
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
5
 
Elect Deborah Liu
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
6
 
Elect Suzanne Nora Johnson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
7
 
Elect Dennis D. Powell
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
8
 
Elect Brad D. Smith
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
9
 
Elect Thomas J. Szkutak
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
10
 
Elect Raul Vazquez
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
11
 
Elect Jeff Weiner
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
12
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
13
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Intuit Inc.
1/23/2020
 
Annual
INTU
 
461202103
14
 
Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
1
 
Board Size
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
2.1
 
Elect Jonathan Gill
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
2.2
 
Elect Peter Grosskopf
Mgmt
For
Withhold
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
2.3
 
Elect Ingrid J. Hibbard
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
2.4
 
Elect Arnold Klassen
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
2.5
 
Elect Elizabeth Lewis-Gray
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
2.6
 
Elect Anthony Makuch
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
2.7
 
Elect Barry P. Olson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
2.8
 
Elect Jeff Parr
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
3
 
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
4
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
5
 
Approval of Unallocated Options Under the Long-Term Incentive Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Kirkland Lake Gold Ltd.
6/30/2020
 
Annual
KL
 
49741E100
6
 
Amendment to the Deferred Share Unit Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
1
 
Elect Lloyd H. Dean
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
2
 
Elect Robert A. Eckert
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
3
 
Elect Catherine Engelbert
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
4
 
Elect Margaret H. Georgiadis
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
5
 
Elect Enrique Hernandez, Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
6
 
Elect Christopher Kempczinski
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
7
 
Elect Richard H. Lenny
Mgmt
For
Against
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
8
 
Elect John Mulligan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
9
 
Elect Sheila A. Penrose
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
10
 
Elect John W. Rogers, Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
11
 
Elect Paul S. Walsh
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
12
 
Elect Miles D. White
Mgmt
For
Against
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
13
 
Advisory Vote on Executive Compensation
Mgmt
For
Against
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
14
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
15
 
Amendment to the 2012 Omnibus Stock Ownership Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
16
 
Shareholder Proposal Regarding Right to Call Special Meetings
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
McDonald's Corporation
5/21/2020
 
Annual
MCD
 
580135101
17
 
Shareholder Proposal Regarding Report on Sugar and Public Health
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
1
 
Elect Leslie A. Brun
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
2
 
Elect Thomas R. Cech
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
3
 
Elect Mary Ellen Coe
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
4
 
Elect Pamela J. Craig
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
5
 
Elect Kenneth C. Frazier
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
6
 
Elect Thomas H. Glocer
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
7
 
Elect Risa Lavizzo-Mourey
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
8
 
Elect Paul B. Rothman
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
9
 
Elect Patricia F. Russo
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
10
 
Elect Christine E. Seidman
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
11
 
Elect Inge G. Thulin
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
12
 
Elect Kathy J. Warden
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
13
 
Elect Peter C. Wendell
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
14
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
15
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
16
 
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Merck & Co., Inc.
5/26/2020
 
Annual
MRK
 
58933Y105
17
 
Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.1
 
Elect Jeffrey S. Berg
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.2
 
Elect Michael J. Boskin
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.3
 
Elect Safra A. Catz
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.4
 
Elect Bruce R. Chizen
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.5
 
Elect George H. Conrades
Mgmt
For
Withhold
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.6
 
Elect Lawrence J. Ellison
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.7
 
Elect Rona Fairhead
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.8
 
Elect Hector Garcia-Molina
Mgmt
For
Withhold
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.9
 
Elect Jeffrey O. Henley
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.1
 
Elect Mark V. Hurd
Mgmt
For
Withhold
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.11
 
Elect Renee J. James
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.12
 
Elect Charles W. Moorman IV
Mgmt
For
Withhold
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.13
 
Elect Leon E. Panetta
Mgmt
For
Withhold
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.14
 
Elect William G. Parrett
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
1.15
 
Elect Naomi O. Seligman
Mgmt
For
Withhold
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
2
 
Advisory Vote on Executive Compensation
Mgmt
For
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
3
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
4
 
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
Oracle Corporation
11/19/2019
 
Annual
ORCL
 
68389X105
5
 
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
1
 
Elect Thomas L. Bene
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
2
 
Elect Daniel J. Brutto
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
3
 
Elect John Cassaday
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
4
 
Elect Joshua D. Frank
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
5
 
Elect Larry C. Glasscock
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
6
 
Elect Bradley M. Halverson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
7
 
Elect John M. Hinshaw
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
8
 
Elect Hans-Joachim Koerber
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
9
 
