N-PX 1 usglobalinvestors-npx.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-1800 U.S. GLOBAL INVESTORS FUNDS (Exact name of registrant as specified in charter) 7900 Callaghan Road San Antonio, Texas 78229 (Address of principal executive offices) Susan B. McGee, Esq. 7900 Callaghan Road San Antonio, Texas 78229 (Name and address of agent for service) Registrant's Telephone Number: 1-210-308-1234 Date of Fiscal Year End: December 31 Date of Reporting Period: July 1, 2015 to June 30, 2016 NON-VOTING FUNDS U.S. GLOBAL INVESTORS NEAR-TERM TAX FREE FUND The U.S. Global Investors Near-Term Tas Free Fund invests in securities that do not have voting rights. No votes have been cast on securities by this fund during the reporting period. U.S. GLOBAL INVESTORS U.S. GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND The U.S. Global Investors U.S. Government Securities Ultra-Short Bond Fund invests in securities that do not have voting rights. No votes have been cast on securities by this fund during the reporting period.
U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED ABBOTT LABORATORIES SECURITY ID: 002824100 TICKER: ABT Meeting Date: 29-Apr-16 Meeting Type: Annual 1.1 Elect Robert J. Alpern Management For Voted - For 1.2 Elect Roxanne S. Austin Management For Voted - For 1.3 Elect Sally E. Blount Management For Voted - For 1.4 Elect W. James Farrell Management For Voted - For 1.5 Elect Edward M. Liddy Management For Voted - For 1.6 Elect Nancy McKinstry Management For Voted - For 1.7 Elect Phebe N. Novakovic Management For Voted - For 1.8 Elect William A. Osborn Management For Voted - For 1.9 Elect Samuel C. Scott III Management For Voted - For 1.10 Elect Glenn F. Tilton Management For Voted - For 1.11 Elect Miles D. White Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ACCENTURE PLC SECURITY ID: G1151C101 TICKER: ACN Meeting Date: 03-Feb-16 Meeting Type: Annual 1 Elect Jaime Ardila Management For Voted - For 2 Elect Dina Dublon Management For Voted - For 3 Elect Charles H. Giancarlo Management For Voted - For 4 Elect William L. Kimsey Management For Voted - For 5 Elect Marjorie Magner Management For Voted - For 6 Elect Blythe J. McGarvie Management For Voted - For 7 Elect Pierre Nanterme Management For Voted - For 8 Elect Gilles Pelisson Management For Voted - For 9 Elect Paula A. Price Management For Voted - For 10 Elect Arun Sarin Management For Voted - For 11 Elect Wulf von Schimmelmann Management For Voted - Against 12 Elect Frank K. Tang Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the 2010 Share Incentive Plan Management For Voted - For 15 Amendment to the 2010 Employee Stock Purchase Plan Management For Voted - For 16 Ratification of KPMG Management For Voted - For 17 Article Amendment for Proxy Access Management For Voted - For 18 Amendment to Articles of Association Management For Voted - For 19 Amendments to Memorandum of Association Management For Voted - For 20 Plurality Voting in a Contested Election Management For Voted - For 21 Set Board Size Management For Voted - For 22 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 23 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 24 Authority to Repurchase Shares Management For Voted - For 25 Issuance of Treasury Shares Management For Voted - For AETNA INC. SECURITY ID: 00817Y108 TICKER: AET Meeting Date: 19-Oct-15 Meeting Type: Special 1 Merger Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For 1 Merger Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 20-May-16 Meeting Type: Annual 1 Elect Fernando Aguirre Management For Voted - For 2 Elect Mark T. Bertolini Management For Voted - For 3 Elect Frank M. Clark, Jr. Management For Voted - For 4 Elect Betsy Z. Cohen Management For Voted - For 5 Elect Molly J. Coye Management For Voted - For 6 Elect Roger N. Farah Management For Voted - For 7 Elect Jeffrey E. Garten Management For Voted - For 8 Elect Ellen M. Hancock Management For Voted - For 9 Elect Richard J. Harrington Management For Voted - For 10 Elect Edward J. Ludwig Management For Voted - For 11 Elect Joseph P. Newhouse Management For Voted - For 12 Elect Olympia J. Snowe Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Approval of the 2016 Employee Stock Purchase Plan Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Report on Indirect Political Spending Shareholder Against Voted - Against ALTRIA GROUP, INC. SECURITY ID: 02209S103 TICKER: MO Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect Gerald L. Baliles Management For Voted - For 2 Elect Martin J. Barrington Management For Voted - For 3 Elect John T. Casteen III Management For Voted - Against 4 Elect Dinyar S. Devitre Management For Voted - For 5 Elect Thomas F. Farrell II Management For Voted - Against 6 Elect Thomas W. Jones Management For Voted - For 7 Elect Debra J. Kelly-Ennis Management For Voted - For 8 Elect W. Leo Kiely III Management For Voted - For 9 Elect Kathryn B. McQuade Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 10 Elect George Munoz Management For Voted - For 11 Elect Nabil Y. Sakkab Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder proposal regarding report on tobacco ingredients Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations Shareholder Against Voted - Against ANTHEM, INC. SECURITY ID: 036752103 TICKER: ANTM Meeting Date: 03-Dec-15 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect Lewis Hay, III Management For Voted - For 2 Elect George A. Schaefer, Jr. Management For Voted - For 3 Elect Joseph R. Swedish Management For Voted - For 4 Elect Elizabeth E. Tallett Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against APPLE INC. SECURITY ID: 037833100 TICKER: AAPL Meeting Date: 26-Feb-16 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Robert A. Iger Management For Voted - For 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Ronald D. Sugar Management For Voted - For 8 Elect Susan L. Wagner Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Approval of Amended and Restated 2014 Employee Stock Plan Management For Voted - For 12 Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Racial Diversity of Board and Management Shareholder Against Voted - Against U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 14 Shareholder Proposal Regarding Country Selection Guidelines Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against AVAGO TECHNOLOGIES LIMITED SECURITY ID: Y0486S104 TICKER: AVGO Meeting Date: 10-Nov-15 Meeting Type: Special 1 Merger Management For Voted - For 2 Issuance of Shares w/o Preemptive Rights Management For Voted - For AVERY DENNISON CORPORATION SECURITY ID: 053611109 TICKER: AVY Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Elect Bradley Alford Management For Voted - For 2 Elect Anthony K. Anderson Management For Voted - For 3 Elect Peter K. Barker Management For Voted - For 4 Elect Mitchell R. Butier Management For Voted - For 5 Elect Ken Hicks Management For Voted - For 6 Elect David Pyott Management For Voted - For 7 Elect Dean Scarborough Management For Voted - For 8 Elect Patrick Siewert Management For Voted - For 9 Elect Julia Stewart Management For Voted - For 10 Elect Martha Sullivan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For BAKER HUGHES INCORPORATED SECURITY ID: 057224107 TICKER: BHI Meeting Date: 24-May-16 Meeting Type: Annual 1 Elect Larry D. Brady Management For Voted - For 2 Elect Gregory D. Brenneman Management For Voted - For 3 Elect Clarence P. Cazalot, Jr. Management For Voted - For 4 Elect Martin S. Craighead Management For Voted - For 5 Elect William H. Easter III Management For Voted - For 6 Elect Lynn L. Elsenhans Management For Voted - For 7 Elect Anthony G. Fernandes Management For Voted - For 8 Elect Claire W. Gargalli Management For Voted - For 9 Elect Pierre H. Jungels Management For Voted - For 10 Elect James A. Lash Management For Voted - For 11 Elect J. Larry Nichols Management For Voted - For 12 Elect James W. Stewart Management For Voted - For U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 13 Elect Charles L. Watson Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Voted - Against BOEING COMPANY SECURITY ID: 097023105 TICKER: BA Meeting Date: 02-May-16 Meeting Type: Annual 1 Elect David L. Calhoun Management For Voted - For 2 Elect Arthur D. Collins, Jr. Management For Voted - For 3 Elect Kenneth M. Duberstein Management For Voted - For 4 Elect Edmund P. Giambastiani, Jr. Management For Voted - For 5 Elect Lynn J. Good Management For Voted - For 6 Elect Lawrence W. Kellner Management For Voted - For 7 Elect Edward M. Liddy Management For Voted - For 8 Elect Dennis A. Muilenburg Management For Voted - For 9 Elect Susan C. Schwab Management For Voted - For 10 Elect Randall L. Stephenson Management For Voted - For 11 Elect Ronald A. Williams Management For Voted - For 12 Elect Mike S. Zafirovski Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Arms Sales to Israel Shareholder Against Voted - Against BROADCOM LTD. SECURITY ID: Y09827109 TICKER: AVGO Meeting Date: 06-Apr-16 Meeting Type: Annual 1 Elect Hock E. Tan Management For Voted - For 2 Elect James V. Diller, Sr. Management For Voted - For 3 Elect Lewis C. Eggebrecht Management For Voted - For 4 Elect Kenneth Y. Hao Management For Voted - For 5 Elect Eddy W. Hartenstein Management For Voted - For 6 Elect Justine Lien Management For Voted - For 7 Elect Donald Macleod Management For Voted - For 8 Elect Peter J. Marks Management For Voted - For 9 Elect Dr. Henry S. Samueli Management For Voted - For 10 Elect Lucien Y.K. Wong Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 12 Authority to Issue Ordinary and Special Preference Shares Management For Voted - For 13 Directors' Fees Management For Voted - For C.R. BARD, INC. SECURITY ID: 067383109 TICKER: BCR Meeting Date: 20-Apr-16 Meeting Type: Annual 1 Elect David M. Barrett Management For Voted - For 2 Elect Marc C. Breslawsky Management For Voted - For 3 Elect Robert M. Davis Management For Voted - For 4 Elect Herbert L. Henkel Management For Voted - For 5 Elect John C. Kelly Management For Voted - For 6 Elect David F. Melcher Management For Voted - For 7 Elect Gail K. Naughton Management For Voted - For 8 Elect Timothy M. Ring Management For Voted - For 9 Elect Tommy G. Thompson Management For Voted - For 10 Elect John H. Weiland Management For Voted - For 11 Elect Anthony Welters Management For Voted - For 12 Elect Tony L. White Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Shareholder Proposal Regarding Giving Preference to Share Repurchases Shareholder Against Voted - Against CA, INC. SECURITY ID: 12673P105 TICKER: CA Meeting Date: 05-Aug-15 Meeting Type: Annual 1 Elect Jens Alder Management For Voted - For 2 Elect Raymond J. Bromark Management For Voted - For 3 Elect Gary J. Fernandes Management For Voted - For 4 Elect Michael P. Gregoire Management For Voted - For 5 Elect Rohit Kapoor Management For Voted - For 6 Elect Jeffrey G. Katz Management For Voted - For 7 Elect Kay Koplovitz Management For Voted - For 8 Elect Christopher B. Lofgren Management For Voted - Against 9 Elect Richard Sulpizio Management For Voted - For 10 Elect Laura S. Unger Management For Voted - For 11 Elect Arthur F. Weinbach Management For Voted - For 12 Elect Ron Zambonini Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED CARDINAL HEALTH, INC. SECURITY ID: 14149Y108 TICKER: CAH Meeting Date: 04-Nov-15 Meeting Type: Annual 1 Elect David J. Anderson Management For Voted - For 2 Elect Colleen F. Arnold Management For Voted - For 3 Elect George S. Barrett Management For Voted - For 4 Elect Carrie S. Cox Management For Voted - For 5 Elect Calvin Darden Management For Voted - For 6 Elect Bruce L. Downey Management For Voted - For 7 Elect Patricia A. Hemingway Hall Management For Voted - For 8 Elect Clayton M. Jones Management For Voted - For 9 Elect Gregory B. Kenny Management For Voted - Against 10 Elect Nancy Killefer Management For Voted - For 11 Elect David P. King Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CARNIVAL PLC SECURITY ID: 143658300 TICKER: CCL Meeting Date: 14-Apr-16 Meeting Type: Annual 1 Elect Micky Arison Management For Voted - For 2 Elect Sir Jonathon Band Management For Voted - For 3 Elect Arnold W. Donald Management For Voted - For 4 Elect Richard J. Glasier Management For Voted - For 5 Elect Debra J. Kelly-Ennis Management For Voted - For 6 Elect Sir John Parker Management For Voted - For 7 Elect Stuart Subotnick Management For Voted - For 8 Elect Laura A. Weil Management For Voted - For 9 Elect Randall J. Weisenburger Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Approval of Directors' Remuneration Report Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Accounts and Reports Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED CISCO SYSTEMS, INC. SECURITY ID: 17275R102 TICKER: CSCO Meeting Date: 19-Nov-15 Meeting Type: Annual 1 Elect Carol A. Bartz Management For Voted - For 2 Elect M. Michele Burns Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect John T. Chambers Management For Voted - For 5 Elect Brian L. Halla Management For Voted - For 6 Elect John L. Hennessy Management For Voted - Against 7 Elect Kristina M. Johnson Management For Voted - For 8 Elect Roderick C. McGeary Management For Voted - For 9 Elect Charles H. Robbins Management For Voted - For 10 Elect Arun Sarin Management For Voted - For 11 Elect Steven M. West Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Holy Land Principles Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For COCA-COLA ENTERPRISES, INC. SECURITY ID: 19122T109 TICKER: CCE Meeting Date: 26-Apr-16 Meeting Type: Annual 1 Elect Jan Bennink Management For Voted - For 2 Elect John F. Brock Management For Voted - For 3 Elect Calvin Darden Management For Voted - For 4 Elect L. Phillip Humann Management For Voted - For 5 Elect Orrin H. Ingram II Management For Voted - For 6 Elect Thomas H. Johnson Management For Voted - For 7 Elect Veronique Morali Management For Voted - For 8 Elect Andrea L. Saia Management For Voted - For 9 Elect Garry Watts Management For Voted - For 10 Elect Curtis R. Welling Management For Voted - For 11 Elect Phoebe A. Wood Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For COMPUTER SCIENCES CORPORATION SECURITY ID: 205363104 TICKER: CSC Meeting Date: 14-Aug-15 Meeting Type: Annual 1 Elect David J. Barram Management For Voted - For 2 Elect Erik Brynjolfsson Management For Voted - For U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect Rodney F. Chase Management For Voted - For 4 Elect Bruce B. Churchill Management For Voted - For 5 Elect Mark Foster Management For Voted - For 6 Elect Nancy Killefer Management For Voted - For 7 Elect Sachin Lawande Management For Voted - For 8 Elect J. Michael Lawrie Management For Voted - For 9 Elect Brian P. MacDonald Management For Voted - For 10 Elect Sean O'Keefe Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For COSTCO WHOLESALE CORPORATION SECURITY ID: 22160K105 TICKER: COST Meeting Date: 29-Jan-16 Meeting Type: Annual 1.1 Elect Hamilton E. James Management For Voted - Withheld 1.2 Elect W. Craig Jelinek Management For Voted - Withheld 1.3 Elect John W. Stanton Management For Voted - For 1.4 Elect Maggie Wilderotter Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For CVS HEALTH CORPORATION SECURITY ID: 126650100 TICKER: CVS Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect Richard M. Bracken Management For Voted - For 2 Elect C. David Brown II Management For Voted - For 3 Elect Alecia A. DeCoudreaux Management For Voted - For 4 Elect Nancy-Ann M. DeParle Management For Voted - For 5 Elect David W. Dorman Management For Voted - For 6 Elect Anne M. Finucane Management For Voted - For 7 Elect Larry J. Merlo Management For Voted - For 8 Elect Jean-Pierre Millon Management For Voted - For 9 Elect Richard J. Swift Management For Voted - For 10 Elect William C. Weldon Management For Voted - For 11 Elect Tony L. White Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Shareholder Proposal Regarding Incorporating Values in Political Spending Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay Shareholder Against Voted - Against U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED DANAHER CORPORATION SECURITY ID: 235851102 TICKER: DHR Meeting Date: 10-May-16 Meeting Type: Annual 1 Elect Donald J. Ehrlich Management For Voted - For 2 Elect Linda P. Hefner Filler Management For Voted - For 3 Elect Thomas P. Joyce, Jr. Management For Voted - For 4 Elect Teri List-Stoll Management For Voted - For 5 Elect Walter G. Lohr, Jr. Management For Voted - For 6 Elect Mitchell P. Rales Management For Voted - For 7 Elect Steven M. Rales Management For Voted - For 8 Elect John T. Schwieters Management For Voted - For 9 Elect Alan G. Spoon Management For Voted - For 10 Elect Elias A. Zerhouni Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 14 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Voted - For DELPHI AUTOMOTIVE PLC SECURITY ID: G27823106 TICKER: DLPH Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Elect Joseph S. Cantie Management For Voted - For 2 Elect Kevin P. Clark Management For Voted - For 3 Elect Gary L. Cowger Management For Voted - For 4 Elect Nicholas M. Donofrio Management For Voted - For 5 Elect Mark P. Frissora Management For Voted - For 6 Elect Rajiv L. Gupta Management For Voted - For 7 Elect J. Randall MacDonald Management For Voted - For 8 Elect Sean O. Mahoney Management For Voted - For 9 Elect Timothy M. Manganello Management For Voted - For 10 Elect Bethany J. Mayer Management For Voted - For 11 Elect Thomas W. Sidlik Management For Voted - For 12 Elect Bernd Wiedemann Management For Voted - For 13 Elect Lawrence A. Zimmerman Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED FIDELITY NATIONAL INFORMATION SERVICES, INC. SECURITY ID: 31620M106 TICKER: FIS Meeting Date: 25-May-16 Meeting Type: Annual 1 Elect Ellen R. Alemany Management For Voted - For 2 Elect William P. Foley, II Management For Voted - Against 3 Elect Thomas M. Hagerty Management For Voted - Against 4 Elect Keith W. Hughes Management For Voted - For 5 Elect David K. Hunt Management For Voted - Against 6 Elect Stephan A. James Management For Voted - For 7 Elect Frank R. Martire Management For Voted - For 8 Elect Richard N. Massey Management For Voted - Against 9 Elect Leslie M. Muma Management For Voted - For 10 Elect Gary A. Norcross Management For Voted - For 11 Elect James B. Stallings, Jr. Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For GAMESTOP CORP. SECURITY ID: 36467W109 TICKER: GME Meeting Date: 21-Jun-16 Meeting Type: Annual 1 Elect Daniel A. DeMatteo Management For Voted - For 2 Elect J. Paul Raines Management For Voted - For 3 Elect Jerome L. Davis Management For Voted - For 4 Elect Thomas N. Kelly, Jr. Management For Voted - For 5 Elect Shane S. Kim Management For Voted - For 6 Elect Steven R. Koonin Management For Voted - For 7 Elect Stephanie M. Shern Management For Voted - For 8 Elect Gerald R. Szczepanski Management For Voted - For 9 Elect Kathy Vrabeck Management For Voted - For 10 Elect Lawrence S. Zilavy Management For Voted - For 11 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendments to Certificate of Incorporation Regarding Removal of Directors Management For Voted - For GENERAL DYNAMICS CORPORATION SECURITY ID: 369550108 TICKER: GD Meeting Date: 04-May-16 Meeting Type: Annual 1 Elect Mary T. Barra Management For Voted - For 2 Elect Nicholas D. Chabraja Management For Voted - For 3 Elect James S. Crown Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Elect Rudy F. deLeon Management For Voted - For 5 Elect William P. Fricks Management For Voted - For 6 Elect John M. Keane Management For Voted - For 7 Elect Lester L. Lyles Management For Voted - For 8 Elect Mark M. Malcolm Management For Voted - For 9 Elect James N. Mattis Management For Voted - For 10 Elect Phebe N. Novakovic Management For Voted - For 11 Elect William A. Osborn Management For Voted - For 12 Elect Laura J. Schumacher Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Executive Annual Incentive Plan Management For Voted - Against 16 Shareholder Proposal Regarding Giving Preference to Share Repurchases Shareholder Against Voted - Against GILEAD SCIENCES, INC. SECURITY ID: 375558103 TICKER: GILD Meeting Date: 11-May-16 Meeting Type: Annual 1 Elect John F. Cogan Management For Voted - For 2 Elect Kevin E. Lofton Management For Voted - For 3 Elect John W. Madigan Management For Voted - For 4 Elect John C. Martin Management For Voted - For 5 Elect John F. Milligan Management For Voted - For 6 Elect Nicholas G. Moore Management For Voted - For 7 Elect Richard J. Whitley Management For Voted - For 8 Elect Gayle E. Wilson Management For Voted - For 9 Elect Per Wold-Olsen Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Amendment to the Code Section 162(m) Bonus Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For HARTFORD FINANCIAL SERVICES GROUP, INC. SECURITY ID: 416515104 TICKER: HIG Meeting Date: 18-May-16 Meeting Type: Annual 1 Elect Robert B. Allardice, III Management For Voted - For 2 Elect Trevor Fetter Management For Voted - For 3 Elect Kathryn A. Mikells Management For Voted - For 4 Elect Michael G. Morris Management For Voted - For 5 Elect Thomas A. Renyi Management For Voted - For 6 Elect Julie G. Richardson Management For Voted - For 7 Elect Teresa W. Roseborough Management For Voted - For 8 Elect Virginia P. Ruesterholz Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect Charles B. Strauss Management For Voted - For 10 Elect Christopher J. Swift Management For Voted - For 11 Elect H. Patrick Swygert Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year HASBRO, INC. SECURITY ID: 418056107 TICKER: HAS Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect Basil L. Anderson Management For Voted - For 2 Elect Alan R. Batkin Management For Voted - For 3 Elect Kenneth A. Bronfin Management For Voted - For 4 Elect Michael R. Burns Management For Voted - For 5 Elect Crispin Davis Management For Voted - For 6 Elect Lisa Gersh Management For Voted - For 7 Elect Brian D. Goldner Management For Voted - For 8 Elect Alan G. Hassenfeld Management For Voted - For 9 Elect Tracy A. Leinbach Management For Voted - For 10 Elect Edward M. Philip Management For Voted - For 11 Elect Richard S. Stoddart Management For Voted - For 12 Elect Linda K. Zecher Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For INTERCONTINENTAL EXCHANGE, INC. SECURITY ID: 45866F104 TICKER: ICE Meeting Date: 13-May-16 Meeting Type: Annual 1 Elect Charles R. Crisp Management For Voted - For 2 Elect Jean-Marc Forneri Management For Voted - For 3 Elect Lord Hague of Richmond Management For Voted - For 4 Elect Fred W. Hatfield Management For Voted - For 5 Elect Frederic V. Salerno Management For Voted - For 6 Elect Jeffrey C. Sprecher Management For Voted - For 7 Elect Judith A. Sprieser Management For Voted - For 8 Elect Vincent Tese Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Sustainability Report Shareholder Against Voted - Against U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED J.M. SMUCKER CO. SECURITY ID: 832696405 TICKER: SJM Meeting Date: 12-Aug-15 Meeting Type: Annual 1 Elect Vincent C. Byrd Management For Voted - For 2 Elect Paul J. Dolan Management For Voted - For 3 Elect Nancy Lopez Knight Management For Voted - For 4 Elect Elizabeth Valk Long Management For Voted - For 5 Elect Gary A. Oatey Management For Voted - For 6 Elect Sandra Pianalto Management For Voted - For 7 Elect Alex Shumate Management For Voted - For 8 Elect Mark T. Smucker Management For Voted - Against 9 Elect Timothy P. Smucker Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 2010 Equity and Incentive Compensation Plan Management For Voted - For 13 Shareholder Proposal Regarding Increase in Renewable Energy Sourcing Shareholder Against Voted - Against JOHNSON & JOHNSON SECURITY ID: 478160104 TICKER: JNJ Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Elect Mary C. Beckerle Management For Voted - For 2 Elect D. Scott Davis Management For Voted - For 3 Elect Ian E.L. Davis Management For Voted - For 4 Elect Alex Gorsky Management For Voted - For 5 Elect Susan L. Lindquist Management For Voted - For 6 Elect Mark B. McClellan Management For Voted - For 7 Elect Anne M. Mulcahy Management For Voted - For 8 Elect William D. Perez Management For Voted - For 9 Elect Charles Prince Management For Voted - For 10 Elect A. Eugene Washington Management For Voted - For 11 Elect Ronald A. Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Giving Preference to Share Repurchases Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Take-Back Programs for Unused Medicines Shareholder Against Voted - Against U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED JPMORGAN CHASE & CO. SECURITY ID: 46625H100 TICKER: JPM Meeting Date: 17-May-16 Meeting Type: Annual 1 Elect Linda B. Bammann Management For Voted - For 2 Elect James A. Bell Management For Voted - For 3 Elect Crandall C. Bowles Management For Voted - For 4 Elect Stephen B. Burke Management For Voted - For 5 Elect James S. Crown Management For Voted - For 6 Elect James Dimon Management For Voted - For 7 Elect Timothy P. Flynn Management For Voted - For 8 Elect Laban P. Jackson, Jr. Management For Voted - For 9 Elect Michael A. Neal Management For Voted - For 10 Elect Lee R. Raymond Management For Voted - For 11 Elect William C. Weldon Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For 15 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Formation of Shareholder Value Committee Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Linking Executive Pay to Social Factors Shareholder Against Voted - Against KROGER CO. SECURITY ID: 501044101 TICKER: KR Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Elect Nora. A. Aufreiter Management For Voted - For 2 Elect Robert D. Beyer Management For Voted - For 3 Elect Anne Gates Management For Voted - For 4 Elect Susan J. Kropf Management For Voted - For 5 Elect W. Rodney McMullen Management For Voted - For 6 Elect Jorge P. Montoya Management For Voted - For 7 Elect Clyde R. Moore Management For Voted - For 8 Elect Susan M. Phillips Management For Voted - For 9 Elect James A. Runde Management For Voted - For 10 Elect Ronald L. Sargent Management For Voted - For 11 Elect Bobby S. Shackouls Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 14 Shareholder Proposal Regarding Human Rights Report Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Renewable Energy Sourcing Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Giving Preference to Share Repurchases Shareholder Against Voted - Against MICROCHIP TECHNOLOGY INCORPORATED SECURITY ID: 595017104 TICKER: MCHP Meeting Date: 14-Aug-15 Meeting Type: Annual 1.1 Elect Steve Sanghi Management For Voted - For 1.2 Elect Matthew W. Chapman Management For Voted - For 1.3 Elect L. B. Day Management For Voted - Withheld 1.4 Elect Esther L. Johnson Management For Voted - For 1.5 Elect Wade F. Meyercord Management For Voted - For 2 Approval of Potential Conversion of Senior Debentures Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For MICROSOFT CORPORATION SECURITY ID: 594918104 TICKER: MSFT Meeting Date: 02-Dec-15 Meeting Type: Annual 1 Elect William H. Gates III Management For Voted - For 2 Elect Teri L. List-Stoll Management For Voted - For 3 Elect G. Mason Morfit Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 5 Elect Charles H. Noski Management For Voted - For 6 Elect Helmut G. W. Panke Management For Voted - For 7 Elect Sandra E. Peterson Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - For 11 Elect Padmasree Warrior Management For Voted - For 12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For Voted - For 13 Ratification of Auditor Management For Voted - For NASDAQ, INC. SECURITY ID: 631103108 TICKER: NDAQ Meeting Date: 05-May-16 Meeting Type: Annual 1 Elect Charlene T. Begley Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Elect Steven D. Black Management For Voted - For 3 Elect Borje Ekholm Management For Voted - For 4 Elect Robert Greifeld Management For Voted - For 5 Elect Glenn H. Hutchins Management For Voted - For 6 Elect Essa Kazim Management For Voted - For 7 Elect Thomas A. Kloet Management For Voted - For 8 Elect Ellyn A. McColgan Management For Voted - For 9 Elect Michael R. Splinter Management For Voted - For 10 Elect Lars Wedenborn Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Proxy Access Shareholder N/A Voted - For NIKE INC. SECURITY ID: 654106103 TICKER: NKE Meeting Date: 17-Sep-15 Meeting Type: Annual 1.1 Elect Alan B. Graf, Jr. Management For Voted - For 1.2 Elect John C. Lechleiter Management For Voted - For 1.3 Elect Michelle Peluso Management For Voted - For 1.4 Elect Phyllis M. Wise Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Increase of Authorized Common Stock Management For Voted - Against 4 Re-approval of the Executive Performance Sharing Plan Management For Voted - For 5 Amendment to the Stock Incentive Plan Management For Voted - For 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 7 Ratification of Auditor Management For Voted - For NORTHROP GRUMMAN CORPORATION SECURITY ID: 666807102 TICKER: NOC Meeting Date: 18-May-16 Meeting Type: Annual 1 Elect Wesley G. Bush Management For Voted - For 2 Elect Marianne C. Brown Management For Voted - For 3 Elect Victor H. Fazio Management For Voted - For 4 Elect Donald E. Felsinger Management For Voted - For 5 Elect Ann M. Fudge Management For Voted - For 6 Elect Bruce S. Gordon Management For Voted - For 7 Elect William H. Hernandez Management For Voted - For 8 Elect Madeleine A. Kleiner Management For Voted - For 9 Elect Karl J. Krapek Management For Voted - For 10 Elect Richard B. Myers Management For Voted - For 11 Elect Gary Roughead Management For Voted - For 12 Elect Thomas M. Schoewe Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 13 Elect James S. Turley Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For PEPSICO, INC. SECURITY ID: 713448108 TICKER: PEP Meeting Date: 04-May-16 Meeting Type: Annual 1 Elect Shona L. Brown Management For Voted - For 2 Elect George W. Buckley Management For Voted - For 3 Elect Cesar Conde Management For Voted - For 4 Elect Ian M. Cook Management For Voted - For 5 Elect Dina Dublon Management For Voted - For 6 Elect Rona A. Fairhead Management For Voted - For 7 Elect Richard W. Fisher Management For Voted - For 8 Elect William R. Johnson Management For Voted - For 9 Elect Indra K. Nooyi Management For Voted - For 10 Elect David C. Page Management For Voted - For 11 Elect Robert C. Pohlad Management For Voted - For 12 Elect Lloyd G. Trotter Management For Voted - For 13 Elect Daniel Vasella Management For Voted - For 14 Elect Alberto Weisser Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Amendment to the Long-Term Incentive Plan Management For Voted - For 18 Shareholder Proposal Regarding Formation of Sustainability Committee Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Neonicotinoids Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Holy Land Principles Shareholder Against Voted - Against 21 Shareholder Proposal Regarding Renewable Energy Targets Shareholder Against Voted - Against PFIZER INC. SECURITY ID: 717081103 TICKER: PFE Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Elect Dennis A. Ausiello Management For Voted - For 2 Elect W. Don Cornwell Management For Voted - For 3 Elect Joseph J. Echevarria Management For Voted - For 4 Elect Frances D. Fergusson Management For Voted - For 5 Elect Helen H. Hobbs Management For Voted - For 6 Elect James M. Kilts Management For Voted - For 7 Elect Shantanu Narayen Management For Voted - For 8 Elect Suzanne Nora Johnson Management For Voted - For 9 Elect Ian C. Read Management For Voted - For 10 Elect Stephen W. Sanger Management For Voted - For U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 11 Elect James C. Smith Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against Voted - Against 16 SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT Shareholder Against Voted - Against 17 SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS Shareholder Against Voted - Against PRUDENTIAL FINANCIAL, INC. SECURITY ID: 744320102 TICKER: PRU Meeting Date: 10-May-16 Meeting Type: Annual 1 Elect Thomas J. Baltimore, Jr. Management For Voted - For 2 Elect Gilbert F. Casellas Management For Voted - For 3 Elect James G. Cullen Management For Voted - For 4 Elect Mark B. Grier Management For Voted - For 5 Elect Martina Hund-Mejean Management For Voted - For 6 Elect Karl J. Krapek Management For Voted - For 7 Elect Peter R. Lighte Management For Voted - For 8 Elect George Paz Management For Voted - For 9 Elect Sandra Pianalto Management For Voted - For 10 Elect Christine A. Poon Management For Voted - For 11 Elect Douglas A. Scovanner Management For Voted - For 12 Elect John R. Strangfeld Management For Voted - For 13 Elect Michael A. Todman Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2016 Omnibus Incentive Plan Management For Voted - For 17 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For RAYTHEON COMPANY SECURITY ID: 755111507 TICKER: RTN Meeting Date: 26-May-16 Meeting Type: Annual 1 Elect Tracy A Atkinson Management For Voted - For 2 Elect Robert E. Beauchamp Management For Voted - For 3 Elect James E. Cartwright Management For Voted - For 4 Elect Vernon E. Clark Management For Voted - For 5 Elect Stephen J. Hadley Management For Voted - For 6 Elect Thomas A. Kennedy Management For Voted - For 7 Elect Letitia A Long Management For Voted - For U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Elect George R. Oliver Management For Voted - For 9 Elect Michael C. Ruettgers Management For Voted - For 10 Elect William R. Spivey Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Adoption of an Exclusive Forum Provision Management For Voted - Against 14 Shareholder Proposal Regarding Giving Preference to Share Repurchases Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against REGIONS FINANCIAL CORPORATION SECURITY ID: 7591EP100 TICKER: RF Meeting Date: 21-Apr-16 Meeting Type: Annual 1 Elect Carolyn H. Byrd Management For Voted - For 2 Elect David J. Cooper, Sr. Management For Voted - For 3 Elect Don DeFosset Management For Voted - For 4 Elect Eric C. Fast Management For Voted - For 5 Elect O. B. Grayson Hall, Jr. Management For Voted - For 6 Elect John D. Johns Management For Voted - For 7 Elect Ruth Ann Marshall Management For Voted - For 8 Elect Susan W. Matlock Management For Voted - For 9 Elect John E. Maupin, Jr. Management For Voted - For 10 Elect Charles D. McCrary Management For Voted - For 11 Elect Lee J. Styslinger III Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For REPUBLIC SERVICES, INC. SECURITY ID: 760759100 TICKER: RSG Meeting Date: 06-May-16 Meeting Type: Annual 1 Elect Ramon A. Rodriguez Management For Voted - For 2 Elect Tomago Collins Management For Voted - For 3 Elect James W. Crownover Management For Voted - For 4 Elect Ann E. Dunwoody Management For Voted - For 5 Elect William J. Flynn Management For Voted - For 6 Elect Manuel Kadre Management For Voted - For 7 Elect Michael Larson Management For Voted - For 8 Elect W. Lee Nutter Management For Voted - For 9 Elect Donald W. Slager Management For Voted - For 10 Elect John M. Trani Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to Bylaws to Implement Proxy Access Management For Voted - For 14 Adoption of Exclusive Forum Management For Voted - Against U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) SECURITY ID: 806857108 TICKER: SLB Meeting Date: 06-Apr-16 Meeting Type: Annual 1 Elect Peter L.S. Currie Management For Voted - For 2 Elect V. Maureen Kempston Darkes Management For Voted - For 3 Elect Paal Kibsgaard Management For Voted - For 4 Elect Nikolay Kudryavtsev Management For Voted - For 5 Elect Michael E. Marks Management For Voted - Against 6 Elect Indra K. Nooyi Management For Voted - For 7 Elect Lubna S. Olayan Management For Voted - For 8 Elect Leo Rafael Reif Management For Voted - For 9 Elect Tore I. Sandvold Management For Voted - Against 10 Elect Henri Seydoux Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Approval of Financials Statements/Dividends Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendments to Articles of Incorporation Management For Voted - For 15 Ratification of Board Size Management For Voted - For 16 Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan Management For Voted - For STARBUCKS CORPORATION SECURITY ID: 855244109 TICKER: SBUX Meeting Date: 23-Mar-16 Meeting Type: Annual 1 Elect Howard Schultz Management For Voted - For 2 Elect William W. Bradley Management For Voted - For 3 Elect Mary N. Dillon Management For Voted - For 4 Elect Robert M. Gates Management For Voted - For 5 Elect Mellody Hobson Management For Voted - For 6 Elect Kevin R. Johnson Management For Voted - For 7 Elect Joshua C. Ramo Management For Voted - For 8 Elect James G. Shennan, Jr. Management For Voted - For 9 Elect Clara Shih Management For Voted - For 10 Elect Javier G. Teruel Management For Voted - For 11 Elect Myron E. Ullman III Management For Voted - For 12 Elect Craig E. Weatherup Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the Executive Management Bonus Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Proxy Acess Shareholder Against Voted - For 17 Shareholder Proposal Regarding Human Rights Review Shareholder Against Voted - Against U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED TE CONNECTIVITY LTD. SECURITY ID: H84989104 TICKER: TEL Meeting Date: 02-Mar-16 Meeting Type: Annual 1 Elect Pierre R. Brondeau Management For Voted - For 2 Elect Terrence R. Curtin Management For Voted - For 3 Elect Carol A. Davidson Management For Voted - For 4 Elect Juergen W. Gromer Management For Voted - For 5 Elect William A. Jeffrey Management For Voted - For 6 Elect Thomas J. Lynch Management For Voted - For 7 Elect Yong Nam Management For Voted - For 8 Elect Daniel J. Phelan Management For Voted - For 9 Elect Paula A. Sneed Management For Voted - For 10 Elect Mark C. Trudeau Management For Voted - For 11 Elect John C. Van Scoter Management For Voted - For 12 Elect Laura H. Wright Management For Voted - For 13 Elect Thomas J. Lynch as Chairman Management For Voted - For 14 Elect Daniel J. Phelan Management For Voted - For 15 Elect Paula A. Sneed Management For Voted - For 16 Elect John C. Van Scoter Management For Voted - For 17 Appointment of the Independent Proxy Management For Voted - For 18 Approval of Annual Report Management For Voted - For 19 Approval of Statutory Financial Statements Management For Voted - For 20 Approval of Consolidated Financial Statements Management For Voted - For 21 Release of Board of Directors and Executive Officers Management For Voted - For 22 Appoint Deloitte and Touche as auditor Management For Voted - For 23 Appoint Deloitte AG, Zurich as Swiss registered auditor Management For Voted - For 24 Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor Management For Voted - For 25 Advisory Vote on Executive Compensation Management For Voted - For 26 Executive Compensation Management For Voted - For 27 Board Compensation Management For Voted - For 28 Appropriation of Earnings Management For Voted - For 29 Declaration of Dividend Management For Voted - For 30 Authority to Repurchase Shares Management For Voted - For 31 Increase in Authorized Capital Management For Voted - For 32 Reduction of Share Capital Under the Share Repurchase Program Management For Voted - For 33 Right to Adjourn Meeting Management For Voted - For TEXAS INSTRUMENTS INCORPORATED SECURITY ID: 882508104 TICKER: TXN Meeting Date: 21-Apr-16 Meeting Type: Annual 1 Elect Ralph W. Babb, Jr. Management For Voted - For U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Elect Mark A. Blinn Management For Voted - For 3 Elect Daniel A. Carp Management For Voted - For 4 Elect Janet F. Clark Management For Voted - For 5 Elect Carrie S. Cox Management For Voted - For 6 Elect Ronald Kirk Management For Voted - For 7 Elect Pamela H. Patsley Management For Voted - For 8 Elect Robert E. Sanchez Management For Voted - For 9 Elect Wayne R. Sanders Management For Voted - For 10 Elect Richard K. Templeton Management For Voted - For 11 Elect Christine Todd Whitman Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2009 Long-Term Incentive Plan Management For Voted - For THE HOME DEPOT, INC. SECURITY ID: 437076102 TICKER: HD Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect Gerard J. Arpey Management For Voted - For 2 Elect Ari Bousbib Management For Voted - For 3 Elect Gregory D. Brenneman Management For Voted - For 4 Elect J. Frank Brown Management For Voted - For 5 Elect Albert P. Carey Management For Voted - For 6 Elect Armando Codina Management For Voted - For 7 Elect Helena B. Foulkes Management For Voted - For 8 Elect Linda R. Gooden Management For Voted - For 9 Elect Wayne M. Hewett Management For Voted - For 10 Elect Karen Katen Management For Voted - For 11 Elect Craig A. Menear Management For Voted - For 12 Elect Mark Vadon Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Employment Diversity Report Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Voted - For THE PNC FINANCIAL SERVICES GROUP INC. SECURITY ID: 693475105 TICKER: PNC Meeting Date: 26-Apr-16 Meeting Type: Annual 1 Elect Charles E. Bunch Management For Voted - Against 2 Elect Marjorie Rodgers Cheshire Management For Voted - For 3 Elect William S. Demchak Management For Voted - For 4 Elect Andrew T. Feldstein Management For Voted - For 5 Elect Daniel R. Hesse Management For Voted - For U.S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 6 Elect Kay Coles James Management For Voted - For 7 Elect Richard B. Kelson Management For Voted - For 8 Elect Jane G. Pepper Management For Voted - For 9 Elect Donald J. Shepard Management For Voted - For 10 Elect Lorene K. Steffes Management For Voted - For 11 Elect Dennis F. Strigl Management For Voted - For 12 Elect Michael J. Ward Management For Voted - For 13 Elect Gregory D. Wasson Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 2016 Incentive Award Plan Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For THE PROCTER AND GAMBLE COMPANY SECURITY ID: 742718109 TICKER: PG Meeting Date: 13-Oct-15 Meeting Type: Annual 1 Elect Francis S. Blake Management For Voted - For 2 Elect Angela F. Braly Management For Voted - For 3 Elect Kenneth I. Chenault Management For Voted - For 4 Elect Scott D. Cook Management For Voted - For 5 Elect Susan D. Desmond-Hellmann Management For Voted - For 6 Elect Alan G. Lafley Management For Voted - For 7 Elect Terry J. Lundgren Management For Voted - For 8 Elect W. James McNerney, Jr. Management For Voted - For 9 Elect David. S. Taylor Management For Voted - For 10 Elect Margaret C. Whitman Management For Voted - For 11 Elect Mary Agnes Wilderotter Management For Voted - Abstain 12 Elect Patricia A. Woertz Management For Voted - For 13 Elect Ernesto Zedillo Ponce de Leon Management For Voted - Against 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For THE TJX COMPANIES, INC. SECURITY ID: 872540109 TICKER: TJX Meeting Date: 07-Jun-16 Meeting Type: Annual 1 Elect Zein Abdalla Management For Voted - For 2 Elect Jose B. Alvarez Management For Voted - For 3 Elect Alan M. Bennett Management For Voted - For 4 Elect David T. Ching Management For Voted - For 5 Elect Ernie Herrman Management For Voted - For 6 Elect Michael F. Hines Management For Voted - For 7 Elect Amy B. Lane Management For Voted - For 8 Elect Carol Meyrowitz Management For Voted - For 9 Elect John F. O'Brien Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 10 Elect Willow B. Shire Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay Shareholder Against Voted - Against VALERO ENERGY CORPORATION SECURITY ID: 91913Y100 TICKER: VLO Meeting Date: 12-May-16 Meeting Type: Annual 1 Elect Joseph W Gorder Management For Voted - For 2 Elect Deborah P. Majoras Management For Voted - For 3 Elect Donald L. Nickles Management For Voted - For 4 Elect Philip J. Pfeiffer Management For Voted - For 5 Elect Robert A. Profusek Management For Voted - For 6 Elect Susan Kaufman Purcell Management For Voted - For 7 Elect Stephen M. Waters Management For Voted - For 8 Elect Randall J. Weisenburger Management For Voted - For 9 Elect Rayford Wilkins Jr. Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to Articles Regarding Removal of Directors Management For Voted - For 13 Re-approval of the 2011 Omnibus Stock Incentive Plan for the Purposes of Section 162(m) Management For Voted - For VERIZON COMMUNICATIONS INC. SECURITY ID: 92343V104 TICKER: VZ Meeting Date: 05-May-16 Meeting Type: Annual 1 Elect Shellye L. Archambeau Management For Voted - For 2 Elect Mark T. Bertolini Management For Voted - For 3 Elect Richard L. Carrion Management For Voted - For 4 Elect Melanie L. Healey Management For Voted - For 5 Elect M. Frances Keeth Management For Voted - For 6 Elect Karl-Ludwig Kley Management For Voted - For 7 Elect Lowell C. McAdam Management For Voted - For 8 Elect Donald T. Nicolaisen Management For Voted - For 9 Elect Clarence Otis, Jr. Management For Voted - For 10 Elect Rodney E. Slater Management For Voted - For 11 Elect Kathryn A. Tesija Management For Voted - For 12 Elect Gregory D. Wasson Management For Voted - For 13 Elect Gregory G. Weaver Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 16 Shareholder Proposal Regarding Renewable Energy targets Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Indirect Political Spending Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 19 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For 20 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 21 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Shareholder Against Voted - Against VISA INC. SECURITY ID: 92826C839 TICKER: V Meeting Date: 03-Feb-16 Meeting Type: Annual 1 Elect Lloyd A. Carney Management For Voted - For 2 Elect Mary B. Cranston Management For Voted - Against 3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For 4 Elect Alfred F. Kelly, Jr. Management For Voted - For 5 Elect Robert W. Matschullat Management For Voted - For 6 Elect Cathy E. Minehan Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect David J. Pang Management For Voted - For 9 Elect Charles W. Scharf Management For Voted - For 10 Elect John A.C. Swainson Management For Voted - For 11 Elect Maynard G. Webb, Jr. Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated Management For Voted - For 14 Amendment to the Visa Inc. Incentive Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For XCEL ENERGY INC. SECURITY ID: 98389B100 TICKER: XEL Meeting Date: 18-May-16 Meeting Type: Annual 1 Elect Gail K. Boudreaux Management For Voted - For 2 Elect Richard K. Davis Management For Voted - For 3 Elect Benjamin G.S. Fowke III Management For Voted - For 4 Elect Richard T. O'Brien Management For Voted - For 5 Elect Christopher J. Policinski Management For Voted - For 6 Elect James T. Prokopanko Management For Voted - For 7 Elect A. Patricia Sampson Management For Voted - For 8 Elect James J. Sheppard Management For Voted - For 9 Elect David A. Westerlund Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 10 Elect Kim Williams Management For Voted - For 11 Elect Timothy V. Wolf Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For XL GROUP PLC SECURITY ID: G98290102 TICKER: XL Meeting Date: 13-May-16 Meeting Type: Annual 1 Elect Ramani Ayer Management For Voted - For 2 Elect Stephen J.O. Catlin Management For Voted - For 3 Elect Dale R. Comey Management For Voted - For 4 Elect Claus-Michael Dill Management For Voted - For 5 Elect Robert R. Glauber Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Suzanne B. Labarge Management For Voted - For 8 Elect Joseph Mauriello Management For Voted - For 9 Elect Eugene M. McQuade Management For Voted - For 10 Elect Michael S. McGavick Management For Voted - For 11 Elect Clayton S. Rose Management For Voted - For 12 Elect Anne L. Stevens Management For Voted - For 13 Elect John M. Vereker Management For Voted - For 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Amendment to the 1991 Performance Incentive Program Management For Voted - For Meeting Date: 23-Jun-16 Meeting Type: Special 1 EGM Scheme of Arrangement Proposal Management For Voted - For 2 Capital Reduction Proposal Management For Voted - For 3 Subsidiary Share Acquisition Proposal Management For Voted - For 4 Directors' Allotment Authority Proposal Management For Voted - For 5 Ireland Reserve Application Proposal Management For Voted - For 6 Ireland Memorandum Amendment Proposal Management For Voted - For 7 Ireland Articles Amendment Proposal Management For Voted - For 8 Bermuda Bye-Law Amendment Threshold Proposal Management For Voted - For 9 Bermuda Merger and Amalgamation Threshold Proposal Management For Voted - For 10 Bermuda Repurchase Right Proposal Management For Voted - For 11 Right to Adjourn Meeting Management For Voted - For U. S. GLOBAL INVESTORS ALL AMERICAN EQUITY FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED XL GROUP PLC SECURITY ID: G98290111 TICKER: XL Meeting Date: 23-Jun-16 Meeting Type: Special 1 Redomestication from Ireland to Bermuda Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For ZIONS BANCORPORATION SECURITY ID: 989701107 TICKER: ZION Meeting Date: 27-May-16 Meeting Type: Annual 1 Elect Jerry C. Atkin Management For Voted - For 2 Elect Patricia Frobes Management For Voted - For 3 Elect Suren K Gupta Management For Voted - For 4 Elect J. David Heaney Management For Voted - For 5 Elect Vivian S. Lee Management For Voted - For 6 Elect Edward F Murphy Management For Voted - For 7 Elect Roger B. Porter Management For Voted - For 8 Elect Stephen D. Quinn Management For Voted - For 9 Elect Harris H. Simmons Management For Voted - For 10 Elect L. E. Simmons Management For Voted - For 11 Elect Shelley Thomas Williams Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2017 Management Incentive Plan Management For Voted - For 15 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3SBIO INC SECURITY ID: G8875G102 TICKER: 01530 Meeting Date: 28-Jun-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendment to the Share Option Scheme Management For Voted - Against 3SBIO INC. SECURITY ID: G8875G102 TICKER: 01530 Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect LOU Jing Management For Voted - For 5 Elect TAN Bo Management For Voted - For 6 Elect SU Dongmei Management For Voted - For 7 Elect LIU Dong Management For Voted - For 8 Elect LV Dong Management For Voted - For 9 Elect PU Tianruo Management For Voted - For 10 Elect David Ross Parkinson Management For Voted - For 11 Elect MA Jun Management For Voted - For 12 Directors' Fees Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Issue Repurchased Shares Management For Voted - Against AIR CHINA LIMITED SECURITY ID: Y002A6104 TICKER: 753 Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Amendments to Articles Management For Voted - For 5 Amendments to Articles to Rules and Procedure of Shareholders' Meetings Management For Voted - For 6 Amendments to Articles to Rules and Procedure of Meetings of the Board of Directors Management For Voted - For 7 Shareholder Return Plan for Three Years from 2015 to 2017 Management For Voted - For 8 Continuing Connected Transaction Agreements Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect LI Dajin Management For Voted - For AK HOLDINGS SECURITY ID: Y0016S103 TICKER: 006840 Meeting Date: 25-Mar-16 Meeting Type: Annual 1 Financial Statements Management For Voted - Against 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Election of Directors (Slate) Management For Voted - For 5 Election of Audit Committee Member: KIM Jin Hong Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting AMOREPACIFIC GROUP SECURITY ID: Y0126C105 TICKER: 002790 Meeting Date: 18-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Allocation of Profits/Dividends Management For Voted - Against 3 Amendments to Articles Management For Voted - For 4 Election of Directors (Slate) Management For Voted - For 5 Election of Audit Committee Members Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Corporate Auditors' Fees Management For Voted - For ANHUI CONCH CEMENT COMPANY LIMITED SECURITY ID: Y01373102 TICKER: 0914 Meeting Date: 16-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Give Guarantees Management For Voted - For ANTA SPORTS PRODUCTS LIMITED SECURITY ID: G04011105 TICKER: 2020 Meeting Date: 06-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Final Dividend Management For Voted - For 5 Allocation of Special Dividend Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 6 Elect DING Shijia Management For Voted - For 7 Elect ZHENG Jie Management For Voted - For 8 Elect DAI Zhongchuan Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against AVAGO TECHNOLOGIES LIMITED SECURITY ID: Y0486S104 TICKER: AVGO Meeting Date: 10-Nov-15 Meeting Type: Special 1 Merger Management For Voted - For 2 Issuance of Shares w/o Preemptive Rights Management For Voted - For BDO UNIBANK INC SECURITY ID: Y07775102 TICKER: BDO Meeting Date: 22-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 CALL TO ORDER Management For Voted - For 3 Proof of Notice and Quorum Management For Voted - For 4 Meeting Minutes Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 OPEN FORUM Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Elect Teresita T. Sy Management For Voted - Against 9 Elect Jesus A. Jacinto, Jr. Management For Voted - For 10 Elect Nestor V. Tan Management For Voted - For 11 Elect Christopher A. Bell-Knight Management For Voted - For 12 Elect Antonio C Pacis Management For Voted - For 13 Elect Josefina N. Tan Management For Voted - For 14 Elect Jose F. Buenaventura Management For Voted - For 15 Elect Jones M. Castro, Jr. Management For Voted - For 16 Elect Dioscoro I. Ramos Management For Voted - For 17 Elect Jimmy T. Tang Management For Voted - For 18 Elect Gilberto C Teodoro Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Sybase Share Swap Management For Voted - For 21 Transaction of Other Business Management For Voted - Against 22 ADJOURNMENT Management For Voted - For 23 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED BLOOMAGE BIOTECHNOLOGY CORPORATION LTD. SECURITY ID: G1179M107 TICKER: 0963 Meeting Date: 17-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Management Subscription Agreements Management For Voted - Against 4 Subscription Shares Management For Voted - Against 5 Ratification of Board Acts Management For Voted - Against BOER POWER HOLDINGS LIMITED SECURITY ID: G12161108 TICKER: 1685 Meeting Date: 26-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect ZHA Saibin Management For Voted - Against 5 Elect QIAN Zhongming Management For Voted - For 6 Elect TANG Jianrong Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against BROADCOM LTD. SECURITY ID: Y09827109 TICKER: AVGO Meeting Date: 06-Apr-16 Meeting Type: Annual 1 Elect Hock E. Tan Management For Voted - For 2 Elect James V. Diller, Sr. Management For Voted - For 3 Elect Lewis C. Eggebrecht Management For Voted - For 4 Elect Kenneth Y. Hao Management For Voted - For 5 Elect Eddy W. Hartenstein Management For Voted - For 6 Elect Justine Lien Management For Voted - For 7 Elect Donald Macleod Management For Voted - For 8 Elect Peter J. Marks Management For Voted - For 9 Elect Dr. Henry S. Samueli Management For Voted - For 10 Elect Lucien Y.K. Wong Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Ordinary and Special Preference Shares Management For Voted - For 13 Directors' Fees Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED CATCHER TECHNOLOGY CO., LTD. SECURITY ID: Y1148A101 TICKER: 2474 Meeting Date: 19-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 7 Elect SHU Lih-Chyun Management For Voted - For 8 Elect LEI Mon-Huan Management For Voted - Against 9 Elect HUANG Wen-Chieh Management For Voted - For 10 Elect - Director No.1 Management For Voted - Abstain 11 Elect - Director No.2 Management For Voted - Abstain 12 Elect - Director No.3 Management For Voted - Abstain 13 Elect - Director No.4 Management For Voted - Abstain 14 Non-compete Restrictions for Directors Management For Voted - Against CENTRAL CHINA SECURITIES CO., LTD. SECURITY ID: Y3R18N107 TICKER: 1375 Meeting Date: 09-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Plan of Provision for Available-For-Sale Financial Assets Impairment Management For Voted - Abstain 6 Annual Report Management For Voted - For 7 Final Accounts Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of PRC Accountant and Authority to Set Fees Management For Voted - For 10 Appointment of International Auditor and Authority to Set Fees Management For Voted - For 11 Independent Directors' Report - YUAN Dejun Management For Voted - For 12 Independent Directors' Report - YUEN Chi Wai Management For Voted - For 13 Independent Directors' Report - NING Jincheng Management For Voted - For 14 Independent Directors' Report - YU Xugang Management For Voted - For 15 Directors' Fees Management For Voted - For 16 Supervisors' Fees Management For Voted - For 17 Assessment and Award Colligation Mechanism Plan Management For Voted - Abstain 18 Revocation of the Implementation Rules for Awards Distribution Management For Voted - Abstain U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 19 Plan on Matters Relating to Remuneration of Directors Management For Voted - Abstain 20 Plan on Matters Relating to Remuneration of Supervisors Management For Voted - Abstain 21 Elect XIA Xiaoning as Supervisor Management For Voted - For CHINA CONSTRUCTION BANK CORPORATION SECURITY ID: Y1397N101 TICKER: 0939 Meeting Date: 28-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Carl Walter Management For Voted - For 3 Elect Anita FUNG Yuen Mei Management For Voted - For CHINA GALAXY SECURITIES CO., LTD. SECURITY ID: Y1R92J109 TICKER: 6881 Meeting Date: 06-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2016 Capital Expenditure Budget Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Report on Deposit and Use of Previous Proceeds Management For Voted - For 10 Authority to Issue Domestic and/or H Shares w/o Preemptive Rights Management For Voted - Against 11 Amendments to Board Authorization Management For Voted - Against CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD. SECURITY ID: G2112D105 TICKER: 658 Meeting Date: 17-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect CHEN Yongdao Management For Voted - Against 6 Elect LIAO Enrong Management For Voted - For 7 Elect GOU Jianhui Management For Voted - For 8 Elect WANG Zhangbing Management For Voted - For 9 Elect ZHOU Zhijin Management For Voted - For 10 Elect HU Jichun Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 11 Elect JIANG Xihe Management For Voted - Against 12 Elect ZHU Junsheng Management For Voted - For 13 Elect CHEN Shimin Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Appointment of Auditor and Authority to Set Fees Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 17 Authority to Repurchase Shares Management For Voted - For 18 Authority to Issue Repurchased Shares Management For Voted - Against CHINA LIFE INSURANCE COMPANY LIMITED SECURITY ID: Y1478C107 TICKER: 2823 Meeting Date: 31-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Capitalization of Profits and Issuance of New Shares Management For Voted - For CHINA LIFE INSURANCE COMPANY LTD. SECURITY ID: Y1477R204 TICKER: 2628 Meeting Date: 29-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect TANG Xin Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Entrusted Investment and Management Agreement Management For Voted - For 5 Capital Debt Financing Management For Voted - For 6 Overseas Issue of Senior Bonds Management For Voted - For 7 Change of Business Scope Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting CHINA MERCHANTS BANK COMPANY LIMITED SECURITY ID: Y14896115 TICKER: 3968 Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Report on Duty Performance of Directors Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Report on Duty Performance of Supervisors Management For Voted - For 10 Duty Performance Report and Cross-Evaluation of Independent Directors Management For Voted - For 11 Duty Performance Report and Cross-Evaluation of External Supervisors Management For Voted - For 12 Report on Related Party Transactions Management For Voted - For 13 Authority to Issue domestic and/or H Shares w/o Preemptive Rights Management For Voted - Against 14 Elect LI Jianhong Management For Voted - For 15 Elect XU Lirong Management For Voted - For 16 Elect LI Xiaopeng Management For Voted - For 17 Elect SUN Yueying Management For Voted - Against 18 Elect FU Gangfeng Management For Voted - Against 19 Elect HONG Xiaoyuan Management For Voted - For 20 Elect SU Min Management For Voted - For 21 Elect ZHANG Jian Management For Voted - For 22 Elect WANG Daxiong Management For Voted - For 23 Elect Zhang Feng Management For Voted - For 24 Elect TIAN Huiyu Management For Voted - For 25 Elect LI Hao Management For Voted - For 26 Elect Antony LEUNG Kam Chung Management For Voted - For 27 Elect WONG Kwai Lam Management For Voted - For 28 Elect PAN Chengwei Management For Voted - For 29 Elect PAN Yingli Management For Voted - For 30 Elect ZHAO Jun Management For Voted - For 31 Elect WONG See Hong Management For Voted - For 32 Elect FU Junyuan Management For Voted - For 33 Elect WU Heng Management For Voted - For 34 Elect WEN Jianguo Management For Voted - For 35 Elect JIN Qingjun Management For Voted - Against 36 Elect DING Huiping Management For Voted - For 37 Elect HAN Zirong Management For Voted - For 38 Amendments to Articles Management For Voted - For CHINA PACIFIC INSURANCE GROUP SECURITY ID: Y1505Z103 TICKER: 2601 Meeting Date: 17-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report of A Shares Management For Voted - For 5 Annual Report of H Shares Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Due Diligence Report Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 10 Report on Performance Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting CHINA PETROLEUM AND CHEMICAL CORPORATION SECURITY ID: 16941R108 TICKER: 0386 Meeting Date: 23-Oct-15 Meeting Type: Special 1 Major Continuing Connected Transactions and Non-Major Continuing Connected Transactions Management For Voted - For Meeting Date: 25-Feb-16 Meeting Type: Special 1 Elect MA Yongsheng Management For Voted - For 2 Authority to Give Guarantees Management For Voted - For CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED SECURITY ID: Y1508P110 TICKER: 1186 Meeting Date: 29-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Management Reward Scheme for 2014 Management For Voted - For 4 Increase in Authority to Issue Debt Instruments Management For Voted - For 5 Reward Scheme for Chairman of Supervisory Committee for 2014 Management For Voted - For CHINA RESOURCES GAS GROUP LIMITED SECURITY ID: G2113B108 TICKER: 1193 Meeting Date: 02-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect SHI Shanbo Management For Voted - For 6 Elect GE Bin Management For Voted - For 7 Elect YU Jian Management For Voted - Against 8 Elect David YU Hon To Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED CHINA SHENGMU ORGANIC MILK LTD SECURITY ID: G2117U102 TICKER: 1432 Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Elect DONG Xianli Management For Voted - For 6 Elect GAO Lingfeng Management For Voted - For 7 Elect CUI Ruicheng Management For Voted - For 8 Elect FAN Xiang Management For Voted - For 9 Elect LI Changqing Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against CHINA SOUTHERN AIRLINES COMPANY LIMITED SECURITY ID: 169409109 TICKER: 1055 Meeting Date: 27-May-16 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Amendments to Articles Management For Voted - For 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 8 Authority to Issue Debt Instruments Management For Voted - Against CHINA VANKE CO., LTD. SECURITY ID: Y77421132 TICKER: 2202 Meeting Date: 31-Aug-15 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Method of Repurchase Management For Voted - For 3 Price Range Management For Voted - For 4 Type, Quantity and Proportion Management For Voted - For 5 Proceeds and Source of Funding Management For Voted - For 6 Period of Share Purchase Management For Voted - For 7 Validity Period of Resolution Management For Voted - For 8 Board Authorization to Repurchase A Shares Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 31-Aug-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Method of Repurchase Management For Voted - For 3 Price Range Management For Voted - For 4 Type, Quantity and Proportion Management For Voted - For 5 Proceeds and Source of Funding Management For Voted - For 6 Period of Share Purchase Management For Voted - For 7 Validity Period of Resolution Management For Voted - For 8 Board Authorization to Repurchase A Shares Management For Voted - For Meeting Date: 17-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of continued stock suspension Management For Voted - For Meeting Date: 27-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting CITIC SECURITIES COMPANY LTD. SECURITY ID: Y1639N117 TICKER: 6030 Meeting Date: 19-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHANG Youjun Management For Voted - For 3 Elect YIN Ke Management For Voted - For 4 Elect YANG Minghui Management For Voted - For 5 Elect FANG Jun Management For Voted - For 6 Elect LIU Ke Management For Voted - For 7 Elect HE Jia Management For Voted - For 8 Elect Charles CHAN Sheung Wai Management For Voted - For 9 Elect LI Fang Management For Voted - For 10 Elect GUO Zhao Management For Voted - For 11 Elect RAO Geping Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 3 Directors' Report Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Supervisors' Report Management For Voted - For 5 Annual Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Investment Amount for Proprietary Business for 2016 Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Connected Transactions with CITIC Group Management For Voted - For 11 Connected Transactions with Subsidiaries Management For Voted - For 12 Elect CHEN Zhong Management For Voted - For COM2US CORPORATION SECURITY ID: Y1695S109 TICKER: 078340 Meeting Date: 18-Mar-16 Meeting Type: Annual 1 Accounts and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Elect SONG Byung Joon Management For Voted - Against 4 Elect LEE Yong Kook Management For Voted - Against 5 Elect SONG Jae Joon Management For Voted - For 6 Elect PARK In Hyuk Management For Voted - For 7 Election of Corporate Auditor Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Corporate Auditors' Fees Management For Voted - For COSMO LADY (CHINA) HOLDINGS COMPANY LIMI SECURITY ID: G24442108 TICKER: 2298 Meeting Date: 25-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WU Xiaoli Management For Voted - For 6 Elect DAI Yiyi Management For Voted - For 7 Elect CHEN Zhigang Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED COWELL E HOLDINGS INC SECURITY ID: G24814116 TICKER: 1415 Meeting Date: 12-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Elect SEONG Seokhoon Management For Voted - Against 4 Elect SONG Si Young Management For Voted - For 5 Directors' Fees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 8 Authority to Repurchase Shares Management For Voted - For 9 Authority to Issue Repurchased Shares Management For Voted - Against 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting CT ENVIRONMENTAL GROUP LIMITED SECURITY ID: G25885107 TICKER: 1363 Meeting Date: 21-Jul-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Merger/Acquisition Management For Voted - For 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Share Subdivision Management For Voted - For CT ENVIRONMENTAL GROUP LIMITED SECURITY ID: G25885115 TICKER: 1363 Meeting Date: 28-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Subscription Agreement Management For Voted - For Meeting Date: 27-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect GU Yaokun Management For Voted - For 6 Elect TSUI Cham To Management For Voted - Against 7 Elect LU Yili Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Elect XU Shu Biao Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against DAEWON PHARMACEUTICAL COMPANY LIMITED SECURITY ID: Y1872L109 TICKER: 003220 Meeting Date: 18-Mar-16 Meeting Type: Annual 1 Financial Statements Management For Voted - Against 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting DALI FOODS GROUP CO LTD. SECURITY ID: G2743Y106 TICKER: 3799 Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect XU Shihui Management For Voted - For 6 Elect ZHUANG Weiqiang Management For Voted - For 7 Elect XU Yangyang Management For Voted - For 8 Elect XU Biying Management For Voted - For 9 Elect HU Xiaoling Management For Voted - For 10 Elect LIN Zhijun Management For Voted - For 11 Elect CHENG Hanchuan Management For Voted - For 12 Elect LIU Xiaobin Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 17 Authority to Issue Repurchased Shares Management For Voted - Against DANHUA CHEMICAL TECHNOLOGY COMPANY LIMITED SECURITY ID: Y1977Z102 TICKER: 600844 Meeting Date: 08-Jul-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Eligibility for Private Placement Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Share Type and Par Value Management For Voted - For 4 Target Subscribers Management For Voted - For 5 Issuance Method and Period Management For Voted - For 6 Pricing Principles Management For Voted - For 7 Size of Issuance Management For Voted - For 8 Lock-up Period Management For Voted - For 9 Listing Market Management For Voted - For 10 Arrangements for Dividends Allocation Management For Voted - For 11 Valid Period of Resolution Management For Voted - For 12 Amount and Use of Proceeds Management For Voted - For 13 Approval of Preliminary Plan of Private Placement Management For Voted - For 14 Feasibility Report on Use of Proceeds Management For Voted - For 15 Equity Transfer Agreements Management For Voted - For 16 Board Authorization to Implement Private Placement Management For Voted - For 17 Shareholder Proposal to Raise Bottom Price for Private Placement Shareholder For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Shareholder Proposal to Amend Usage of Raised Funds Shareholder For Voted - Against 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Ethylene Capacity Expansion Technology Project Shareholder For Voted - Against 22 Loan Repayment and Supplementation of Working Capital Shareholder For Voted - Against 23 Purchase of Equity Stake Shareholder For Voted - Against Meeting Date: 17-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Adjustment to the Issue Price for Private Placement Management For Voted - For 3 Adjustment to Size of Issuance for Private Placement Management For Voted - Against 4 Approval to Adjust Preliminary Plan of Private Placement Management For Voted - For 5 Amendments to Articles Management For Voted - For 6 Elect SHEN Yayi Management For Voted - For 7 Related Party Transactions Management For Voted - For 8 Secondary Amendments to Articles Management For Voted - For 9 Shareholder Proposal for Profit Indemnity Agreement Plan Shareholder For Voted - For DAWNRAYS PHARMACEUTICAL HOLDINGS LIMITED SECURITY ID: G2687M100 TICKER: 2348 Meeting Date: 20-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect HUNG Yung Lai Management For Voted - For 6 Elect PAN Xue Tian Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 7 Elect Jacky CHOI Tat Ying Management For Voted - Against 8 Elect Ronald Hao Xi EDE Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against DONGBU INSURANCE CO., LTD. SECURITY ID: Y2096K109 TICKER: 005830 Meeting Date: 18-Mar-16 Meeting Type: Annual 1 Accounts and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Election of Directors (Slate) Management For Voted - Against 4 Election of Independent Audit Committee Members Management For Voted - Against 5 Election of Non-Independent Audit Committee Member: AHN Hyung Joon Management For Voted - Against 6 Directors' Fees Management For Voted - For ECLAT TEXTILE CO., LTD. SECURITY ID: Y2237Y109 TICKER: 1476 Meeting Date: 21-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules: Derivatives Trading Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For FARGLORY LAND DEVELOPMENT CO., LTD SECURITY ID: Y2642L106 TICKER: 5522 Meeting Date: 08-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Elect Director No. 1 Management For Voted - Abstain 7 Elect Director No. 2 Management For Voted - Abstain 8 Non-compete Restrictions for Directors Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED FOXCONN TECHNOLOGY CO., LTD. SECURITY ID: Y3002R105 TICKER: 2354 Meeting Date: 22-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Capitalization of Profits and Issuance of New Shares Management For Voted - For 6 Amendments to Procedural Rules: Acquisition and Disposal of Assets Management For Voted - For 7 Amendments to Procedural Rules: Capital Loans Management For Voted - For 8 Amendments to Procedural Rules: Endorsements and Guarantees Management For Voted - For 9 Amendments to Procedural Rules: Derivatives Trading Management For Voted - For 10 Amendments to Procedural Rules: Election of Directors Management For Voted - For 11 Elect LIN Don-Liang Management For Voted - For 12 Elect CHENG Fang-Yi Management For Voted - For 13 Elect HUNG Chih-Chien Management For Voted - For 14 Elect LEE Xue-Kun Management For Voted - Against 15 Elect LIN Song-Shu Management For Voted - For 16 Elect CHEN Yao-Ching Management For Voted - For 17 Elect YU Hsiang-Tun Management For Voted - For 18 Non-compete Restrictions for Directors Management For Voted - Against FUTURE LAND DEVELOPMENT HOLDINGS LIMITED SECURITY ID: G3701A106 TICKER: 1030 Meeting Date: 04-May-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Equity Transfer Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 18-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WANG Zhenhua Management For Voted - For 6 Elect LV Xiaoping Management For Voted - For 7 Elect LU Zhongming Management For Voted - For 8 Elect WANG Xiaosong Management For Voted - For 9 Directors' Fees Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against GEELY AUTOMOBILE HOLDINGS LIMITED SECURITY ID: G3777B103 TICKER: 0175 Meeting Date: 27-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Lawrence ANG Siu Lun Management For Voted - For 6 Elect LIU Jin Liang Management For Voted - For 7 Elect Carl Peter Edmund Moriz Forster Management For Voted - For 8 Elect Alex YEUNG Sau Hung Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against GF SECURITIES COMPANY LIMITED SECURITY ID: Y270AF115 TICKER: 1776 Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Financial Report Management For Voted - For 5 Annual Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Charitable Donations Management For Voted - For 9 Authorization for 2016 Investment Plan Budget Management For Voted - For 10 2016 Related Party Transactions Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Supervisors' Fees Management For Voted - For 13 Elect TAN Yue Management For Voted - For 14 Elect GU Naikang Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 16 Amendments to Articles Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED GIGASOLAR MATERIALS CORPORATION SECURITY ID: Y270AA108 TICKER: 3691 Meeting Date: 06-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Extraordinary Motions Management N/A Voted - Against GLOBE TELECOM INC SECURITY ID: Y27257149 TICKER: GLO Meeting Date: 13-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 CALL TO ORDER Management For Voted - For 3 Proof of Notice and Quorum Management For Voted - For 4 Meeting Minutes Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Elect Jaime Augusto Zobel de Ayala Management For Voted - Against 7 Elect Delfin L. Lazaro Management For Voted - For 8 Elect Mark CHONG Chin Kok Management For Voted - Against 9 Elect Fernando Zobel de Ayala Management For Voted - Against 10 Elect Jose Teodoro K. Limcaoco Management For Voted - For 11 Elect Romeo L. Bernardo Management For Voted - For 12 Elect Ernest L. Cu Management For Voted - For 13 Elect Samba Natarajan Management For Voted - For 14 Elect SAW Phaik Hwa Management For Voted - For 15 Elect Manuel A. Pacis Management For Voted - For 16 Elect Rex Ma. A. Mendoza Management For Voted - Against 17 Appointment of Auditor and Authority to Set Fees Management For Voted - For 18 Transaction of Other Business Management For Voted - Against 19 Adjournment Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting GOLDPAC GROUP SECURITY ID: Y27592107 TICKER: 3315 Meeting Date: 19-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Final Dividend Management For Voted - For 5 Allocation of Special Dividend Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 6 Elect Alvin MAK Wing Sum Management For Voted - Against 7 Elect ZHU Lijun Management For Voted - For 8 Elect John LIU Jianhua Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against GREAT WALL MOTOR COMPANY LIMITED SECURITY ID: Y2882P106 TICKER: 2333 Meeting Date: 17-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Directors' Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Annual Report Management For Voted - For 7 Independent Directors' Report Management For Voted - For 8 Supervisors' Report Management For Voted - For 9 Business Strategy for 2016 Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Amendments to Rules and Procedures Management For Voted - For 12 Authority to Repurchase H Shares Management For Voted - For 13 Termination of Implementation of Non-Public Issuance of A Shares Management For Voted - For 14 Amendments to Articles (Board Size) Management For Voted - For Meeting Date: 17-May-16 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase H Shares Management For Voted - For GUANGZHOU AUTOMOBILE GROUP COMPANY LTD SECURITY ID: Y2R318121 TICKER: 2238 Meeting Date: 27-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Annual Report Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 8 Appointment of Internal Control Auditor. Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect WANG Junyang as Supervisor Management For Voted - Against HAITONG SECURITIES COMPANY LIMITED SECURITY ID: Y2988F101 TICKER: 6837 Meeting Date: 26-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Annual Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Investment Asset Allocation Management For Voted - For 10 Authority to Give Guarantees Management For Voted - Abstain 11 BNP Paribas Investment Partners BE Holding SA Management For Voted - Abstain 12 Shanghai Shengyuan Real Estate (Group) Management For Voted - Abstain 13 Board Authorization Management For Voted - Abstain 14 Other Parties Management For Voted - Abstain 15 Elect ZHANG Ming as Director Management For Voted - For 16 Elect SONG Chunfeng as Supervisor Management For Voted - Against 17 Adjustments to Directors' and Supervisors' Allowances Management For Voted - For 18 Elect Lawrence CHU Sheng Yu as Director Management For Voted - For 19 Elect Carman CHAN Wah Man as Director Management For Voted - For 20 Type Management For Voted - Against 21 Term Management For Voted - Against 22 Interest rate Management For Voted - Against 23 Issuer, issue size and issue method Management For Voted - Against 24 Issue price Management For Voted - Against 25 Security and other credit enhancement arrangements Management For Voted - Against 26 Use of proceeds Management For Voted - Against 27 Issue target and placement arrangements Management For Voted - Against 28 Guarantee measures for repayment Management For Voted - Against 29 Listing of debt financing instruments Management For Voted - Against 30 Validity period Management For Voted - Against 31 Authorization for issuance Management For Voted - Against 32 Authority to Issue Domestic and/or H Shares w/o Preemptive Rights Management For Voted - Against 33 Amendments to Articles Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED HIGHWEALTH CONSTRUCTION CORP. SECURITY ID: Y31959102 TICKER: 2542 Meeting Date: 13-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For HON HAI PRECISION INDUSTRY CO., LTD. SECURITY ID: Y36861105 TICKER: 2317 Meeting Date: 22-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Capitalization of Profits and Issuance of New Shares Management For Voted - For 6 Amendments to Procedural Rules: Acquisition and Disposal of Assets Management For Voted - For 7 Amendments to Procedural Rules: Capital Loans Management For Voted - For 8 Amendments to Procedural Rules: Endorsements and Guarantees Management For Voted - For 9 Amendments to Procedural Rules: Derivatives Trading Management For Voted - For 10 Amendments to Procedural Rules: Election of Directors Management For Voted - For 11 Elect GOU Tai-Ming Management For Voted - For 12 Elect LU Fang-Ming Management For Voted - For 13 Elect TAI Jeng-wu Management For Voted - For 14 Elect CHEN Jen-Gwo Management For Voted - For 15 Elect HUANG Ching-Yuan Management For Voted - Against 16 Elect SUNG Hsueh-Jen Management For Voted - For 17 Elect FU Li-Chen Management For Voted - For 18 Elect LEE Kai-Fu Management For Voted - For 19 Elect CHAN Chi-Shean Management For Voted - For 20 Non-compete Restrictions for Directors Management For Voted - For HUADIAN POWER INTERNATIONAL CORPORATION LIMITED SECURITY ID: Y3738Y101 TICKER: 1071 Meeting Date: 28-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Purchase of Coal Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Purchase of Engineering Equipment and Other Relevant Services Management For Voted - For 5 Sale of Coal and Provision of Power Plant Related Services Management For Voted - For HUISHANG BANK CORPORATION LIMITED SECURITY ID: Y3749K108 TICKER: 3698 Meeting Date: 27-May-16 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Type Management For Voted - For 3 Number and size of issue Management For Voted - For 4 Par value and issue price Management For Voted - For 5 Maturity Management For Voted - For 6 Method of issue and target investors Management For Voted - For 7 Lock-up period Management For Voted - For 8 Dividend distribution terms Management For Voted - For 9 Terms of mandatory conversion Management For Voted - For 10 Terms of conditional redemption Management For Voted - For 11 Restrictions on and redemption of voting rights Management For Voted - For 12 Distribution on and procedures for liquidation Management For Voted - For 13 Security Management For Voted - For 14 Use of proceeds Management For Voted - For 15 Listing/trading arrangements Management For Voted - For 16 Validity period Management For Voted - For 17 Authorization Management For Voted - For 18 Delegated authorization Management For Voted - For Meeting Date: 20-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 2016 Financial Budget Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Directors' Appraisal Report Management For Voted - For 8 Supervisors' Appraisal Report Management For Voted - For 9 Directors' Work Report Management For Voted - For 10 Supervisors' Work Report Management For Voted - For 11 Executive Directors' Remuneration Management For Voted - For 12 Former Supervisory Committee Chairman's Remuneration Management For Voted - For 13 Liability Insurance Management For Voted - For 14 Amendments to the Dilution of Current Returns as a result of the A Share Offering and the Remedial measures Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 16 Extension of Validity Period of the A Share Offering Plan Management For Voted - For 17 Ratification of Board Acts in Respect to Extension of the Validity Period of the A Share Offering Plan Management For Voted - For 18 Type Management For Voted - For 19 Number and size of issue Management For Voted - For 20 Par value and issue price Management For Voted - For 21 Maturity Management For Voted - For 22 Method of issue and target investors Management For Voted - For 23 Lock-up period Management For Voted - For 24 Dividend distribution terms Management For Voted - For 25 Terms of mandatory conversion Management For Voted - For 26 Terms of conditional redemption Management For Voted - For 27 Restrictions on and redemption of voting rights Management For Voted - For 28 Distribution on and procedures for liquidation Management For Voted - For 29 Security Management For Voted - For 30 Use of proceeds Management For Voted - For 31 Listing/trading arrangements Management For Voted - For 32 Validity period Management For Voted - For 33 Authorization Management For Voted - For 34 Delegated authorization Management For Voted - For 35 Amendments to Articles Management For Voted - For 36 Ratification of Board Acts Management For Voted - For 37 Authority to Give Liquidity Support Management For Voted - For 38 Termination of Non-public Issuance of Offshore Preference Shares Management For Voted - Against HYUNDAI MARINE AND FIRE INSURANCE CO. SECURITY ID: Y3842K104 TICKER: 001450 Meeting Date: 25-Mar-16 Meeting Type: Annual 1 Accounts and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Elect CHUNG Mong Yoon Management For Voted - For 4 Elect LEE Cheol Young Management For Voted - For 5 Elect PARK Chan Jong Management For Voted - Against 6 Elect SEONG In Seok Management For Voted - Against 7 Elect SONG Yoo Jin Management For Voted - For 8 Elect KIM Hee Dong Management For Voted - For 9 Elect JIN Young Ho Management For Voted - For 10 Election of Independent Audit Committee Member: KIM Hee Dong Management For Voted - For 11 Election of Non-Independent Audit Committee Member: SEONG In Seok Management For Voted - Against 12 Directors' Fees Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED KOREAN REINSURANCE COMPANY SECURITY ID: Y49391108 TICKER: 003690 Meeting Date: 18-Mar-16 Meeting Type: Annual 1 Accounts and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Election of Directors (Slate) Management For Voted - For 4 Election of Audit Committee Member: HAN Taek Soo Management For Voted - Against 5 Directors' Fees Management For Voted - For KT&G CORPORATION SECURITY ID: Y49904108 TICKER: 033780 Meeting Date: 07-Oct-15 Meeting Type: Special 1 Elect BAEK Bok In as CEO Management For Voted - For Meeting Date: 18-Mar-16 Meeting Type: Annual 1 Accounts and Allocation of Profits/Dividends Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Elect KOH Sang Gon Management For Voted - For 4 Elect YOON Hae Soo Management For Voted - For 5 Elect LEE Eun Kyung Management For Voted - For 6 Elect KIM Heung Ryul Management For Voted - For 7 Elect KOH Sang Gon Management For Voted - For 8 Elect LEE Eun Kyung Management For Voted - For 9 Directors' Fees Management For Voted - For LAO FENG XIANG CO., LTD. SECURITY ID: Y1424Z119 TICKER: 900905 Meeting Date: 27-Aug-15 Meeting Type: Special 1 Investment in Wealth Management Products Management For Voted - For LIVZON PHARMACEUTICAL GROUP INC. SECURITY ID: Y52889105 TICKER: 1513 Meeting Date: 27-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 7 Annual Report Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 9 Non-Voting Meeting Note N/A N/A Non-Voting MANILA ELECTRIC SECURITY ID: Y5764J148 TICKER: MER Meeting Date: 31-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 CALL TO ORDER Management For Voted - For 3 Certification of Notice and Quorum Management For Voted - For 4 Meeting Minutes Management For Voted - For 5 Report of President and Chief Executive Officer Management For Voted - For 6 Prospect and Outlook from the Chairman Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Elect Anabelle Lim Chua Management For Voted - Against 10 Elect Ray C. Espinosa Management For Voted - Against 11 Elect James L. Go Management For Voted - Against 12 Elect John L. Gokongwei, Jr. Management For Voted - Against 13 Elect Lance Y. Gokongwei Management For Voted - Against 14 Elect Jose Ma. K. Lim Management For Voted - Against 15 Elect Manuel M. Lopez Management For Voted - Against 16 Elect Artemio V. Panganiban Management For Voted - Against 17 Elect Manuel V. Pangilinan Management For Voted - Against 18 Elect Oscar S. Reyes Management For Voted - For 19 Elect Pedro E. Roxas Management For Voted - Against 20 Appointment of Auditor Management For Voted - For 21 Transaction of Other Business Management For Voted - Against 22 ADJOURNMENT Management For Voted - For 23 Non-Voting Meeting Note N/A N/A Non-Voting MICRO-STAR INTERNATIONAL CO., LTD. SECURITY ID: Y6037K110 TICKER: 2377 Meeting Date: 16-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED NETEASE, INC. SECURITY ID: 64110W102 TICKER: NTES Meeting Date: 04-Sep-15 Meeting Type: Annual 1 Elect William Lei Ding Management For Voted - For 2 Elect Alice Cheng Management For Voted - For 3 Elect Denny Lee Management For Voted - For 4 Elect Joseph Tong Management For Voted - For 5 Elect FENG Lun Management For Voted - For 6 Elect Michael Leung Management For Voted - Against 7 Elect Michael Tong Management For Voted - For 8 Appointment of Auditor Management For Voted - For NEW CHINA LIFE INSURANCE COMPANY LIMITED SECURITY ID: Y625A4115 TICKER: 1336 Meeting Date: 04-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Issue the 2016 Capital Supplement Bond Management For Voted - For 4 Elect WAN Feng Management For Voted - For 5 Elect LI Zongjian Management For Voted - For 6 Elect LIU Xiangdong Management For Voted - Against 7 Elect CHEN Yuanling Management For Voted - For 8 Elect WU Kunzong Management For Voted - Against 9 Elect HU Aimin Management For Voted - For 10 Elect John Robert Dacey Management For Voted - For 11 Elect ZHANG Guozheng Management For Voted - For 12 Elect LI Xianglu Management For Voted - For 13 Elect Anthony Francis Neoh Management For Voted - For 14 Elect ZHENG Wei Management For Voted - For 15 Elect WANG Chengran Management For Voted - Against 16 Elect LIU Zhiyong Management For Voted - Against 17 Elect Desmond LIN Chi Fai Management For Voted - For 18 Elect Robert D Campbell as Director Management For Voted - For 19 Elect Mark FONG Chung (FANG Zhong) as Director Management For Voted - For NEXTEER AUTOMOTIVE GROUP LIMITED SECURITY ID: G6501M105 TICKER: 1316 Meeting Date: 06-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Richardson Michael Paul Management For Voted - For 6 Elect LU Daen Management For Voted - Against 7 Elect WEI Kevin Cheng Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Elect Laurent Robert Bresson Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against NOAH EDUCATION HOLDINGS LTD. SECURITY ID: 65487X102 TICKER: NED Meeting Date: 28-Jan-16 Meeting Type: Special 1 Reclassification of Authorised Share Capital Management For Voted - Abstain 2 Amendment to Articles Management For Voted - Abstain PAKUWON JATI TERBUKA SECURITY ID: Y712CA107 TICKER: PWON Meeting Date: 27-Jun-16 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Election of Commissioners and Directors (Slate) Management For Voted - Against 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 6 Amendments to Articles Management For Voted - For PCCW LIMITED SECURITY ID: Y6802P120 TICKER: 0008 Meeting Date: 05-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Richard LI Tzar Kai Management For Voted - For 6 Elect Edmund TSE Sze Wing Management For Voted - Against 7 Elect David WEI Zhe Management For Voted - Against 8 Elect David LI Kwok-po Management For Voted - Against 9 Elect Aman Mehta Management For Voted - Against 10 Elect Lars Eric Nils Rodert Management For Voted - Against 11 Directors' Fees Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Repurchase Shares Management For Voted - For 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Non-Voting Meeting Note N/A N/A Non-Voting PEGATRON CORP. SECURITY ID: Y6784J100 TICKER: 4938 Meeting Date: 20-Apr-16 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting PHISON ELECTRONICS CORP. SECURITY ID: Y7136T101 TICKER: 8299 Meeting Date: 15-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 6 Non-compete Restrictions for Directors Management For Voted - Against 7 EXTRAORDINARY MOTIONS Management N/A Voted - Against PHOENIX HEALTHCARE GROUP COMPANY LIMITED SECURITY ID: G7092M108 TICKER: 1515 Meeting Date: 08-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect XU Zechang Management For Voted - For 6 Elect Shan Baojie Management For Voted - For 7 Elect Cheng Libing Management For Voted - For 8 Elect CHENG Hong Management For Voted - Against 9 Elect SUN Jianhua Management For Voted - Against 10 Elect Lee Kar Chung Felix Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED PICC PROPERTY & CASUALTY COMPANY LIMITED SECURITY ID: Y6975Z103 TICKER: 2328 Meeting Date: 24-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Supervisors' Fees Management For Voted - For 9 Elect CHU Bende Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Debt Instruments Management For Voted - For PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. SECURITY ID: Y69790106 TICKER: 2318 Meeting Date: 17-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect LIU Chong Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Elect XIONG Peijin Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting PT BANK RAKYAT INDONESIA SECURITY ID: Y0697U112 TICKER: BBRI Meeting Date: 14-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Acquisition of PT Asuransi Jiwa Bringin Jiwa Sejahtera Management For Voted - Against 3 Implementation of Ministry of State Owned Enterprises Regulations Management For Voted - For Meeting Date: 23-Mar-16 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' and Commissioners' Fees Management For Voted - Against 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 5 Management and Employee Stock Ownership Program Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 6 Election of Directors and/or Commissioners (Slate) Management For Voted - Against SAMSUNG ELECTRONICS CO., LTD. SECURITY ID: Y74718100 TICKER: 005930 Meeting Date: 11-Mar-16 Meeting Type: Annual 1 Accounts and Allocation of Profits/Dividends Management For Voted - Against 2 Elect LEE In Ho Management For Voted - Against 3 Elect SONG Kwang Soo Management For Voted - Against 4 Elect PARK Jae Wan Management For Voted - For 5 Elect YOON Boo Keun Management For Voted - For 6 Elect SHIN Jong Kyun Management For Voted - For 7 Elect LEE Sang Hoon Management For Voted - For 8 Election of Audit Committee Member: LEE In Ho Management For Voted - Against 9 Election of Audit Committee Member: SONG Kwang Soo Management For Voted - Against 10 Directors' Fees Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION SECURITY ID: G8020E101 TICKER: 981 Meeting Date: 24-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect ZHOU Jie Management For Voted - Against 5 Elect Sean Maloney Management For Voted - Against 6 Elect REN Kai Management For Voted - For 7 Elect LU Jun Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against Meeting Date: 24-Jun-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Centralized Fund Management Agreement Management For Voted - For 4 Amendment to Joint Venture Agreement Management For Voted - For 5 Restricted Share Unit Grant to CHIU Tzu-Yin Management For Voted - For 6 Restricted Share Unit Grant to CHEN Shanzhi Management For Voted - For 7 Restricted Share Unit Grant to TAN Lip-Bu Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED SINO BIOPHARMACEUTICAL LIMITED SECURITY ID: G8167W138 TICKER: 1177 Meeting Date: 11-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Bonus Share Issuance Management For Voted - For 4 Increase in Authorized Capital Management For Voted - For Meeting Date: 15-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect TSE Theresa Y Y Management For Voted - Against 6 Elect XU Xiaoyang Management For Voted - For 7 Elect TSE Hsin Management For Voted - For 8 Elect LU Zhengfei Management For Voted - For 9 Elect LI Dakui Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting SINOPHARM GROUP