Elect Stephanie A. Lundquist
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
10
 
Elect Nancy S. Newcomb
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
11
 
Elect Nelson Peltz
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
12
 
Elect Edward D. Shirley
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
13
 
Elect Sheila G. Talton
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
14
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
15
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Sysco Corporation
11/15/2019
 
Annual
SYY
 
871829107
16
 
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
5/12/2020
 
Annual
SCHW
 
808513105
1
 
Elect William S. Haraf
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
5/12/2020
 
Annual
SCHW
 
808513105
2
 
Elect Frank C. Herringer
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
5/12/2020
 
Annual
SCHW
 
808513105
3
 
Elect Roger O. Walther
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
5/12/2020
 
Annual
SCHW
 
808513105
4
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
5/12/2020
 
Annual
SCHW
 
808513105
5
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
5/12/2020
 
Annual
SCHW
 
808513105
6
 
Amendment to the 2013 Stock Incentive Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
5/12/2020
 
Annual
SCHW
 
808513105
7
 
 Adoption of Proxy Access
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
5/12/2020
 
Annual
SCHW
 
808513105
8
 
Shareholder Proposal Regarding Diversity and Pay Data Reporting
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
5/12/2020
 
Annual
SCHW
 
808513105
9
 
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
6/4/2020
 
Special
SCHW
 
808513105
1
 
Merger/Acquisition
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
6/4/2020
 
Special
SCHW
 
808513105
2
 
Authorization of Non-Voting Common Stock
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Charles Schwab Corporation
6/4/2020
 
Special
SCHW
 
808513105
3
 
Right to Adjourn Meeting
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
1
 
Elect Gerard J. Arpey
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
2
 
Elect Ari Bousbib
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
3
 
Elect Jeffery H. Boyd
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
4
 
Elect Gregory D. Brenneman
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
5
 
Elect J. Frank Brown
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
6
 
Elect Albert P. Carey
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
7
 
Elect Helena B. Foulkes
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
8
 
Elect Linda R. Gooden
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
9
 
Elect Wayne M. Hewett
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
10
 
Elect Manuel Kadre
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
11
 
Elect Stephanie C. Linnartz
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
12
 
Elect Craig A. Menear
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
13
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
14
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
15
 
Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent
ShrHoldr
Against
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
16
 
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
17
 
Shareholder Proposal Regarding Retention of Shares Following Termination of Employment
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
The Home Depot, Inc.
5/21/2020
 
Annual
HD
 
437076102
18
 
Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
1
 
Elect Nora. A. Aufreiter
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
2
 
Elect Anne Gates
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
3
 
Elect Karen M. Hoguet
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
4
 
Elect Susan J. Kropf
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
5
 
Elect W. Rodney McMullen
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
6
 
Elect Clyde R. Moore
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
7
 
Elect Ronald L. Sargent
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
8
 
Elect Bobby S. Shackouls
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
9
 
Elect Mark S. Sutton
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
10
 
Elect Ashok Vemuri
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
11
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
12
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
13
 
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
The Kroger Co.
6/25/2020
 
Annual
KR
 
501044101
14
 
Shareholder Proposal Regarding Human Rights Due Diligence Process Report
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
1
 
Elect Kerrii B. Anderson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
2
 
Elect Arthur F. Anton
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
3
 
Elect Jeff M. Fettig
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
4
 
Elect Richard J. Kramer
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
5
 
Elect Susan J. Kropf
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
6
 
Elect John G. Morikis
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
7
 
Elect Christine A. Poon
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
8
 
Elect Michael H. Thaman
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
9
 
Elect Matthew Thornton III
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
10
 
Elect Steven H. Wunning
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
11
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
The Sherwin-Williams Company
4/22/2020
 
Annual
SHW
 
824348106
12
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
1.1
 
Elect Cynthia T. Jamison
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
1.2
 
Elect Ricardo Cardenas
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
1.3
 
Elect Denise L. Jackson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
1.4
 
Elect Thomas A. Kingsbury
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
1.5
 
Elect Ramkumar Krishnan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
1.6
 
Elect George MacKenzie
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
1.7
 
Elect Edna K. Morris
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
1.8
 
Elect Mark J. Weikel
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
1.9
 
Elect Harry A. Lawton III
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
2
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
3
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Tractor Supply Company
5/7/2020
 
Annual
TSCO
 
892356106
4
 
Elimination of Supermajority Requirement
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
1
 