CO. LTD. SECURITY ID: Y8008N107 TICKER: 1099 Meeting Date: 20-Aug-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Issue Corporate Bonds Management For Voted - For Meeting Date: 29-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Amendments to Rules of Procedures for Board Management For Voted - For 5 Elect LIAN Wanyong as Director Management For Voted - Against 6 Elect LI Xiaojuan as Supervisor Management For Voted - Against 7 Amendments to Articles Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 08-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect ZHUO Fumin Management For Voted - Against SINOSOFT TECHNOLOGY GROUP LIMITED SECURITY ID: G81875109 TICKER: 1297 Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect KANG Choon Kiat Management For Voted - For 6 Elect Walter Teh Ming Kwauk Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against SK HYNIX INC. SECURITY ID: Y8085F100 TICKER: 000660 Meeting Date: 18-Mar-16 Meeting Type: Annual 1 Accounts and Allocation of Profits/Dividends Management For Voted - For 2 Elect KIM Jun Ho Management For Voted - For 3 Elect PARK Jung Ho Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Amendments to Executive Officer Retirement Allowance Policy Management For Voted - For SMARTONE TELECOMMUNICATIONS HOLDINGS LIMITED SECURITY ID: G8219Z105 TICKER: 0315 Meeting Date: 04-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Edward CHEUNG Wing Yui Management For Voted - Against 6 Elect Stephen CHAU Kam-kun Management For Voted - For 7 Elect Patrick CHAN Kai-Lung Management For Voted - For 8 Elect David N. Prince Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect John A. Miller Management For Voted - For 10 Elect Eric GAN Fock-Kin Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Repurchase Shares Management For Voted - For 15 Authority to Issue Repurchased Shares Management For Voted - Against ST. SHINE OPTICAL COMPANY LIMITED SECURITY ID: Y8176Z106 TICKER: 1565 Meeting Date: 17-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Extraordinary Motions Management N/A Voted - Against SUNAC CHINA HOLDINGS LIMITED SECURITY ID: G8569A106 TICKER: 1918 Meeting Date: 15-Jul-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Framework Agreement Management For Voted - For SUNNY OPTICAL TECHNOLOGY GROUP CO LTD SECURITY ID: G8586D109 TICKER: 2382 Meeting Date: 19-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect YE Liaoning Management For Voted - For 6 Elect WANG Wenjie Management For Voted - For 7 Elect ZHANG Yuqing Management For Voted - Against 8 Elect Feng Hua Jun Management For Voted - For 9 Elect SHAO Yang Dong Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 15 Non-Voting Meeting Note N/A N/A Non-Voting TENCENT HOLDINGS LIMITED SECURITY ID: G87572163 TICKER: 700 Meeting Date: 18-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Jacobus Petrus Bekker Management For Voted - For 6 Elect Ian C. Stone Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against TEXHONG TEXTILE GROUP LIMITED SECURITY ID: G87655117 TICKER: 2678 Meeting Date: 18-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect CHENG Longdi Management For Voted - For 6 Elect TAO Xiaoming Management For Voted - For 7 Elect Stephen TING Leung Huel Management For Voted - Against 8 Elect JI Zhongliang Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LIMITED SECURITY ID: Y6800A109 TICKER: 1339 Meeting Date: 27-May-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2016 Investment Budget Management For Voted - For 3 Establishment of a Subsidiary Management For Voted - For 4 Directors' and Supervisors' Remuneration for 2014 Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 24-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Elect WANG Zhibin Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 9 Non-Voting Meeting Note N/A N/A Non-Voting TIANNENG POWER INTERNATIONAL LIMITED SECURITY ID: G8655K109 TICKER: 0819 Meeting Date: 18-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect CHEN Minru Management For Voted - Against 6 Elect ZHANG Kaihong Management For Voted - For 7 Elect SHI Borong Management For Voted - For 8 Elect GUO Konghui Management For Voted - For 9 Elect WU Feng Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against TONGDA GROUP HOLDINGS LIMITED SECURITY ID: G8917X121 TICKER: 0698 Meeting Date: 03-Jul-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Acquisition Management For Voted - For WONIK IPS CO. LTD SECURITY ID: Y0450H100 TICKER: 030530 Meeting Date: 25-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Allocation of Profits/Dividends Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect BYEON Jeong Woo Management For Voted - For 4 Elect LEE Moon Yong Management For Voted - For 5 Elect KIM Gon Ho Management For Voted - Against 6 Elect CHO Joong Hwee Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Corprate Auditor's Fees Management For Voted - For 9 Amendments to Executive Officer Retirement Allowance Policy Management For Voted - For 10 Amendments to Articles Management For Voted - For WOULFE MINING CORP. SECURITY ID: 98212A105 TICKER: WOF Meeting Date: 21-Aug-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Merger/Acquisition Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. SECURITY ID: Y97237112 TICKER: 2208 Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Issue Debt Instruments Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Annual Report Management For Voted - For 8 Approval of Line of Credit Management For Voted - For 9 Authority to Give Guarantees (Letter of Guarantee) Management For Voted - Abstain 10 Authority to Give Guarantees Management For Voted - Abstain 11 Appointment of PRC and International Auditors and Authority to Set Fees Management For Voted - For 12 Joint Establishment of Wind Power Industry Fund with CIF (Beijing) Investment Fund Management Co., Ltd. Management For Voted - For 13 Participation in Formation of Asset Management Company and Fund as Limited Partner Management For Voted - For 14 Signing of Cooperation Agreement of Risk Sharing System Management For Voted - For 15 Participation in Establishing Tianrun Dongfang Clean Energy Fund (Limited Partnership) by Beijing Tianrun New Energy Investment Co., Ltd. Management For Voted - For 16 Report on Use of Proceeds Management For Voted - For 17 Elect WU Gang Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 18 Elect WANG Haibo Management For Voted - For 19 Elect CAO Zhigang Management For Voted - For 20 Elect YU Shengjun Management For Voted - Against 21 Elect ZHAO Guoqing Management For Voted - For 22 Elect FENG Wei Management For Voted - For 23 Elect YANG Xiaosheng Management For Voted - For 24 Elect LUO Zhenbang Management For Voted - For 25 Elect Christopher F. Lee Management For Voted - For 26 Elect WANG Mengqiu as Supervisor Management For Voted - Against 27 Elect WANG Shiwei as Supervisor Management For Voted - For 28 Elect LUO Jun as Supervisor Management For Voted - Against 29 Directors' Fees Management For Voted - For 30 Supervisors' Fees Management For Voted - For XINJIANG GOLDWIND SCIENCE AND TECHNOLOGY CO., LTD. SECURITY ID: Y97237112 TICKER: 2208 Meeting Date: 12-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Registration and Issue of Medium-term Notes Management For Voted - For 4 Participation in Private Placement of Sinoma Science & Technology Co., Ltd. Management For Voted - For 5 Continuing Connected Transactions Management For Voted - For 6 Product Sales Framework Agreement Management For Voted - For 7 Elect ZHAO GUOQING Management For Voted - For XINYI SOLAR HOLDINGS LIMITED SECURITY ID: G9829N102 TICKER: 968 Meeting Date: 07-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Issuance of Shares w/o Preemptive Rights Management For Voted - For ZHAOJIN MINING INDUSTRY COMPANY LIMITED SECURITY ID: Y988A6104 TICKER: 1818 Meeting Date: 29-Sep-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Group Financial Services Agreement Management For Voted - Against 4 Parent Group Financial Services Agreement Management For Voted - Against U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Removal of Domestic Auditor Management For Voted - For 6 Appointment of Domestic Auditor and Authority to Set Fees Management For Voted - For ZHEJIANG EXPRESSWAY CO. LTD. SECURITY ID: Y9891F102 TICKER: 0576 Meeting Date: 15-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Acquisition Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Authority to Declare Interim Dividends Management For Voted - For 6 Renewal of Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Divestiture Management For Voted - For 4 Authorization of Legal Formalities Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Final Accounts and Financial Budget Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Super Short-Term Commercial Papers Management For Voted - For 11 Authority to Issue Super Short-Term Commercial Papers (Authorisation of General Manager) Management For Voted - For 12 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 13 Non-Voting Meeting Note N/A N/A Non-Voting ZIJIN MINING GROUP COMPANY LIMITED SECURITY ID: Y9892H107 TICKER: 2899 Meeting Date: 08-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Compliance For Public Issuance of Corporate Bonds Management For Voted - For 3 Size of Issuance Management For Voted - For 4 Face Value and Issuing Price Management For Voted - For 5 Maturity Management For Voted - For 6 Coupon Rate and Determination Methods Management For Voted - For 7 Method of Issuance Management For Voted - For 8 Target Investors Management For Voted - For 9 Placing Arrangement For Shareholders Management For Voted - For 10 Provisions On Redemption or Repurchase Management For Voted - For 11 Guarantee Measures Management For Voted - For 12 Measures for Repayment Management For Voted - For 13 Use of Proceeds Management For Voted - For 14 Listing of Corporate Bonds Issued Management For Voted - For 15 Validity Period Of Resolution Management For Voted - For 16 Board Authorization To Issue Corporate Bonds Management For Voted - For 17 Provision of Counter-Guarantee Management For Voted - For 18 Self Inspection Report on Real Estate Business Management For Voted - For 19 Undertaking Letter Regarding Real Estate Business By Directors, Supervisors and Senior Management Management For Voted - For 20 Undertaking Letter Regarding Real Estate Business By Controlling Shareholder Management For Voted - For Meeting Date: 11-Jan-16 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Share Type and Par Value Management For Voted - For 4 Issuance Method and Period Management For Voted - For 5 Issuance Targets and Method of Subscription Management For Voted - For 6 Subscription Price and Pricing Principles Management For Voted - For 7 Number of Shares To Be Issued Management For Voted - For 8 Lock-up Period Management For Voted - For 9 Use of Proceeds Raised Management For Voted - For 10 Arrangement of Accumulated Undistributed Profits Management For Voted - For 11 Listing Management For Voted - For 12 Validity Period of Resolutions Management For Voted - For 13 Plan for Non-public Issuance of A Shares Management For Voted - For 14 Ratification of Board Acts Management For Voted - For Meeting Date: 11-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Satisfaction of Conditions for Non-public Issuance of A shares Management For Voted - For 4 Share Type and Par Value Management For Voted - For 5 Issuance Method and Period Management For Voted - For 6 Issuance Targets and Method of Subscription Management For Voted - For 7 Subscription Price and Pricing Principles Management For Voted - For U.S. GLOBAL INVESTORS CHINA REGION FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Number of Shares To Be Issued Management For Voted - For 9 Lock-up Period Management For Voted - For 10 Use of Proceeds Raised Management For Voted - For 11 Arrangement of Accumulated Undistributed Profits Management For Voted - For 12 Listing Management For Voted - For 13 Validity Period of Resolutions Management For Voted - For 14 Plan for Non-public Issuance of A Shares Management For Voted - For 15 Feasibility Report on Use of Proceeds Raised in Non-public Issuance of A Shares Management For Voted - For 16 Dilutive Impact of Non-public Issuance of A Shares Management For Voted - For 17 Ratification of Board Acts Management For Voted - For 18 Zhuoxin Investments' Purchase of Gold and Silver Bullion from BNL Management For Voted - For ZTE CORPORATION SECURITY ID: Y0004F105 TICKER: 0763 Meeting Date: 25-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WANG Yawen Management For Voted - For 3 Elect TIAN Dongfang Management For Voted - For 4 Elect LUAN Jubao Management For Voted - For 5 Elect ZHAN Yichao Management For Voted - For 6 Elect ZHAO Xianming Management For Voted - For 7 Continuing Connected Transaction: 2016-2018 Purchase Framework Agreement Management For Voted - For 8 Continuing Connected Transaction: 2016-2018 Financial Service Agreement Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED AEGEAN AIRLINES S.A. SECURITY ID: X18035109 TICKER: AEGN Meeting Date: 11-May-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Directors' and Auditor's Acts Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Executive Directors' Fees Management For Voted - For 7 Announcement of Appointment of Board Member Management For Voted - For 8 Related Party Transactions Management For Voted - Against 9 Announcements Management For Voted - For AKBANK T.A.S SECURITY ID: M0300L106 TICKER: AKBNK Meeting Date: 28-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Presentation of Directors' Report Management For Voted - For 6 Presentation of Auditor's Report Management For Voted - For 7 Financial Statements Management For Voted - Against 8 Ratification of Board Acts Management For Voted - Against 9 Allocation of Profits/Dividends Management For Voted - For 10 Election of Directors Management For Voted - Against 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 14 Limit on Charitable Donations Management For Voted - For 15 Presentation of Report on Charitable Donations Management For Voted - For ALPHA EUROBANK SECURITY ID: X0085P155 TICKER: ALPHA Meeting Date: 30-Jun-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Directors' and Auditor's Acts Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Directors' Fees Management For Voted - For 6 Ratify Co-option of Jan Vanhevel Management For Voted - For 7 Board Transactions Management For Voted - For AMREST HOLDINGS SE SECURITY ID: N05252106 TICKER: EAT Meeting Date: 07-Jun-16 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Election of Presiding Chairman Management For Voted - For 3 Attendance List Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Presentation of Management Board Report Management For Voted - For 7 Presentation of Financial Statements Management For Voted - For 8 Presentation of Supervisory Board Report Management For Voted - For 9 Management Board Report Management For Voted - For 10 Financial Statements Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Ratification of Management and Supervisory Board Acts Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Approval of Uniform Text of Articles Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting ANDRITZ AG SECURITY ID: A11123105 TICKER: ANDR Meeting Date: 30-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Supervisory Board Members' Fees Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Elect Jurgen H. Fechter Management For Voted - For 9 Elect Alexander Isola Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Stock Option Plan 2016 Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED ARCELIK A.S SECURITY ID: M1490L104 TICKER: ARCLK Meeting Date: 25-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Directors' Report Management For Voted - For 6 Presentation of Auditors' Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Amendments to Corporate Purpose Management For Voted - For 11 Election of Directors; Board Term Length Management For Voted - For 12 Compensation Policy Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Charitable Donations Management For Voted - For 16 Presentation of Report on Guarantees Management For Voted - For 17 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 18 Wishes Management For Voted - For ASELSAN ELEKTRONIK SANAYI VE TICARET A.S SECURITY ID: M1501H100 TICKER: ASELS Meeting Date: 31-Mar-16 Meeting Type: Ordinary 1 Opening; Election of Presiding Chairman Management For Voted - For 2 Presentation of Directors' Report Management For Voted - For 3 Presentation of Auditors' Report Management For Voted - For 4 Financial Statements Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Election of Directors; Board Term Length Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - Against 10 Presentation of Reports on Charitable Donations and Guarantees Management For Voted - For 11 Limit on Charitable Donations Management For Voted - For 12 Limit on Sponsorships Management For Voted - Against 13 Dividend Policy Management For Voted - For 14 Presentation of Report on Competing Activities Management For Voted - For 15 Wishes Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 18 Non-Voting Meeting Note N/A N/A Non-Voting ASSECO POLAND SA SECURITY ID: X02540130 TICKER: ACP Meeting Date: 29-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Opening of Meeting; Election of Presiding Chairman Management For Voted - For 3 Compliance with Rules of Convocation; Election of Scrutiny Commission Management For Voted - For 4 Agenda Management For Voted - For 5 Presentation of Report on Company's Financial Results Management For Voted - For 6 Presentation of Management Board Report Management For Voted - For 7 Presentation of Financial Statements Management For Voted - For 8 Presentation of Auditor's Report Management For Voted - For 9 Presentation of Supervisory Board Report Management For Voted - For 10 Accounts and Reports Management For Voted - For 11 Presentation of Management Board Report (Consolidated) Management For Voted - For 12 Presentation of Auditor's Report (Consolidated) Management For Voted - For 13 Accounts and Reports (Consolidated) Management For Voted - For 14 Ratification of Management Board Acts Management For Voted - For 15 Ratification of Supervisory Board Acts Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Election of Supervisory Board Management For Voted - Abstain 18 Supervisory Board Members' Fees Management For Voted - For 19 Division of Organised Parts of Company Management For Voted - For 20 Merger by Absorption Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting BANCA TRANSILVANIA SA SECURITY ID: X0308Q105 TICKER: TLV Meeting Date: 08-Oct-15 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Appointment of Auditor Management For Voted - Abstain 5 Amendments to Annual Budget Management For Voted - For 6 Approval of Registration Date and Ex-date Management For Voted - For 7 Authorization of Legal Formalities Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 08-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Merger by Absorption Management For Voted - For 5 Amendments to Articles Management For Voted - For 6 Approval of Registration Date and Ex-date Management For Voted - For 7 Authorization of Legal Formalities Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Approval of 2016 Expenditure and Revenue Budget Management For Voted - For 6 Directors' Fees Management For Voted - Abstain 7 Elect Costel Doru Lionachescu Management For Voted - For 8 Approval of Registration Date and Ex-Date Management For Voted - For 9 Approval of Payment Date Management For Voted - For 10 Authorisation of Legal Formalities Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Apr-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Capitalisation of Reserves for Bonus Share Issuance Management For Voted - For 5 Authority to Repurchase Shares Management For Voted - For 6 Approval of Registration Date and Ex-Date Management For Voted - For 7 Authorisation of Legal Formalities Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting BIM BIRLESIK MAGAZALAR A.S SECURITY ID: M2014F102 TICKER: BIMAS Meeting Date: 13-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman; Minutes Management For Voted - For 5 Presentation of Directors' Report Management For Voted - For 6 Presentation of Auditors' Report Management For Voted - For 7 Financial Statements Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Election of Directors; Directors' Fees Management For Voted - For 11 Presentation of Report on Competing Activities or Related Party Transactions Management For Voted - For 12 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 13 Presentation of Report on Share Repurchase Management For Voted - For 14 Presentation of Report on Charitable Donations Management For Voted - For 15 Presentation of Report on Guarantees Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 WISHES Management For Voted - For BRD-GROUPE SOCIETE GENERALE SECURITY ID: X0300N100 TICKER: BRD Meeting Date: 07-Jan-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Designation of Secretary Management For Voted - For 5 Elect Jean-Pierre Georges Vigroux; Authorisation of Legal Formalities Management For Voted - For 6 Designation of Independent Director Management For Voted - For 7 Approval of Ex-Date Management For Voted - For 8 Approval of Registration Date Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 07-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Designation of Secretary Management For Voted - For 5 Amendments to Articles Management For Voted - For 6 Approval of Ex-Date Management For Voted - For 7 Approval of Registration Date Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Designation of Secretary Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Approval of Income and Expenditure Budget Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Elect Phillippe Lhotte Management For Voted - For 11 Appointment of Auditor Management For Voted - Against 12 Approval of Ex-Date Management For Voted - For 13 Approval of Registration Date Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Apr-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Designation of Secretary Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Approval of Ex-Date Management For Voted - For 6 Approval of Registration Date Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting BREMBO S.P.A. SECURITY ID: T2204N108 TICKER: BRE Meeting Date: 21-Apr-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Accounts and Reports (Consolidated) Management For Voted - For 5 Authority to Repurchase and Reissue Shares Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting BUDIMEX S.A. SECURITY ID: X0788V103 TICKER: BDX Meeting Date: 26-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 ELECTION OF SCRUTINY COMMISSION Management For Voted - For 6 Agenda Management For Voted - For 7 Presentation of Accounts and Reports Management For Voted - For 8 Presentation of Accounts and Reports (Group) Management For Voted - For 9 Presentation of Supervisory Board Report Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 10 Accounts and Reports Management For Voted - For 11 Accounts and Reports (Group) Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Ratification of Management Board Acts Management For Voted - For 14 Ratification of Supervisory Board Acts Management For Voted - For 15 Election of Supervisory Board Management For Voted - Abstain 16 Presentation of Best Practice for WSE Listed Companies 2016 Management For Voted - For 17 Adoption of Best Practice for WSE Listed Companies 2016 Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting CD PROJEKT SA SECURITY ID: X6002X106 TICKER: CDR Meeting Date: 04-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Merger by Absorption (Brand Projekt Sp. z o.o.) Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Transaction of Other Business Management For Voted - Against 9 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 24-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chairman Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Presentation of Accounts and Reports Management For Voted - For 8 Financial Statements Management For Voted - For 9 Management Board Report Management For Voted - For 10 Allocation of Profits Management For Voted - For 11 Accounts and Reports (Consolidated) Management For Voted - For 12 Ratify Adam Kicinski Management For Voted - For 13 Ratify Marcin Iwinski Management For Voted - For 14 Ratify Piotr Nielubowicz Management For Voted - For 15 Ratify Adam Badowski Management For Voted - For 16 Ratify Michal Nowakowski Management For Voted - For 17 Ratify Piotr Karwowski Management For Voted - For 18 Ratify Katarzyna Szwarc Management For Voted - For 19 Ratify Piotr Pagowski Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 20 Ratify Grzegorz Kujawski Management For Voted - For 21 Ratify Maciej Majewski Management For Voted - For 22 Ratify Krzysztof Kilian Management For Voted - For 23 Ratify Cezary Iwanski Management For Voted - For 24 Supervisory Board Members' Fees Management For Voted - For 25 Warrant Plan Management For Voted - Against 26 Issuance of Warrants w/o Preemptive Rights Management For Voted - Against 27 Authority to Repurchase Shares Management For Voted - Against 28 Elect Michal Bien Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting CELEBI HAVA SERVISI A.S SECURITY ID: M2125D103 TICKER: CLEBI Meeting Date: 20-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Minutes Management For Voted - For 6 Directors' Report Management For Voted - For 7 Auditors' Report Management For Voted - For 8 Financial Statements Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Ratification of Directors' and Auditor's Acts Management For Voted - For 11 Election of Directors; Board Term Length; Directors' Fees Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Amendments to Article 6 Regarding Authorised Capital Management For Voted - Against 14 Presentation of Report on Guarantees Management For Voted - For 15 Presentation of Report on Related Party Transactions Management For Voted - For 16 Charitable Donations Management For Voted - For 17 Authority to Carry Out Competing Activites or Related Party Transactions Management For Voted - Against 18 Wishes; Closing Management For Voted - For CEZ, A.S. (CESKE ENERGETICKE ZAVODY) SECURITY ID: X2337V121 TICKER: BAACEZ Meeting Date: 03-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Financial Statements Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - Against U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 7 Shareholder Countermotion Regarding Allocation of Profits Shareholder N/A Voted - For 8 Appointment of Auditor Management For Voted - For 9 Charitable Donations Management For Voted - For 10 Election of Supervisory Board Members Management For Voted - For 11 Election of Audit Committee Members Management For Voted - Abstain 12 Approval of Supervisory Board Members' Contracts Management For Voted - For 13 Approval of Audit Committee Members' Contracts Management For Voted - For 14 Spin-off (New Nuclear Power Plants Temelin and Dukovany) Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting CIECH S.A. SECURITY ID: X14305100 TICKER: CIE Meeting Date: 07-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Changes to Supervisory Board Composition Management For Voted - Abstain 7 Non-Voting Agenda Item N/A N/A Non-Voting CIECH SA SECURITY ID: X14305100 TICKER: CIE Meeting Date: 07-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Authority to Issue Bonds Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting CNTEE TRANSELECTRICA SA SECURITY ID: X16066106 TICKER: TEL Meeting Date: 09-Nov-15 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Amendments to Director Agreement Management For Voted - Against 5 Non-Voting Agenda Item N/A N/A Non-Voting U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 6 Elect Gunther Schubert Management For Non-Voting 7 Elect Costin Mihalache Management For Voted - For 8 Elect Ovidiu Demetrescu Management For Non-Voting 9 Elect Dumitru Remus Vulpescu Management For Non-Voting 10 Elect Dragos Corneliu Zachia Zlatea Management For Non-Voting 11 Elect George Cristodorescu Management For Non-Voting 12 Elect Alexandru Ionescu Management For Voted - For 13 Authorisation of Legal Formalities (Signing of Contracts) Management For Voted - For 14 Approval of Record Date Management For Voted - For 15 Authorisation of Legal Formalities Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 09-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Cancellation of Shares; Authority to Reduce Share Capital Management For Voted - For 6 Authorisation of Formalities Regarding Share Capital Decrease Management For Voted - For 7 Amendments to Article 3 Management For Voted - For 8 Amendments to Article 7 Management For Voted - For 9 Amendments to Annex of Articles Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Approval of Registration Date Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For Meeting Date: 28-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Approve 2016 Investment Plan Management For Voted - For 5 Approve 2016 Revenue and Expense Budget Management For Voted - For 6 Dividend Policy Management For Voted - For 7 Approval of Registration Date Management For Voted - For 8 Authorisation of Legal Formalities Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 28-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Cancellation of Shares; Authority to Reduce Share Capital Management For Voted - For 5 Authorisation of Legal Formalities Management For Voted - For 6 Amendments to Article 3 Management For Voted - For 7 Amendments to Article 7 Management For Voted - For 8 Amendments to ANNEX 1 Management For Voted - For 9 Approval of Promotion of Draft Governmental Decision on Amendments to Inventory Values Management For Voted - For 10 Authority to Acquire Juridical Consultancy, Assistance and/or Representation Services for Optimisation of Credit Costs Management For Voted - For 11 Authority to Acquire International Commercial Law Juridical Consultancy, Assistance and/or Representation Services Management For Voted - For 12 Approval of Registration Date Management For Voted - For 13 Authorisation of Legal Formalities Management For Voted - For Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Financial Statements Management For Voted - For 5 Financial Statements (Consolidated) Management For Voted - For 6 Allocation of Profits Management For Voted - For 7 Dividends Management For Voted - For 8 Approval of Dividend Payment Date Management For Voted - For 9 Annual Report Management For Voted - For 10 Presentation of Auditor's Report Management For Voted - For 11 Ratification of Board Acts Management For Voted - For 12 Presentation of Supervisory Board Report Management For Voted - For 13 Presentation of Nomination and Remuneration Committee Report Management For Voted - For 14 Presentation of Audit Committee Report Management For Voted - For 15 Approval of Ex-Date Management For Voted - For 16 Approval of Registration Date Management For Voted - For 17 Authorisation of Legal Formalities Management For Voted - For Meeting Date: 28-Apr-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Approval of Promotion of Governmental Decision on Transfer of Non-Current Assets Management For Voted - For 6 Approval of Promotion of Governmental Decision on Transfer of Non-Current Assets Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Approval of Registration Date Management For Voted - For 11 Authorisation of Legal Formalities Management For Voted - For DEUTSCHE LUFTHANSA AG SECURITY ID: D1908N106 TICKER: LHA Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Allocation of Profits/Dividends Management For Take No Action 7 Ratification of Management Board Acts Management For Take No Action 8 Ratification of Supervisory Board Acts Management For Take No Action 9 Elect Martina Merz as Supervisory Board Member Management For Take No Action 10 Amendments to Compensation Policy Management For Take No Action 11 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Management For Take No Action 12 Appointment of Auditor Management For Take No Action DOGAN SIRKETLER GRUBU HOLDING A.S SECURITY ID: M2810S100 TICKER: DOHOL Meeting Date: 31-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Minutes Management For Voted - For 6 Ratifaction of Co-Option of Soner Gedik Management For Voted - For 7 Directors' Report Management For Voted - For 8 Auditors' Report Management For Voted - For 9 Financial Statements Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Election of Directors; Board Term Length Management For Voted - Against 13 Presentation of Compensation Policy Management For Voted - For 14 Directors' Fees Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 15 Appointment of Auditor Management For Voted - For 16 Limit on Charitable Donations Management For Voted - For 17 Authority to Issue Debt Instruments Management For Voted - Against 18 Authority to Make Advance Payments of Dividends Management For Voted - For 19 Authority to Carry Out Competing Activities or Related Party Transactions Management For Voted - Against 20 Presentation of Report on Competing Activities Management For Voted - For 21 Presentation of Report on Charitable Donations Management For Voted - For 22 Presentation of Report on Guarantees Management For Voted - For DUNDEE PRECIOUS METALS INC. SECURITY ID: 265269209 TICKER: DPM Meeting Date: 05-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect R. Peter Gillin Management For Voted - For 3 Elect Jonathan C. Goodman Management For Voted - For 4 Elect Richard Howes Management For Voted - For 5 Elect W. Murray John Management For Voted - For 6 Elect Jeremy Kinsman Management For Voted - For 7 Elect Garth A.C. MacRae Management For Voted - Against 8 Elect Peter Nixon Management For Voted - For 9 Elect Marie-Anne Tawil Management For Voted - For 10 Elect Anthony Walsh Management For Voted - Against 11 Elect Donald Young Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For EASYJET PLC SECURITY ID: G3030S109 TICKER: EZJ Meeting Date: 11-Feb-16 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Elect Andrew Findlay Management For Voted - For 5 Elect Margaret Chris Browne Management For Voted - For 6 Elect John Barton Management For Voted - For 7 Elect Charles Gurassa Management For Voted - For 8 Elect Carolyn McCall Management For Voted - For 9 Elect Adele Anderson Management For Voted - For 10 Elect Andreas Bierwirth Management For Voted - For 11 Elect Keith Hamill Management For Voted - For 12 Elect Andrew Martin Management For Voted - For 13 Elect Francois Rubichon Management For Voted - For 14 Appointment of Auditor Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - Against EGE ENDUSTRI VE TICARET A.S (EGE ENDUSTRI) SECURITY ID: M3057F108 TICKER: EGEEN Meeting Date: 30-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Directors' Reports Management For Voted - For 6 Presentation of Auditors' Reports Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Presentation of Report on Guarantees Management For Voted - For 11 Charitable Donations Management For Voted - For 12 Election of Directors; Board Term Length; Directors' Fees Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Presentation of Compensation Policy Management For Voted - For 15 Presentation of Report on Related Party Transactions Management For Voted - For 16 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against 17 Presentation of Report on Competing Activities Management For Voted - For 18 Closing Management For Voted - For ELDORADO GOLD CORPORATION SECURITY ID: 284902103 TICKER: ELD Meeting Date: 25-May-16 Meeting Type: Special 1.1 Elect Ross Cory Management For Voted - For 1.2 Elect Pamela M. Gibson Management For Voted - For 1.3 Elect Robert Gilmore Management For Voted - For 1.4 Elect Geoffrey A. Handley Management For Voted - For 1.5 Elect Michael A. Price Management For Voted - For 1.6 Elect Steven P. Reid Management For Voted - For 1.7 Elect Jonathan A. Rubenstein Management For Voted - For 1.8 Elect John Webster Management For Voted - For 1.9 Elect Paul N. Wright Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Appointment of Auditor Management For Voted - For 3 Authority to Set Auditor's Fees Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Reduction of State Capital Management For Voted - For ELECTRICA SA SECURITY ID: X8067D108 TICKER: EL Meeting Date: 10-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Shareholder Proposal Regarding Commencement of Negotiations with Fondul Proprietatea S.A. Shareholder N/A Voted - Against 5 Shareholder Proposal Regarding Authorisation of the Board to Proceed with Acquisiton Shareholder N/A Voted - Against 6 Shareholder Proposal Regarding Submission of Acquisition Agreement for Shareholder Approval Shareholder N/A Voted - For 7 Shareholder Proposal Regarding Amendments to Articles (Romanian State) Shareholder N/A Voted - Against 8 Shareholder Proposal Regarding Signing of Amended Articles Shareholder N/A Voted - Against 9 Shareholder Proposal Regarding Amendments to Articles (EBRD) Shareholder N/A Voted - For 10 Shareholder Proposal Regarding Adoption of Eligibility Criteria Shareholder N/A Voted - For 11 Approval of Registration Date Management For Voted - For 12 Authorisation of Legal Formalities Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Dec-15 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Elect Victor Cionga Shareholder N/A Voted - For 6 Elect Michael Boersma Shareholder N/A Voted - For 7 Elect Arielle Malard de Rothschild Shareholder N/A Voted - For 8 Elect Cristian Busu Shareholder N/A Voted - For 9 Elect Ioana Alina Dragan Shareholder N/A Voted - For 10 Elect Stelian Iuliu Aalexandru Gal Shareholder N/A Voted - For 11 Elect Ovidiu Demetrescu Shareholder N/A Voted - For 12 Elect Mihai Paun Shareholder N/A Voted - Abstain 13 Elect Alin Andrei Haret Shareholder N/A Voted - Abstain 14 Elect Constantin Bulac Shareholder N/A Voted - Abstain U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 15 Elect Georgeta Corina Popescu Shareholder N/A Voted - Abstain 16 Elect Bogdan George Iliescu Management N/A Voted - Abstain 17 Elect Piedro Mielgo Alvarez Shareholder N/A Voted - Abstain 18 Elect Gratian Mircea Ilie Shareholder N/A Voted - Abstain 19 Shareholder Proposal Regarding Authorisation of Legal Formalities Shareholder N/A Voted - For 20 Approval of Registration Date Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 31-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Approval of 2016 Income and Expenses Budget Management For Voted - For 5 Regulations on Directors' Fees Management For Voted - For 6 Approval of Directors' Agreements Management For Voted - For 7 Authorisation of Legal Formalities (Signing Directors' Agreements) Management For Voted - For 8 Approval of Registration Date Management For Voted - For 9 Authorisation of Legal Formalities Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 31-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Authority to Participate and Vote at General Meetings of Subsidiaries Management For Voted - For 5 Approval of 2016 Consolidated Investment Plan Management For Voted - For 6 Approval of 2016 Income and Expenses Budget (Electrica Distributie Transilvania Sud S.A.) Management For Voted - For 7 Approval of 2016 Income and Expenses Budget (Electrica Distributie Transilvania Nord S.A.) Management For Voted - For 8 Approval of 2016 Income and Expenses Budget (Electrica Distributie Muntenia Nord S.A.) Management For Voted - For 9 Approval of 2016 Income and Expenses Budget (Electrica Furnizare S.A.) Management For Voted - For 10 Approval of 2016 Income and Expenses Budget (Electrica Serv S.A.) Management For Voted - For 11 Authority to Increase Share Capital through Contribution in Kind Management For Voted - Abstain 12 Financial Statements (Servicii Energetice Muntenia S.A.) Management For Voted - Against 13 Approval of Registration Date Management For Voted - For 14 Authorisation of Legal Formalities Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 27-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Annual Report Management For Voted - For 5 Financial Statements Management For Voted - For 6 Financial Statements (Consolidated) Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 10 Registration Date Management For Voted - For 11 Approval of Ex-Date Management For Voted - For 12 Approval of Payment Date Management For Voted - For 13 Authorization of Legal Formalities Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Apr-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports (Electrica Distributie Transilvania Nord S.A.) Management For Voted - For 5 Accounts and Reports (Electrica Distributie Transilvania Sud S.A.) Management For Voted - Against 6 Accounts and Reports (Electrica Distributie Muntenia Nord S.A.) Management For Voted - For 7 Accounts and Reports (Electrica Furnizare S.A.) Management For Voted - For 8 Accounts and Reports (Electrica Serv S.A.) Management For Voted - Against 9 Accounts and Reports (Servicii Energetice Oltenia S.A.) Management For Voted - For 10 Accounts and Reports (Servicii Energetice Muntenia S.A.) Management For Voted - For 11 Allocation of Profits/Dividends (Electrica Distributie Transilvania Nord S.A.) Management For Voted - For 12 Allocation of Profits/Dividends (Electrica Distributie Transilvania Sud S.A.) Management For Voted - For 13 Allocation of Profits/Dividends (Electrica Distributie Muntenia Nord S.A.) Management For Voted - For 14 Allocation of Profits/Dividends (Electrica Furnizare S.A.) Management For Voted - For 15 Coverage of Past Losses and Allocation of Profits (Electrica Serv S.A.) Management For Voted - For 16 Coverage of Losses (Servicii Energetice Oltenia S.A.) Management For Voted - For 17 Coverage of Losses (Servicii Energetice Muntenia S.A.) Management For Voted - For 18 Change of Company's Name (Electrica Furnizare S.A.) Management For Voted - For 19 Amendments to Articles Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 20 Authorization of Legal Formalities (Signing Amended Articles) Management For Voted - For 21 Related Party Transactions Management For Voted - For 22 Registration Date Management For Voted - For 23 Authorization of Legal Formalities Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting ENERGA SECURITY ID: X22336105 TICKER: ENG Meeting Date: 07-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Changes to Supervisory Board Composition Management For Voted - Abstain 7 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 24-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Management Board Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratification of Management Acts Management For Voted - For 10 Ratification of Supervisory Board Acts Management For Voted - For 11 Management Board Report (Consolidated) Management For Voted - For 12 Financial Statements (Consolidated) Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting EREGLI DEMIR VE CELIK FABRIKALARI T.A.S SECURITY ID: M40710101 TICKER: EREGL Meeting Date: 31-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Minutes Management For Voted - For 6 Presentation of Directors' Report Management For Voted - For 7 Presentation of Auditor's Report Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Financial Statements Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Election of Directors Management For Voted - For 12 Directors' Fees Management For Voted - For 13 Authority to Carry Out Competing Activities or Related Party Transactions Management For Voted - Against 14 Appointment of Auditor Management For Voted - Against 15 Presentation of Report on Guarantees Management For Voted - For 16 Charitable Donations Management For Voted - For 17 CLOSING Management For Voted - For EUROBANK ERGASIAS S.A. SECURITY ID: ADPV33904 TICKER: EUROB Meeting Date: 15-Jun-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Directors' and Auditor's Acts Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Election of Directors; Board Size; Designation of Independent Candidates Management For Voted - Abstain 6 Election of Audit Committee Members Management For Voted - Abstain 7 Directors' Fees Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting EUROCASH SA SECURITY ID: X2382S106 TICKER: EUR Meeting Date: 19-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Compliance with Rules of Convocation Management For Voted - For 4 Election of Presiding Chairman Management For Voted - For 5 Attendance List Management For Voted - For 6 Agenda Management For Voted - For 7 Presentation of Financial Statements Management For Voted - For 8 Presentation of Financial Statements (Group) Management For Voted - For 9 Presentation of Supervisory Board Report Management For Voted - For 10 Financial Statements Management For Voted - For 11 Financial Statements (Group) Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Ratification of Management Board Acts Management For Voted - For 14 Ratification of Supervisory Board Acts Management For Voted - For 15 Election of Supervisory Board Members Management For Voted - Abstain 16 Supervisory Board Members' Fees Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 17 Non-Voting Agenda Item N/A N/A Non-Voting FORD OTOMOTIV SANAYI (OTOSAN) SECURITY ID: M7608S105 TICKER: OTOSN Meeting Date: 14-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Dividend from Reserves Management For Voted - For 6 Wishes Management For Voted - For FORD OTOMOTIV SANAYI A.S SECURITY ID: M7608S105 TICKER: FROTO Meeting Date: 29-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Directors' Report Management For Voted - For 6 Presentation of Auditor's Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of the Cooption of Board Members Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Amendment to Article 6 Management For Voted - For 12 Election of Directors; Board Term Length Management For Voted - For 13 Compensation Policy Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Charitable Donations Management For Voted - For 17 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 18 Wishes Management For Voted - For GOODYEAR LASTIKLERI T.A.S SECURITY ID: M5240U108 TICKER: GOODY Meeting Date: 30-Mar-16 Meeting Type: Ordinary 1 Opening; Election of Presiding Chairman Management For Voted - For 2 Presentation of Directors' Reports Management For Voted - For 3 Presentation of Auditors' Reports Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Financial Statements Management For Voted - For 5 Ratification of Co-option of Board Members Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Election of Directors Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Charitable Donations Management For Voted - For 12 Presentation of Report on Guarantees Management For Voted - For 13 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against 14 Presentation of Report on Competing Activities Management For Voted - For 15 WISHES Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting GREEK ORGANISATION OF FOOTBALL PROGNOSTICS S.A. SECURITY ID: X3232T104 TICKER: OPAP Meeting Date: 25-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Board and Auditor's Acts Management For Voted - For 5 Directors' Fees FY 2015 Management For Voted - For 6 Directors' Fees FY 2016 Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Board Transactions Management For Voted - For 9 Related Party Transactions (Hellenic Lotteries S.A - Trademark 1) Management For Voted - For 10 Related Party Transactions (Hellenic Lotteries S.A - Trademark 2) Management For Voted - For 11 Corporate Guarantee to Bond Loan with Hellenic Lotteries S.A. Management For Voted - For 12 Corporate Guarantee to Bond Loan with Horse Races S.A. Management For Voted - For 13 Letter of Guarantee with Hellenic Lotteries S.A. (Issued by Piraeus Bank) Management For Voted - For 14 Letter of Guarantee with Hellenic Lotteries S.A. (Issued by Alpha Bank) Management For Voted - For 15 Letter of Guarantee with Cash Collateral (Horse Races S.A.) Management For Voted - For 16 Letter of Guarantee with Horse Races S.A. (Hellenic Republic Asset Development Fund) Management For Voted - For 17 Letter of Guarantee with Horse Races S.A. (ODIE) Management For Voted - For 18 Letter of Guarantee with Horse Races S.A. (Ernst & Young) Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 19 Long-Term Incentive Scheme Management For Voted - For Meeting Date: 21-Jun-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles (Change of Address) Management For Voted - For 4 Increase in Board Size; Elect Damian Cope Management For Voted - For 5 Related Party Transactions (Terms of Employment of Kamil Ziegler) Management For Voted - For 6 Related Party Transactions (Terms of Employment of Michal Houst) Management For Voted - For 7 Ratification of Employment Agreement Management For Voted - For 8 Dividends from Retained Earnings Management For Voted - For GRUPA AZOTY S.A. SECURITY ID: X9868F102 TICKER: ATT Meeting Date: 06-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman; Attendance List Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Election of Scrutiny Commission Management For Voted - For 7 Presentation of Supervisory Board Report (Accounts) Management For Voted - For 8 Presentation of Supervisory Board Report (Compliance with Corporate Governance Code) Management For Voted - For 9 Presentation of Supervisory Board Report (Activities) Management For Voted - For 10 Presentation of Supervisory Board Report (Company Standing) Management For Voted - For 11 Presentation of Supervisory Board Report (Charitable Activities) Management For Voted - For 12 Accounts and Reports Management For Voted - For 13 Allocation of Profits/Dividends Management For Voted - For 14 Presentation of Supervisory Board Report (Group Accounts) Management For Voted - For 15 Accounts and Reports (Group) Management For Voted - For 16 Ratification of Management Board Acts Management For Voted - For 17 Ratification of Supervisory Board Acts Management For Voted - For 18 Changes to Supervisory Board Composition Management For Voted - Abstain 19 Grant of Business License Management For Voted - For 20 Transaction of Other Business Management For Voted - Against 21 Non-Voting Agenda Item N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED GRUPA AZOTY SA SECURITY ID: X9868F102 TICKER: ATT Meeting Date: 01-Feb-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman; Attendance List Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Election of Scrutiny Commission Management For Voted - For 7 Changes to Supervisory Board Composition Management For Voted - Abstain 8 Announcements Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting GRUPA LOTOS SA SECURITY ID: X32440103 TICKER: LTS Meeting Date: 27-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Supervisory Board Size Management For Voted - For 7 Changes to Supervisory Board Composition Management For Voted - Abstain 8 Non-Voting Agenda Item N/A N/A Non-Voting JSC VTB BANK SECURITY ID: 46630Q202 TICKER: VTBR Meeting Date: 14-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Merger by Absorption Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Amendments to Meeting Regulations Management For Voted - For 6 Amendments to Board Regulations Management For Voted - For 7 Amendments to Management Board Regulations Management For Voted - For 8 Declaration of Shareholder Type Management N/A Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED JUMBO S.A. SECURITY ID: X4114P111 TICKER: BELA Meeting Date: 11-Nov-15 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Ratification of Resolution Regarding Extraordinary Dividend Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Ratification of Nicholas Velissariou Management For Voted - For 8 Ratification of Directors' and Auditor's Acts Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 10 Directors' Fees Management For Voted - For 11 Election of Directors Management For Voted - Against 12 Election of Audit Committee Members Management For Voted - Against 13 Amendments to Articles Management For Voted - For KERNEL HOLDING SA SECURITY ID: L5829P109 TICKER: KER Meeting Date: 10-Dec-15 Meeting Type: Annual 1 Presentation of Board and Auditor Report Management For Take No Action 2 Consolidated Accounts and Reports Management For Take No Action 3 Accounts and Reports Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Ratification of Board Acts Management For Take No Action 6 Elect Andrzej Danilczuk Management For Take No Action 7 Elect Ton Schurink Management For Take No Action 8 Elect Sergei Shibaev Management For Take No Action 9 Elect Andrey Verevskiy Management For Take No Action 10 Elect Anastasia Usachova Management For Take No Action 11 Elect Victoriia Lukyanenko Management For Take No Action 12 Elect Yuriy Kovalchuk Management For Take No Action 13 Elect Kostiantyn Lytvynskyi Management For Take No Action 14 Independent Directors' Fees Management For Take No Action 15 Executive Directors' Fees Management For Take No Action 16 Ratification of Auditor's Acts Management For Take No Action 17 Appointment of Auditor Management For Take No Action 18 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 10-Dec-15 Meeting Type: Special 1 Increase in Authorized Capital Management For Take No Action 2 Amendments to Articles (Authorized Capital) Management For Take No Action U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED KGHM POLSKA MIEDZ SECURITY ID: X45213109 TICKER: KGH Meeting Date: 18-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Acceptance of Agenda Management For Voted - For 6 Shareholder Proposal Regarding Supervisory Board Composition (Resignations) Shareholder N/A Voted - Against 7 Shareholder Proposal Regarding Supervisory Board Composition (Appointments) Shareholder N/A Voted - Against 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chairman Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Presentation of Management Board Report Management For Voted - For 8 Presentation of Management Board Report (Coverage of Losses) Management For Voted - For 9 Presentation of Management Board Report (Dividends) Management For Voted - For 10 Presentation of Supervisory Board Report (Management) Management For Voted - For 11 Presentation of Supervisory Board Report (Company Standing) Management For Voted - For 12 Presentation of Supervisory Board Report (Activities) Management For Voted - For 13 Management Board Report Management For Voted - For 14 Financial Statements Management For Voted - For 15 Coverage of Losses Management For Voted - For 16 Distribution of Dividends Management For Voted - For 17 Ratify Marcin Chmielewski Management For Voted - For 18 Ratify Jacek Kardela Management For Voted - For 19 Ratify Wojciech Kedzia Management For Voted - For 20 Ratify Miroslaw Laskowski Management For Voted - For 21 Ratify Jaroslaw Romanowski Management For Voted - For 22 Ratify Herbert Wirth Management For Voted - For 23 Ratify Tomasz Cyran Management For Voted - For 24 Ratify Jozef Czyczerski Management For Voted - For 25 Ratify Boguslaw Fiedor Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 26 Ratify Leszek Hajdacki Management For Voted - For 27 Ratify Andrzej Kidyba Management For Voted - For 28 Ratify Marcin Moryn Management For Voted - For 29 Ratify Jacek Poswiata Management For Voted - For 30 Ratify Boguslaw Szarek Management For Voted - For 31 Ratify Barbara Wertelecka-Kwater Management For Voted - For 32 Presentation of Management Board Report (Group) Management For Voted - For 33 Presentation of Supervisory Board Report (Group) Management For Voted - For 34 Management Board Report (Group) Management For Voted - For 35 Financial Statements (Group) Management For Voted - For 36 Presentation of Disclosure Policy Management For Voted - For 37 Approval of Disclosure Policy Management For Voted - For 38 Non-Voting Agenda Item N/A N/A Non-Voting KOC HOLDING A.S SECURITY ID: M63751107 TICKER: KCHOL Meeting Date: 05-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Directors' Report Management For Voted - For 6 Presentation of Auditor's Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Election of Directors; Board Size; Board Term Length Management For Voted - For 12 Compensation Policy Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Charitable Donations Management For Voted - For 16 Presentation of Report on Guarantees Management For Voted - For 17 Authority to Carry Out Competing Activities or Related Party Transactions Management For Voted - Against 18 Wishes and Opinions Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting KOMERCNI BANKA SECURITY ID: X45471111 TICKER: BAAKOMB Meeting Date: 22-Apr-16 Meeting Type: Ordinary 1 Directors' Report Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Financial Statements Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Financial Statements (Consolidated) Management For Voted - For 10 Elect Borivoj Kacena Management For Voted - For 11 Elect Borivoj Kacena as Audit Committee Member Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Appointment of Auditor Management For Voted - Against 14 Amendments to Articles Management For Voted - For 15 Maximum Variable Pay Ratio Management For Voted - For LOGO YAZILIM SANAYI VE TICARET A.S SECURITY ID: M6777T100 TICKER: LOGO Meeting Date: 28-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman; Minutes Management For Voted - For 5 Presentation of Directors' Report Management For Voted - For 6 Presentation of Auditors' Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Presentation of Dividend Policy Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Board Size; Board Term Length; Election of Directors Management For Voted - For 12 Presentation of Compensation Policy Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Presentation of Report of Charitable Donations Management For Voted - For 16 Charitable Donations Policy; Limit on Charitable Donations Management For Voted - For 17 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 18 Presentation of Report on Competing Activities Management For Voted - For 19 Presentation of Report on Guarantees Management For Voted - For 20 Presentation of Report on Repurchase of Shares Management For Voted - For 21 Wishes and Closing Management For Voted - For LUKOIL OAO SECURITY ID: 69343P105 TICKER: LKO Meeting Date: 14-Dec-15 Meeting Type: Consent 1 3Q2015 Dividend Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Directors' Fees Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Declaration of Shareholder Type Management N/A Voted - For Meeting Date: 14-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 3Q2015 Dividend Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Amendments to Articles Management For Voted - For 6 Declaration of Shareholder Type Management N/A Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 2 Elect Vagit Y. Alekperov Management N/A Voted - Abstain 3 Elect Victor V. Blazheev Management N/A Voted - For 4 Elect Toby T. Gati Management N/A Voted - For 5 Elect Valery I. Grayfer Management N/A Voted - Abstain 6 Elect Igor S. Ivanov Management N/A Voted - Abstain 7 Elect Nikolai M. Nikolaev Management N/A Voted - Abstain 8 Elect Ravil U. Maganov Management N/A Voted - Abstain 9 Elect Roger Munnings Management N/A Voted - For 10 Elect Richard H. Matzke Management N/A Voted - Abstain 11 Elect Guglielmo Moscato Management N/A Voted - For 12 Elect Ivan Pictet Management N/A Voted - For 13 Elect Leonid A. Fedun Management N/A Voted - Abstain 14 Appointment of CEO Management For Voted - For 15 Elect Ivan N. Vrublevsky Management For Voted - For 16 Elect Pavel A. Suloev Management For Voted - For 17 Elect Aleksandr V. Surkov Management For Voted - For 18 Directors' Fees (FY2015) Management For Voted - For 19 Directors' Fees (FY2016) Management For Voted - For 20 Audit Commission Fees (FY2015) Management For Voted - For 21 Audit Commission Fees (FY2016) Management For Voted - For 22 Appointment of Auditor Management For Voted - For 23 Amendments to Articles Management For Voted - For 24 Amendments to General Meeting Regulations Management For Voted - For 25 Amendments to Board of Directors Regulations Management For Voted - For 26 Amendments to Management Board Regulations Management For Voted - For 27 D&O Insurance Management For Voted - For 1 Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Elect Vagit Y. Alekperov Management N/A Voted - Abstain 4 Elect Victor V. Blazheev Management N/A Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Elect Toby T. Gati Management N/A Voted - For 6 Elect Valery I. Grayfer Management N/A Voted - Abstain 7 Elect Igor S. Ivanov Management N/A Voted - Abstain 8 Elect Nikolai M. Nikolaev Management N/A Voted - Abstain 9 Elect Ravil U. Maganov Management N/A Voted - Abstain 10 Elect Roger Munnings Management N/A Voted - For 11 Elect Richard H. Matzke Management N/A Voted - Abstain 12 Elect Guglielmo Moscato Management N/A Voted - For 13 Elect Ivan Pictet Management N/A Voted - For 14 Elect Leonid A. Fedun Management N/A Voted - Abstain 15 Appointment of CEO Management For Voted - For 16 Elect Ivan N. Vrublevsky Management For Voted - For 17 Elect Pavel A. Suloev Management For Voted - For 18 Elect Aleksandr V. Surkov Management For Voted - For 19 Directors' Fees (FY2015) Management For Voted - For 20 Directors' Fees (FY2016) Management For Voted - For 21 Audit Commission Fees (FY2015) Management For Voted - For 22 Audit Commission Fees (FY2016) Management For Voted - For 23 Appointment of Auditor Management For Voted - For 24 Amendments to Articles Management For Voted - For 25 Amendments to General Meeting Regulations Management For Voted - For 26 Amendments to Board of Directors Regulations Management For Voted - For 27 Amendments to Management Board Regulations Management For Voted - Abstain 28 D&O Insurance Management For Voted - For 29 Non-Voting Meeting Note N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting LUXOFT HOLDING INC SECURITY ID: G57279104 TICKER: LXFT Meeting Date: 10-Sep-15 Meeting Type: Annual 1 Elect Esther Dyson Management For Voted - For 2 Elect Glen Granovsky Management For Voted - For 3 Elect Marc Kasher Management For Voted - For 4 Elect Anatoly M. Karachinskiy Management For Voted - For 5 Elect Thomas Pickering Management For Voted - For 6 Elect Dmitry Loshchinin Management For Voted - For 7 Elect Sergey Matsotsky Management For Voted - For 8 Elect Yulia Yukhadi Management For Voted - For 9 Ratification of Auditor Management For Voted - For MAGNIT PAO SECURITY ID: 55953Q202 TICKER: MGNT Meeting Date: 24-Sep-15 Meeting Type: Special 1 Interim Dividend 2Q2015 Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Related Party Transaction (Credit Agreement) Management For Voted - For 3 Related Party Transaction (Guarantee Agreement) Management For Voted - For Meeting Date: 22-Dec-15 Meeting Type: Special 1 Interim Dividends 3Q2015 Management For Voted - For 2 Major Transactions (JSC Tander) Management For Voted - For 3 Major Transactions (JSC Russian Agricultural Bank) Management For Voted - For 4 Major Transactions (JSC ALFA-BANK) Management For Voted - For 5 Major Transactions (PJSC Sberbank) Management For Voted - For 6 Related Party Transactions (PJSC ROSBANK) Management For Voted - For 7 Related Party Transactions (PJSC Sberbank of Russia) Management For Voted - For Meeting Date: 02-Jun-16 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect Aleksandr V. Aleksandrov Management For Voted - For 6 Elect Sergey N. Galitsky Management For Voted - Abstain 7 Elect Vladimir E. Gordeychuk Management For Voted - Abstain 8 Elect Alexander L. Zayonts Management For Voted - For 9 Elect Khachatur E. Pombykhchan Management For Voted - Abstain 10 Elect Aleksey A. Pshenichny Management For Voted - For 11 Elect Aslan Y. Shkhachemukov Management For Voted - Abstain 12 Elect Roman G. Yefimenko Management For Voted - For 13 Elect Angela V. Udovichenko Management For Voted - For 14 Elect Denis A. Fedotov Management For Voted - For 15 Appointment of Auditor (RAS) Management For Voted - For 16 Appointment of Auditor (IFRS) Management For Voted - For 17 Related Party Transaction with AO Tander (Loan Agreement) Management For Voted - For 18 Related Party Transaction with Russian Agricultural Bank (Supplemental Agreement) Management For Voted - For 19 Related Party Transaction with Alfa Bank (Guarantee Agreement) Management For Voted - For 20 Related Party Transaction with Rosbank (Guarantee Agreement) Management For Voted - For 21 Related Party Transaction with Sberbank (Guarantee Agreement) Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting MAGNITOGORSK IRON & STEEL WORKS OJSC SECURITY ID: 559189204 TICKER: MAGN Meeting Date: 27-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Did Not Vote U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Annual Report Management For Did Not Vote 3 Financial Statements Management For Did Not Vote 4 Allocation of Profits Management For Did Not Vote 5 Dividends Management For Did Not Vote 6 Non-Voting Agenda Item N/A N/A Did Not Vote 7 Elect Victor F. Rashnikov Management N/A Did Not Vote 8 Elect Ruben A. Aganbegyan Management For Did Not Vote 9 Elect Kirill Y. Liovin Management N/A Did Not Vote 10 Elect Nikolai V. Liadov Management N/A Did Not Vote 11 Elect Valery Y. Martzinovich Management For Did Not Vote 12 Elect Ralf T. Morgan Management For Did Not Vote 13 Elect Olga V Rashnikova Management N/A Did Not Vote 14 Elect Zumrud K. Rustamova Management N/A Did Not Vote 15 Elect Sergey A. Sulimov Management N/A Did Not Vote 16 Elect Pavel V. Shilyaev Management N/A Did Not Vote 17 Elect Aleksandr V. Maslennikov Management For Did Not Vote 18 Elect Oksana V. Diuldina Management For Did Not Vote 19 Elect Galina A. Akimova Management For Did Not Vote 20 Appointment of Auditor Management For Did Not Vote 21 Directors' Fees Management For Did Not Vote 22 Audit Commission Members' Fees Management For Did Not Vote 23 Non-Voting Agenda Item N/A N/A Did Not Vote 24 Declaration of Shareholder Type Management N/A Did Not Vote 25 Non-Voting Meeting Note N/A N/A Did Not Vote MEGAFON OJSC SECURITY ID: 58517T209 TICKER: MFON Meeting Date: 11-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 3Q2015 Interim Dividend Management For Voted - For 4 Declaration of Shareholder Type Management N/A Voted - For MIGROS TICARET A.S SECURITY ID: M7024Q105 TICKER: MGROS Meeting Date: 23-Mar-16 Meeting Type: Ordinary 1 Opening; Election of Presiding Chairman; Minutes Management For Voted - For 2 Auditors' Report Management For Voted - For 3 Accounts Management For Voted - For 4 Directors' Report Management For Voted - For 5 Ratification of Co-option of Board Members Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Presentation of Dividend Policy Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Election of Directors; Board Term Length Management For Voted - For 10 Compensation Policy Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Presentation of Disclosure Policy Management For Voted - For 13 Charitable Donations Management For Voted - For 14 Charitable Donations Policy Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Presentation of Report on Guarantees Management For Voted - For 17 Authority to Carry Out Competing Activities or Related Party Transactions Management For Voted - Against 18 Wishes; Closing Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting MOBILE TELESYSTEMS PJSC SECURITY ID: 607409109 TICKER: MTSS Meeting Date: 25-Aug-15 Meeting Type: Special 1 Meeting Procedures Management For Voted - For 2 Merger by Absorption (ZAO KOMSTAR-Regions) Management For Voted - For 3 Merger by Absorption (AO Penza GSM, AO SMARTS-Ivanovo and AO SMARTS-Ufa) Management For Voted - For 4 Amendments to Articles Regarding Merger with ZAO KOMSTAR-Regions Management For Voted - For 5 Amendments to Articles Regarding Merger with AO Penza GSM, AO SMARTS-Ivanovo and AO SMARTS-Ufa Management For Voted - For Meeting Date: 30-Sep-15 Meeting Type: Special 1 Meeting Procedures Management For Voted - For 2 Interim Dividend 2Q2015 Management For Voted - For Meeting Date: 29-Feb-16 Meeting Type: Special 1 Meeting Procedures Management For Voted - For 2 Merger by Absorption Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Meeting Procedures Management For Voted - For 2 Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 3.1 Elect Alexander Gorbunov Management For Voted - Withheld 3.2 Elect Andrey A. Dubovskov Management For Voted - Withheld 3.3 Elect Ron Sommer Management For Voted - Withheld 3.4 Elect Michel Combes Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3.5 Elect Stanley Miller Management For Voted - For 3.6 Elect Vsevolod V. Rosanov Management For Voted - Withheld 3.7 Elect Regina von Flemming Management For Voted - For 3.8 Elect Thomas Holtrop Management For Voted - For 3.9 Elect Mikhail V. Shamolin Management For Voted - Withheld 4 Elect Irina R. Borisenkova Management For Voted - For 5 Elect Maxim A. Mamonov Management For Voted - For 6 Elect Anatoliy G. Panarin Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Amendments to Charter Management For Voted - For 9 Amendments to General Meeting Regulations Management For Voted - For 10 Amendments to Board of Directors Regulations Management For Voted - For 11 Authority to Reduce Share Capital Management For Voted - For 12 Amendments to Charter (Share Capital) Management For Voted - For MOL HUNGARIAN OIL AND GAS SECURITY ID: X5462R112 TICKER: MOL Meeting Date: 14-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Voting Procedures Management For Voted - For 6 Election of Meeting Bodies Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Corporate Governance Report Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Presentation of Information on Share Repurchase Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - Against 14 Elect Oszkar Vilagi to Board of Directors Management For Voted - For 15 Elect Gyorgy Mosonyi to Supervisory Board Management For Voted - For 16 Elect Norbert Szivek to Audit Committee Management For Voted - Against 17 Shareholder Proposal Regarding Election of Ivan Miklos to Supervisory Board Shareholder For Voted - For 18 Shareholder Proposal Regarding Election of Ivan Miklos to Audit Committee Shareholder For Voted - For 19 Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by Series "A" Shareholders) Shareholder For Voted - For 20 Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by General Meeting) Shareholder For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED MOSCOW EXCHANGE MICEX OJSC SECURITY ID: X5504J102 TICKER: MOEX Meeting Date: 27-Apr-16 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect Alexander K. Afanasiev Management For Voted - Abstain 6 Elect Mikhail V. Bratanov Management For Voted - For 7 Elect Yuan Wang Management For Voted - For 8 Elect Sean Glodek Management For Voted - Abstain 9 Elect Andrei F. Golikov Management For Voted - Abstain 10 Elect Maria V. Gordon Management N/A Voted - For 11 Elect Valery P. Goreglyad Management For Voted - Abstain 12 Elect Yuriy O. Denisov Management For Voted - Abstain 13 Elect Oleg V. Jelezko Management N/A Voted - Abstain 14 Elect Bella I. Zlatkis Management For Voted - Abstain 15 Elect Anatoly M. Karachinskiy Management For Voted - Abstain 16 Elect Alexey L. Kudrin Management For Voted - Abstain 17 Elect Duncan Paterson Management For Voted - For 18 Elect Rainer Riess Management For Voted - For 19 Elect Vladislav V. Zimin Management For Voted - For 20 Elect Olga I. Romantsova Management For Voted - For 21 Elect Mikhail Kireev Management For Voted - For 22 Appointment of Auditor Management For Voted - For 23 Amendments to Articles Management For Voted - For 24 Amendments to General Meeting Regulations Management For Voted - For 25 Amendments to Board Regulations Management For Voted - For 26 Amendments to Regulations on Board Remuneration Management For Voted - For 27 Amendments to Regulations on Audit Commission Management For Voted - For 28 Directors' Fees Management For Voted - For 29 Audit Commission Fees Management For Voted - For 30 Related Party Transaction Management For Voted - For 31 Related Party Transaction Management For Voted - For 32 Related Party Transaction Management For Voted - For 33 Related Party Transaction (D&O Insurance) Management For Voted - For 34 Related Party Transaction Management For Voted - For MOTOR OIL (HELLAS) CORINTH REFINERIES S.A. SECURITY ID: X55904100 TICKER: MOH Meeting Date: 08-Jun-16 Meeting Type: Ordinary 1 Accounts and Reports Management For Voted - For 2 Ratification of Directors' and Auditor's Acts Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Election of Directors Management For Voted - Against 4 Election of Audit Committee Members Management For Voted - For 5 Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Special Bonus Management For Voted - Against 9 Creation of Special Reserve Management For Voted - For 10 Extension of Company's Duration Management For Voted - For 11 Related Party Transactions Management For Voted - Abstain 12 Non-Voting Meeting Note N/A N/A Non-Voting NATIONAL BANK OF GREECE SECURITY ID: X56533171 TICKER: ETE Meeting Date: 30-Jun-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' and Auditor's Reports Management For Voted - For 3 Financial Statements Management For Voted - For 4 Ratification of Board and Auditor's Acts Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Directors' Fees Management For Voted - Abstain 7 Board Transactions Management For Voted - For 8 Election of Directors Management For Voted - Abstain 9 Election of Audit Committee Members Management For Voted - Abstain 10 Announcements Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting NETIA SA SECURITY ID: X58396106 TICKER: NET Meeting Date: 09-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Presentation of Accounts and Reports Management For Voted - For 7 Management Board Report Management For Voted - For 8 Management Board Report (Group) Management For Voted - For 9 Financial Statements Management For Voted - For 10 Financial Statements (Group) Management For Voted - For 11 Ratification of Management and Supervisory Board Acts Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED NEUCA SA SECURITY ID: X9148Y111 TICKER: NEU Meeting Date: 05-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 ELECTION OF SCRUTINY COMMISSION Management For Voted - For 7 Amendments to Incentive Plan Management For Voted - Abstain 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Abstain 9 Authority to Issue Warrants w/o Preemptive Rights Management For Voted - Abstain 10 Amendments to Articles Management For Voted - Abstain 11 Adoption of Uniform Text of Articles Management For Voted - Abstain 12 Authority to Repurchase Shares Management For Voted - For 13 Presentation of Report on Share Repurchase Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 ELECTION OF SCRUTINY COMMISSION Management For Voted - For 7 Management Board Report Management For Voted - For 8 Supervisory Board Report Management For Voted - For 9 Financial Statements Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Amendments to Allocation of Profits for FY2014 Management For Voted - For 12 Consolidated Accounts and Reports Management For Voted - For 13 Ratification of Management and Supervisory Board Acts Management For Voted - For 14 Cancellation of Shares Management For Voted - For 15 Reduction in Share Capital Management For Voted - For 16 Amendments to Articles Management For Voted - For 17 Approval of Uniform Text of Articles Management For Voted - For 18 Presentation of Report on Share Buyback Program Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED O2 CZECH REPUBLIC, A.S. SECURITY ID: X89734101 TICKER: BAATELEC Meeting Date: 08-Dec-15 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Meeting Procedures Management For Voted - For 4 Elect Presiding Chairman, Scrutiny Commission and Minutes Clerk Management For Voted - For 5 Spin-off Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 7 Election of Audit Committee Member Management For Voted - Abstain 8 Performance Agreement with Audit Committee Member Management For Voted - Abstain 9 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 19-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Meeting Procedures; Elect Presiding Chairman and Other Meeting Officials Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Financial Statements Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting OESTERREICHISCHE POST AG SECURITY ID: A6191J103 TICKER: POST Meeting Date: 14-Apr-16 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Ratification of Management Board Acts Management For Voted - For 4 Ratification of Supervisory Board Acts Management For Voted - For 5 Supervisory Board Members' Fees Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED OJSC MMC NORILSK NICKEL SECURITY ID: 46626D108 TICKER: GMKN Meeting Date: 14-Sep-15 Meeting Type: Special 1 Interim Dividend 2Q2015 Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting OJSC MMC NORILSK NICKEL SECURITY ID: ADPV30566 TICKER: GMKN Meeting Date: 19-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Interim Dividend Management For Voted - For 3 Membership in Russian Risk Management Society Management For Voted - For 4 Declaration of Shareholder Type Management N/A Voted - For OMV AG SECURITY ID: A51460110 TICKER: OMV Meeting Date: 18-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Ratification of Management Board Acts Management For Voted - For 4 Ratification of Supervisory Board Acts Management For Voted - For 5 Supervisory Board Members' Fees Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Long Term Incentive Plan 2016 Management For Voted - For 8 Matching Share Plan 2016 Management For Voted - For 9 Elect Marc C. Hall Management For Voted - For 10 Elect Peter Loscher Management For Voted - Against 11 Elect Ahmed Matar Al Mazrouei Management For Voted - For 12 Elect Karl Rose Management For Voted - For 13 Authority to Reissue Treasury Shares Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting OMV PETROM SECURITY ID: X7932P106 TICKER: SNP Meeting Date: 22-Sep-15 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Elect Rainer Seele Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Approval of Registration Date and Ex-Date Management For Voted - For 6 Authorization of Legal Formalities Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Sep-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Secondary Listing on LSE Management For Voted - For 5 Authorization of Legal Formalities (Secondary Listing on LSE) Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Approval of Registration Date Management For Voted - For 8 Approval of Ex-Date Management For Voted - For 9 Authorization of Legal Formalities Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting ORANGE POLSKA SA SECURITY ID: X5984X100 TICKER: TPS Meeting Date: 12-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Election of Scrutiny Commission Management For Voted - For 7 Presentation of Management Board Report Management For Voted - For 8 Presentation on Allocation of Profits/Dividends Management For Voted - For 9 Presentation of Supervisory Board Report Management For Voted - For 10 Presentation on Coverage of Losses Management For Voted - For 11 Presentation of Management Board Report (Group) Management For Voted - For 12 Presentation of Supervisory Board Report (Group) Management For Voted - For 13 Presentation of Supervisory Board Report (Activities) Management For Voted - For 14 Management Board Report Management For Voted - For 15 Financial Statements Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Coverage of Losses Management For Voted - For 18 Management Board Report (Group) Management For Voted - For 19 Financial Statements (Group) Management For Voted - For 20 Ratification of Management and Supervisory Board Acts Management For Voted - For 21 Changes to Supervisory Board Composition Management For Voted - Abstain 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED ORSU METALS CORPORATION SECURITY ID: ADPC00773 TICKER: OSU Meeting Date: 23-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Sergey V. Kurzin Management For Voted - For 4 Elect Alexander Yakubchuk Management For Voted - For 5 Elect Mark Corra Management For Voted - Against 6 Elect Massimo C. Carello Management For Voted - Against 7 Elect David Rhodes Management For Voted - Against 8 Disposition of Assets Management For Voted - For OTE HELLENIC TELECOMMUNICATIONS ORGANIZATION S.A SECURITY ID: X3258B102 TICKER: HTO Meeting Date: 16-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Related Party Transactions Management For Voted - For 3 Related Party Transactions Management For Voted - For 4 Announcements Management For Voted - For Meeting Date: 23-Jun-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Ratification of Directors' and Auditor's Acts Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 6 Directors' Fees Management For Voted - Abstain 7 D&O Insurance Policy Management For Voted - For 8 Related Party Transactions (Subsidiaries) Management For Voted - For 9 Amendments to Article 2 Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting OTP BANK NYRT SECURITY ID: X60746181 TICKER: OTP Meeting Date: 15-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 6 Corporate Governance Report Management For Voted - For 7 Ratification of Management Acts Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Elect Sandor Csanyi Management For Voted - For 11 Elect Mihaly Baumstark Management For Voted - Against 12 Elect Tibor Biro Management For Voted - Against 13 Elect Tamas Erdei Management For Voted - For 14 Elect Istvan Gresa Management For Voted - For 15 Elect Antal Kovacs Management For Voted - For 16 Elect Antal Pongracz Management For Voted - For 17 Elect Laszlo Utassy Management For Voted - For 18 Elect Jozsef Voros Management For Voted - Against 19 Elect Laszlo Wolf Management For Voted - For 20 Elect Agnes Rudas to Supervisory Board Management For Voted - Abstain 21 Remuneration Guidelines Management For Voted - For 22 Directors' Fees Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - Against 24 Non-Voting Meeting Note N/A N/A Non-Voting PANDORA A/S SECURITY ID: K7681L102 TICKER: PNDORA Meeting Date: 16-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Directors' Fees for 2015 Management For Voted - For 8 Directors' Fees for 2016 Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Ratification of Board and Management Acts Management For Voted - For 11 Authority to Reduce Share Capital Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Amendments to Articles Regarding Bearer Shares Management For Voted - For 14 Amendments to Articles Regarding Meeting Notice Management For Voted - For 15 Authority to Carry Out Formalities Management For Voted - For 16 Elect Peder Tuborgh Management For Voted - For 17 Elect Christian Frigast Management For Voted - For 18 Elect Allan L. Leighton Management For Voted - For 19 Elect Andrea Dawn Alvey Management For Voted - For 20 Elect Ronica Wang Management For Voted - For 21 Elect Anders Boyer-Sogaard Management For Voted - Abstain U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 22 Elect Bjorn Gulden Management For Voted - For 23 Elect Per Bank Management For Voted - For 24 Elect Michael Hauge Sorensen Management For Voted - For 25 Elect Birgitta Stymne Goransson Management For Voted - For 26 Appointment of Auditor Management For Voted - Abstain 27 Non-Voting Agenda Item N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting PAO SEVERSTAL SECURITY ID: 818150302 TICKER: CHMF Meeting Date: 15-Sep-15 Meeting Type: Special 1 Interim Dividend 2Q2015 Management For Voted - For Meeting Date: 10-Dec-15 Meeting Type: Special 1 Interim Dividend 3Q2015 Management For Voted - For PEGASUS HAVA TASIMACILIGI A.S SECURITY ID: M7846J107 TICKER: PGSUS Meeting Date: 07-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Minutes Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Amendments to Articles Management For Voted - Against 10 Election of Directors; Board Term Length Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 13 Appointment of Auditor Management For Voted - For 14 Charitable Donations Management For Voted - For 15 Presentation of Report on Competing Activities Management For Voted - For 16 Presentation of Report on Guarantees Management For Voted - For 17 Wishes and Closing Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED PHILIP MORRIS C.R., A.S. SECURITY ID: X6547B106 TICKER: BAATABAK Meeting Date: 29-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Meeting Bodies Management For Voted - For 4 Approval of Rules of Convocation and Voting Rules Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 8 Resignation of Andras Tovisi Management For Voted - For 9 Election of Management Board Members Management For Voted - For 10 Management Agreements Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting PHOSAGRO OJSC SECURITY ID: 71922G209 TICKER: PHOR Meeting Date: 15-Jan-16 Meeting Type: Special 1 Interim Dividend (3Q2015) Management For Voted - For 2 Membership in the Russian Union of Industrialists and Entrepreneurs Management For Voted - For 3 Related Party Transactions Management For Voted - Abstain Meeting Date: 31-May-16 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect Igor D. Antoshin Management N/A Voted - Abstain 6 Elect Andrey A. Guryev Management N/A Voted - Abstain 7 Elect Andrey G. Guryev Management N/A Voted - Abstain 8 Elect Yuriy N. Krugovykh Management N/A Voted - Abstain 9 Elect Sven Ombudstvedt Management N/A Voted - For 10 Elect Roman V. Osipov Management N/A Voted - Abstain 11 Elect Oleg V. Osipenko Management N/A Voted - For 12 Elect Marcus J. Rhodes Management N/A Voted - For 13 Elect James Beeland Jr. Rogers Management N/A Voted - For 14 Elect Ivan I. Rodionov Management N/A Voted - Abstain 15 Elect Mikhail K. Rybnikov Management N/A Voted - Abstain 16 Elect Alexander F. Sharabaika Management N/A Voted - Abstain 17 Elect Ekaterina V. Viktorova Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 18 Elect Galina A. Kalinina Management For Voted - For 19 Elect Pavel N. Sinitsa Management For Voted - For 20 Appointment of Auditor Management For Voted - For 21 Directors' Fees Management For Voted - For 22 Related Party Transactions (Loan Agreement) Management For Voted - For 23 Related Party Transactions (Guarantee Agreement) Management For Voted - For 24 Related Party Transactions (Supplementary Guarantee Agreement) Management For Voted - For 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting PIRAEUS BANK S.A. SECURITY ID: X06397180 TICKER: TPEIR Meeting Date: 26-May-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Directors' and Auditor's Acts Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Directors' Fees Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Announcement of Board Appointments Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting POLISH OIL & GAS SA SECURITY ID: X6582S105 TICKER: PGN Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chairman Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Attendance List Management For Voted - For 7 Agenda Management For Voted - For 8 Accounts and Reports Management For Voted - For 9 Accounts and Reports (Group) Management For Voted - For 10 Ratification of Management Board Acts Management For Voted - Abstain 11 Ratification of Supervisory Board Acts Management For Voted - Abstain 12 Allocation of Profits/Dividends Management For Voted - For 13 Changes to Supervisory Board Composition Management For Voted - Abstain 14 Shareholder Proposal Regarding Amendments to Articles Shareholder N/A Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED POLISH OIL AND GAS SA SECURITY ID: X6582S105 TICKER: PGN Meeting Date: 19-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Attendance List Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Sale of Shares in NYSAGAZ Sp. z.o.o. Management For Voted - For 8 Sale of Shares in ZRUG Sp. z.o.o. Management For Voted - For 9 Shareholder Proposal Regarding Changes to Supervisory Board Composition Shareholder N/A Voted - Abstain 10 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 25-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Attendance List Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Property Sale Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 29-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Attendance List Management For Voted - For 6 Agenda Management For Voted - For 7 Shareholder Proposal Regarding Changes to Supervisory Board Composition Shareholder N/A Voted - Abstain 8 Non-Voting Agenda Item N/A N/A Non-Voting POLSKI KONCERN NAFTOWY ORLEN S.A SECURITY ID: X6922W204 TICKER: PKN Meeting Date: 29-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Election of Scrutiny Commission Management For Voted - For 7 Supervisory Board Size Management For Voted - For 8 Shareholder Proposal Regarding Changes to Supervisory Board Composition Shareholder N/A Voted - Abstain 9 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 03-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Agenda Management For Voted - For 6 Election of Scrutiny Commission Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Management Board Report Management For Voted - For 11 Financial Statements Management For Voted - For 12 Management Board Report (Group) Management For Voted - For 13 Financial Statements (Group) Management For Voted - For 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratification of Management Board Acts Management For Voted - For 16 Ratification of Supervisory Board Acts Management For Voted - For 17 Supervisory Board Size Management For Voted - For 18 Changes to Supervisory Board Composition Management For Voted - Abstain 19 Non-Voting Agenda Item N/A N/A Non-Voting POLYMETAL INTERNATIONAL PLC SECURITY ID: G7179S101 TICKER: POLY Meeting Date: 17-May-16 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Elect Bobby Godsell Management For Voted - For 5 Elect Vitaly N. Nesis Management For Voted - For 6 Elect Konstantin Yanakov Management For Voted - Against 7 Elect Marina Gronberg Management For Voted - For 8 Elect Jean-Pascal Duvieusart Management For Voted - For 9 Elect Jonathan Best Management For Voted - For 10 Elect Russell Skirrow Management For Voted - Against 11 Elect Leonard Homeniuk Management For Voted - Against 12 Elect Christine Coignard Management For Voted - For 13 Appointment of Auditor Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 14 Authority to Set Auditor's Fees Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For POWSZECHNY ZAKLAD UBEZPIECZEN SA SECURITY ID: X6919T107 TICKER: PZU Meeting Date: 30-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chairman Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Presentation of Financial Statements Management For Voted - For 8 Presentation of Management Board Report Management For Voted - For 9 Presentation of Financial Statements (Consolidated) Management For Voted - For 10 Presentation of Management Board Report (Consolidated) Management For Voted - For 11 Presentation of Supervisory Board Report (Accounts and Reports) Management For Voted - For 12 Presentation of Supervisory Board Report (Activities) Management For Voted - For 13 Presentation of Supervisory Board Report (Compensation Policy) Management For Voted - For 14 Presentation of Supervisory Board Report (Compliance with Corporate Governance Rules) Management For Voted - For 15 Presentation of Supervisory Board Report (Company's Standing) Management For Voted - For 16 Financial Statements Management For Voted - For 17 Management Board Report Management For Voted - For 18 Financial Statements (Consolidated) Management For Voted - For 19 Management Board Report (Consolidated) Management For Voted - For 20 Allocation of Profits/Dividends Management For Voted - For 21 Ratification of Management Board Acts Management For Voted - For 22 Ratification of Supervisory Board Acts Management For Voted - For 23 Shareholder Proposal Regarding Changes to Supervisory Board Composition Shareholder N/A Voted - Abstain 24 Non-Voting Agenda Item N/A N/A Non-Voting PUBLIC JOINT STOCK COMPANY MEGAFON SECURITY ID: 58517T209 TICKER: MFON Meeting Date: 30-Jun-16 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Financial Statements Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Allocation of Profits Management For Voted - For 4 Interim Dividend (1Q2016) Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Elect Robert Wilhelm Andersson Management N/A Voted - Abstain 7 Elect Gustav Jonas Markus Bengtsson Management N/A Voted - Abstain 8 Elect Nikolay Borisovich Krylov Management N/A Voted - Abstain 9 Elect Sergey A. Kulikov Management N/A Voted - For 10 Elect Lord Paul Myners Management N/A Voted - For 11 Elect Carl Peter Christian Luiga Management N/A Voted - Abstain 12 Elect Per Emil Nilsson Management N/A Voted - Abstain 13 Elect Jan Erik Rudberg Management N/A Voted - For 14 Elect Sergey Vladimirovich Soldatenkov Management N/A Voted - Abstain 15 Elect Ingrid Maria Stenmark Management N/A Voted - Abstain 16 Elect Vladimir Yakovlevich Streshinsky Management N/A Voted - Abstain 17 Early Termination of CEO Powers; Appointment of CEO Management For Voted - For 18 Election of Management Board; Management Board Size Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Elect Yuri A. Zheimo Management For Voted - For 22 Elect Pavel S. Kaplun Management For Voted - For 23 Elect Sami H. Petteri Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting PUBLIC POWER CORPORATION S.A. SECURITY ID: X7023M103 TICKER: PPC Meeting Date: 30-Jun-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Board and Auditor Acts Management For Voted - For 5 Directors' Fees Management For Voted - For 6 Appointment of Auditor Management For Voted - Against 7 Authority to Provide Guarantees Management For Voted - For 8 Election of Audit Committee Members Management For Voted - For 9 Divestiture Management For Voted - Abstain 10 Divestiture Management For Voted - Abstain 11 Divestiture Management For Voted - Abstain 12 Electricity Supply Contract Management For Voted - Abstain 13 Election of Directors Management For Voted - Abstain 14 Announcements Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED PZU GROUP SA SECURITY ID: X6919T107 TICKER: PZU Meeting Date: 07-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Election of Presiding Chairman Management For Voted - For 4 Compliance with Rules of Convocation Management For Voted - For 5 Agenda Management For Voted - For 6 Supervisory Board Size Management For Voted - For 7 Changes to Supervisory Board Composition Management For Voted - Abstain 8 Coverage of Meeting Costs Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting RICHTER GEDEON VEGYESZETI GYAR RT. SECURITY ID: X3124S107 TICKER: RICHTER Meeting Date: 26-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Voting Method Management For Voted - For 6 Recording Device for Meeting Management For Voted - For 7 Election of Presiding Chairman, Individuals to Keep Minutes and Counting Commission Management For Voted - For 8 Auditor's Report (Consolidated) Management For Voted - For 9 Auditor's Report Management For Voted - For 10 Dividend Management For Voted - For 11 Allocation of Profits to Reserves Management For Voted - For 12 Draft Annual Report Management For Voted - For 13 Corporate Governance Report Management For Voted - For 14 Amendments to Articles Management For Voted - For 15 Amendments to Articles (Auditor's Term) Management For Voted - Against 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - Against 