Elect Richard T. Burke
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
2
 
Elect Timothy P. Flynn
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
3
 
Elect Stephen J. Hemsley
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
4
 
Elect Michele J. Hooper
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
5
 
Elect F. William McNabb, III
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
6
 
Elect Valerie C. Montgomery Rice
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
7
 
Elect John H. Noseworthy
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
8
 
Elect Glenn M. Renwick
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
9
 
Elect David S. Wichmann
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
10
 
Elect Gail R. Wilensky
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
11
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
12
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
13
 
Approval of the 2020 Stock Incentive Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
UnitedHealth Group Incorporated
6/1/2020
 
Annual
UNH
 
91324P102
14
 
Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Universal Health Services, Inc.
5/20/2020
 
Annual
UHS
 
913903100
1.1
 
Elect Lawrence S. Gibbs
Mgmt
For
Withhold
U.S. Global Investors Funds All American Equity Fund
Voted
Universal Health Services, Inc.
5/20/2020
 
Annual
UHS
 
913903100
2
 
Approval of the 2020 Omnibus Stock Incentive Plan
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Universal Health Services, Inc.
5/20/2020
 
Annual
UHS
 
913903100
3
 
Advisory Vote on Executive Compensation
Mgmt
For
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Universal Health Services, Inc.
5/20/2020
 
Annual
UHS
 
913903100
4
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
1
 
Elect Lloyd A. Carney
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
2
 
Elect Mary B. Cranston
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
3
 
Elect Francisco Javier Fernandez-Carbajal
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
4
 
Elect Alfred F. Kelly, Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
5
 
Elect Ramon L. Laguarta
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
6
 
Elect John F. Lundgren
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
7
 
Elect Robert W. Matschullat
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
8
 
Elect Denise M. Morrison
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
9
 
Elect Suzanne Nora Johnson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
10
 
Elect John A.C. Swainson
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
11
 
Elect Maynard G. Webb, Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
12
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Visa Inc.
1/28/2020
 
Annual
V
 
92826C839
13
 
Ratification of Auditor
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
1
 
Elect Steven D. Black
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
2
 
Elect Celeste A. Clark
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
3
 
Elect Theodore F. Craver, Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
4
 
Elect Wayne M. Hewett
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
5
 
Elect Donald M. James
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
6
 
Elect Maria R. Morris
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
7
 
Elect Charles H. Noski
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
8
 
Elect Richard B. Payne, Jr.
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
9
 
Elect Juan A. Pujadas
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
10
 
Elect Ronald L. Sargent
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
11
 
Elect Charles W. Scharf
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
12
 
Elect Suzanne M. Vautrinot
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
13
 
Advisory Vote on Executive Compensation
Mgmt
For
For
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
14
 
Ratification of Auditor
Mgmt
For
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
15
 
Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendment
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
16
 
Shareholder Proposal Regarding Incentive Compensation Report
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
Wells Fargo & Company
4/28/2020
 
Annual
WFC
 
949746101
17
 
Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report
ShrHoldr
Against
Against
U.S. Global Investors Funds All American Equity Fund
Voted
                             
Fund Name : U.S. Global Investors Funds China Region Fund
                     
IssuerName
MeetingDate
 
MeetingType
Ticker
 
SecurityID
BallotIssueNumber
 
ProposalText
Proponent
MgmtReco
VoteCast
FundName
LogicalBallotStatus
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
1
 
Non-Voting Meeting Note
N/A
N/A
N/A
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
2
 
Non-Voting Meeting Note
N/A
N/A
N/A
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
3
 
Accounts and Reports
Mgmt
For
For
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
4
 
Allocation of Profits/Dividends
Mgmt
For
For
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
5
 
Elect Ashok Kumar Sahoo
Mgmt
For
For
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
6
 
Elect Lulu LIM Beng Kim
Mgmt
For
For
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
7
 
Elect Terence CHANG Xiang Wen
Mgmt
For
Against
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
8
 
Directors' Fees
Mgmt
For
For
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
9
 
Appointment of Auditor and Authority to Set Fees
Mgmt
For
Against
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
10
 
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
11
 
Authority to Repurchase Shares
Mgmt
For
For
U.S. Global Investors Funds China Region Fund
Voted
Agritrade Resources Limited
8/29/2019
 
Annual
1131
 
G0130N113
12
 
Authority to Issue Repurchased Shares
Mgmt
For
Against
U.S. Global Investors Funds China Region Fund
Voted
Anhui Conch Cement Company Limited
5/29/2020
 
Annual
914
 
Y01373102
1
 
Non-Voting Meeting Note
N/A
N/A
N/A
U.S. Global Investors Funds China