17 Directors' Report on Acquired Treasury Shares Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Elect Gabor Culacsi Management For Voted - For 20 Elect Csaba Lantos Management For Voted - For 21 Elect Christopher W. Long Management For Voted - For 22 Elect Norbert Szivek Management For Voted - Against 23 Directors' Fees Management For Voted - For 24 Shareholder Proposal Regarding Directors' Reward Shareholder For Voted - Against 25 Supervisory Board Fees Management For Voted - For 26 Appointment of Auditor Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 27 Authority to Set Auditor's Fees Management For Voted - For ROMGAZ S.A. SECURITY ID: X8T90R107 TICKER: SNG Meeting Date: 29-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles Management For Voted - For 4 Adoption of Uniform Text of Articles Management For Voted - For 5 Authorisation of Legal Formalities (Signing of the Articles of Association) Management For Voted - For 6 Amendments to Director's Agreement Management For Voted - Against 7 Approve Addendum to Director's Agreement Management For Voted - Against 8 Authorisation of Legal Formalities (Signing Director's Agreement) Management For Voted - Against 9 Change Subsidiary's Name Management For Voted - For 10 Amendments to Subsidiary's Scope Management For Voted - For 11 Record Date Management For Voted - For 12 Authorisation of Legal Formalities Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 16-Jun-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Modify Calculation Method for Performance Indicators Management For Voted - For 5 Amendments to Directors' Agreement Management For Voted - For 6 Authorisation of Legal Formalities (Signing of Directors' Agreement) Management For Voted - For 7 2016 Income and Expenditure Budget Management For Voted - For 8 Directors' Report (1Q2016) Management For Voted - For 9 Approval of Registration Date Management For Voted - For 10 Authorisation of Legal Formalities Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 16-Jun-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Approval to vote FOR Proposal 1.0 Management For Voted - For 5 Approval to vote FOR Proposal 1.1 Management For Voted - For 6 Approval to vote FOR Proposal 1.2 Management For Voted - For 7 Approval to vote FOR Proposal 2.0 Management For Voted - For 8 Approval to vote FOR Proposal 2.1 Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Approval to vote FOR Proposal 2.3 Management For Voted - For 11 Approval to vote FOR Proposal 2.4 Management For Voted - For 12 Approval to vote FOR Proposal 2.5 Management For Voted - For 13 Approval to vote FOR Proposal 3 Management For Voted - For 14 Approval to vote FOR Proposal 4 Management For Voted - For 15 Approval to vote FOR Proposal 5 Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Approval to vote FOR Proposal 6.1 Management For Voted - For 18 Approval of Registration Date Management For Voted - For 19 Authorisation of Legal Formalities Management For Voted - For ROS AGRO PLC SECURITY ID: 749655205 TICKER: AGRO Meeting Date: 08-Apr-16 Meeting Type: Special 1 Election of Meeting Chairperson Management For Voted - For 2 Share Offering Management For Voted - Against 3 Authority to Issue Shares w/ Preemptive Rights (Share Offering) Management For Voted - Against 4 Disapplication of Preemptive Rights (Share Offering) Management For Voted - Against 5 Ratification of Board Acts (Share Offering) Management For Voted - Against Meeting Date: 26-May-16 Meeting Type: Annual 1 Election of Presiding Chairman Management For Voted - For 2 Financial Statements Management For Voted - For 3 Financial Statements (Consolidated) Management For Voted - For 4 Directors' Report Management For Voted - For 5 Auditor's Report Management For Voted - For 6 Annual Report Management For Voted - Abstain 7 Appointment of Auditor Management For Voted - For 8 Authority to Set Auditor's Fees Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Directors' Fees Management For Voted - Abstain 11 Election of Directors Management For Voted - Abstain 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting ROSTELECOM OAO SECURITY ID: X7367F102 TICKER: RTKM Meeting Date: 21-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Annual Report Management For Voted - For 3 Financial Statements Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Allocation of Profits Management For Voted - For 5 Dividends Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Elect Ruben A. Aganbegyan Management N/A Voted - For 8 Elect Alexander A. Auzan Management N/A Voted - For 9 Elect Kirill A. Dmitriev Management N/A Voted - Abstain 10 Elect Anton A. Zlatopolsky Management N/A Voted - Abstain 11 Elect Sergei B. Ivanov Management N/A Voted - Abstain 12 Elect Mikhail Irzhevsky Management N/A Voted - Abstain 13 Elect Sergei B. Kalugin Management N/A Voted - Abstain 14 Elect Anatoly A. Milyukov Management N/A Voted - For 15 Elect Mikhail I. Poluboyarinov Management N/A Voted - Abstain 16 Elect Alexander A. Pchelintsev Management N/A Voted - Abstain 17 Elect Galina Rusakova Management N/A Voted - Abstain 18 Elect Vadim V. Semenov Management N/A Voted - Abstain 19 Elect Vitaly Y. Sergeichuk Management N/A Voted - Abstain 20 Elect Maria Florentieva Management N/A Voted - Abstain 21 Elect Oleg R. Federov Management N/A Voted - For 22 Elect Alexander S. Vasilchenko Management N/A Voted - For 23 Elect Valentina F. Veremyanina Management N/A Voted - For 24 Elect Vasiliy V. Garshin Management N/A Voted - For 25 Elect Ilya I. Karpov Management N/A Voted - Abstain 26 Elect Mikhail P. Krasnov Management N/A Voted - For 27 Elect Alexander S. Ponkin Management N/A Voted - For 28 Elect Vyacheslav E. Ulupov Management N/A Voted - For 29 Elect Alexander V. Shevchuk Management N/A Voted - For 30 Appointment of Auditor Management For Voted - For 31 Directors' Fees Management For Voted - For 32 Audit Commission's Fees Management For Voted - For 33 Amendments to Articles Management For Voted - For 34 Amendments to General Meeting Regulations Management For Voted - For 35 Amendments to Board of Directors Regulations Management For Voted - For 36 Related Party Transactions (Bank VTB) Management For Voted - For 37 Related Party Transactions (Russian Agricultural Bank) Management For Voted - For 38 Related Party Transactions (Bank GPB) Management For Voted - For 39 Related Party Transactions (Vnesheconombank) Management For Voted - For 40 Membership in National Association of Industrial Internet Market Participants Management For Voted - For 41 D&O Insurance Management For Voted - For RUSHYDRO JSC (RUSGIDRO) SECURITY ID: 782183404 TICKER: HYDR Meeting Date: 25-Dec-15 Meeting Type: Special 1 Terms of Rights Issue Management For Voted - Against 2 Amendments to Articles Management For Voted - Against U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Rights Issue Management For Voted - Against 4 Related Party Transactions (Share Purchase Agreement) Management For Voted - For 5 Related Party Transactions (Forward Contract) Management For Voted - For 6 Related Party Transactions (Guarantee Agreement) Management For Voted - For 7 Related Party Transactions (Guarantee Agreement) Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Declaration of Shareholder Type Management N/A Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting SAFRAN SA SECURITY ID: F4035A557 TICKER: SAF Meeting Date: 19-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Approval of Non Tax-Deductible Expenses Management For Voted - For 6 Consolidated Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Personal Risk Insurance and Defined Contribution Supplementary Retirement Benefits (Ross McInnes, Chairman) Management For Voted - For 9 Defined Benefit Supplementary Retirement Benefits (Ross McInnes, Chairman) Management For Voted - For 10 Personal Risk Assurance and Defined Contribution Supplementary Retirement Benefits (Philippe Petitcolin, CEO) Management For Voted - For 11 Defined Contribution Supplementary Retirement Benefits (Philippe Petitcolin, CEO) Management For Voted - For 12 Related Party Transactions (Credit line) Management For Voted - For 13 Related Party Transactions (French state) Management For Voted - For 14 Elect Gerard Mardine to the Board of Directors Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect Eliane Carre-Copin to the Board of Directors Management For Voted - For 17 Elect Marc Aubry as Employee Representative Management Against Non-Voting 18 Elect Jocelyne Jobard as Employee Representative Management Against Non-Voting 19 Appointment of Auditor (Mazars) Management For Voted - For 20 Appointment of Alternate Auditor (Gilles Rainaut) Management For Voted - For 21 Appointment of Auditor (Ernst & Young) Management For Voted - For 22 Appointment of Alternate Auditor (Auditex) Management For Voted - For 23 Directors' Fees Management For Voted - For 24 Remuneration of Ross McInnes, Chairman (from April 24, 2015) Management For Voted - For 25 Remuneration of Philippe Petitcolin, CEO (from April 24, 2015) Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 26 Remuneration of Jean-Paul Herteman, Former Chairman and CEO Management For Voted - For 27 Remuneration of the Former Deputy CEOs Management For Voted - For 28 Authority to Repurchase Shares Management For Voted - For 29 Authority to Cancel Shares and Reduce Capital Management For Voted - For 30 Authority to Issue Performance Shares Management For Voted - For 31 Authorization of Legal Formalities Management For Voted - For 32 Shareholder Proposal Regarding Performance Share Plan Shareholder Against Voted - Against SBERBANK SECURITY ID: 80585Y308 TICKER: SBER Meeting Date: 27-May-16 Meeting Type: Annual 1 Annual Report Management For Did Not Vote 2 Financial Statements Management For Did Not Vote 3 Allocation of Profits/Dividends Management For Did Not Vote 4 Appointment of Auditor Management For Did Not Vote 5 Elect Esko Tapani Aho Management N/A Did Not Vote 6 Elect Martin G. Gilman Management N/A Did Not Vote 7 Elect Herman O. Gref Management N/A Did Not Vote 8 Elect Nadezhda Y. Ivanova Management N/A Did Not Vote 9 Elect Sergey M. Ignatyev Management N/A Did Not Vote 10 Elect Alexey L. Kudrin Management N/A Did Not Vote 11 Elect Georgy I. Luntovsky Management N/A Did Not Vote 12 Elect Vladimir A. Mau Management N/A Did Not Vote 13 Elect Gennady G. Melikyan Management N/A Did Not Vote 14 Elect Alessandro Profumo Management N/A Did Not Vote 15 Elect Anton G. Siluanov Management N/A Did Not Vote 16 Elect Sergey G. Sinelnikov-Murylev Management N/A Did Not Vote 17 Elect Dmitry Tulin Management N/A Did Not Vote 18 Elect Nadia Wells Management N/A Did Not Vote 19 Elect Sergei A. Shvetsov Management N/A Did Not Vote 20 Elect Natalya P. Borodina Management For Did Not Vote 21 Elect Vladimir M. Volkov Management For Did Not Vote 22 Elect Irina Litvinova Management For Did Not Vote 23 Elect Tatiana A. Domanskaya Management For Did Not Vote 24 Elect Yulia Y. Isakhanova Management For Did Not Vote 25 Elect Alexei E. Minenko Management For Did Not Vote 26 Elect Natalia V. Revina Management For Did Not Vote 27 Amendments to Articles Management For Did Not Vote 28 D&O Insurance Management For Did Not Vote 29 Directors' Fees Management For Did Not Vote 30 Declaration of Shareholder Type Management N/A Did Not Vote 1 Non-Voting Meeting Note N/A N/A Did Not Vote 2 Annual Report Management For Did Not Vote 3 Financial Statements Management For Did Not Vote U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Allocation of Profits/Dividends Management For Did Not Vote 5 Appointment of Auditor Management For Did Not Vote 6 Non-Voting Agenda Item N/A N/A Did Not Vote 7 Elect Esko Tapani Aho Management N/A Did Not Vote 8 Elect Martin G. Gilman Management N/A Did Not Vote 9 Elect Herman O. Gref Management N/A Did Not Vote 10 Elect Nadezhda Y. Ivanova Management N/A Did Not Vote 11 Elect Sergey M. Ignatyev Management N/A Did Not Vote 12 Elect Alexey L. Kudrin Management N/A Did Not Vote 13 Elect Georgy I. Luntovsky Management N/A Did Not Vote 14 Elect Vladimir A. Mau Management N/A Did Not Vote 15 Elect Gennady G. Melikyan Management N/A Did Not Vote 16 Elect Alessandro Profumo Management N/A Did Not Vote 17 Elect Anton G. Siluanov Management N/A Did Not Vote 18 Elect Sergey G. Sinelnikov-Murylev Management N/A Did Not Vote 19 Elect Dmitry Tulin Management N/A Did Not Vote 20 Elect Nadia Wells Management N/A Did Not Vote 21 Elect Sergei A. Shvetsov Management N/A Did Not Vote 22 Elect Natalya P. Borodina Management For Did Not Vote 23 Elect Vladimir M. Volkov Management For Did Not Vote 24 Elect Irina Litvinova Management For Did Not Vote 25 Elect Tatiana A. Domanskaya Management For Did Not Vote 26 Elect Yulia Y. Isakhanova Management For Did Not Vote 27 Elect Alexei E. Minenko Management For Did Not Vote 28 Elect Natalia V. Revina Management For Did Not Vote 29 Amendments to Articles Management For Did Not Vote 30 D&O Insurance Management For Did Not Vote 31 Directors' Fees Management For Did Not Vote 32 Non-Voting Agenda Item N/A N/A Did Not Vote 33 Declaration of Shareholder Type Management N/A Did Not Vote 34 Non-Voting Meeting Note N/A N/A Did Not Vote SISTEMA JSFC SECURITY ID: 48122U204 TICKER: AFKC Meeting Date: 25-Jun-16 Meeting Type: Annual 1 Meeting Procedures Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Elect Alexey I. Guryev Management For Voted - For 5 Elect Ekaterina Y. Kuznetsova Management For Voted - For 6 Elect Aleksey E. Lipsky Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Elect Sergey F. Boev Management For Voted - Abstain 9 Elect Andrey A. Dubovsky Management For Voted - Abstain 10 Elect Vladimir P. Evtushenkov Management For Voted - Abstain 11 Elect Felix V. Evtushenkov Management For Voted - Abstain U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 12 Elect Patrick James Clanwillam Management For Voted - For 13 Elect Robert S. Kocharyan Management For Voted - For 14 Elect Jeannot Krecke Management For Voted - For 15 Elect Peter Mandelson Management For Voted - Abstain 16 Elect Roger Munnings Management For Voted - For 17 Elect Mikhail V. Shamolin Management For Voted - Abstain 18 Elect David Iakobachvili Management For Voted - For 19 Appointment of Auditor (RAS) Management For Voted - For 20 Appointment of Auditor (IFRS) Management For Voted - For 21 Amendments to Charter Management For Voted - For 22 Amendments to Board of Directors Regulations Management For Voted - For 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting SOCIETATEA NATIONALA DE TRANSPORT GAZE NATURALE TRANSGAZ SA (TRANSGAZ SA) SECURITY ID: X7936L101 TICKER: TGN Meeting Date: 17-Sep-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 2Q2015 Report (Company's Activity) Management For Voted - For 5 2Q2015 Report (Procurement of Assets, Services and Works) Management For Voted - For 6 Approval of Registration Date Management For Voted - For 7 Authorization of Legal Formalities Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting TATNEFT OAO SECURITY ID: 876629205 TICKER: TATN Meeting Date: 24-Jun-16 Meeting Type: Annual 1 Annual Report Management For Voted - Abstain 2 Financial Statements Management For Voted - For 3 Allocation of Profits Management For Voted - For 4 Dividends Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Elect Radik R. Gaizatullin Management For Voted - Abstain 7 Elect Nail G. Ibragimov Management For Voted - Abstain 8 Elect Laslo Gerech Management For Voted - For 9 Elect Rustam K. Khalimov Management For Voted - Abstain 10 Elect Azat K. Khamaev Management For Voted - Abstain 11 Elect Rais S. Khisamov Management For Voted - Abstain 12 Elect Yuri L. Levin Management For Voted - For 13 Elect Nail U. Maganov Management For Voted - Abstain 14 Elect Renat H. Muslimov Management For Voted - Abstain U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 15 Elect Renat K. Sabirov Management For Voted - Abstain 16 Elect Valery Y. Sorokin Management For Voted - Abstain 17 Elect Rene Steiner Management For Voted - For 18 Elect Shafagat F. Takhautdinov Management For Voted - Abstain 19 Elect Saitovich R. Nurmukhametov Management For Voted - For 20 Elect Ksenia G. Borzunova Management For Voted - For 21 Elect Ranilya R. Gazitova Management For Voted - For 22 Elect Nazilya R. Farkhutdinova Management For Voted - For 23 Elect Taskirya Nurkhametova Management For Voted - For 24 Elect Guzal Gilfanova Management For Voted - For 25 Elect Oleg M. Matveev Management For Voted - For 26 Elect Liliya R. Rakhimzyanova Management For Voted - For 27 Elect Tatiana V. Tsyganova Management For Voted - For 28 Appointment of Auditor Management For Voted - For 29 Amendments to Articles Management For Voted - Abstain 30 Amendments to General Meeting Regulations Management For Voted - Abstain 31 Amendments to Board of Directors Regulations Management For Voted - Abstain 32 Amendments to CEO Regulations Management For Voted - Abstain 33 Amendments to Management Board Regulations Management For Voted - Abstain 34 Non-Voting Meeting Note N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting 36 Non-Voting Meeting Note N/A N/A Non-Voting TAV HAVALIMANLARI HOLDING A.S. SECURITY ID: M8782T109 TICKER: TAVHL Meeting Date: 21-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Directors' Report Management For Voted - For 6 Auditor's Report Management For Voted - For 7 Accounts Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Ratification of Co-option of Patrick Raymond Marie Jeantet Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Compensation Policy Management For Voted - For 14 Charitable Donations Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Presentation of Report on Related Party Transactions Management For Voted - For 17 Presentation of Report on Guarantees Management For Voted - For 18 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 19 Wishes Management For Voted - For 20 CLOSING Management For Voted - For TOFAS TURK OTOMOBIL FABRIKASI A.S SECURITY ID: M87892101 TICKER: TOASO Meeting Date: 31-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Directors' Report Management For Voted - For 6 Presentation of Auditors' Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Co-Option of Board Members Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Compensation Policy Management For Voted - For 12 Directors' Fees Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Charitable Donations Management For Voted - For 15 Presentation of Report on Guarantees Management For Voted - For 16 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 17 Wishes Management For Voted - For TURK HAVA YOLLARI A.S SECURITY ID: M8926R100 TICKER: THYAO Meeting Date: 04-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Directors' Report Management For Voted - For 6 Presentation of Auditors' Reports Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Ratification of Co-option of Ogun Sanlier Management For Voted - For 12 Appointment of Auditor Management For Voted - Against 13 Dividend Policy Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Compensation Policy Management For Voted - For 16 Presentation of Report on Guarantees Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 17 Charitable Donations Management For Voted - For 18 Wishes and Closing Management For Voted - For TURK TELEKOMUNIKASYON A.S SECURITY ID: M9T40N131 TICKER: TTKOM Meeting Date: 16-May-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Opening; Election of Presiding Chairman Management For Voted - For 6 Minutes Management For Voted - For 7 Presentation of Directors' Reports Management For Voted - For 8 Presentation of Auditors' Reports Management For Voted - For 9 Financial Statements Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Ratification of Co-Option of Board Members Management For Voted - Against 12 Directors' Fees Management For Voted - For 13 Election of Statutory Auditors; Term Length; Statutory Auditors' Fees Management For Voted - Against 14 Allocation of Profits/Dividends Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Presentation of Report on Charitable Donations Management For Voted - For 17 Presentation of Report on Guarantees Management For Voted - For 18 Presentation of Report on Company Activities Management For Voted - For 19 Presentation of Report on Competing Activities Management For Voted - For 20 Presentation of Compensation Policy Management For Voted - For 21 Authority to Make Acquisitions Management For Voted - For 22 Authority to Establish Special Purpose Entities Management For Voted - For 23 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against 24 Wishes and Closing Management For Voted - For TURK TELEKOMUNIKASYON A.S. SECURITY ID: M9T40N131 TICKER: TTKOM Meeting Date: 31-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Minutes Management For Voted - For 6 Presentation of Directors' Reports Management For Voted - For 7 Presentation of Auditors' Reports Management For Voted - For 8 Financial Statements Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Ratification of Board Acts Management For Voted - For 10 Ratification of Co-Option of Nasser Sulaiman A Al Nasser Management For Voted - Against 11 Directors' Fees Management For Voted - For 12 Statutory Auditors' Fees Management For Voted - For 13 Allocation of Profits/Dividends Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Presentation of Report on Charitable Donations Management For Voted - For 16 Presentation of Report on Guarantees Management For Voted - For 17 Presentation of Report on Company Activities Management For Voted - For 18 Presentation of Report on Competing Activities Management For Voted - For 19 Presentation of Compensation Policy Management For Voted - For 20 Authority to Make Acquisitions Management For Voted - For 21 Authority to Establish Special Purpose Entities Management For Voted - For 22 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against 23 Wishes and Closing Management For Voted - For TURK TRAKTOR VE ZIRAAT MAKINELERI A.S SECURITY ID: M9044T101 TICKER: TTRAK Meeting Date: 22-Mar-16 Meeting Type: Ordinary 1 Opening; Election of Presiding Chairman Management For Voted - For 2 Directors' Report Management For Voted - For 3 Presentation of Independent Auditor's Report Management For Voted - For 4 Accounts Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Election of Directors; Board Term Length Management For Voted - For 8 Compensation Policy Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Charitable Donations Management For Voted - For 12 Presentation of Report on Guarantees Management For Voted - For 13 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 14 WISHES Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting TURK TRAKTOR VE ZIRAAT MAKINELERI A.S. SECURITY ID: M9044T101 TICKER: TTRAK Meeting Date: 22-Oct-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Special Dividend Management For Voted - For 6 Ratification of Cooption of Umut Kolcuoglu Management For Voted - For 7 WISHES Management For Voted - For TURKCELL ILETISIM HIZMETLERI A.S SECURITY ID: 900111204 TICKER: TCELL Meeting Date: 29-Mar-16 Meeting Type: Annual 1 Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Ratification of Board Acts Management For Voted - For 4 Charitable Donations Policy Management For Voted - For 5 Limit on Charitable Donations Management For Voted - For 6 Amendments to Articles Management For Voted - For 7 Election of Directors; Board Term Length Management For Voted - Against 8 Directors' Fees Management For Voted - Against 9 Appointment of Auditor Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against 12 Allocation of Profits/Dividends Management For Voted - Against TURKCELL ILETISIM HIZMETLERI A.S SECURITY ID: M8903B102 TICKER: TCELL Meeting Date: 29-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Minutes Management For Voted - For 6 Presentation of Directors' Reports Management For Voted - For 7 Presentation of Auditors' Reports Management For Voted - For 8 Accounts and Reports Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Charitable Donations Policy Management For Voted - For 11 Limit on Charitable Donations Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Election of Directors; Board Term Length Management For Voted - Against 14 Directors' Fees Management For Voted - Against 15 Appointment of Auditor Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 17 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against 18 Allocation of Profits/Dividends Management For Voted - Against 19 Presentation of Report on Guarantees Management For Voted - For 20 CLOSING Management For Voted - For TURKIYE GARANTI BANKASI A.S SECURITY ID: M4752S106 TICKER: GARAN Meeting Date: 31-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman; Minutes Management For Voted - For 5 Presentation of Directors' Reports Management For Voted - For 6 Presentation of Auditors' Reports Management For Voted - For 7 Financial Statements Management For Voted - Against 8 Amendments to Article 7 Regarding Authorised Capital Management For Voted - Against 9 Ratification of Board Acts Management For Voted - Against 10 Ratification of Co-option of Board Members Management For Voted - For 11 Election of Directors Management For Voted - Against 12 Allocation of Profits/Dividends Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Presentation of Report on Compensation Policy Management For Voted - For 16 Charitable Donations Management For Voted - For 17 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against 18 Presentation of Report on Competing Activities Management For Voted - For TURKIYE HALK BANKASI A.S SECURITY ID: M9032A106 TICKER: HALKB Meeting Date: 31-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Presentation of Directors' and Auditors' Reports Management For Voted - For 6 Financial Statements Management For Voted - Against 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Co-option of Board Members Management For Voted - For 9 Ratification of Board Acts Management For Voted - Against 10 Election of Directors and Statutory Auditors Management For Voted - Against 11 Directors' and Auditors' Fees Management For Voted - For 12 Appointment of Auditor Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 13 Presentation of Report of Charitable Donations Management For Voted - For 14 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 15 Wishes and Closing Management For Voted - For TURKIYE IS BANKASI A.S SECURITY ID: M8933F115 TICKER: ISCTR Meeting Date: 28-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Directors' and Auditors' Reports Management For Voted - For 6 Financial statements Management For Voted - Against 7 Ratification of Board Acts Management For Voted - Against 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against 11 Amendments to Articles Management For Voted - Against 12 Directors' Fees Management For Voted - For 13 Ratification of Co-option of Board Members Management For Voted - Against 14 Presentation of Report on Competing Activities Management For Voted - For 15 Presentation of Report on Charitable Donations Management For Voted - For TURKIYE PETROL RAFINERILERI A.S SECURITY ID: M8966X108 TICKER: TUPRS Meeting Date: 04-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Directors' Report Management For Voted - For 6 Presentation of Auditor's Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Election of Directors Management For Voted - For 12 Compensation Policy Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Charitable Donations Management For Voted - For 16 Presentation of Report on Guarantees Management For Voted - For U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 17 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 18 Wishes Management For Voted - For TURKIYE VAKIFLAR BANKASI T.A.O SECURITY ID: M9037B109 TICKER: VAKBN Meeting Date: 29-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Presentation of Directors', Audit Court's and Statutory Auditor's Reports Management For Voted - For 6 Presentation of Auditor's Reports Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Amendments to Article 5 (Head Ofiice) Management For Voted - For 11 Election of Directors Management For Voted - Against 12 Election of Statutory Auditors Management For Voted - Against 13 Directors' and Statutory Auditor's Fees Management For Voted - For 14 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against 15 Appointment of Auditor Management For Voted - Against 16 Presentation of Report on Charitable Donations Management For Voted - For 17 Wishes Management For Voted - For 18 Closing Management For Voted - For ULKER BISKUVI SANAYI A.S SECURITY ID: M90358108 TICKER: ULKER Meeting Date: 24-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Minutes Management For Voted - For 6 Presentation of Directors' Reports Management For Voted - For 7 Presentation of Auditors' Reports Management For Voted - For 8 Accounts and Reports Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Ratification of Co-option of Board Members Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Charitable Donations Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 14 Presentation of Report on Guarantees Management For Voted - For 15 Directors' Fees Management For Voted - For 16 Presentation of Report on Related Party Transactions Management For Voted - For 17 Authority to Carry out Competing Activities and Related Party Transactions Management For Voted - Against URALKALIY PAO (URALKALI JSC) SECURITY ID: X9519W108 TICKER: URKA Meeting Date: 09-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Major Transactions Management For Voted - For 3 Major Transaction (Share Purchase Agreement) Management For Voted - For 4 Major Transaction (Supplementary Agreement to Indemnity Deed) Management For Voted - For 5 Major Transactions (Supplementary Service Agreements) Management For Voted - For 6 Amendments to Articles Management For Voted - Abstain 7 Amendments to Regulations on Board Remuneration Management For Voted - Abstain 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 09-Feb-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Major Transactions Management For Voted - For 4 Related Party Transactions (JSC Uralkali-Technologiya) Management For Voted - For 5 Related Party Transactions (Enterpro Services Limited) Management For Voted - For Meeting Date: 15-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Major Transactions Management For Voted - For 3 Cancellation of Previously Approved Merger by Absorption Management For Voted - For 4 Cancellation of Previously Granted Authority to Cancel Shares Held by Uralkali-Technologia Management For Voted - For 5 Participation in Association for the Development of Application of Deicing Chemicals Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Meeting Procedures Management For Voted - For 3 Annual Report Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Financial Statements Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 Related Party Transaction with OJSC Ural Scientific Research and Project Institute of the Chemical Industry (Galurgii) Management For Voted - For 8 Related Party Transaction with JSC VNII Galurgii Management For Voted - For 9 Related Party Transaction with Berezniki Mine-Building Company LLC Management For Voted - For 10 Related Party Transaction with CJSC Novaya Nedvizhimost Management For Voted - For 11 Related Party Transaction with JSC Baltic Bulk Terminal Management For Voted - For 12 Related Party Transaction with Engine House Balakhontsy LLC Management For Voted - For 13 Related Party Transaction with Avtotranskali LLC Management For Voted - For 14 Related Party Transaction with Satellite-Service LLC Management For Voted - For 15 Related Party Transaction with N-Resource LLC Management For Voted - For 16 Related Party Transaction with Center for Automation and Measurements LLC Management For Voted - For 17 Related Party Transaction with Uralkali-Remont LLC Management For Voted - For 18 Related Party Transaction with OJSC Ural Scientific Research and Project Institute of the Chemical Industry (Galurgii) Management For Voted - For 19 Related Party Transaction with JSC VNII Galurgii Management For Voted - For 20 Related Party Transaction with Silvinit-Transport LLC Management For Voted - For 21 Related Party Transaction with Berezniki Mine-Building Company LLC Management For Voted - For 22 Related Party Transaction with CJSC Novaya Nedvizhimost Management For Voted - For 23 Related Party Transaction with Engine House Balakhontsy LLC Management For Voted - For 24 Related Party Transaction with Avtotranskali LLC Management For Voted - For 25 Related Party Transaction with Satellite-Service LLC Management For Voted - For 26 Related Party Transaction with JSC Uralkali-Technologiya Management For Voted - For 27 Related Party Transaction with N-Resource LLC Management For Voted - For 28 Related Party Transaction with Center for Automation and Measurements LLC Management For Voted - For 29 Related Party Transaction with Uralkali-Remont LLC Management For Voted - For 30 Related Party Transaction with Silvinit-Capital LLC Management For Voted - For 31 Related Party Transaction with Avtotranskali LLC Management For Voted - For 32 Related Party Transaction with JSC United Chemical Company URALCHEM Management For Voted - For 33 Related Party Transaction with JSC Voskresensk Mineral Fertilizers Management For Voted - For 34 Related Party Transaction with JSC Corporation VSMPO-AVISMA Management For Voted - For 35 Related Party Transaction with Berezniki Mine-Building Company LLC Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 36 Related Party Transaction with CJSC Solikamsk Construction Trust Management For Voted - For 37 Related Party Transaction with CJSC Novaya Nedvizhimost Management For Voted - For 38 Related Party Transaction with Engine House Balakhontsy LLC Management For Voted - For 39 Related Party Transaction with Avtotranskali LLC Management For Voted - For 40 Related Party Transaction with Satellite-Service LLC Management For Voted - For 41 Related Party Transaction with N-Resource LLC Management For Voted - For 42 Related Party Transaction with Center for Automation and Measurements LLC Management For Voted - For 43 Related Party Transaction with Uralkali-Remont LLC Management For Voted - For 44 Related Party Transaction with Vodokanal LLC Management For Voted - For 45 Related Party Transaction with JSC Voskresensk Mineral Fertilizers Management For Voted - For 46 Related Party Transaction with JSC United Chemical Company URALCHEM Management For Voted - For 47 Related Party Transaction with JSC Corporation VSMPO-AVISMA Management For Voted - For 48 Related Party Transaction with Berezniki Mine-Building Company LLC Management For Voted - For 49 Related Party Transaction with CJSC Solikamsk Construction Trust Management For Voted - For 50 Related Party Transaction with CJSC Novaya Nedvizhimost Management For Voted - For 51 Related Party Transaction with Engine House Balakhontsy LLC Management For Voted - For 52 Related Party Transaction with Satellite-Service LLC Management For Voted - For 53 Related Party Transaction with Uralkali-Remont LLC Management For Voted - For 54 Related Party Transaction with Center for Automation and Measurements LLC Management For Voted - For 55 Related Party Transaction with Avtotranskali LLC Management For Voted - For 56 Related Party Transaction with Vodokanal LLC Management For Voted - For 57 Related Party Transaction with N-Resource LLC Management For Voted - For 58 Related Party Transaction with Uralkali Trading SIA Management For Voted - For 59 Related Party Transaction with JSC Uralkali Technologiya Management For Voted - For 60 Related Party Transaction with Uralkali Trading SIA Management For Voted - For 61 Related Party Transaction with Soglasiye Management For Voted - For 62 Asset Contributions Contracts Management For Voted - For 63 Elect Irina Razumova Management For Voted - For 64 Elect Andrei Kononov Management For Voted - For 65 Elect Maria Kuzmina Management For Voted - For 66 Elect Marina Risukhina Management For Voted - For 67 Elect Irina Sharandina Management For Voted - For 68 Non-Voting Agenda Item N/A N/A Non-Voting 69 Elect Dmitry V. Konyaev Management For Voted - Abstain 70 Elect Dmitry Kabysh Management For Voted - For 71 Elect Luc Marc J. Maene Management For Voted - For 72 Elect Dmitry A. Mazepin Management For Voted - Abstain U.S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 73 Elect Robert J. Margetts Management For Voted - For 74 Elect Dmitry V. Osipov Management For Voted - Abstain 75 Elect Paul J. Ostling Management For Voted - For 76 Elect Dmitry V. Razumov Management For Voted - Abstain 77 Elect Mikhail A. Sosnovsky Management For Voted - Abstain 78 Elect Dmitry Usanov Management For Voted - Abstain 79 Elect Sergey V. Chemezov Management For Voted - Abstain 80 Appointment of Auditor (IFRS) Management For Voted - Against 81 Appointment of Auditor (Russian Federal Law) Management For Voted - Against 82 Appointment of Auditor (RAS) Management For Voted - For 83 Cost of D&O Insurance Management For Voted - For 84 Related Party Transactions (D&O Insurance) Management For Voted - For VESTEL BEYAZ ESYA SANAYI VE TICARET A.S SECURITY ID: M9751J106 TICKER: VESBE Meeting Date: 26-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Minutes Management For Voted - For 6 Presentation of Directors' Report Management For Voted - For 7 Presentation of Auditor's Report Management For Voted - For 8 Financial Statements Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Election of Directors; Board Term Length Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Authority to Carry Out Competing Activities or Related Party Transactions Management For Voted - Against 14 Appointment of Auditor Management For Voted - For 15 Charitable Donations Management For Voted - For 16 Presentation of Report on Guarantees Management For Voted - For 17 CLOSING Management For Voted - For VIENNA INSURANCE GROUP AG SECURITY ID: A9142L128 TICKER: VIG Meeting Date: 13-May-16 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Ratification of Management Board Acts Management For Voted - For 4 Ratification of Supervisory Board Acts Management For Voted - For 5 Amendments to Articles Management For Voted - For 6 Appointment of Auditor Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 7 Non-Voting Meeting Note N/A N/A Non-Voting WIZZ AIR HOLDINGS PLC SECURITY ID: G96871101 TICKER: WIZZ Meeting Date: 29-Sep-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Remuneration Report (Advisory) Management For Voted - For 4 Remuneration Policy (Binding) Management For Voted - For 5 Elect William A. Franke Management For Voted - For 6 Elect Jozsef Varadi Management For Voted - For 7 Elect Thierry de Preux Management For Voted - For 8 Elect Thierry de Preux (Independent Shareholders only) Management For Voted - For 9 Elect Guido Demuynck Management For Voted - For 10 Elect Guido Demuynck (Independent Shareholders only) Management For Voted - For 11 Elect Simon Duffy Management For Voted - For 12 Elect Simon Duffy (Independent Shareholders only) Management For Voted - For 13 Elect Stephen Johnson Management For Voted - For 14 Elect John McMahon Management For Voted - For 15 Elect John McMahon (Independent Shareholders only) Management For Voted - For 16 Elect John R. Wilson Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For Meeting Date: 03-Nov-15 Meeting Type: Ordinary 1 Aircraft Purchase Management For Voted - For YAPI VE KREDI BANKASI A.S SECURITY ID: M9869G101 TICKER: YKBNK Meeting Date: 31-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chairman Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Ratification of Co-option of Board Members Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Amendments to Articles Management For Voted - Against 9 Election of Directors; Board Term Length Management For Voted - For 10 Compensation Policy Management For Voted - For U. S. GLOBAL INVESTORS EMERGING EUROPE FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 11 Directors' Fees Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Charitable Donations Management For Voted - For 15 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 16 Wishes Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED ALMONTY INDUSTRIES INC. SECURITY ID: 020398103 TICKER: AII Meeting Date: 22-Mar-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Lewis Black Management For Voted - For 4 Elect Daniel D'Amato Management For Voted - For 5 Elect Thomas Gutschlag Management For Voted - For 6 Elect Dennis Logan Management For Voted - Against 7 Elect Bruce C. Ratner Management For Voted - For 8 Elect Mark Trachuk Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For AMERICAN STATES WATER COMPANY SECURITY ID: 029899101 TICKER: AWR Meeting Date: 17-May-16 Meeting Type: Annual 1.1 Elect Diana M. Bonta Management For Voted - For 1.2 Elect Lloyd E. Ross Management For Voted - For 1.3 Elect Robert J. Sprowls Management For Voted - For 2 Approval of 2016 Stock Incentive Plan Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Ratification of Auditor Management For Voted - For APTARGROUP, INC. SECURITY ID: 038336103 TICKER: ATR Meeting Date: 04-May-16 Meeting Type: Annual 1.1 Elect Alain Chevassus Management For Voted - For 1.2 Elect Stephen J. Hagge Management For Voted - For 1.3 Elect Giovanna K. Monnas Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 2016 Equity Incentive Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For ATLAS DEVELOPMENT AND SUPPORT SERVICES LIMITED SECURITY ID: G012AJ105 TICKER: ADSS Meeting Date: 29-Oct-15 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Elect Barry Lobel Management For Voted - For 3 Elect Lachlan Monro Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 01-Dec-15 Meeting Type: Ordinary 1 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 2 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For Meeting Date: 10-Mar-16 Meeting Type: Ordinary 1 Share Placing Management For Voted - For 2 Disapplication of Preemptive Rights (Placing) Management For Voted - For 3 Change of Company Name Management For Voted - For AVERY DENNISON CORPORATION SECURITY ID: 053611109 TICKER: AVY Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Elect Bradley Alford Management For Voted - For 2 Elect Anthony K. Anderson Management For Voted - For 3 Elect Peter K. Barker Management For Voted - For 4 Elect Mitchell R. Butier Management For Voted - For 5 Elect Ken Hicks Management For Voted - For 6 Elect David Pyott Management For Voted - For 7 Elect Dean Scarborough Management For Voted - For 8 Elect Patrick Siewert Management For Voted - For 9 Elect Julia Stewart Management For Voted - For 10 Elect Martha Sullivan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For BNK PETROLEUM INC. SECURITY ID: 05570P103 TICKER: BKX Meeting Date: 22-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Ford Nicholson Management For Voted - For 4 Elect Victor Redekop Management For Voted - For 5 Elect Eric Brown Management For Voted - For 6 Elect Wesley Clark Management For Voted - For 7 Elect Wolf Regener Management For Voted - For 8 Elect Leslie O'Connor Management For Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect Gregory M. Cameron Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 RSU Plan Renewal Management For Voted - For BOUNTY MINING LIMITED SECURITY ID: Q1714D124 TICKER: BNT Meeting Date: 26-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Julie McLellan Management For Voted - For 4 Ratify Placement of Securities Management For Voted - For 5 Approve Issue of Securities Management For Voted - For BP PLC SECURITY ID: 055622104 TICKER: BP Meeting Date: 14-Apr-16 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - Against 3 Elect Robert W. Dudley Management For Voted - For 4 Elect Brian Gilvary Management For Voted - For 5 Elect Paul M. Anderson Management For Voted - For 6 Elect Alan L. Boeckmann Management For Voted - For 7 Elect Frank L. Bowman Management For Voted - For 8 Elect Cynthia B. Carroll Management For Voted - For 9 Elect Ian E.L. Davis Management For Voted - For 10 Elect Ann Dowling Management For Voted - For 11 Elect Brendan R. Nelson Management For Voted - For 12 Elect Paula Rosput Reynolds Management For Voted - For 13 Elect John Sawers Management For Voted - For 14 Elect Andrew B. Shilston Management For Voted - For 15 Elect Carl-Henric Svanberg Management For Voted - For 16 Appointment of Auditor and Authority to Set Fees Management For Voted - For 17 Authorisation of Political Donations Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - Against U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED CAL-MAINE FOODS, INC. SECURITY ID: 128030202 TICKER: CALM Meeting Date: 02-Oct-15 Meeting Type: Annual 1.1 Elect Adolphus B. Baker Management For Voted - Withheld 1.2 Elect Timothy A. Dawson Management For Voted - Withheld 1.3 Elect Letitia C. Hughes Management For Voted - For 1.4 Elect Sherman Miller Management For Voted - For 1.5 Elect James E. Poole Management For Voted - For 1.6 Elect Steve W. Sanders Management For Voted - For 2 Ratification of Auditor Management For Voted - For CANADA ZINC METALS CORP. SECURITY ID: 135306108 TICKER: CZX Meeting Date: 13-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Peeyush Varshney Management For Voted - Against 4 Elect Praveen Varshney Management For Voted - Against 5 Elect Marco Strub Management For Voted - Against 6 Elect John A. Thomas Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Proxyholder Authority Management For Voted - Against 9 Transaction of Other Business Management For Voted - Against CANADIAN SOLAR INC. SECURITY ID: 136635109 TICKER: CSIQ Meeting Date: 27-Jun-16 Meeting Type: Annual 1.1 Elect Shawn Qu Management For Voted - For 1.2 Elect Robert McDermott Management For Voted - For 1.3 Elect Lars-Eric Johansson Management For Voted - For 1.4 Elect Harry E. Ruda Management For Voted - For 1.5 Elect Andrew Wong Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For CARIBBEAN RESOURCES CORP SECURITY ID: 14186G101 TICKER: CRC Meeting Date: 31-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Share Consolidation Management For Voted - Against U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED CATALYST COPPER CORP. SECURITY ID: ADPC02565 TICKER: CCY Meeting Date: 18-May-16 Meeting Type: Mix 1 Merger Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting CATALYST COPPER CORP. SECURITY ID: ADPC02566 TICKER: CCY Meeting Date: 18-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Set the Number of Directors at Four Management For Voted - For 3 Elect Richard W. Warke Management For Voted - For 4 Elect Frank Giustra Management For Voted - Against 5 Elect Gordon Keep Management For Voted - Against 6 Elect John Reynolds Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Re-Approval of the Stock Option Plan Management For Voted - For 9 Merger Management For Voted - For CHESAPEAKE GOLD CORP. SECURITY ID: ADPC01494 TICKER: CKG Meeting Date: 16-Dec-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Daniel J. Kunz Management For Voted - Against 4 Elect Lian Li Management For Voted - For 5 Elect John Perston Management For Voted - For 6 Elect P. Randy Reifel Management For Voted - Against 7 Elect Greg D. Smith Management For Voted - For 8 Elect Gerald L. Sneddon Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting CHESAPEAKE UTILITIES CORPORATION SECURITY ID: 165303108 TICKER: CPK Meeting Date: 04-May-16 Meeting Type: Annual 1.1 Elect Eugene H. Bayard Management For Voted - For 1.2 Elect Paul L. Maddock, Jr. Management For Voted - For 1.3 Elect Michael P. McMasters Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Ratification of Auditor Management For Voted - For CORONA MINERALS LIMITED SECURITY ID: ADPV04704 TICKER: CRGAF Meeting Date: 25-Nov-15 Meeting Type: Annual 1 Remuneration Report Management For Voted - Abstain 2 Re-elect Brian Hurley Management For Voted - For DHT HOLDINGS, INC. SECURITY ID: Y2065G121 TICKER: DHT Meeting Date: 01-Jun-16 Meeting Type: Annual 1.1 Elect Einar Michael Steimler Management For Voted - For 1.2 Elect Joseph H. Pyne Management For Voted - For 2 Approval of the 2016 Incentive Compensation Plan Management For Voted - For 3 Appointment of Auditor Management For Voted - For DIAMOND FIELDS INTERNATIONAL LIMITED SECURITY ID: 252905302 TICKER: DFI Meeting Date: 30-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Sybrand van der Spuy Management For Voted - Against 4 Elect Earl Young Management For Voted - Against 5 Elect Norman Roderic Baker Management For Voted - For 6 Elect Ian Ransome Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For DOMINION DIAMOND CORPORATION SECURITY ID: 257287102 TICKER: DDC Meeting Date: 15-Jul-15 Meeting Type: Annual 1.1 Elect Graham G. Clow Management For Voted - For 1.2 Elect Robert A. Gannicott Management For Voted - For 1.3 Elect Daniel O. Jarvis Management For Voted - For 1.4 Elect Tom Kenny Management For Voted - For 1.5 Elect Manuel Lino S. De Sousa-Oliveira Management For Voted - For 1.6 Elect Fiona Perrott-Humphrey Management For Voted - For 1.7 Elect Chuck Strahl Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED DOW CHEMICAL COMPANY SECURITY ID: 260543103 TICKER: DOW Meeting Date: 12-May-16 Meeting Type: Annual 1 Elect Ajay Banga Management For Voted - For 2 Elect Jacqueline K. Barton Management For Voted - For 3 Elect James A. Bell Management For Voted - For 4 Elect Richard K. Davis Management For Voted - For 5 Elect Jeff M. Fettig Management For Voted - For 6 Elect Andrew N. Liveris Management For Voted - For 7 Elect Mark Loughridge Management For Voted - For 8 Elect Raymond J. Milchovich Management For Voted - For 9 Elect Robert S. Miller Management For Voted - For 10 Elect Paul Polman Management For Voted - For 11 Elect Dennis H. Reilley Management For Voted - For 12 Elect James M. Ringler Management For Voted - For 13 Elect Ruth G. Shaw Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For ENCANTO POTASH CORP. SECURITY ID: ADPC02428 TICKER: EPO Meeting Date: 10-Dec-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect James Walchuck Management For Voted - For 4 Elect John Reynolds Management For Voted - Against 5 Elect Jamie Schwitzer Management For Voted - For 6 Elect Gordon Keep Management For Voted - Against 7 Elect Brian Thurston Management For Voted - For 8 Elect Robert McMorran Management For Voted - Against 9 Elect Hamad M. Al-Wazzan Management For Voted - For 10 Elect Aref Kanafani Management For Voted - For 11 Elect Stavros Daskos Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Stock Option Plan Renewal Management For Voted - For ENDEAVOUR MINING CORPORATION SECURITY ID: G3040R158 TICKER: EDV Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Elect Michael E. Beckett Management For Voted - Against 3 Elect Wayne McManus Management For Voted - For 4 Elect Ian Henderson Management For Voted - For 5 Elect Miquel Rodriguez Management For Voted - For 6 Elect Ian D. Cockerill Management For Voted - For 7 Elect Frank Giustra Management For Voted - For 8 Elect Naguib Sawiris Management For Voted - For 9 Elect Sebastien de Montessus Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For EXXON MOBIL CORPORATION SECURITY ID: 30231G102 TICKER: XOM Meeting Date: 25-May-16 Meeting Type: Annual 1.1 Elect Michael J. Boskin Management For Voted - For 1.2 Elect Peter Brabeck-Letmathe Management For Voted - For 1.3 Elect Angela F. Braly Management For Voted - For 1.4 Elect Ursula M. Burns Management For Voted - For 1.5 Elect Larry R. Faulkner Management For Voted - For 1.6 Elect Jay S. Fishman Management For Voted - For 1.7 Elect Henrietta H. Fore Management For Voted - For 1.8 Elect Kenneth C. Frazier Management For Voted - For 1.9 Elect Douglas R. Oberhelman Management For Voted - For 1.10 Elect Samuel J. Palmisano Management For Voted - For 1.11 Elect Steven S Reinemund Management For Voted - For 1.12 Elect Rex W. Tillerson Management For Voted - For 1.13 Elect William C. Weldon Management For Voted - For 1.14 Elect Darren W. Woods Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For 5 Shareholder Proposal Regarding Climate Change Expertise on Board Shareholder Against Voted - Against 6 Shareholder Proposal Regarding Sale of Company Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For 8 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Dividend Policy Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Climate Change Policy and Commitment Shareholder Against Voted - Against 12 Shareholder Proposal Regarding Climate Change Policy Risk Shareholder Against Voted - For 13 Shareholder Proposal Regarding Report on Reserve Replacements Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Hydraulic Fracturing Shareholder Against Voted - Against U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED FIBRIA CELULOSE SA SECURITY ID: 31573A109 TICKER: FIBR3 Meeting Date: 27-Apr-16 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Capital Expenditure Budget Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Establishment of Supervisory Council Management For Voted - For 5 Supervisory Council Size Management For Voted - For 6 Election of Supervisory Council Management For Voted - Against 7 Remuneration Policy Management For Voted - Against FIRST SOLAR, INC. SECURITY ID: 336433107 TICKER: FSLR Meeting Date: 18-May-16 Meeting Type: Annual 1 Elect Michael J. Ahearn Management For Voted - For 2 Elect Sharon L. Allen Management For Voted - For 3 Elect Richard D. Chapman Management For Voted - For 4 Elect George A. Hambro Management For Voted - For 5 Elect James A. Hughes Management For Voted - For 6 Elect Craig Kennedy Management For Voted - For 7 Elect James F. Nolan Management For Voted - For 8 Elect William J. Post Management For Voted - For 9 Elect J. Thomas Presby Management For Voted - For 10 Elect Paul H. Stebbins Management For Voted - Against 11 Elect Michael T. Sweeney Management For Voted - For 12 Ratification of Auditor Management For Voted - For FRANCO-NEVADA CORPORATION SECURITY ID: 351858105 TICKER: FNV Meeting Date: 04-May-16 Meeting Type: Special 1.1 Elect Pierre Lassonde Management For Voted - For 1.2 Elect David Harquail Management For Voted - For 1.3 Elect Thomas Albanese Management For Voted - For 1.4 Elect Derek W. Evans Management For Voted - For 1.5 Elect Graham Farquharson Management For Voted - For 1.6 Elect Catherine Farrow Management For Voted - For 1.7 Elect Louis P. Gignac Management For Voted - For 1.8 Elect Randall Oliphant Management For Voted - Withheld 1.9 Elect David R. Peterson Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED GAMESA CORPORACION TECNOLOGICA, S.A. SECURITY ID: E54667113 TICKER: GAM Meeting Date: 21-Jun-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts Management For Voted - For 3 Management Reports Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratify Co-option and Elect Gema Gongora Bachiller Management For Voted - For 7 Elect Ignacio Martin San Vicente Management For Voted - For 8 Elect Sonsoles Rubio Reinoso Management For Voted - For 9 Authorisation of Legal Formalities Management For Voted - For 10 Remuneration Report Management For Voted - For GOVIEX URANIUM INC SECURITY ID: 383798105 TICKER: GXU Meeting Date: 30-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Number of Directors (7) Management For Voted - For 3 Elect Govind Friedland Management For Voted - Against 4 Elect Daniel Major Management For Voted - For 5 Elect Matthew Lechtzier Management For Voted - For 6 Elect Robert W. Hanson Management For Voted - For 7 Elect Benoit La Salle Management For Voted - Against 8 Elect Christopher C. Wallace Management For Voted - For 9 Elect Anthony Abbenante Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Amendment to Articles of Cotinuance to Permit "Other Alterations" by Ordinary Resolution Management For Voted - Against GOVIEX URANIUM INC SECURITY ID: ADPC02580 TICKER: GXU Meeting Date: 30-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Number of Directors (7) Management For Voted - For 3 Elect Govind Friedland Management For Voted - Against 4 Elect Daniel Major Management For Voted - For 5 Elect Matthew Lechtzier Management For Voted - For 6 Elect Robert W. Hanson Management For Voted - For 7 Elect Benoit La Salle Management For Voted - Against 8 Elect Christopher C. Wallace Management For Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect Anthony Abbenante Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Amendment to Articles of Cotinuance to Permit "Other Alterations" by Ordinary Resolution Management For Voted - Against GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501D501 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Share Issuance Management For Voted - For 3 Restructuring Management For Voted - For 4 Board Size Management For Voted - For 5 Elect Peter Volk Management For Voted - Against 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Mark N.J Ashcroft Management For Voted - For 4 Elect Edward Couch Management For Voted - For 5 Elect Rodney Lamond Management For Voted - For 6 Elect Ian Mann Management For Voted - For 7 Elect Mark Wellings Management For Voted - For Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Serafino Iacono Management For Voted - Against 4 Elect Miguel de la Campa Management For Voted - For 5 Elect Mark N.J Ashcroft Management For Voted - For 6 Elect Edward Couch Management For Voted - For 7 Elect Rodney Lamond Management For Voted - For 8 Elect Ian Mann Management For Voted - For 9 Elect Hernan Martinez Management For Voted - For 10 Elect Robert J. Metcalfe Management For Voted - For 11 Elect Jaime Perez Branger Management For Voted - Against 12 Elect Mark Wellings Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAA3 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Restructuring Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAB1 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Restructuring Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAE5 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Restructuring Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAF2 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Restructuring Management For Voted - For HORMEL FOODS CORPORATION SECURITY ID: 440452100 TICKER: HRL Meeting Date: 26-Jan-16 Meeting Type: Annual 1.1 Elect Gary C. Bhojwani Management For Voted - For 1.2 Elect Terrell K. Crews Management For Voted - For 1.3 Elect Jeffrey M. Ettinger Management For Voted - For 1.4 Elect Jody H. Feragen Management For Voted - Withheld 1.5 Elect Glenn S. Forbes Management For Voted - For 1.6 Elect Stephen M. Lacy Management For Voted - For 1.7 Elect John L. Morrison Management For Voted - For 1.8 Elect Elsa A. Murano Management For Voted - For 1.9 Elect Robert C. Nakasone Management For Voted - For 1.10 Elect Susan K. Nestegard Management For Voted - For 1.11 Elect Dakota A. Pippins Management For Voted - For 1.12 Elect Christopher J. Policinski Management For Voted - For 1.13 Elect Sally J. Smith Management For Voted - For 1.14 Elect James P. Snee Management For Voted - For 1.15 Elect Steven A. White Management For Voted - For 2 Stock Split Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED INGREDION INC. SECURITY ID: 457187102 TICKER: INGR Meeting Date: 18-May-16 Meeting Type: Annual 1 Elect Luis Aranguren-Trellez Management For Voted - For 2 Elect David B. Fischer Management For Voted - For 3 Elect Ilene S. Gordon Management For Voted - For 4 Elect Paul Hanrahan Management For Voted - For 5 Elect Rhonda L. Jordan Management For Voted - For 6 Elect Gregory B. Kenny Management For Voted - For 7 Elect Barbara A. Klein Management For Voted - For 8 Elect Victoria J. Reich Management For Voted - For 9 Elect Jorge A. Uribe Management For Voted - For 10 Elect Dwayne A. Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For INTERNATIONAL PAPER COMPANY SECURITY ID: 460146103 TICKER: IP Meeting Date: 09-May-16 Meeting Type: Annual 1 Elect David J. Bronczek Management For Voted - For 2 Elect William J. Burns Management For Voted - For 3 Elect Ahmet C. Dorduncu Management For Voted - For 4 Elect Ilene S. Gordon Management For Voted - For 5 Elect Jay L. Johnson Management For Voted - For 6 Elect Stacey J. Mobley Management For Voted - For 7 Elect Joan E. Spero Management For Voted - For 8 Elect Mark S. Sutton Management For Voted - For 9 Elect John L. Townsend, III Management For Voted - For 10 Elect William G. Walter Management For Voted - For 11 Elect J. Steven Whisler Management For Voted - For 12 Elect Ray G. Young Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For JFE HOLDINGS INC SECURITY ID: J2817M100 TICKER: 5411 Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Eiji Hayashida Management For Voted - For 4 Elect Kohji Kakigi Management For Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Elect Shinichi Okada Management For Voted - For 6 Elect Masafumi Maeda Management For Voted - For 7 Elect Masao Yoshida Management For Voted - For 8 Elect Shohtaroh Tsumura as Statutory Auditor Management For Voted - Against 9 Elect Isao Saiki as Alternate Statutory Auditor Management For Voted - For 10 Shareholder Proposal Regarding Change in Business Purpose Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Questions During General Meetings Shareholder Against Voted - Against KAISER ALUMINUM CORPORATION SECURITY ID: 483007704 TICKER: KALU Meeting Date: 26-May-16 Meeting Type: Annual 1.1 Elect Alfred E. Osborne, Jr. Management For Voted - For 1.2 Elect Jack Quinn Management For Voted - For 1.3 Elect Thomas M. Van Leeuwen Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 2016 Equity and Incentive Compensation Plan Management For Voted - For 4 Amendment to the Company's Certificate of Incorporation to Preserve Accumulated Tax Benefits Management For Voted - For 5 Adoption of Shareholder Rights Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For KERNEL HOLDING SA SECURITY ID: L5829P109 TICKER: KER Meeting Date: 10-Dec-15 Meeting Type: Annual 1 Presentation of Board and Auditor Report Management For Take No Action 2 Consolidated Accounts and Reports Management For Take No Action 3 Accounts and Reports Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Ratification of Board Acts Management For Take No Action 6 Elect Andrzej Danilczuk Management For Take No Action 7 Elect Ton Schurink Management For Take No Action 8 Elect Sergei Shibaev Management For Take No Action 9 Elect Andrey Verevskiy Management For Take No Action 10 Elect Anastasia Usachova Management For Take No Action 11 Elect Victoriia Lukyanenko Management For Take No Action 12 Elect Yuriy Kovalchuk Management For Take No Action 13 Elect Kostiantyn Lytvynskyi Management For Take No Action 14 Independent Directors' Fees Management For Take No Action 15 Executive Directors' Fees Management For Take No Action 16 Ratification of Auditor's Acts Management For Take No Action 17 Appointment of Auditor Management For Take No Action 18 Non-Voting Meeting Note N/A N/A Take No Action U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 10-Dec-15 Meeting Type: Special 1 Increase in Authorized Capital Management For Take No Action 2 Amendments to Articles (Authorized Capital) Management For Take No Action KINROSS GOLD CORPORATION SECURITY ID: ADPC01876 TICKER: K Meeting Date: 11-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Ian Atkinson Management For Voted - For 3 Elect John A. Brough Management For Voted - For 4 Elect John M. H. Huxley Management For Voted - For 5 Elect Ave G. Lethbridge Management For Voted - For 6 Elect Catherine McLeod-Seltzer Management For Voted - For 7 Elect John E. Oliver Management For Voted - For 8 Elect Kelly J. Osborne Management For Voted - For 9 Elect Una M. Power Management For Voted - For 10 Elect J. Paul Rollinson Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For KLONDEX MINES LTD. SECURITY ID: 498696103 TICKER: KDX Meeting Date: 15-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Rodney Cooper Management For Voted - For 3 Elect Mark J. Daniel Management For Voted - For 4 Elect James Haggarty Management For Voted - For 5 Elect Richard J. Hall Management For Voted - For 6 Elect Paul Huet Management For Voted - For 7 Elect William Matlack Management For Voted - For 8 Elect Charles Oliver Management For Voted - For 9 Elect Blair Schultz Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Share Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Transaction of Other Business Management For Voted - Against U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED LEAR CORPORATION SECURITY ID: 521865204 TICKER: LEA Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect Richard H. Bott Management For Voted - For 2 Elect Thomas P. Capo Management For Voted - For 3 Elect Jonathan F. Foster Management For Voted - For 4 Elect Mary Lou Jespen Management For Voted - For 5 Elect Kathleen A. Ligocki Management For Voted - For 6 Elect Conrad L. Mallett, Jr. Management For Voted - For 7 Elect Donald L. Runkle Management For Voted - For 8 Elect Matthew J. Simoncini Management For Voted - For 9 Elect Gregory C. Smith Management For Voted - For 10 Elect Henry D. G. Wallace Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote to Approve Executive Compensation Management For Voted - For LYONDELLBASELL INDUSTRIES N.V. SECURITY ID: N53745100 TICKER: LYB Meeting Date: 11-May-16 Meeting Type: Annual 1 Elect Jacques Aigrain Management For Voted - For 2 Elect Lincoln Benet Management For Voted - For 3 Elect Nance K. Dicciani Management For Voted - For 4 Elect Bruce A. Smith Management For Voted - For 5 Elect Thomas Aebischer Management For Voted - For 6 Elect Dan Coombs Management For Voted - For 7 Elect James D. Guilfoyle Management For Voted - For 8 Adoption of Dutch Statutory Annual Accounts for 2015 Management For Voted - For 9 Discharge From Liability of Members of the Management Management For Voted - For 10 DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts Management For Voted - For 13 Allocation of Dividends Management For Voted - For 14 Advisory Vote Approving Executive Compensation Management For Voted - For 15 Authority of Management Board to Repurchase Shares Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED MANDALAY RESOURCES CORPORATION SECURITY ID: 562568204 TICKER: MND Meeting Date: 12-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Abraham Jonker Management For Voted - For 4 Elect Robert Doyle Management For Voted - For 5 Elect Peter R. Jones Management For Voted - For 6 Elect Bradford A. Mills Management For Voted - For 7 Elect Mark Sander Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For MARATHON PETROLEUM CORPORATION SECURITY ID: 56585A102 TICKER: MPC Meeting Date: 27-Apr-16 Meeting Type: Annual 1.1 Elect B. Evan Bayh III Management For Voted - For 1.2 Elect Charles E. Bunch Management For Voted - Withheld 1.3 Elect Frank M Semple Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against 5 Shareholder Proposal Regarding Safety and Environmental Incidents Shareholder Against Voted - Against 6 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions Shareholder Against Voted - Against MARTIN MARIETTA MATERIALS, INC. SECURITY ID: 573284106 TICKER: MLM Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect C. Howard Nye Management For Voted - For 2 Elect Laree E. Perez Management For Voted - For 3 Elect Dennis L. Rediker Management For Voted - For 4 Elect Donald W. Slager Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Amendment to Stock Based Award Plan Management For Voted - For 8 Approval of Executive Cash Incentive Plan Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED MASCO CORPORATION SECURITY ID: 574599106 TICKER: MAS Meeting Date: 09-May-16 Meeting Type: Annual 1 Elect Donald R. Parfet Management For Voted - For 2 Elect Lisa A. Payne Management For Voted - For 3 Elect Reginald M. Turner, Jr. Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For MONDI PLC SECURITY ID: G6258S107 TICKER: MNDI Meeting Date: 12-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Dominique Reiniche Management For Voted - For 3 Elect Stephen C. Harris Management For Voted - For 4 Elect David Hathorn Management For Voted - For 5 Elect Andrew King Management For Voted - For 6 Elect John E. Nicholas Management For Voted - For 7 Elect Peter Oswald Management For Voted - For 8 Elect Fred Phaswana Management For Voted - For 9 Elect Anne Quinn Management For Voted - For 10 Elect David Williams Management For Voted - For 11 Elect Audit Committee Member (Stephen Harris) Management For Voted - For 12 Elect Audit Committee Member (John Nicholas) Management For Voted - For 13 Elect Audit Committee Member (Anne Quinn) Management For Voted - For 14 Accounts and Reports (Mondi Ltd) Management For Voted - For 15 Remuneration Policy (Mondi Ltd) Management For Voted - For 16 Approve NEDs' Fees (Mondi Ltd) Management For Voted - For 17 Allocation of Profits/Dividends (Mondi Ltd) Management For Voted - For 18 Appointment of Auditor (Mondi Ltd) Management For Voted - For 19 Authority to Set Auditor's Fees (Mondi Ltd) Management For Voted - For 20 Approve Financial Assistance (Mondi Ltd) Management For Voted - For 21 General Authority to Issue Shares (Mondi Ltd) Management For Voted - For 22 General Authority to Issue Special Converting Shares (Mondi Ltd) Management For Voted - For 23 Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) Management For Voted - For 24 Authority to Repurchase Shares (Mondi Ltd) Management For Voted - For 25 Long-Term Incentive Plan (Mondi Ltd) Management For Voted - For 26 Bonus Share Plan (Mondi Ltd) Management For Voted - For 27 Accounts and Reports (Mondi plc) Management For Voted - For 28 Remuneration Report (Mondi plc) Management For Voted - For 29 Allocation of Profits/Dividends (Mondi plc) Management For Voted - For 30 Appointment of Auditor (Mondi plc) Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 31 Authority to Set Auditor's Fees (Mondi plc) Management For Voted - For 32 Authority to Issue Shares w/ Preemptive Rights (Mondi plc) Management For Voted - For 33 Authority to Issue Shares w/o Preemptive Rights (Mondi plc) Management For Voted - For 34 Authority to Repurchase Shares (Mondi plc) Management For Voted - For 35 Long-Term Incentive Plan (Mondi plc) Management For Voted - For 36 Bonus Share Plan (Mondi plc) Management For Voted - For NEWCASTLE GOLD LTD SECURITY ID: ADPC02640 TICKER: NCA Meeting Date: 30-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Richard Warke Management For Voted - For 3 Elect Mark Wayne Management For Voted - Against 4 Elect David Adamson Management For Voted - For 5 Elect Frank Giustra Management For Voted - For 6 Elect James Gowans Management For Voted - For 7 Elect David Reid Management For Voted - For 8 Elect Colin P. Sutherland Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 2016 Stock Option Plan Management For Voted - For 11 Approval of Option Grants Management For Voted - For NEXTERA ENERGY, INC. SECURITY ID: 65339F101 TICKER: NEE Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2 Elect James L. Camaren Management For Voted - For 3 Elect Kenneth B. Dunn Management For Voted - For 4 Elect Naren K. Gursahaney Management For Voted - For 5 Elect Kirk S. Hachigian Management For Voted - For 6 Elect Toni Jennings Management For Voted - For 7 Elect Amy B. Lane Management For Voted - For 8 Elect James L. Robo Management For Voted - For 9 Elect Rudy E. Schupp Management For Voted - For 10 Elect John L. Skolds Management For Voted - For 11 Elect William H. Swanson Management For Voted - For 12 Elect Hansel E. Tookes II Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Reapproval of material terms of the 2011 Long Term Incentive Plan Management For Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 16 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For 18 Shareholder Proposal on Sea Level Rise Risks Report Shareholder Against Voted - Against NGEX RESOURCES INC. SECURITY ID: 65339B100 TICKER: NGQ Meeting Date: 16-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Lukas H. Lundin Management For Voted - Against 4 Elect Wojtek A. Wodzicki Management For Voted - For 5 Elect William A. Rand Management For Voted - For 6 Elect Paul K. Conibear Management For Voted - For 7 Elect David F. Mullen Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Transaction of Other Business Management For Voted - Against NIOCAN INC. SECURITY ID: ADPC01613 TICKER: NIO Meeting Date: 29-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Guy Arbour Management For Voted - For 3 Elect Joel Bell Management For Voted - For 4 Elect Remo Mancini Management For Voted - Against 5 Elect Hubert Marleau Management For Voted - For 6 Elect Mark D. Wallace Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For NIPPON STEEL & SUMITOMO METAL CORPORATION SECURITY ID: J55678106 TICKER: 5401 Meeting Date: 24-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Shohji Muneoka Management For Voted - Against 4 Elect Kohsei Shindoh Management For Voted - For 5 Elect Sohichiroh Sakuma Management For Voted - For 6 Elect Yasumitsu Saeki Management For Voted - For 7 Elect Shinji Fujino Management For Voted - For 8 Elect Eiji Hashimoto Management For Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect Kenji Takahashi Management For Voted - For 10 Elect Toshiharu Sakae Management For Voted - For 11 Elect Ritsuya Iwai Management For Voted - For 12 Elect Machi Nakata Management For Voted - For 13 Elect Shinji Tanimoto Management For Voted - For 14 Elect Shinichi Nakamura Management For Voted - For 15 Elect Mutsutake Ohtsuka Management For Voted - For 16 Elect Ichiroh Fujisaki Management For Voted - For 17 Elect Atsuhiko Yoshie Management For Voted - For 18 Elect Masato Tsuribe Management For Voted - Against 19 Elect Seiichiroh Azuma Management For Voted - For 20 Adoption of a Takeover Defense Plan Management For Voted - Against NORSK HYDRO ASA SECURITY ID: R61115102 TICKER: NHY Meeting Date: 02-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Agenda Management For Take No Action 6 Minutes Management For Take No Action 7 Accounts and Reports; Allocation of Profits/Dividends Management For Take No Action 8 Authority to Set Auditor's Fees Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Remuneration Guidelines Management For Take No Action 11 Elect Terje Venold Management For Take No Action 12 Elect Susanne Munch Thore Management For Take No Action 13 Elect Sten-Arthur Saelor Management For Take No Action 14 Elect Anne-Margrethe Firing Management For Take No Action 15 Elect Unni Steinsmo Management For Take No Action 16 Elect Anne Kverneland Bogsnes Management For Take No Action 17 Elect Birger Solberg Management For Take No Action 18 Elect Nils Bastiansen Management For Take No Action 19 Elect Shahzad Abid Management For Take No Action 20 Elect Berit Ledel Henriksen Management For Take No Action 21 Elect Jorunn S[]tre Management For Take No Action 22 Elect Odd Arild Grefstad Management For Take No Action 23 Elect Ylva Lindberg as Deputy Member Management For Take No Action 24 Elect Hilde Christiane Bjornland as Deputy Member Management For Take No Action 25 Elect Nils Morten Huseby as Deputy Member Management For Take No Action 26 Elect Terje Venold Management For Take No Action 27 Elect Mette I. Wikborg Management For Take No Action 28 Elect Susanne Munch Thore Management For Take No Action 29 Elect Berit Ledel Henriksen Management For Take No Action U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 30 Elect Terje Venold as Chairman Management For Take No Action 31 Corporate Assembly Fees Management For Take No Action 32 Nomination Committee Fees Management For Take No Action NRG ENERGY, INC. SECURITY ID: 629377508 TICKER: NRG Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Elect Spencer Abraham Management For Voted - For 2 Elect Kirbyjon H. Caldwell Management For Voted - For 3 Elect Lawrence S. Coben Management For Voted - For 4 Elect Howard E. Cosgrove Management For Voted - For 5 Elect Terry G. Dallas Management For Voted - For 6 Elect Mauricio Gutierrez Management For Voted - For 7 Elect William E. Hantke Management For Voted - For 8 Elect Paul W. Hobby Management For Voted - For 9 Elect Edward R. Muller Management For Voted - For 10 Elect Anne C. Schaumburg Management For Voted - For 11 Elect Evan J. Silverstein Management For Voted - For 12 Elect Thomas H. Weidemeyer Management For Voted - For 13 Elect Walter R. Young Management For Voted - For 14 Amendment to the Long term Incentive Plan Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Proxy Access Shareholder N/A Voted - For 18 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For OCEANIC IRON ORE CORP. SECURITY ID: 67524Q132 TICKER: FEO Meeting Date: 16-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Board Size Management For Voted - For 4 Elect Gordon Keep Management For Voted - Against 5 Elect Jean Martel Management For Voted - Against 6 Elect John Reynolds Management For Voted - Against 7 Elect Steven G. Dean Management For Voted - For 8 Elect Alan Gorman Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Creation of New Control Person - Frank Giustra Management For Voted - For 11 Creation of New Control Person - Roberto Aquilini Management For Voted - For 12 Stock Option Plan Renewal Management For Voted - For 13 Transaction of Other Business Management For Voted - Against 14 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED ORSU METALS CORPORATION SECURITY ID: ADPC00773 TICKER: OSU Meeting Date: 23-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Sergey V. Kurzin Management For Voted - For 4 Elect Alexander Yakubchuk Management For Voted - For 5 Elect Mark Corra Management For Voted - Against 6 Elect Massimo C. Carello Management For Voted - Against 7 Elect David Rhodes Management For Voted - Against 8 Disposition of Assets Management For Voted - For OZ MINERALS LIMITED SECURITY ID: Q7161P122 TICKER: OZL Meeting Date: 24-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Paul Dowd Management For Voted - For 3 Elect Julie Beeby Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Equity Grant (MD/CEO Andrew Cole) Management For Voted - For PACIFIC COAL RESOURCES LTD. SECURITY ID: 694071200 TICKER: PAK Meeting Date: 02-Sep-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Jose Francisco Arata Management For Voted - Against 4 Elect Octavio Arbelaez Management For Voted - For 5 Elect Miguel de la Campa Management For Voted - Against 6 Elect Michael Steven Greene Management For Voted - Against 7 Elect Serafino Iacono Management For Voted - Against 8 Elect Hernan Martinez Management For Voted - For 9 Elect Ronald Pantin Management For Voted - Against 10 Elect Jaime Perez Branger Management For Voted - Against 11 Elect Miguel Rodriguez Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Stock Option Plan Renewal Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED PACKAGING CORPORATION OF AMERICA SECURITY ID: 695156109 TICKER: PKG Meeting Date: 17-May-16 Meeting Type: Annual 1 Elect Cheryl K. Beebe Management For Voted - For 2 Elect Duane C. Farrington Management For Voted - For 3 Elect Hasan Jameel Management For Voted - For 4 Elect Mark W. Kowlzan Management For Voted - For 5 Elect Robert C. Lyons Management For Voted - For 6 Elect Thomas P. Maurer Management For Voted - For 7 Elect Samuel Mencoff Management For Voted - For 8 Elect Roger B. Porter Management For Voted - For 9 Elect Thomas S. Souleles Management For Voted - For 10 Elect Paul T. Stecko Management For Voted - For 11 Elect James D. Woodrum Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For PAO SEVERSTAL SECURITY ID: 818150302 TICKER: CHMF Meeting Date: 10-Dec-15 Meeting Type: Special 1 Interim Dividend 3Q2015 Management For Voted - For PHOSAGRO OJSC SECURITY ID: 71922G209 TICKER: PHOR Meeting Date: 06-Oct-15 Meeting Type: Special 1 Interim Dividend Management For Voted - For 2 Related Party Transactions (Loan Agreement(s)) Management For Voted - For 3 Related Party Transactions (Supplementary Guarantee Agreement) Management For Voted - For 4 Related Party Transactions (Guarantee Agreement) Management For Voted - For 5 Related Party Transactions (Guarantee Agreement) Management For Voted - For Meeting Date: 15-Jan-16 Meeting Type: Special 1 Interim Dividend (3Q2015) Management For Voted - For 2 Membership in the Russian Union of Industrialists and Entrepreneurs Management For Voted - For 3 Related Party Transactions Management For Voted - Abstain Meeting Date: 31-May-16 Meeting Type: Annual 1 Annual Report Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Financial Statements Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect Igor D. Antoshin Management N/A Voted - Abstain 6 Elect Andrey A. Guryev Management N/A Voted - Abstain 7 Elect Andrey G. Guryev Management N/A Voted - Abstain 8 Elect Yuriy N. Krugovykh Management N/A Voted - Abstain 9 Elect Sven Ombudstvedt Management N/A Voted - For 10 Elect Roman V. Osipov Management N/A Voted - Abstain 11 Elect Oleg V. Osipenko Management N/A Voted - For 12 Elect Marcus J. Rhodes Management N/A Voted - For 13 Elect James Beeland Jr. Rogers Management N/A Voted - For 14 Elect Ivan I. Rodionov Management N/A Voted - Abstain 15 Elect Mikhail K. Rybnikov Management N/A Voted - Abstain 16 Elect Alexander F. Sharabaika Management N/A Voted - Abstain 17 Elect Ekaterina V. Viktorova Management For Voted - For 18 Elect Galina A. Kalinina Management For Voted - For 19 Elect Pavel N. Sinitsa Management For Voted - For 20 Appointment of Auditor Management For Voted - For 21 Directors' Fees Management For Voted - For 22 Related Party Transactions (Loan Agreement) Management For Voted - For 23 Related Party Transactions (Guarantee Agreement) Management For Voted - For 24 Related Party Transactions (Supplementary Guarantee Agreement) Management For Voted - For 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting PILGRIM'S PRIDE CORPORATION SECURITY ID: 72147K108 TICKER: PPC Meeting Date: 29-Apr-16 Meeting Type: Annual 1.1 Elect Gilberto Tomazoni Management For Voted - For 1.2 Elect Joesley Mendonca Batista Management For Voted - Withheld 1.3 Elect Wesley Mendonca Batista Management For Voted - For 1.4 Elect William W. Lovette Management For Voted - For 1.5 Elect Andre Noguiera de Souza Management For Voted - For 1.6 Elect Wallim Cruz de Vasconcellos Junior Management For Voted - For 1.7 Elect David E. Bell Management For Voted - For 1.8 Elect Michael L. Cooper Management For Voted - For 1.9 Elect Charles Macaluso Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED POLARIS MATERIALS CORPORATION SECURITY ID: 731074100 TICKER: PLS Meeting Date: 07-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Terrence A. Lyons Management For Voted - For 4 Elect Eugene P. Martineau Management For Voted - For 5 Elect Marco A. Romero Management For Voted - For 6 Elect Herbert G.A. Wilson Management For Voted - For 7 Elect Lenard F. Boggio Management For Voted - Against 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Stock Option Plan Renewal Management For Voted - For 10 Deferred Unit Plan Management For Voted - For POTASH CORPORATION OF SASKATCHEWAN INC. SECURITY ID: 73755L107 TICKER: POT Meeting Date: 10-May-16 Meeting Type: Special 1.1 Elect Christopher M. Burley Management For Voted - For 1.2 Elect Donald G. Chynoweth Management For Voted - For 1.3 Elect John W. Estey Management For Voted - For 1.4 Elect Gerald W. Grandey Management For Voted - For 1.5 Elect C. Steven Hoffman Management For Voted - For 1.6 Elect Alice D. Laberge Management For Voted - For 1.7 Elect Consuelo E. Madere Management For Voted - For 1.8 Elect Keith G. Martell Management For Voted - For 1.9 Elect Jeffrey J. McCaig Management For Voted - For 1.10 Elect Aaron W. Regent Management For Voted - For 1.11 Elect Jochen E. Tilk Management For Voted - For 1.12 Elect Elena Viyella de Paliza Management For Voted - Withheld 1.13 Elect Zoe A. Yujnovich Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Approval of the 2016 Long-Term Incentive Plan Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Shareholder Proposal Regarding Sourcing Phosphate from Western Sahara Shareholder Against Voted - Against RANGE ENERGY RESOURCES INC. SECURITY ID: ADPC01228 TICKER: RGO Meeting Date: 29-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect Toufic Chahine Management For Voted - Against 4 Elect Allan Bezanson Management For Voted - Against 5 Elect Roger Bethell Management For Voted - Against 6 Elect Eric Stoerr Management For Voted - For 7 Elect Michelle Upton Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Transaction of Other Business Management For Voted - Against RICHMONT MINES INC. SECURITY ID: 76547T106 TICKER: RIC Meeting Date: 12-May-16 Meeting Type: Annual 1.1 Elect Rene Marion Management For Voted - For 1.2 Elect Renaud Adams Management For Voted - For 1.3 Elect H. Gregory Chamandy Management For Voted - For 1.4 Elect Elaine Ellingham Management For Voted - For 1.5 Elect Michael Pesner Management For Voted - For 1.6 Elect Peter Barnes Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For ROCKWELL DIAMONDS INC. SECURITY ID: ADPC01272 TICKER: RDI Meeting Date: 23-Sep-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Mark Bristow Management For Voted - For 4 Elect James Campbell Management For Voted - For 5 Elect Willem Jacobs Management For Voted - Against 6 Elect Richard J. Linnell Management For Voted - Against 7 Elect Johan C. van't Hof Management For Voted - For 8 Elect Stephen Dietrich Management For Voted - For 9 Elect Richard P. Menell Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Share Bonus Grant Management For Voted - For 12 BEE Transaction Management For Voted - For 13 Loan Amendments Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting RUSORO MINING LTD. SECURITY ID: 782227102 TICKER: RML Meeting Date: 10-Dec-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Board Size Management For Voted - For 3 Elect Vladimir Agapov Management For Voted - For 4 Elect Andre Agapov Management For Voted - For 5 Elect Gordon Keep Management For Voted - Against 6 Elect Abraham Stein Management For Voted - Against 7 Elect Peter Hediger Management For Voted - Against 8 Elect Jay M. Kaplowitz Management For Voted - Against 9 Elect Dmitry Ushakov Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For SEVEN GENERATIONS ENERGY LIMITED SECURITY ID: 81783Q105 TICKER: VII Meeting Date: 04-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendment to Set Maximum Number of Directors at Fifteen Management For Voted - For 3 Set Board Size at Eleven Management For Voted - For 4 Elect Patrick Carlson Management For Voted - For 5 Elect C. Kent Jespersen Management For Voted - For 6 Elect Michael M. Kanovsky Management For Voted - For 7 Elect Kaush Rakhit Management For Voted - For 8 Elect Kevin Brown Management For Voted - For 9 Elect Jeff van Steenbergen Management For Voted - For 10 Elect Avik Dey Management For Voted - For 11 Elect Dale J. Hohm Management For Voted - For 12 Elect W.J. McAdam Management For Voted - For 13 Elect Harvey Doerr Management For Voted - For 14 Elect M. Jacqueline Sheppard Management For Voted - For 15 Appointment of Auditor and Authority to Set Fees Management For Voted - For 16 Amendments to Articles to Adopt Advance Notice Policy Management For Voted - For SHERWIN-WILLIAMS COMPANY SECURITY ID: 824348106 TICKER: SHW Meeting Date: 20-Apr-16 Meeting Type: Annual 1 Elect Arthur F. Anton Management For Voted - For 2 Elect Christopher M. Connor Management For Voted - For 3 Elect David F. Hodnik Management For Voted - For 4 Elect Thomas G. Kadien Management For Voted - For 5 Elect Richard J. Kramer Management For Voted - For 6 Elect Susan J. Kropf Management For Voted - For 7 Elect John G. Morikis Management For Voted - For 8 Elect Christine A. Poon Management For Voted - For 9 Elect John M. Stropki, Jr. Management For Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 10 Elect Matthew Thornton Management For Voted - For 11 Elect Steven H. Wunning Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Stock Plan for Nonemployee Directors Management For Voted - For 14 Ratification of Auditor Management For Voted - For STORA ENSO OYJ SECURITY ID: X8T9CM113 TICKER: STERV Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Accounts and Reports Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Ratification of Board and CEO Acts Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Board Size Management For Voted - For 15 Election of Directors Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Nomination Committee Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Agenda Item N/A N/A Non-Voting SUMITOMO METAL MINING CO LTD SECURITY ID: J77712123 TICKER: 5713 Meeting Date: 27-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Nobumasa Kemori Management For Voted - For 4 Elect Yoshiaki Nakazato Management For Voted - For 5 Elect Naoyuki Tsuchida Management For Voted - For 6 Elect Mikinobu Ogata Management For Voted - For 7 Elect Akira Nozaki Management For Voted - For 8 Elect Tsutomu Ushijima Management For Voted - For 9 Elect Hitoshi Taimatsu Management For Voted - For 10 Elect Kazuhisa Nakano Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 11 Elect Hajime Satoh Management For Voted - For 12 Elect Yasuyuki Nakayama Management For Voted - Against 13 Elect Junichi Kondoh Management For Voted - For 14 Elect Kazuhiro Mishina as Alternate Statutory Auditor Management For Voted - For 15 Renewal of Takeover Defense Plan Management For Voted - Against SUNRIDGE GOLD CORP. SECURITY ID: 86769Q102 TICKER: SGC Meeting Date: 22-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Divestiture Management For Voted - For 3 Liquidation Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting SUNRIDGE GOLD CORP. SECURITY ID: ADPC02460 TICKER: SGC Meeting Date: 22-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Divestiture Management For Voted - For 3 Liquidation Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting SYNERGY RESOURCES CORPORATION SECURITY ID: 87164P103 TICKER: SYRG Meeting Date: 15-Dec-15 Meeting Type: Annual 1.1 Elect Edward Holloway Management For Voted - For 1.2 Elect William E. Scaff, Jr. Management For Voted - For 1.3 Elect Lynn A. Peterson Management For Voted - For 1.4 Elect Rick A. Wilber Management For Voted - For 1.5 Elect Raymond E. McElhaney Management For Voted - Withheld 1.6 Elect Bill M. Conrad Management For Voted - Withheld 1.7 Elect George L. Seward Management For Voted - Withheld 1.8 Elect R.W. Noffsinger, III Management For Voted - For 1.9 Elect Jack Aydin Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 2015 Equity Incentive Plan Management For Voted - For 4 Increase of Authorized Common Stock Management For Voted - Against 5 Advisory Vote on Executive Compensation Management For Voted - Against U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED SYNGENTA AG SECURITY ID: 87160A100 TICKER: SYNN Meeting Date: 26-Apr-16 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Compensation Report Management For Voted - For 3 Ratification of Board and Management Acts Management For Voted - For 4 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Special Dividend Management For Voted - For 7 Elect Vinita Bali Management For Voted - For 8 Elect Stefan Borgas Management For Voted - For 9 Elect Gunnar Brock Management For Voted - For 10 Elect Michel Demare Management For Voted - For 11 Elect Eleni Gabre-Madhin Management For Voted - For 12 Elect David Lawrence Management For Voted - For 13 Elect Eveline Saupper Management For Voted - For 14 Elect Jurg Witmer Management For Voted - For 15 Elect Michel Demare as Chairman Management For Voted - For 16 Elect Eveline Saupper as Compensation Committee Member Management For Voted - For 17 Elect Jurg Witmer as Compensation Committee Member Management For Voted - For 18 Elect Stefan Borgas as Compensation Committee Member Management For Voted - For 19 Board Compensation Management For Voted - For 20 Executive Compensation Management For Voted - For 21 Appointment of Independent Proxy Management For Voted - For 22 Appointment of Auditor Management For Voted - For 23 Additional or Miscellaneous Shareholder Proposals Shareholder For Voted - Abstain TESORO CORPORATION SECURITY ID: 881609101 TICKER: TSO Meeting Date: 03-May-16 Meeting Type: Annual 1 Elect Rodney F. Chase Management For Voted - For 2 Elect Edward G. Galante Management For Voted - For 3 Elect Gregory J. Goff Management For Voted - For 4 Elect Robert W. Goldman Management For Voted - For 5 Elect David Lilley Management For Voted - For 6 Elect Mary Pat McCarthy Management For Voted - For 7 Elect Jim W. Nokes Management For Voted - For 8 Elect Susan Tomasky Management For Voted - For 9 Elect Michael E. Wiley Management For Voted - For 10 Elect Patrick Y. Yang Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against TOTAL SA SECURITY ID: 89151E109 TICKER: FP Meeting Date: 24-May-16 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Consolidated Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends; Scrip Dividend Option Management For Voted - For 4 Scrip Dividend Option for Interim Dividends Management For Voted - For 5 Authority to Repurchase Shares Management For Voted - For 6 Elect Gerard Lamarche to the Board of Directors Management For Voted - For 7 Elect Maria van der Hoeven to the Board of Directors Management For Voted - For 8 Elect Jean Lemierre to the Board of Directors Management For Voted - For 9 Elect Renata Perycz as Employee Shareholder Representative to the Board of Directors Management For Voted - For 10 Elect Charles Keller as Employee Shareholder Representative to the Board of Directors Management Against Voted - Against 11 Elect Werner Guyot as Employee Shareholder Representative to the Board of Directors Management Against Voted - Against 12 Appointment of Auditor (Ernst & Young) Management For Voted - For 13 Appointment of Auditor (KPMG) Management For Voted - For 14 Appointment of Alternate Auditor (Auditex) Management For Voted - For 15 Appointment of Alternate Auditor (Salustro Reydel) Management For Voted - For 16 Related Party Transactions (Thierry Desmarest) Management For Voted - For 17 Related Party Transactions (Patrick Pouyanne) Management For Voted - For 18 Remuneration of Thierry Desmarest, Chairman Management For Voted - For 19 Remuneration of Patrick Pouyanne, CEO Management For Voted - For 20 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations Management For Voted - For 21 Authority to Issue Shares or Convertible Securities w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares and Convertible Securities Through Private Placement Management For Voted - For 23 Greenshoe Management For Voted - For 24 Authority to Increase Capital in Consideration for Contributions in Kind Management For Voted - For 25 Employee Stock Purchase Plan Management For Voted - For 26 Authority to Issue Performance Shares Management For Voted - For 27 Authority to Grant Stock Options Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED TRACTOR SUPPLY COMPANY SECURITY ID: 892356106 TICKER: TSCO Meeting Date: 03-May-16 Meeting Type: Annual 1.1 Elect Cynthia T. Jamison Management For Voted - For 1.2 Elect Johnston C. Adams Management For Voted - For 1.3 Elect Peter D. Bewley Management For Voted - For 1.4 Elect Keith R. Halbert Management For Voted - For 1.5 Elect George MacKenzie Management For Voted - For 1.6 Elect Edna K. Morris Management For Voted - For 1.7 Elect Mark J. Weikel Management For Voted - For 1.8 Elect Gregory A. Sandfort Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For TURQUOISE HILL RESOURCES LIMITED SECURITY ID: 900435108 TICKER: TRQ Meeting Date: 03-May-16 Meeting Type: Annual 1.1 Elect Rowena Albones Management For Voted - For 1.2 Elect Jill Gardiner Management For Voted - For 1.3 Elect James W. Gill Management For Voted - For 1.4 Elect R. Peter Gillin Management For Voted - Withheld 1.5 Elect Russel C. Robertson Management For Voted - For 1.6 Elect Craig Stegman Management For Voted - For 1.7 Elect Jeffery D. Tygesen Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For TYSON FOODS, INC. SECURITY ID: 902494103 TICKER: TSN Meeting Date: 05-Feb-16 Meeting Type: Annual 1 Elect John H. Tyson Management For Voted - For 2 Elect Gaurdie E. Banister, Jr. Management For Voted - For 3 Elect Mike Beebe Management For Voted - For 4 Elect Mikel A. Durham Management For Voted - For 5 Elect Kevin M. McNamara Management For Voted - For 6 Elect Brad T. Sauer Management For Voted - For 7 Elect Donnie Smith Management For Voted - For 8 Elect Robert Thurber Management For Voted - For 9 Elect Barbara A. Tyson Management For Voted - For 10 Renewal of the Annual Incentive Compensation Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 12 Shareholder Proposal Regarding Gestation Crates Shareholder Against Voted - For 13 Shareholder Proposal Regarding Water Stewardship Policy Shareholder Against Voted - For 14 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 17 Shareholder Proposal Regarding Lobbying Expenditures Shareholder Against Voted - For U.S. CONCRETE, INC. SECURITY ID: 90333L201 TICKER: USCR Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect Eugene I. Davis Management For Voted - Against 2 Elect William J. Sandbrook Management For Voted - For 3 Elect Kurt M. Cellar Management For Voted - For 4 Elect Michael D. Lundin Management For Voted - For 5 Elect Robert M. Rayner Management For Voted - Against 6 Elect Colin M. Sutherland Management For Voted - Against 7 Elect Theodore P. Rossi Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For UNIVERSAL FOREST PRODUCTS, INC. SECURITY ID: 913543104 TICKER: UFPI Meeting Date: 20-Apr-16 Meeting Type: Annual 1.1 Elect William G. Currie Management For Voted - For 1.2 Elect John M. Engler Management For Voted - For 1.3 Elect Bruce A. Merino Management For Voted - For 1.4 Elect Michael G. Wooldridge Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against UPM-KYMMENE OYJ SECURITY ID: X9518S108 TICKER: UPM1V Meeting Date: 07-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Accounts and Reports Management For Voted - For 10 Allocation of Profits/Dividend Management For Voted - For 11 Ratification of Board and CEO Acts Management For Voted - For 12 Directors' Fees Management For Voted - For 13 Board Size Management For Voted - For 14 Election of Directors Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Reversal Entries of Revaluation of Reserves Management For Voted - For 20 Charitable Donations Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting US OIL SANDS INC. SECURITY ID: 91732K109 TICKER: USO Meeting Date: 18-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Mark Brown Management For Voted - For 3 Elect Edward Chwyl Management For Voted - For 4 Elect Alfred Holcomb Management For Voted - For 5 Elect Serafino Iacono Management For Voted - For 6 Elect Verne G. Johnson Management For Voted - For 7 Elect Stephen Lehner Management For Voted - For 8 Elect Ronald Pantin Management For Voted - For 9 Elect Cameron M. Todd Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Ratification of Stock Option Plan Management For Voted - For 12 Amendment to Restricted Share Unit Plan Management For Voted - Against 13 Share Consolidation Management For Voted - For 14 Change in Company Name Management For Voted - For US OIL SANDS INC. SECURITY ID: ADPC02569 TICKER: USO Meeting Date: 18-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Mark Brown Management For Voted - For 3 Elect Edward Chwyl Management For Voted - For 4 Elect Alfred Holcomb Management For Voted - For 5 Elect Serafino Iacono Management For Voted - For U.S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 6 Elect Verne G. Johnson Management For Voted - For 7 Elect Stephen Lehner Management For Voted - For 8 Elect Ronald Pantin Management For Voted - For 9 Elect Cameron M. Todd Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Ratification of Stock Option Plan Management For Voted - For 12 Amendment to Restricted Share Unit Plan Management For Voted - Against 13 Share Consolidation Management For Voted - For 14 Change in Company Name Management For Voted - For VALERO ENERGY CORPORATION SECURITY ID: 91913Y100 TICKER: VLO Meeting Date: 12-May-16 Meeting Type: Annual 1 Elect Joseph W Gorder Management For Voted - For 2 Elect Deborah P. Majoras Management For Voted - For 3 Elect Donald L. Nickles Management For Voted - For 4 Elect Philip J. Pfeiffer Management For Voted - For 5 Elect Robert A. Profusek Management For Voted - For 6 Elect Susan Kaufman Purcell Management For Voted - For 7 Elect Stephen M. Waters Management For Voted - For 8 Elect Randall J. Weisenburger Management For Voted - For 9 Elect Rayford Wilkins Jr. Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to Articles Regarding Removal of Directors Management For Voted - For 13 Re-approval of the 2011 Omnibus Stock Incentive Plan for the Purposes of Section 162(m) Management For Voted - For VERONA DEVELOPMENT CORP. SECURITY ID: 924878101 TICKER: VDC.H Meeting Date: 27-Apr-16 Meeting Type: Annual 1 Authorization of Board to Set Board Size Management For Voted - Against 2 Elect Anthony Jackson Management For Voted - Against 3 Elect Konstantin Lichtenwald Management For Voted - Against 4 Elect Kenneth Tollstam Management For Voted - Against 5 Elect Van Rowell Torres Management For Voted - Against 6 Ratification of Auditor Management For Voted - Against 7 Stock Option Plan Management For Voted - Against 8 Approve Consolidation of Shares Management For Voted - Against 9 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED VESTAS WIND SYSTEMS A/S SECURITY ID: K9773J128 TICKER: VWS Meeting Date: 30-Mar-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Elect Bert Nordberg Management For Voted - For 9 Elect Carsten Bjerg Management For Voted - For 10 Elect Eija Pitkanen Management For Voted - For 11 Elect Henrik Andersen Management For Voted - For 12 Elect Henry Stenson Management For Voted - For 13 Elect Lars Josefsson Management For Voted - For 14 Elect Lykke Friis Management For Voted - For 15 Elect Torben Ballegaard Sorensen Management For Voted - For 16 Directors' Fees for 2015 Management For Voted - For 17 Directors' Fees for 2016 Management For Voted - For 18 Appointment of Auditor Management For Voted - Abstain 19 Authority to Reduce Share Capital Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Amendment to Articles Regarding Report Language Management For Voted - For 22 Amendment to Compensation Guidelines Management For Voted - For 23 Authority to Carry Out Formalities Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting WESTLAKE CHEMICAL CORPORATION SECURITY ID: 960413102 TICKER: WLK Meeting Date: 10-May-16 Meeting Type: Annual 1.1 Elect Robert T. Blakely Management For Voted - For 1.2 Elect Albert Chao Management For Voted - Withheld 1.3 Elect Michael J. Graff Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For WINPAK LTD. SECURITY ID: 97535P104 TICKER: WPK Meeting Date: 20-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Antti Aarnio-Wihuri Management For Voted - For U. S. GLOBAL INVESTORS GLOBAL RESOURCES FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect Martti Hjalmar Aarnio-Wihuri Management For Voted - For 4 Elect Karen A. Albrechtsen Management For Voted - For 5 Elect Donald R.W. Chatterley Management For Voted - For 6 Elect Juha M. Hellgren Management For Voted - For 7 Elect Ilkka T. Suominen Management For Voted - Against 8 Appointment of Auditor Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting WOULFE MINING CORP. SECURITY ID: 98212A105 TICKER: WOF Meeting Date: 21-Aug-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Merger/Acquisition Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED AGNICO-EAGLE MINES LTD. SECURITY ID: 008474108 TICKER: AEM Meeting Date: 29-Apr-16 Meeting Type: Special 1.1 Elect Leanne M. Baker Management For Voted - For 1.2 Elect Sean Boyd Management For Voted - For 1.3 Elect Martine A. Celej Management For Voted - For 1.4 Elect Robert J. Gemmell Management For Voted - For 1.5 Elect Mel Leiderman Management For Voted - For 1.6 Elect Deborah A. McCombe Management For Voted - For 1.7 Elect James D. Nasso Management For Voted - For 1.8 Elect Sean Riley Management For Voted - For 1.9 Elect J. Merfyn Roberts Management For Voted - For 1.10 Elect Jamie C. Sokalsky Management For Voted - For 1.11 Elect Howard R. Stockford Management For Voted - For 1.12 Elect Pertti Voutilainen Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Amendment to the Stock Option Plan Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For ASANKO GOLD INC. SECURITY ID: 04341Y105 TICKER: AKG Meeting Date: 16-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Colin G. Steyn Management For Voted - For 4 Elect Peter Breese Management For Voted - For 5 Elect Shawn K. Wallace Management For Voted - For 6 Elect Gordon J. Fretwell Management For Voted - For 7 Elect Marcel de Groot Management For Voted - For 8 Elect Michael Price Management For Voted - For 9 Elect William Smart Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Shareholder Rights Plan Management For Voted - For CENTERRA GOLD INC. SECURITY ID: 152006102 TICKER: CG Meeting Date: 17-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Richard Connor Management For Voted - For 3 Elect Raphael Girard Management For Voted - For U.S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Elect Eduard Kubatov Management For Voted - For 5 Elect Nurlan Kyshtobaev Management For Voted - For 6 Elect Stephen A. Lang Management For Voted - For 7 Elect Michael Parrett Management For Voted - For 8 Elect Scott G. Perry Management For Voted - For 9 Elect Sheryl K. Pressler Management For Voted - For 10 Elect Terry V. Rogers Management For Voted - For 11 Elect Bektur Sagynov Management For Voted - For 12 Elect Bruce V. Walter Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Transaction of Other Business Management For Voted - Against COMSTOCK MINING, INC. SECURITY ID: 205750102 TICKER: LODE Meeting Date: 10-May-16 Meeting Type: Annual 1.1 Elect Corrado De Gasperis Management For Voted - For 1.2 Elect Daniel W. Kappes Management For Voted - For 1.3 Elect Robert C. Kopple Management For Voted - For 1.4 Elect William J. Nance Management For Voted - Withheld 1.5 Elect Robert A. Reseigh Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For DETOUR GOLD CORPORATION SECURITY ID: 250669108 TICKER: DGC Meeting Date: 05-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Lisa Colnett Management For Voted - For 3 Elect Edward C. Dowling, Jr. Management For Voted - For 4 Elect Robert E. Doyle Management For Voted - For 5 Elect Andre Falzon Management For Voted - For 6 Elect Ingrid J. Hibbard Management For Voted - For 7 Elect J. Michael Kenyon Management For Voted - For 8 Elect Paul Martin Management For Voted - For 9 Elect Alex G. Morrison Management For Voted - For 10 Elect Jonathan A. Rubenstein Management For Voted - For 11 Elect Graham Wozniak Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Amendment of the Restricted Share Unit Plan Management For Voted - For 14 Amended and Restated Share Option Plan Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For U.S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED DORAY MINERALS LIMITED SECURITY ID: Q3254K104 TICKER: DRM Meeting Date: 26-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Leigh S. Junk Management For Voted - For 4 Elect Allan Brown Management For Voted - For 5 Approve Increase in NEDs' Fee Cap Management For Voted - For 6 Ratify Placement of Securities Management For Voted - For 7 Renew Employee Incentive Scheme Management For Voted - For 8 Equity Grant (MD Allan Kelly) Management For Voted - For 9 Adopt New Constitution Management For Voted - Against DUNDEE PRECIOUS METALS INC. SECURITY ID: 265269209 TICKER: DPM Meeting Date: 05-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect R. Peter Gillin Management For Voted - For 3 Elect Jonathan C. Goodman Management For Voted - For 4 Elect Richard Howes Management For Voted - For 5 Elect W. Murray John Management For Voted - For 6 Elect Jeremy Kinsman Management For Voted - For 7 Elect Garth A.C. MacRae Management For Voted - Against 8 Elect Peter Nixon Management For Voted - For 9 Elect Marie-Anne Tawil Management For Voted - For 10 Elect Anthony Walsh Management For Voted - Against 11 Elect Donald Young Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For ENDEAVOUR MINING CORPORATION SECURITY ID: G3040R158 TICKER: EDV Meeting Date: 21-Apr-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Acquisition Management For Voted - For 3 Private Placement Management For Voted - For 4 Increase in Authorized Capital Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Michael E. Beckett Management For Voted - Against 3 Elect Wayne McManus Management For Voted - For 4 Elect Ian Henderson Management For Voted - For 5 Elect Miquel Rodriguez Management For Voted - For 6 Elect Ian D. Cockerill Management For Voted - For 7 Elect Frank Giustra Management For Voted - For 8 Elect Naguib Sawiris Management For Voted - For 9 Elect Sebastien de Montessus Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For FIRST MAJESTIC SILVER CORP. SECURITY ID: 32076V103 TICKER: FR Meeting Date: 26-May-16 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Keith Neumeyer Management For Voted - For 2.2 Elect Ramon Davila Management For Voted - For 2.3 Elect Robert A. McCallum Management For Voted - For 2.4 Elect Douglas Penrose Management For Voted - For 2.5 Elect Tony Pezzotti Management For Voted - For 2.6 Elect David Shaw Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For FORTUNA SILVER MINES INC. SECURITY ID: 349915108 TICKER: FVI Meeting Date: 16-Jun-16 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Jorge Ganoza Durant Management For Voted - For 2.2 Elect Simon Ridgway Management For Voted - For 2.3 Elect Michael Iverson Management For Voted - For 2.4 Elect Mario Szotlender Management For Voted - Withheld 2.5 Elect Robert Gilmore Management For Voted - For 2.6 Elect Thomas Kelly Management For Voted - Withheld 2.7 Elect David Farrell Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Transaction of Other Business Management For Voted - Against U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED FRANCO-NEVADA CORPORATION SECURITY ID: 351858105 TICKER: FNV Meeting Date: 04-May-16 Meeting Type: Special 1.1 Elect Pierre Lassonde Management For Voted - For 1.2 Elect David Harquail Management For Voted - For 1.3 Elect Thomas Albanese Management For Voted - For 1.4 Elect Derek W. Evans Management For Voted - For 1.5 Elect Graham Farquharson Management For Voted - For 1.6 Elect Catherine Farrow Management For Voted - For 1.7 Elect Louis P. Gignac Management For Voted - For 1.8 Elect Randall Oliphant Management For Voted - Withheld 1.9 Elect David R. Peterson Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against GOLD FIELDS LIMITED SECURITY ID: 38059T106 TICKER: GFI Meeting Date: 18-May-16 Meeting Type: Annual 1 Appointment of Auditor Management For Voted - For 2 Elect Steven P. Reid Management For Voted - For 3 Re-elect Gayle M. Wilson Management For Voted - For 4 Re-elect David N. Murray Management For Voted - For 5 Re-elect Donald M.J. Ncube Management For Voted - For 6 Re-elect Alan R. Hill Management For Voted - For 7 Elect Audit Committee Members (Gayle Wilson) Management For Voted - For 8 Elect Audit Committee Member (Richard Menell) Management For Voted - For 9 Elect Audit Committee Members (Donald Ncube) Management For Voted - For 10 General Authority to Issue Shares Management For Voted - For 11 Authority to Issue Shares for Cash Management For Voted - For 12 Approve NEDs' Fees Management For Voted - For 13 Approve Financial Assistance (Section 44 and 45) Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Approve Amendments to the 2012 Share Plan Management For Voted - For 16 Approve Financial Assistance (Directors and/or Prescribed Officers) Management For Voted - For GOLDCORP INC. SECURITY ID: 380956409 TICKER: G Meeting Date: 28-Apr-16 Meeting Type: Special 1.1 Elect Beverley A. Briscoe Management For Voted - For 1.2 Elect Peter J. Dey Management For Voted - For U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 1.3 Elect Margot A. Franssen Management For Voted - For 1.4 Elect David Garofalo Management For Voted - For 1.5 Elect Clement A. Pelletier Management For Voted - For 1.6 Elect P. Randy Reifel Management For Voted - For 1.7 Elect Ian W. Telfer Management For Voted - For 1.8 Elect Blanca Trevino Management For Voted - For 1.9 Elect Kenneth F. Williamson Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Amendment to the Restricted Share Unit Plan Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against GOLDEN STAR RESOURCES LTD. SECURITY ID: 38119T104 TICKER: GSC Meeting Date: 05-May-16 Meeting Type: Special 1.1 Elect Tim Baker Management For Voted - For 1.2 Elect Samuel T. Coetzer Management For Voted - For 1.3 Elect Anu Dhir Management For Voted - For 1.4 Elect Robert E. Doyle Management For Voted - For 1.5 Elect Tony Jensen Management For Voted - Withheld 1.6 Elect Daniel Owiredu Management For Voted - For 1.7 Elect Craig J. Nelsen Management For Voted - For 1.8 Elect William L. Yeates Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 1997 Stock Option Plan Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501D501 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Share Issuance Management For Voted - For 3 Restructuring Management For Voted - For 4 Board Size Management For Voted - For 5 Elect Peter Volk Management For Voted - Against 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Mark N.J Ashcroft Management For Voted - For 4 Elect Edward Couch Management For Voted - For 5 Elect Rodney Lamond Management For Voted - For U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 6 Elect Ian Mann Management For Voted - For 7 Elect Mark Wellings Management For Voted - For Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Serafino Iacono Management For Voted - Against 4 Elect Miguel de la Campa Management For Voted - For 5 Elect Mark N.J Ashcroft Management For Voted - For 6 Elect Edward Couch Management For Voted - For 7 Elect Rodney Lamond Management For Voted - For 8 Elect Ian Mann Management For Voted - For 9 Elect Hernan Martinez Management For Voted - For 10 Elect Robert J. Metcalfe Management For Voted - For 11 Elect Jaime Perez Branger Management For Voted - Against 12 Elect Mark Wellings Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAA3 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Restructuring Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAB1 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Restructuring Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAE5 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Restructuring Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAF2 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Restructuring Management For Voted - For U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED GUYANA GOLDFIELDS INC. SECURITY ID: 403530108 TICKER: GUY Meeting Date: 09-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Alan Ferry Management For Voted - For 3 Elect J. Patrick Sheridan Management For Voted - For 4 Elect Scott Caldwell Management For Voted - For 5 Elect Daniel Noone Management For Voted - For 6 Elect Jean-Pierre Chauvin Management For Voted - For 7 Elect Michael Richings Management For Voted - For 8 Elect Rene Marion Management For Voted - For 9 Elect Wendy Kei Management For Voted - For 10 Elect David Beatty Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For JAGUAR MINING INC. SECURITY ID: 47009M400 TICKER: JAG Meeting Date: 06-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Board Size Management For Voted - For 4 Elect Rodney Lamond Management For Voted - For 5 Elect Richard D. Falconer Management For Voted - For 6 Elect Edward V. Reeser Management For Voted - For 7 Elect Luis Ricardo Miraglia Management For Voted - Against 8 Elect Jared Hardner Management For Voted - For 9 Elect Thomas Weng Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Renew Stock Option Plan Management For Voted - For 12 Grant of Certain Options under Stock Option Plan Management For Voted - For KIRKLAND LAKE GOLD INC. SECURITY ID: 49740P106 TICKER: KGI Meeting Date: 22-Oct-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Election of Directors Management For Voted - For 3 Elect George O. Ogilvie Management For Voted - For 4 Elect Barry R. Cooper Management For Voted - For 5 Elect Pamela J. Klessig Management For Voted - For 6 Elect Jeffrey S. Parr Management For Voted - For 7 Elect Barry P. Olson Management For Voted - For U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Elect Dawn P. Whittaker Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 New Incentive Plan Management For Voted - For Meeting Date: 13-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect George O. Ogilvie Management For Voted - For 3 Elect Eric S. Sprott Management For Voted - For 4 Elect Barry R. Cooper Management For Voted - For 5 Elect Pamela J. Klessig Management For Voted - For 6 Elect Jeffrey S. Parr Management For Voted - For 7 Elect Barry P. Olson Management For Voted - For 8 Elect Dawn P. Whittaker Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For KLONDEX MINES LTD. SECURITY ID: 498696103 TICKER: KDX Meeting Date: 15-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Rodney Cooper Management For Voted - For 3 Elect Mark J. Daniel Management For Voted - For 4 Elect James Haggarty Management For Voted - For 5 Elect Richard J. Hall Management For Voted - For 6 Elect Paul Huet Management For Voted - For 7 Elect William Matlack Management For Voted - For 8 Elect Charles Oliver Management For Voted - For 9 Elect Blair Schultz Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Share Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Transaction of Other Business Management For Voted - Against LUCARA DIAMOND CORP. SECURITY ID: 54928Q108 TICKER: LUC Meeting Date: 12-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Richard P. Clark Management For Voted - For 3 Elect Paul K. Conibear Management For Voted - For 4 Elect Brian D. Edgar Management For Voted - For 5 Elect Marie Inkster Management For Voted - For 6 Elect William Lamb Management For Voted - For 7 Elect Lukas H. Lundin Management For Voted - For 8 Elect Eira Thomas Management For Voted - For U.S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Management For Voted - For MANDALAY RESOURCES CORPORATION SECURITY ID: 562568204 TICKER: MND Meeting Date: 12-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Abraham Jonker Management For Voted - For 4 Elect Robert Doyle Management For Voted - For 5 Elect Peter R. Jones Management For Voted - For 6 Elect Bradford A. Mills Management For Voted - For 7 Elect Mark Sander Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For MARLIN GOLD MINING LIMITED SECURITY ID: 571175207 TICKER: MLN Meeting Date: 30-Jul-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Akiba Leisman Management For Voted - Against 4 Elect Jesse Munoz Management For Voted - For 5 Elect Michael Liddell Management For Voted - Against 6 Elect John Pontius Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 8 Stock Option Plan Management For Voted - For 9 Approval of the Restricted Share Unit Plan Management For Voted - For 10 Transaction of Other Business Management For Voted - Against NEWMARKET GOLD INC. SECURITY ID: 65158L106 TICKER: NMI Meeting Date: 25-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Douglas B. Forster Management For Voted - For 3 Elect Blayne Johnson Management For Voted - For 4 Elect Raymond Threlkeld Management For Voted - For 5 Elect Lukas Lundin Management For Voted - For 6 Elect Randall Oliphant Management For Voted - For 7 Elect Edward Farrauto Management For Voted - For 8 Elect Michael Vint Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For U.S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED NORTHERN STAR RESOURCES LIMITED SECURITY ID: Q6951U101 TICKER: NST Meeting Date: 30-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Christopher K. Rowe Management For Voted - For 4 Ratify Placement of Securities Management For Voted - For OCEANAGOLD CORPORATION SECURITY ID: 675222103 TICKER: OGC Meeting Date: 09-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect James E. Askew Management For Voted - For 3 Elect Jose P. Leviste Jr. Management For Voted - For 4 Elect Geoffrey W. Raby Management For Voted - For 5 Elect J. Denham Shale Management For Voted - For 6 Elect Michael F. Wilkes Management For Voted - For 7 Elect William H. Myckatyn Management For Voted - For 8 Elect Paul B. Sweeney Management For Voted - For 9 Elect Diane R. Garrett Management For Voted - Against 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For PETRA DIAMONDS LIMITED SECURITY ID: G70278109 TICKER: PDL Meeting Date: 30-Nov-15 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For 6 Elect Adonis Pouroulis Management For Voted - For 7 Elect Johan Dippenaar Management For Voted - For 8 Elect David Abery Management For Voted - For 9 Elect Jim Davidson Management For Voted - For 10 Elect Anthony C. Lowrie Management For Voted - For 11 Elect Patrick Bartlett Management For Voted - For 12 Elect Gordon A. K. Hamilton Management For Voted - For 13 Elect Octavia M. Matloa Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For RANDGOLD RESOURCES LIMITED SECURITY ID: 752344309 TICKER: RRS Meeting Date: 03-May-16 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Remuneration Report (Advisory) Management For Voted - For 4 Remuneration Policy (Advisory--Non-UK Issuer) Management For Voted - For 5 Elect Safiatou F. Ba-N'Daw Management For Voted - For 6 Elect Mark Bristow Management For Voted - For 7 Elect Norborne P. Cole, Jr. Management For Voted - For 8 Elect Christopher Coleman Management For Voted - For 9 Elect Kadri Dagdelen Management For Voted - For 10 Elect Jamil Kassum Management For Voted - For 11 Elect Jeanine Mabunda Lioko Management For Voted - For 12 Elect Andrew Quinn Management For Voted - For 13 Elect Graham Shuttleworth Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Share Grants (NEDs) Management For Voted - For 18 Share Grants (Senior Independent Director) Management For Voted - For 19 Share Grants (Chairman) Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 21 Authority to Repurchase Shares Management For Voted - For RICHMONT MINES INC. SECURITY ID: 76547T106 TICKER: RIC Meeting Date: 12-May-16 Meeting Type: Annual 1.1 Elect Rene Marion Management For Voted - For 1.2 Elect Renaud Adams Management For Voted - For 1.3 Elect H. Gregory Chamandy Management For Voted - For 1.4 Elect Elaine Ellingham Management For Voted - For 1.5 Elect Michael Pesner Management For Voted - For 1.6 Elect Peter Barnes Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For U.S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED ROYAL GOLD, INC. SECURITY ID: 780287108 TICKER: RGLD Meeting Date: 11-Nov-15 Meeting Type: Annual 1 Elect Gordon Bogden Management For Voted - For 2 Elect Tony Jensen Management For Voted - For 3 Elect Jamie C. Sokalsky Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 2015 Omnibus Long-Term Incentive Plan Management For Voted - For SANTACRUZ SILVER MINING LTD. SECURITY ID: 80280U106 TICKER: SCZ Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Arturo P. Elizondo Management For Voted - Against 4 Elect Federico Villasenor Management For Voted - For 5 Elect Roland Lohner Management For Voted - Against 6 Elect Larry Okada Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For 9 Transaction of Other Business Management For Voted - Against SEMAFO INC. SECURITY ID: 816922108 TICKER: SMF Meeting Date: 12-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Terence F. Bowles Management For Voted - For 3 Elect Benoit Desormeaux Management For Voted - For 4 Elect Flore Konan Management For Voted - For 5 Elect Jean Lamarre Management For Voted - For 6 Elect John LeBoutillier Management For Voted - For 7 Elect Gilles Masson Management For Voted - For 8 Elect Lawrence I. McBrearty Management For Voted - For 9 Elect Tertius Zongo Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Advisory Resolution on Approach to Executive Compensation Management For Voted - For U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED SILVER LAKE RESOURCES LIMITED SECURITY ID: Q85014100 TICKER: SLR Meeting Date: 20-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Brian Kennedy Management For Voted - For 4 Elect David F. Quinlivan Management For Voted - For 5 Elect Les Davis Management For Voted - For 6 Approve Employee Incentive Plan Management For Voted - For 7 Equity Grant (MD Luke Tonkin) Management For Voted - For 8 Adopt New Constitution Management For Voted - For 9 Adopt Proportional Takeover Provisions Management For Voted - For ST BARBARA LIMITED SECURITY ID: Q8744Q173 TICKER: SBM Meeting Date: 27-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Tim Netscher Management For Voted - For 4 Elect David Moroney Management For Voted - For 5 Elect Kerry J. Gleeson Management For Voted - For 6 Equity Grant (MD/CEO Robert Vassie) Management For Voted - For 7 Adoption of New Constitution Management For Voted - Against TOREX GOLD RESOURCES INC. SECURITY ID: 891054108 TICKER: TXG Meeting Date: 09-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Fred Stanford Management For Voted - For 3 Elect Michael Murphy Management For Voted - For 4 Elect A. Terrance MacGibbon Management For Voted - Against 5 Elect David Fennell Management For Voted - Against 6 Elect James Crombie Management For Voted - Against 7 Elect Frank Davis Management For Voted - For 8 Elect Andrew Adams Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Employee Share Unit Plan Management For Voted - Against 11 Amendment to the Stock Option Plan Management For Voted - For 12 Amendment to the RSU Plan Management For Voted - Against 13 Share Consolidation Management For Voted - For U. S. GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED WESDOME GOLD MINES LTD. SECURITY ID: 95083R100 TICKER: WDO Meeting Date: 17-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Duncan Middlemiss Management For Voted - For 3 Elect Nadine Miller Management For Voted - For 4 Elect Don Njegovan Management For Voted - For 5 Elect Charles Page Management For Voted - For 6 Elect Rostislav Raykov Management For Voted - For 7 Elect Barry Smith Management For Voted - Against 8 Elect Rolly Uloth Management For Voted - For 9 Elect Bill Washington Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For Meeting Date: 14-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Duncan Middlemiss Management For Voted - For 4 Elect Nadine Miller Management For Voted - For 5 Elect Charles Page Management For Voted - For 6 Elect Barry Smith Management For Voted - Against 7 Elect Rolly Uloth Management For Voted - For 8 Elect Bill Washington Management For Voted - For 9 Elect Rostislav Raykov Management Against Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For YAMANA GOLD INC. SECURITY ID: 98462Y100 TICKER: YRI Meeting Date: 05-May-16 Meeting Type: Annual 1.1 Elect John A. Begeman Management For Voted - For 1.2 Elect Christiane Bergevin Management For Voted - For 1.3 Elect Alexander J. Davidson Management For Voted - For 1.4 Elect Richard P. Graff Management For Voted - For 1.5 Elect Nigel Lees Management For Voted - For 1.6 Elect Peter J. Marrone Management For Voted - For 1.7 Elect Patrick J. Mars Management For Voted - For 1.8 Elect Carl L. Renzoni Management For Voted - For 1.9 Elect Jane Sadowsky Management For Voted - For 1.10 Elect Dino Titaro Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED AETNA INC. SECURITY ID: 00817Y108 TICKER: AET Meeting Date: 19-Oct-15 Meeting Type: Special 1 Merger Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For 1 Merger Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For ALASKA AIR GROUP, INC. SECURITY ID: 011659109 TICKER: ALK Meeting Date: 12-May-16 Meeting Type: Annual 1 Elect Patricia M. Bedient Management For Voted - For 2 Elect Marion C. Blakey Management For Voted - For 3 Elect Phyllis J. Campbell Management For Voted - Against 4 Elect Dhiren Fonseca Management For Voted - For 5 Elect Jessie J. Knight, Jr. Management For Voted - For 6 Elect Dennis F. Madsen Management For Voted - For 7 Elect Helvi K. Sandvik Management For Voted - For 8 Elect Katherine Savitt Management For Voted - For 9 Elect J. Kenneth Thompson Management For Voted - For 10 Elect Bradley D. Tilden Management For Voted - For 11 Elect Eric K. Yeaman Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2016 Performance Incentive Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For ALLEGIANT TRAVEL COMPANY SECURITY ID: 01748X102 TICKER: ALGT Meeting Date: 30-Jun-16 Meeting Type: Annual 1 Elect Montie Brewer Management For Voted - For 2 Elect Gary Ellmer Management For Voted - For 3 Elect Maurice J. Gallagher, Jr. Management For Voted - For 4 Elect Linda A. Marvin Management For Voted - For 5 Elect Charles W. Pollard Management For Voted - For 6 Elect John T. Redmond Management For Voted - Against 7 2016 Long-Term Incentive Plan Management For Voted - Against 8 Ratification of Auditor Management For Voted - For 9 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Voted - For U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED AVAGO TECHNOLOGIES LIMITED SECURITY ID: Y0486S104 TICKER: AVGO Meeting Date: 10-Nov-15 Meeting Type: Special 1 Merger Management For Voted - For 2 Issuance of Shares w/o Preemptive Rights Management For Voted - For BANK OF THE OZARKS, INC. SECURITY ID: 063904106 TICKER: OZRK Meeting Date: 22-Jan-16 Meeting Type: Special 1 Merger Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For BOEING COMPANY SECURITY ID: 097023105 TICKER: BA Meeting Date: 02-May-16 Meeting Type: Annual 1 Elect David L. Calhoun Management For Voted - For 2 Elect Arthur D. Collins, Jr. Management For Voted - For 3 Elect Kenneth M. Duberstein Management For Voted - For 4 Elect Edmund P. Giambastiani, Jr. Management For Voted - For 5 Elect Lynn J. Good Management For Voted - For 6 Elect Lawrence W. Kellner Management For Voted - For 7 Elect Edward M. Liddy Management For Voted - For 8 Elect Dennis A. Muilenburg Management For Voted - For 9 Elect Susan C. Schwab Management For Voted - For 10 Elect Randall L. Stephenson Management For Voted - For 11 Elect Ronald A. Williams Management For Voted - For 12 Elect Mike S. Zafirovski Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Arms Sales to Israel Shareholder Against Voted - Against U. S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED CAMBREX CORPORATION SECURITY ID: 132011107 TICKER: CBM Meeting Date: 20-Apr-16 Meeting Type: Annual 1 Elect Rosina B. Dixon Management For Voted - For 2 Elect Claes Glassell Management For Voted - For 3 Elect Louis J. Grabowsky Management For Voted - For 4 Elect Kathryn R. Harrigan Management For Voted - For 5 Elect Leon J. Hendrix, Jr. Management For Voted - For 6 Elect Ilan Kaufthal Management For Voted - For 7 Elect Steven M. Klosk Management For Voted - For 8 Elect Peter G. Tombros Management For Voted - For 9 Elect Shlomo Yanai Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For CBOE HOLDINGS, INC. SECURITY ID: 12503M108 TICKER: CBOE Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect William J. Brodsky Management For Voted - For 2 Elect James R. Boris Management For Voted - For 3 Elect Frank E. English Jr. Management For Voted - For 4 Elect William M. Farrow III Management For Voted - For 5 Elect Edward J. Fitzpatrick Management For Voted - For 6 Elect Janet P. Froetscher Management For Voted - For 7 Elect Jill R. Goodman Management For Voted - For 8 Elect R. Eden Martin Management For Voted - For 9 Elect Roderick A. Palmore Management For Voted - For 10 Elect Susan M. Phillips Management For Voted - For 11 Elect Samuel K. Skinner Management For Voted - For 12 Elect Carole E. Stone Management For Voted - For 13 Elect Eugene S. Sunshine Management For Voted - Against 14 Elect Edward T. Tilly Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Amendment to the Long-Term Incentive Plan Management For Voted - For ELECTRONIC ARTS INC. SECURITY ID: 285512109 TICKER: EA Meeting Date: 14-Aug-15 Meeting Type: Annual 1 Elect Leonard S. Coleman, Jr. Management For Voted - For 2 Elect Jay C. Hoag Management For Voted - For U. S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect Jeffrey T. Huber Management For Voted - Against 4 Elect Vivek Paul Management For Voted - For 5 Elect Lawrence F. Probst III Management For Voted - For 6 Elect Richard A. Simonson Management For Voted - For 7 Elect Luis A. Ubinas Management For Voted - For 8 Elect Denise F. Warren Management For Voted - For 9 Elect Andrew Wilson Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For GILEAD SCIENCES, INC. SECURITY ID: 375558103 TICKER: GILD Meeting Date: 11-May-16 Meeting Type: Annual 1 Elect John F. Cogan Management For Voted - For 2 Elect Kevin E. Lofton Management For Voted - For 3 Elect John W. Madigan Management For Voted - For 4 Elect John C. Martin Management For Voted - For 5 Elect John F. Milligan Management For Voted - For 6 Elect Nicholas G. Moore Management For Voted - For 7 Elect Richard J. Whitley Management For Voted - For 8 Elect Gayle E. Wilson Management For Voted - For 9 Elect Per Wold-Olsen Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Amendment to the Code Section 162(m) Bonus Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501D501 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Share Issuance Management For Voted - For 3 Restructuring Management For Voted - For 4 Board Size Management For Voted - For 5 Elect Peter Volk Management For Voted - Against 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For U. S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect Mark N.J Ashcroft Management For Voted - For 4 Elect Edward Couch Management For Voted - For 5 Elect Rodney Lamond Management For Voted - For 6 Elect Ian Mann Management For Voted - For 7 Elect Mark Wellings Management For Voted - For Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Serafino Iacono Management For Voted - Against 4 Elect Miguel de la Campa Management For Voted - For 5 Elect Mark N.J Ashcroft Management For Voted - For 6 Elect Edward Couch Management For Voted - For 7 Elect Rodney Lamond Management For Voted - For 8 Elect Ian Mann Management For Voted - For 9 Elect Hernan Martinez Management For Voted - For 10 Elect Robert J. Metcalfe Management For Voted - For 11 Elect Jaime Perez Branger Management For Voted - Against 12 Elect Mark Wellings Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAA3 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Restructuring Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAE5 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Restructuring Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAF2 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Restructuring Management For Voted - For HAWAIIAN HOLDINGS, INC. SECURITY ID: 419879101 TICKER: HA Meeting Date: 18-May-16 Meeting Type: Annual 1.1 Elect Mark B. Dunkerley Management For Voted - For 1.2 Elect Earl E. Fry Management For Voted - For 1.3 Elect Lawrence S. Hershfield Management For Voted - For 1.4 Elect Randall L. Jenson Management For Voted - For 1.5 Elect Crystal K. Rose Management For Voted - For 1.6 Elect Richard N. Zwern Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Approval of the 2016 Management Incentive Plan Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For U. S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED HEALTH NET, INC. SECURITY ID: 42222G108 TICKER: HNT Meeting Date: 23-Oct-15 Meeting Type: Special 1 Merger Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For INTERACTIVE BROKERS GROUP, INC. SECURITY ID: 45841N107 TICKER: IBKR Meeting Date: 21-Apr-16 Meeting Type: Annual 1 Elect Thomas Peterffy Management For Voted - Against 2 Elect Earl H. Nemser Management For Voted - Against 3 Elect Milan Galik Management For Voted - For 4 Elect Paul J. Brody Management For Voted - Against 5 Elect Lawrence E. Harris Management For Voted - For 6 Elect Hans R. Stoll Management For Voted - For 7 Elect Wayne H. Wagner Management For Voted - For 8 Elect Richard Gates Management For Voted - For 9 Ratification of Auditor Management For Voted - For IOU FINANCIAL INC. SECURITY ID: 44985J204 TICKER: IOU Meeting Date: 23-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Jason Cawley Management For Voted - For 3 Elect Serguei V. Kouzmine Management For Voted - For 4 Elect Philippe Marleau Management For Voted - For 5 Elect Evan Price Management For Voted - For 6 Elect Yves Roy Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For JAZZ PHARMACEUTICALS PLC SECURITY ID: G50871105 TICKER: JAZZ Meeting Date: 30-Jul-15 Meeting Type: Annual 1 Elect Peter Gray Management For Voted - For 2 Elect Kenneth W. O'Keefe Management For Voted - For 3 Elect Elmar Schnee Management For Voted - For 4 Elect Catherine A. Sohn Management For Voted - For U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Ratification of Auditor Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For LENNOX INTERNATIONAL INC. SECURITY ID: 526107107 TICKER: LII Meeting Date: 12-May-16 Meeting Type: Annual 1.1 Elect Todd M. Bluedorn Management For Voted - For 1.2 Elect Kim K.W. Rucker Management For Voted - For 1.3 Elect Terry D. Stinson Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For LOGMEIN, INC. SECURITY ID: 54142L109 TICKER: LOGM Meeting Date: 26-May-16 Meeting Type: Annual 1 Elect Gregory W. Hughes Management For Voted - For 2 Elect Marilyn Matz Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Approval of the Amendment and Restatement to the 2009 Stock Incentive Plan Management For Voted - Against 5 Approval of the Cash Incentive Bonus Plan Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For MANHATTAN ASSOCIATES, INC. SECURITY ID: 562750109 TICKER: MANH Meeting Date: 12-May-16 Meeting Type: Annual 1 Elect John J. Huntz, Jr. Management For Voted - For 2 Elect Thomas E. Noonan Management For Voted - For 3 Elect John H. Heyman Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Approval of the Performance Criteria Under the 2007 Stock Incentive Plan Management For Voted - For 7 Approval of the 2016 Annual Cash Bonus Plan Management For Voted - For U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED MARKETAXESS HOLDINGS INC. SECURITY ID: 57060D108 TICKER: MKTX Meeting Date: 07-Jun-16 Meeting Type: Annual 1 Elect Richard M. McVey Management For Voted - For 2 Elect Steven L. Begleiter Management For Voted - For 3 Elect Stephen P. Casper Management For Voted - For 4 Elect Jane Chwick Management For Voted - For 5 Elect William F. Cruger Management For Voted - For 6 Elect David G. Gomach Management For Voted - For 7 Elect Carlos M. Hernandez Management For Voted - Against 8 Elect Ronald M. Hersch Management For Voted - For 9 Elect John Steinhardt Management For Voted - For 10 Elect James J. Sullivan Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2012 Incentive Plan Management For Voted - For 14 Executive Performance Incentive Plan Management For Voted - For MASTERCARD INCORPORATED SECURITY ID: 57636Q104 TICKER: MA Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Elect Richard Haythornthwaite Management For Voted - For 2 Elect Ajay Banga Management For Voted - For 3 Elect Silvio Barzi Management For Voted - For 4 Elect David R. Carlucci Management For Voted - For 5 Elect Steven J. Freiberg Management For Voted - For 6 Elect Julius Genachowski Management For Voted - For 7 Elect Merit E. Janow Management For Voted - For 8 Elect Nancy J. Karch Management For Voted - For 9 Elect Oki Matsumoto Management For Voted - For 10 Elect Rima Qureshi Management For Voted - For 11 Elect Jose Octavio Reyes Lagunes Management For Voted - For 12 Elect Jackson P. Tai Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For MCKESSON CORPORATION SECURITY ID: 58155Q103 TICKER: MCK Meeting Date: 29-Jul-15 Meeting Type: Annual 1 Elect Andy D. Bryant Management For Voted - For 2 Elect Wayne A. Budd Management For Voted - For U. S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect N. Anthony Coles Management For Voted - For 4 Elect John H. Hammergren Management For Voted - For 5 Elect Alton F. Irby III Management For Voted - For 6 Elect M. Christine Jacobs Management For Voted - For 7 Elect Donald R. Knauss Management For Voted - For 8 Elect Marie L. Knowles Management For Voted - For 9 Elect David M. Lawrence Management For Voted - For 10 Elect Edward A. Mueller Management For Voted - For 11 Elect Susan R. Salka Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Reapproval of the Management Cash Incentive Plan Management For Voted - For 15 Adoption of Proxy Access Bylaw Management For Voted - For 16 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Voted - Against MICROSEMI CORPORATION SECURITY ID: 595137100 TICKER: MSCC Meeting Date: 09-Feb-16 Meeting Type: Annual 1 Elect James J. Peterson Management For Voted - For 2 Elect Dennis R. Leibel Management For Voted - For 3 Elect Thomas R. Anderson Management For Voted - For 4 Elect William E. Bendush Management For Voted - For 5 Elect Paul F. Folino Management For Voted - For 6 Elect William L. Healey Management For Voted - For 7 Elect Matthew E. Massengill Management For Voted - For 8 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For Voted - Against 9 Amendment to the 2008 Performance Incentive Plan Management For Voted - For 10 Ratification of Auditor Management For Voted - For MOLINA HEALTHCARE, INC. SECURITY ID: 60855R100 TICKER: MOH Meeting Date: 27-Apr-16 Meeting Type: Annual 1 Elect Charles Z. Fedak Management For Voted - For 2 Elect John C. Molina Management For Voted - Against 3 Elect Steven J. Orlando Management For Voted - For 4 Ratification of Auditor Management For Voted - For U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED NIKE INC. SECURITY ID: 654106103 TICKER: NKE Meeting Date: 17-Sep-15 Meeting Type: Annual 1.1 Elect Alan B. Graf, Jr. Management For Voted - For 1.2 Elect John C. Lechleiter Management For Voted - For 1.3 Elect Michelle Peluso Management For Voted - For 1.4 Elect Phyllis M. Wise Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Increase of Authorized Common Stock Management For Voted - Against 4 Re-approval of the Executive Performance Sharing Plan Management For Voted - For 5 Amendment to the Stock Incentive Plan Management For Voted - For 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 7 Ratification of Auditor Management For Voted - For NUTRISYSTEM, INC. SECURITY ID: 67069D108 TICKER: NTRI Meeting Date: 12-May-16 Meeting Type: Annual 1.1 Elect Robert F. Bernstock Management For Voted - For 1.2 Elect Paul Guyardo Management For Voted - For 1.3 Elect Michael J. Hagan Management For Voted - For 1.4 Elect Jay Herratti Management For Voted - For 1.5 Elect Michael D. Mangan Management For Voted - For 1.6 Elect Brian P. Tierney Management For Voted - For 1.7 Elect Andrea M. Weiss Management For Voted - For 1.8 Elect Dawn M. Zier Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For O'REILLY AUTOMOTIVE, INC. SECURITY ID: 67103H107 TICKER: ORLY Meeting Date: 03-May-16 Meeting Type: Annual 1 Elect David E. O'Reilly Management For Voted - For 2 Elect Charles H. O'Reilly, Jr. Management For Voted - Against 3 Elect Larry P. O'Reilly Management For Voted - Against 4 Elect Rosalie O'Reilly-Wooten Management For Voted - Against 5 Elect Jay D. Burchfield Management For Voted - For 6 Elect Thomas T. Hendrickson Management For Voted - For 7 Elect Paul R. Lederer Management For Voted - For 8 Elect John Murphy Management For Voted - For U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect Ronald Rashkow Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For 13 Shareholder Proposal Regarding Independent Board Chairman Shareholder Against Voted - For PACIFIC COAL RESOURCES LTD. SECURITY ID: 694071200 TICKER: PAK Meeting Date: 02-Sep-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Jose Francisco Arata Management For Voted - Against 4 Elect Octavio Arbelaez Management For Voted - For 5 Elect Miguel de la Campa Management For Voted - Against 6 Elect Michael Steven Greene Management For Voted - Against 7 Elect Serafino Iacono Management For Voted - Against 8 Elect Hernan Martinez Management For Voted - For 9 Elect Ronald Pantin Management For Voted - Against 10 Elect Jaime Perez Branger Management For Voted - Against 11 Elect Miguel Rodriguez Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Stock Option Plan Renewal Management For Voted - For POPEYES LOUISIANA KITCHEN, INC. SECURITY ID: 732872106 TICKER: PLKI Meeting Date: 19-May-16 Meeting Type: Annual 1.1 Elect Krishnan Anand Management For Voted - For 1.2 Elect Cheryl A. Bachelder Management For Voted - For 1.3 Elect Carolyn Hogan Byrd Management For Voted - For 1.4 Elect John M. Cranor, III Management For Voted - For 1.5 Elect S. Kirk Kinsell Management For Voted - For 1.6 Elect Joel K. Manby Management For Voted - For 1.7 Elect Candace S. Matthews Management For Voted - For 1.8 Elect Martyn R. Redgrave Management For Voted - For 1.9 Elect Lizanne Thomas Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED POST HOLDINGS, INC. SECURITY ID: 737446104 TICKER: POST Meeting Date: 28-Jan-16 Meeting Type: Annual 1.1 Elect Gregory L. Curl Management For Voted - For 1.2 Elect David P. Skarie Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 2016 Long-Term Incentive Plan Management For Voted - For PRINCIPAL FINANCIAL GROUP, INC. SECURITY ID: 74251V102 TICKER: PFG Meeting Date: 17-May-16 Meeting Type: Annual 1 Elect Michael T. Dan Management For Voted - For 2 Elect C. Daniel Gelatt Management For Voted - For 3 Elect Sandra L. Helton Management For Voted - For 4 Elect Blair C. Pickerell Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For RACKSPACE HOSTING, INC. SECURITY ID: 750086100 TICKER: RAX Meeting Date: 27-Apr-16 Meeting Type: Annual 1 Elect William Taylor Rhodes Management For Voted - For 2 Elect Lila Tretikov Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Approval of the Executive Bonus Plan Management For Voted - For REGENERON PHARMACEUTICALS, INC. SECURITY ID: 75886F107 TICKER: REGN Meeting Date: 10-Jun-16 Meeting Type: Annual 1 Elect Michael S. Brown Management For Voted - For 2 Elect Leonard S. Schleifer Management For Voted - For 3 Elect George D. Yancopoulos Management For Voted - For 4 Ratification of Auditor Management For Voted - For U. S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED SELECT COMFORT CORPORATION SECURITY ID: 81616X103 TICKER: SCSS Meeting Date: 16-May-16 Meeting Type: Annual 1.1 Elect Michael J. Harrison Management For Voted - For 1.2 Elect Shelly R. Ibach Management For Voted - For 1.3 Elect Barbara R. Matas Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For SKYWORKS SOLUTIONS, INC. SECURITY ID: 83088M102 TICKER: SWKS Meeting Date: 11-May-16 Meeting Type: Annual 1 Elect David J. Aldrich Management For Voted - For 2 Elect Kevin L. Beebe Management For Voted - For 3 Elect Timothy R. Furey Management For Voted - For 4 Elect Balakrishnan S. Iyer Management For Voted - For 5 Elect Christine King Management For Voted - Against 6 Elect David P. McGlade Management For Voted - For 7 Elect David J. McLachlan Management For Voted - For 8 Elect Robert A. Schriesheim Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Elimination of Supermajority Requirement to Amend Bylaws Management For Voted - For 12 Elimination of Supermajority Requirement to Approve Certain Actions Management For Voted - For 13 Elimination of Supermajority Requirement to Approve Business Combinations with Any Related Person Management For Voted - For 14 Elimination of Supermajority Requirement to Amend Charter Provisions Governing Directors Management For Voted - For 15 Elimination of Supermajority Requirement to Amend Charter Provisions Governing Action by Stockholders Management For Voted - For SOUTHWEST AIRLINES CO. SECURITY ID: 844741108 TICKER: LUV Meeting Date: 18-May-16 Meeting Type: Annual 1 Elect David W. Biegler Management For Voted - For 2 Elect J. Veronica Biggins Management For Voted - For 3 Elect Douglas H. Brooks Management For Voted - For 4 Elect William H. Cunningham Management For Voted - For 5 Elect John G. Denison Management For Voted - For 6 Elect Thomas W. Gilligan Management For Voted - For U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 7 Elect Gary C. Kelly Management For Voted - For 8 Elect Grace D. Lieblein Management For Voted - For 9 Elect Nancy B. Loeffler Management For Voted - For 10 Elect John T. Montford Management For Voted - For 11 Elect Ron Ricks Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For STARBUCKS CORPORATION SECURITY ID: 855244109 TICKER: SBUX Meeting Date: 23-Mar-16 Meeting Type: Annual 1 Elect Howard Schultz Management For Voted - For 2 Elect William W. Bradley Management For Voted - For 3 Elect Mary N. Dillon Management For Voted - For 4 Elect Robert M. Gates Management For Voted - For 5 Elect Mellody Hobson Management For Voted - For 6 Elect Kevin R. Johnson Management For Voted - For 7 Elect Joshua C. Ramo Management For Voted - For 8 Elect James G. Shennan, Jr. Management For Voted - For 9 Elect Clara Shih Management For Voted - For 10 Elect Javier G. Teruel Management For Voted - For 11 Elect Myron E. Ullman III Management For Voted - For 12 Elect Craig E. Weatherup Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the Executive Management Bonus Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Proxy Acess Shareholder Against Voted - For 17 Shareholder Proposal Regarding Human Rights Review Shareholder Against Voted - Against THE HOME DEPOT, INC. SECURITY ID: 437076102 TICKER: HD Meeting Date: 19-May-16 Meeting Type: Annual 1 Elect Gerard J. Arpey Management For Voted - For 2 Elect Ari Bousbib Management For Voted - For 3 Elect Gregory D. Brenneman Management For Voted - For 4 Elect J. Frank Brown Management For Voted - For 5 Elect Albert P. Carey Management For Voted - For 6 Elect Armando Codina Management For Voted - For 7 Elect Helena B. Foulkes Management For Voted - For 8 Elect Linda R. Gooden Management For Voted - For 9 Elect Wayne M. Hewett Management For Voted - For 10 Elect Karen Katen Management For Voted - For 11 Elect Craig A. Menear Management For Voted - For U.S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 12 Elect Mark Vadon Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Employment Diversity Report Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Voted - For TRACTOR SUPPLY COMPANY SECURITY ID: 892356106 TICKER: TSCO Meeting Date: 03-May-16 Meeting Type: Annual 1.1 Elect Cynthia T. Jamison Management For Voted - For 1.2 Elect Johnston C. Adams Management For Voted - For 1.3 Elect Peter D. Bewley Management For Voted - For 1.4 Elect Keith R. Halbert Management For Voted - For 1.5 Elect George MacKenzie Management For Voted - For 1.6 Elect Edna K. Morris Management For Voted - For 1.7 Elect Mark J. Weikel Management For Voted - For 1.8 Elect Gregory A. Sandfort Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For UNIVERSAL INSURANCE HOLDINGS, INC. SECURITY ID: 91359V107 TICKER: UVE Meeting Date: 09-Jun-16 Meeting Type: Annual 1.1 Elect Scott P. Callahan Management For Voted - Withheld 1.2 Elect Sean P. Downes Management For Voted - For 1.3 Elect Darryl L. Lewis Management For Voted - Withheld 1.4 Elect Ralph J. Palmieri Management For Voted - Withheld 1.5 Elect Richard D. Peterson Management For Voted - For 1.6 Elect Michael A. Pietrangelo Management For Voted - For 1.7 Elect Ozzie A. Schindler Management For Voted - For 1.8 Elect Jon W. Springer Management For Voted - For 1.9 Elect Joel M. Wilentz Management For Voted - For 2 Amendment to the 2009 Omnibus Incentive Plan Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder N/A Voted - For U. S. GLOBAL INVESTORS HOLMES MACRO TRENDS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED WILLIAMS-SONOMA, INC. SECURITY ID: 969904101 TICKER: WSM Meeting Date: 02-Jun-16 Meeting Type: Annual 1 Elect Laura J. Alber Management For Voted - For 2 Elect Adrian D.P. Bellamy Management For Voted - For 3 Elect Rose Marie Bravo Management For Voted - For 4 Elect Patrick J. Connolly Management For Voted - For 5 Elect Adrian T. Dillon Management For Voted - For 6 Elect Anthony A. Greener Management For Voted - For 7 Elect Ted W. Hall Management For Voted - For 8 Elect Sabrina L. Simmons Management For Voted - For 9 Elect Jerry D. Stritzke Management For Voted - For 10 Elect Lorraine Twohill Management For Voted - For 11 Amendment to the 2001 Incentive Bonus Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED ABM RESOURCES NL SECURITY ID: Q0030T136 TICKER: ABU Meeting Date: 24-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Michael Etheridge Management For Voted - For 4 Re-elect Richard Procter Management For Voted - For 5 Ratify Placement of Securities (Pacific Road Capital Management) Management For Voted - For 6 Ratify Placement of Securities Management For Voted - For 7 Approve Issue of Securities (10% of Placement of Securities) Management For Voted - For ALGOLD RESOURCES LTD SECURITY ID: 01660T105 TICKER: ALG Meeting Date: 22-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Mary Batoff Management For Voted - For 3 Elect Benoit La Salle Management For Voted - For 4 Elect Yves Grou Management For Voted - Against 5 Elect John Hick Management For Voted - For 6 Elect Darin Milmeister Management For Voted - For 7 Elect Salma Seetaroo Management For Voted - For 8 Elect Francois Auclair Management For Voted - For 9 Elect Mario Caron Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Stock Option Plan Renewal Management For Voted - For AMARC RESOURCES LTD. SECURITY ID: 022912109 TICKER: AHR Meeting Date: 17-Sep-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Robert A. Dickinson Management For Voted - For 3 Elect Ronald Thiessen Management For Voted - For 4 Elect Rene G. Carrier Management For Voted - For 5 Elect T. Barry Coughlan Management For Voted - Against 6 Elect Jeffrey R. Mason Management For Voted - Against 7 Elect Scott D. Cousens Management For Voted - Against 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Share Option Plan Renewal Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED ARGENT MINERALS LIMITED SECURITY ID: Q05017100 TICKER: ARD Meeting Date: 07-Aug-15 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities (Listing Rule 7.1A) Management For Voted - For 3 Ratify Placement of Securities (Listing Rule 7.1) Management For Voted - For 4 Approve Issue of Securities (Options) Management For Voted - For 5 Approve Issue of Securities (SPP - Options) Management For Voted - For 6 Approve Issue of Securities (SPP Shortfall Placement) Management For Voted - For 7 Approve Issue of Securities (Director Placement) Management For Voted - For 8 Ratify Placement of Securities (December Placement - Options) Management For Voted - For Meeting Date: 26-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Stephen Gemell Management For Voted - For 4 Elect Peter Michael Management For Voted - For 5 Elect Peter J. Nightingale Management For Voted - For 6 Approve Issue of Securities Management For Voted - For 7 Approve Issue of Securities (10% Placement Facility) Management For Voted - For 8 Approve Employee Options Plan Management For Voted - For ATLANTIC GOLD CORPORATION SECURITY ID: 04854Q101 TICKER: AGB Meeting Date: 17-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Steven G. Dean Management For Voted - For 4 Elect Robert G. Atkinson Management For Voted - Against 5 Elect W. David Black Management For Voted - For 6 Elect Donald R. Siemens Management For Voted - Against 7 Elect William P. Armstrong Management For Voted - Against 8 Elect Wally Bucknell Management For Voted - Against 9 Elect John Morgan Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Approval of 2015 Fixed Stock Option Plan Management For Voted - Against 12 Stock Option Plan Renewal Management For Voted - For 13 Amendment to Shareholder Rights Plan Management For Voted - For 14 Transaction of Other Business Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 19-Apr-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Private Placement Management For Voted - For 3 Transaction of Other Business Management For Voted - Against 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting AURYN RESOURCES INC SECURITY ID: 05208W108 TICKER: AUG Meeting Date: 16-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Shawn Wallace Management For Voted - For 4 Elect Ivan James Bebek Management For Voted - Against 5 Elect Gordon J. Fretwell Management For Voted - Against 6 Elect Steve Cook Management For Voted - For 7 Elect Keith Minty Management For Voted - For 8 Elect Daniel T. McCoy Management For Voted - For 9 Elect Antonio Arribas Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Share Option Plan Renewal Management For Voted - For BALMORAL RESOURCES LIMITED SECURITY ID: 05874M103 TICKER: BAR Meeting Date: 24-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Darin W. Wagner Management For Voted - For 3 Elect Lawrence W. Talbot Management For Voted - For 4 Elect Graeme Currie Management For Voted - For 5 Elect Daniel T. MacInnis Management For Voted - Against 6 Elect Byran Disher Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For BONTERRA RESOURCES INC. SECURITY ID: 09852X305 TICKER: BTR Meeting Date: 07-Dec-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Nav Dhaliwal Management For Voted - Against U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Elect P. Joseph Meagher Management For Voted - Against 5 Elect Robert C. Bryce Management For Voted - Against 6 Elect Robert Gagnon Management For Voted - For 7 Elect R. Dale Ginn Management For Voted - For 8 Elect Jose Vizquerra Benavides Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For 11 Transaction of Other Business Management For Voted - Against BUREY GOLD LIMITED SECURITY ID: Q18983108 TICKER: BYR Meeting Date: 27-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Klaus P. Eckhof Management For Voted - For 4 Re-elect Susmit Shah Management For Voted - For 5 Ratify Placement of Securities Management For Voted - For 6 Ratify Placement of Securities Management For Voted - For 7 Approve Issue of Securities Management For Voted - For 8 Approve Issue of Securities (10% Placement Facility) Management For Voted - For Meeting Date: 24-Mar-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Issue of Securities (Shares and Options) Management For Voted - For 3 Ratify Issue of Securities (Options) Management For Voted - For 4 Equity Grant (Executive Chairman Klaus Eckhof) Management For Voted - For 5 Equity Grant (NED and Company Secretary Susmit Shah) Management For Voted - Against 6 Equity Grant (Exploration Manager Mark Gasson) Management For Voted - For 7 Equity Grant (NED Mark Calderwood) Management For Voted - For 8 Equity Grant (NED Kevin Thomson) Management For Voted - For 9 Approve Issue of Securities (Options to Corporate Advisor) Management For Voted - For 10 Approve Issue of Securities (Shares) Management For Voted - For CALIBRE MINING CORP. SECURITY ID: 13000C106 TICKER: CXB Meeting Date: 19-Aug-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Edward Farrauto Management For Voted - For 4 Elect Douglas B. Forster Management For Voted - Against 5 Elect Blayne Johnson Management For Voted - Against 6 Elect John Reynolds Management For Voted - Against U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 7 Elect Gregory Smith Management For Voted - For 8 Elect George Salamis Management For Voted - For 9 Elect Julie Lassonde Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Edward Farrauto Management For Voted - For 3 Elect Douglas B. Forster Management For Voted - Against 4 Elect Blayne Johnson Management For Voted - For 5 Elect John Reynolds Management For Voted - For 6 Elect Gregory Smith Management For Voted - For 7 Elect George Salamis Management For Voted - For 8 Elect Julie Lassonde Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For CALICO RESOURCES CORP. SECURITY ID: 13000L106 TICKER: CKB Meeting Date: 29-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Paul Parisotto Management For Voted - For 4 Elect Rudi P. Fronk Management For Voted - For 5 Elect Jay Layman Management For Voted - For 6 Elect Allan W. Williams Management For Voted - For 7 Elect Kevin Milledge Management For Voted - For 8 Elect Hugo Sorensen Management For Voted - For 9 Elect John Pollesel Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Stock Option Plan Renewal Management For Voted - For 12 Merger/Acquisition Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting CANASIL RESOURCES INC SECURITY ID: 13723D100 TICKER: CLZ Meeting Date: 24-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Alvin W. Jackson Management For Voted - Against 4 Elect Michael McInnis Management For Voted - For 5 Elect Arthur Freeze Management For Voted - For 6 Elect Iain MacPhail Management For Voted - For 7 Elect Bahman Yamini Management For Voted - For U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Stock Option Plan Renewal Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting CANDENTE GOLD CORP. SECURITY ID: ADPC00812 TICKER: CDG Meeting Date: 11-Sep-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Joanne C. Freeze Management For Voted - For 4 Elect Peter K. Megaw Management For Voted - For 5 Elect Larry D. Kornze Management For Voted - Against 6 Elect Andres J. Milla Comitre Management For Voted - For 7 Elect Kenneth G. Thomas Management For Voted - For 8 Elect Paul H. Barry Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Adoption of Stock Option Plan Management For Voted - For 11 Transaction of Other Business Management For Voted - Against CANYON RESOURCES LIMITED SECURITY ID: Q20542108 TICKER: CAY Meeting Date: 31-Jul-15 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities (Shares) Management For Voted - For 3 Ratify Placement of Securities (Options) Management For Voted - For 4 Ratify Placement of Securities (Listing Rule 7.1A) Management For Voted - For 5 Approve Issue of Securities Management For Voted - For Meeting Date: 27-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Approve Issue of Securities (10% Placement Facility) Management For Voted - For 4 Re-elect Rhoderick Grivas Management For Voted - For 5 Ratify Placement of Securities (Shares) Management For Voted - For 6 Ratify Placement of Securities (Options) Management For Voted - For 7 Ratify Placement of Securities (Shares) Management For Voted - For 8 Ratify Placement of Securities (Convertible Notes) Management For Voted - For 9 Approve Issue of Options (Barclay Wells) Management For Voted - For 10 Approve Issue of Options (Outstanding Options) Management For Voted - For 11 Approve Issue of Outstanding Options Management For Voted - For 12 Approve Issue of Options Management For Voted - For 13 Equity Grant (MD Phillip Gallagher) Management For Voted - For 14 Equity Grant (Chairman Rhoderick Grivas) Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 15 Equity Grant (NED David Netherway) Management For Voted - For Meeting Date: 26-May-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities (Options) Management For Voted - For 3 Ratify Placement of Securities (ASX Listing Rule 7.1A) Management For Voted - For 4 Approve Issue of Securities Management For Voted - For CARDINAL RESOURCES LIMITED SECURITY ID: Q81179154 TICKER: CDV Meeting Date: 27-Jul-15 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities (Placement 1) Management For Voted - For 3 Ratify Placement of Securities (Placement 2) Management For Voted - For 4 Approve Issue of Securities (Options) Management For Voted - For 5 Approve Issue of Securities (MD Archie Koimtsidis) Management For Voted - For 6 Approve Issue of Securities (Executive Director Marcus Michael) Management For Voted - For 7 Approve Issue of Securities (Executive Director Malik Easah) Management For Voted - For 8 Approve Issue of Securities (Chairman Alec Pismiris) Management For Voted - For Meeting Date: 19-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Alec C. Pismiris Management For Voted - Against 4 Elect Mark Thomas Management For Voted - For 5 Elect L. Simon Jackson Management For Voted - For 6 Ratify Placement of Securities (Placement 1 - Shares) Management For Voted - For 7 Ratify Placement of Securities (Placement 2 - 10% Placement Facility) Management For Voted - For 8 Approve Issue of Securities (Placement 3 - Shares) Management For Voted - For 9 Approve Issue of Securities (Placement 4 - Attaching Options) Management For Voted - For 10 Approve Issue of Securities (Chairman Alec Pismiris) Management For Voted - For 11 Approve Issue of Securities (Managing Director Archie Koimtsidis) Management For Voted - For 12 Approve Issue of Securities (Executive Director Malik Easah) Management For Voted - For 13 Approve Issue of Securities (NED Simon Jackson) Management For Voted - For 14 Approve Issue of Securities (NED Mark Thomas) Management For Voted - For 15 Approve Issue of Securities (Macquarie Bank Limited) Management For Voted - For 16 Approve Issue of Securities (10% Placement Facility) Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 17 Approve Employee Option Plan Management For Voted - For Meeting Date: 17-Feb-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Equity Grant (Chairman Mark Connelly) Management For Voted - For 3 Equity Grant (MD Archie Koimtsidis) Management For Voted - For 4 Equity Grant (Executive Director Malik Easah) Management For Voted - For 5 Equity Grant (NED Mark Thomas) Management For Voted - For 6 Equity Grant (NED Simon Jackson) Management For Voted - For 7 SECTION 195 APPROVAL Management For Voted - For Meeting Date: 27-Apr-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities (12 Cent Placement 1 - Tranche 1) Management For Voted - For 3 Ratify Placement of Securities (12 Cent Placement 1 - Tranche 2) Management For Voted - For 4 Approve Issue of Securities (12 Cent Placement 2) Management For Voted - For 5 Approve Issue of Securities (MD Archie Koimtsidis) Management For Voted - For 6 Approve Issue of Securities (NED Mark Thomas) Management For Voted - For 7 Approve Issue of Securities (Executive Director Malik Easah) Management For Voted - For 8 Ratify Placement of Securities (10 Cent Placement - Shares) Management For Voted - For 9 Ratify Placement of Securities (10 Cent Placement - Options) Management For Voted - For CARIBBEAN RESOURCES CORP SECURITY ID: 14186G101 TICKER: CRC Meeting Date: 31-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Share Consolidation Management For Voted - Against CATALYST COPPER CORP. SECURITY ID: ADPC02565 TICKER: CCY Meeting Date: 18-May-16 Meeting Type: Mix 1 Merger Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED CATALYST COPPER CORP. SECURITY ID: ADPC02566 TICKER: CCY Meeting Date: 18-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Set the Number of Directors at Four Management For Voted - For 3 Elect Richard W. Warke Management For Voted - For 4 Elect Frank Giustra Management For Voted - Against 5 Elect Gordon Keep Management For Voted - Against 6 Elect John Reynolds Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Re-Approval of the Stock Option Plan Management For Voted - For 9 Merger Management For Voted - For CHESAPEAKE GOLD CORP. SECURITY ID: ADPC01494 TICKER: CKG Meeting Date: 16-Dec-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Daniel J. Kunz Management For Voted - Against 4 Elect Lian Li Management For Voted - For 5 Elect John Perston Management For Voted - For 6 Elect P. Randy Reifel Management For Voted - Against 7 Elect Greg D. Smith Management For Voted - For 8 Elect Gerald L. Sneddon Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting COMSTOCK MINING, INC. SECURITY ID: 205750102 TICKER: LODE Meeting Date: 10-May-16 Meeting Type: Annual 1.1 Elect Corrado De Gasperis Management For Voted - For 1.2 Elect Daniel W. Kappes Management For Voted - For 1.3 Elect Robert C. Kopple Management For Voted - For 1.4 Elect William J. Nance Management For Voted - Withheld 1.5 Elect Robert A. Reseigh Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED COPPERBANK RESOURCES CORP. SECURITY ID: 217621101 TICKER: CBK Meeting Date: 21-Jan-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Robert McLeod Management For Voted - Against 4 Elect Gianni Kovacevic Management For Voted - Against 5 Elect Todd L. Hilditch Management For Voted - For 6 Elect Tony M. Ricci Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For 9 Transaction of Other Business Management For Voted - Against COPPERBANK RESOURCES CORP. SECURITY ID: ADPC02461 TICKER: CBK Meeting Date: 21-Jan-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Robert McLeod Management For Voted - Against 4 Elect Gianni Kovacevic Management For Voted - Against 5 Elect Todd L. Hilditch Management For Voted - For 6 Elect Tony M. Ricci Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For 9 Transaction of Other Business Management For Voted - Against CORONA MINERALS LIMITED SECURITY ID: ADPV04704 TICKER: CRGAF Meeting Date: 25-Nov-15 Meeting Type: Annual 1 Remuneration Report Management For Voted - Abstain 2 Re-elect Brian Hurley Management For Voted - For DALRADIAN RESOURCES INC. SECURITY ID: 235499100 TICKER: DNA Meeting Date: 27-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Patrick F.N. Anderson Management For Voted - For 3 Elect Thomas Obradovich Management For Voted - For 4 Elect Nicole Adshead-Bell Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Elect Patrick G. Downey Management For Voted - For 6 Elect Ronald P. Gagel Management For Voted - For 7 Elect Sean Roosen Management For Voted - Against 8 Elect Jonathan A. Rubenstein Management For Voted - For 9 Elect James E. Rutherford Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Amendment to the Stock Option Plan Management For Voted - For 12 Approval of the Deferred Share Unit Plan Management For Voted - For DETOUR GOLD CORPORATION SECURITY ID: 250669108 TICKER: DGC Meeting Date: 05-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Lisa Colnett Management For Voted - For 3 Elect Edward C. Dowling, Jr. Management For Voted - For 4 Elect Robert E. Doyle Management For Voted - For 5 Elect Andre Falzon Management For Voted - For 6 Elect Ingrid J. Hibbard Management For Voted - For 7 Elect J. Michael Kenyon Management For Voted - For 8 Elect Paul Martin Management For Voted - For 9 Elect Alex G. Morrison Management For Voted - For 10 Elect Jonathan A. Rubenstein Management For Voted - For 11 Elect Graham Wozniak Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Amendment of the Restricted Share Unit Plan Management For Voted - For 14 Amended and Restated Share Option Plan Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For DORAY MINERALS LIMITED SECURITY ID: Q3254K104 TICKER: DRM Meeting Date: 26-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Leigh S. Junk Management For Voted - For 4 Elect Allan Brown Management For Voted - For 5 Approve Increase in NEDs' Fee Cap Management For Voted - For 6 Ratify Placement of Securities Management For Voted - For 7 Renew Employee Incentive Scheme Management For Voted - For 8 Equity Grant (MD Allan Kelly) Management For Voted - For 9 Adopt New Constitution Management For Voted - Against U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED DUKETON MINING LIMITED SECURITY ID: Q33054109 TICKER: DKM Meeting Date: 30-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Seamus Cornelius Management For Voted - For 4 Approve Issue of Securities (10% Placement Facility) Management For Voted - For 5 Equity Grant (MD Stuart Fogarty) Management For Voted - For 6 Equity Grant (Non-Executive Chairman Seamus Cornelius) Management For Voted - For 7 Equity Grant (NED Heath Hellewell) Management For Voted - For 8 Approve Issue of Securities (Contractors) Management For Voted - For DUNDEE PRECIOUS METALS INC. SECURITY ID: 265269209 TICKER: DPM Meeting Date: 05-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect R. Peter Gillin Management For Voted - For 3 Elect Jonathan C. Goodman Management For Voted - For 4 Elect Richard Howes Management For Voted - For 5 Elect W. Murray John Management For Voted - For 6 Elect Jeremy Kinsman Management For Voted - For 7 Elect Garth A.C. MacRae Management For Voted - Against 8 Elect Peter Nixon Management For Voted - For 9 Elect Marie-Anne Tawil Management For Voted - For 10 Elect Anthony Walsh Management For Voted - Against 11 Elect Donald Young Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For EAGLE HILL EXPLORATION CORP SECURITY ID: 26959U406 TICKER: EAG Meeting Date: 20-Aug-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Change of Continuance Management For Voted - For 3 Merger Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED EASTMAIN RESOURCES INC. SECURITY ID: 27743M106 TICKER: ER Meeting Date: 29-Apr-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Laurence Curtis Management For Voted - For 3 Elect Stephen De Jong Management For Voted - Against 4 Elect Michael Hoffman Management For Voted - For 5 Elect Timo Jauristo Management For Voted - For 6 Elect Claude Lemasson Management For Voted - For 7 Elect George Salamis Management For Voted - Against 8 Elect Blair Schultz Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Amendment to the Stock Option Plan Management For Voted - For ENDEAVOUR MINING CORPORATION SECURITY ID: G3040R158 TICKER: EDV Meeting Date: 21-Apr-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Acquisition Management For Voted - For 3 Private Placement Management For Voted - For 4 Increase in Authorized Capital Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Michael E. Beckett Management For Voted - Against 3 Elect Wayne McManus Management For Voted - For 4 Elect Ian Henderson Management For Voted - For 5 Elect Miquel Rodriguez Management For Voted - For 6 Elect Ian D. Cockerill Management For Voted - For 7 Elect Frank Giustra Management For Voted - For 8 Elect Naguib Sawiris Management For Voted - For 9 Elect Sebastien de Montessus Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For FALCO RESOURCES LIMITED SECURITY ID: 30606C108 TICKER: FPC Meeting Date: 24-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Mario Caron Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect Helene Cartier Management For Voted - For 4 Elect James Davidson Management For Voted - Against 5 Elect Claude Ferron Management For Voted - For 6 Elect Paul-Henri Girard Management For Voted - Against 7 Elect Luc Lessard Management For Voted - For 8 Elect Sean Roosen Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For FIRST POINT MINERALS CORP. SECURITY ID: 335937108 TICKER: FPX Meeting Date: 16-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Acquisition Management For Voted - For Meeting Date: 12-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Peter M.D. Bradshaw Management For Voted - For 4 Elect John B. Gammon Management For Voted - For 5 Elect James S. Gilbert Management For Voted - For 6 Elect John A. McDonald Management For Voted - For 7 Elect William H. Myckatyn Management For Voted - For 8 Elect Robert A. Watts Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Approval of All Unallocated Options Issuable Pursuant to the 2013 Stock Option Plan Management For Voted - For FORTUNA SILVER MINES INC. SECURITY ID: 349915108 TICKER: FVI Meeting Date: 16-Jun-16 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Jorge Ganoza Durant Management For Voted - For 2.2 Elect Simon Ridgway Management For Voted - For 2.3 Elect Michael Iverson Management For Voted - For 2.4 Elect Mario Szotlender Management For Voted - Withheld 2.5 Elect Robert Gilmore Management For Voted - For 2.6 Elect Thomas Kelly Management For Voted - Withheld 2.7 Elect David Farrell Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Transaction of Other Business Management For Voted - Against U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED FRANCO-NEVADA CORPORATION SECURITY ID: 351858105 TICKER: FNV Meeting Date: 04-May-16 Meeting Type: Special 1.1 Elect Pierre Lassonde Management For Voted - For 1.2 Elect David Harquail Management For Voted - For 1.3 Elect Thomas Albanese Management For Voted - For 1.4 Elect Derek W. Evans Management For Voted - For 1.5 Elect Graham Farquharson Management For Voted - For 1.6 Elect Catherine Farrow Management For Voted - For 1.7 Elect Louis P. Gignac Management For Voted - For 1.8 Elect Randall Oliphant Management For Voted - Withheld 1.9 Elect David R. Peterson Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against GOLD FIELDS LIMITED SECURITY ID: 38059T106 TICKER: GFI Meeting Date: 18-May-16 Meeting Type: Annual 1 Appointment of Auditor Management For Voted - For 2 Elect Steven P. Reid Management For Voted - For 3 Re-elect Gayle M. Wilson Management For Voted - For 4 Re-elect David N. Murray Management For Voted - For 5 Re-elect Donald M.J. Ncube Management For Voted - For 6 Re-elect Alan R. Hill Management For Voted - For 7 Elect Audit Committee Members (Gayle Wilson) Management For Voted - For 8 Elect Audit Committee Member (Richard Menell) Management For Voted - For 9 Elect Audit Committee Members (Donald Ncube) Management For Voted - For 10 General Authority to Issue Shares Management For Voted - For 11 Authority to Issue Shares for Cash Management For Voted - For 12 Approve NEDs' Fees Management For Voted - For 13 Approve Financial Assistance (Section 44 and 45) Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Approve Amendments to the 2012 Share Plan Management For Voted - For 16 Approve Financial Assistance (Directors and/or Prescribed Officers) Management For Voted - For GOLD STANDARD VENTURES CORP SECURITY ID: 380738104 TICKER: GSV Meeting Date: 30-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect Jonathan Awde Management For Voted - For 4 Elect Robert McLeod Management For Voted - Against 5 Elect Richard Silas Management For Voted - For 6 Elect Jamie D. Strauss Management For Voted - For 7 Elect William E. Threlkeld Management For Voted - Against 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Stock Option Plan Renewal Management For Voted - For GOLD STANDARD VENTURES CORP. SECURITY ID: 380738104 TICKER: GSV Meeting Date: 22-Jul-15 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Jonathan Awde Management For Voted - For 2.2 Elect David M. Cole Management For Voted - For 2.3 Elect Robert J. McLeod Management For Voted - Withheld 2.4 Elect Richard Silas Management For Voted - For 2.5 Elect Jamie D. Strauss Management For Voted - For 2.6 Elect William E. Threlkeld Management For Voted - Withheld 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Stock Option Plan Renewal Management For Voted - For 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Jonathan Awde Management For Voted - For 4 Elect David M. Cole Management For Voted - For 5 Elect Robert J. McLeod Management For Voted - Against 6 Elect Richard Silas Management For Voted - For 7 Elect Jamie D. Strauss Management For Voted - For 8 Elect William E. Threlkeld Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For GOLDCORP INC. SECURITY ID: 380956409 TICKER: G Meeting Date: 28-Apr-16 Meeting Type: Special 1.1 Elect Beverley A. Briscoe Management For Voted - For 1.2 Elect Peter J. Dey Management For Voted - For 1.3 Elect Margot A. Franssen Management For Voted - For 1.4 Elect David Garofalo Management For Voted - For 1.5 Elect Clement A. Pelletier Management For Voted - For 1.6 Elect P. Randy Reifel Management For Voted - For 1.7 Elect Ian W. Telfer Management For Voted - For 1.8 Elect Blanca Trevino Management For Voted - For 1.9 Elect Kenneth F. Williamson Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Amendment to the Restricted Share Unit Plan Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against GOLDEN ARROW RESOURCES CORP. SECURITY ID: 380800102 TICKER: GRG Meeting Date: 30-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Joseph Grosso Management For Voted - For 4 Elect Nikolaos Cacos Management For Voted - Against 5 Elect David Terry Management For Voted - Against 6 Elect John B. Gammon Management For Voted - Against 7 Elect Louis P. Salley Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501D501 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Share Issuance Management For Voted - For 3 Restructuring Management For Voted - For 4 Board Size Management For Voted - For 5 Elect Peter Volk Management For Voted - Against 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Mark N.J Ashcroft Management For Voted - For 4 Elect Edward Couch Management For Voted - For 5 Elect Rodney Lamond Management For Voted - For 6 Elect Ian Mann Management For Voted - For 7 Elect Mark Wellings Management For Voted - For Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Serafino Iacono Management For Voted - Against 4 Elect Miguel de la Campa Management For Voted - For 5 Elect Mark N.J Ashcroft Management For Voted - For 6 Elect Edward Couch Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 7 Elect Rodney Lamond Management For Voted - For 8 Elect Ian Mann Management For Voted - For 9 Elect Hernan Martinez Management For Voted - For 10 Elect Robert J. Metcalfe Management For Voted - For 11 Elect Jaime Perez Branger Management For Voted - Against 12 Elect Mark Wellings Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAA3 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Restructuring Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAB1 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Restructuring Management For Voted - For GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAE5 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Restructuring Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting GRAN COLOMBIA GOLD CORP. SECURITY ID: 38501DAF2 TICKER: GCM Meeting Date: 27-Nov-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Restructuring Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Dec-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Restructuring Management For Voted - For GUYANA GOLDFIELDS INC. SECURITY ID: 403530108 TICKER: GUY Meeting Date: 09-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Alan Ferry Management For Voted - For 3 Elect J. Patrick Sheridan Management For Voted - For 4 Elect Scott Caldwell Management For Voted - For 5 Elect Daniel Noone Management For Voted - For 6 Elect Jean-Pierre Chauvin Management For Voted - For 7 Elect Michael Richings Management For Voted - For 8 Elect Rene Marion Management For Voted - For 9 Elect Wendy Kei Management For Voted - For 10 Elect David Beatty Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED IDM MINING LTD. SECURITY ID: 44939Q106 TICKER: IDM Meeting Date: 14-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect David Parker Management For Voted - Against 4 Elect Michael McPhie Management For Voted - Against 5 Elect Robert McLeod Management For Voted - Against 6 Elect Andrew Farncomb Management For Voted - Against 7 Elect Gernot Wober Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Approval of the 2015 Stock Option Plan Management For Voted - For 10 Approval of a New Control Person Management For Voted - For 11 Approval of Conditional Stock Option Grants Management For Voted - For 12 Issuance of Warrants to Related Party Management For Voted - For 13 Transaction of Other Business Management For Voted - Against IDM MINING LTD. SECURITY ID: ADPC02581 TICKER: IDM Meeting Date: 14-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect David Parker Management For Voted - Against 4 Elect Michael McPhie Management For Voted - Against 5 Elect Robert McLeod Management For Voted - Against 6 Elect Andrew Farncomb Management For Voted - Against 7 Elect Gernot Wober Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Approval of the 2015 Stock Option Plan Management For Voted - For 10 Approval of a New Control Person Management For Voted - For 11 Approval of Conditional Stock Option Grants Management For Voted - For 12 Issuance of Warrants to Related Party Management For Voted - For 13 Transaction of Other Business Management For Voted - Against INDOCHINE MINING LIMITED SECURITY ID: Q4880W108 TICKER: IDC Meeting Date: 30-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Craig Dawson Management For Voted - For 4 Elect Anthony Gates Management For Voted - For U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Approve Share Consolidation Management For Voted - For 6 Approve Issue of Securities (Shares and Options) Management For Voted - For 7 Approve Issue of Securities (10% Placement Facility) Management For Voted - For INTEGRA GOLD CORP. SECURITY ID: 45824L102 TICKER: ICG Meeting Date: 13-Oct-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Stephen De Jong Management For Voted - For 4 Elect George Salamis Management For Voted - For 5 Elect Robert C. Bryce Management For Voted - Against 6 Elect John De Jong Management For Voted - Against 7 Elect Petra Decher Management For Voted - For 8 Elect Charles Oliver Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For 11 Restricted Share Unit Plan Management For Voted - For 12 Restricted Share Unit Grants Management For Voted - For 13 Transaction of Other Business Management For Voted - Against Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Stephen De Jong Management For Voted - For 4 Elect George Salamis Management For Voted - For 5 Elect Robert C. Bryce Management For Voted - Against 6 Elect Charles Oliver Management For Voted - For 7 Elect Petra Decher Management For Voted - For 8 Elect John De Jong Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For 11 Transaction of Other Business Management For Voted - Against IVANHOE MINES LTD SECURITY ID: 46579R104 TICKER: IVN Meeting Date: 19-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Robert M. Friedland Management For Voted - For 4 Elect Ian D. Cockerill Management For Voted - For 5 Elect Markus Faber Management For Voted - For 6 Elect William T. Hayden Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 7 Elect Oyvind Hushovd Management For Voted - For 8 Elect Livia Mahler Management For Voted - For 9 Elect Peter G. Meredith Management For Voted - Against 10 Elect Guy de Selliers Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Transaction of Other Business Management For Voted - Against 13 Non-Voting Agenda Item N/A N/A Non-Voting KIRKLAND LAKE GOLD INC. SECURITY ID: 49740P106 TICKER: KGI Meeting Date: 22-Oct-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Election of Directors Management For Voted - For 3 Elect George O. Ogilvie Management For Voted - For 4 Elect Barry R. Cooper Management For Voted - For 5 Elect Pamela J. Klessig Management For Voted - For 6 Elect Jeffrey S. Parr Management For Voted - For 7 Elect Barry P. Olson Management For Voted - For 8 Elect Dawn P. Whittaker Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 New Incentive Plan Management For Voted - For KLONDEX MINES LTD. SECURITY ID: 498696103 TICKER: KDX Meeting Date: 15-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Rodney Cooper Management For Voted - For 3 Elect Mark J. Daniel Management For Voted - For 4 Elect James Haggarty Management For Voted - For 5 Elect Richard J. Hall Management For Voted - For 6 Elect Paul Huet Management For Voted - For 7 Elect William Matlack Management For Voted - For 8 Elect Charles Oliver Management For Voted - For 9 Elect Blair Schultz Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Share Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Transaction of Other Business Management For Voted - Against U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED KOOTENAY SILVER INC. SECURITY ID: 500583109 TICKER: KTN Meeting Date: 04-Dec-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Kenneth E. Berry Management For Voted - Against 4 Elect James M. McDonald Management For Voted - For 5 Elect Brian Groves Management For Voted - For 6 Elect Joseph P. Giuffre Management For Voted - Against 7 Elect J. Richard H. Whittington Management For Voted - For 8 Elect Nathaniel Jon Morda Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For LEXAM VG GOLD INC. SECURITY ID: ADPC00988 TICKER: LEX Meeting Date: 06-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Robert R. McEwen Management For Voted - For 3 Elect Richard W. Brissenden Management For Voted - For 4 Elect John C. Drake Management For Voted - Against 5 Elect Robin E. Dunbar Management For Voted - For 6 Elect Hugh C. Squair Management For Voted - Against 7 Elect John G. Tait Management For Voted - For 8 Elect Robert E. Van Tassell Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For LUCAPA DIAMOND COMPANY LIMITED SECURITY ID: Q5650W103 TICKER: LOM Meeting Date: 30-Sep-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities (Shares) Management For Voted - For 3 Ratify Placement of Securities (Options) Management For Voted - For 4 Approve Issue of Securities (Broker Options) Management For Voted - For 5 Approve Issue of Securities (Optionholder Placement) Management For Voted - For Meeting Date: 14-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities (Share and Option Placement) Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Approve Issue of Securities (Option Placement) Management For Voted - For 4 Approve Issue of Securities (Carrington Option Placement) Management For Voted - For 5 Approve Issue of Securities (Non-executive chairman Miles Kennedy) Management For Voted - For 6 Approve Issue of Securities (NED Gordon Gilchrist) Management For Voted - For 7 Approve Issue of Securities (NED Albert Thamm) Management For Voted - For Meeting Date: 26-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Gordon M. Gilchrist Management For Voted - For 4 Approve Issue of Securities (10% Placement Facility) Management For Voted - For 5 Approve Incentive and Retention Plan Management For Voted - For 6 Equity Grant (Chairman Miles Kennedy) Management For Voted - Against 7 Equity Grant (NED Gordon Gilchrist) Management For Voted - Against 8 Equity Grant (NED Albert Thamm) Management For Voted - Against 9 Equity Grant (MD/CEO Stephen Wetherall) Management For Voted - For LUCARA DIAMOND CORP. SECURITY ID: 54928Q108 TICKER: LUC Meeting Date: 12-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Richard P. Clark Management For Voted - For 3 Elect Paul K. Conibear Management For Voted - For 4 Elect Brian D. Edgar Management For Voted - For 5 Elect Marie Inkster Management For Voted - For 6 Elect William Lamb Management For Voted - For 7 Elect Lukas H. Lundin Management For Voted - For 8 Elect Eira Thomas Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Management For Voted - For LUNDIN GOLD INC. SECURITY ID: 550371108 TICKER: LUG Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect James Cambon Management For Voted - For 3 Elect Carmel Daniele Management For Voted - For 4 Elect Ian Gibbs Management For Voted - For 5 Elect Ashley Heppenstall Management For Voted - For 6 Elect Ron F. Hochstein Management For Voted - For 7 Elect Lukas H. Lundin Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Elect Paul McRae Management For Voted - For 9 Elect Pablo J. Mir Management For Voted - Against 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For LUNDIN GOLD INC. SECURITY ID: ADPC02254 TICKER: LUG Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect James Cambon Management For Voted - For 3 Elect Carmel Daniele Management For Voted - For 4 Elect Ian Gibbs Management For Voted - For 5 Elect Ashley Heppenstall Management For Voted - For 6 Elect Ron F. Hochstein Management For Voted - For 7 Elect Lukas H. Lundin Management For Voted - For 8 Elect Paul McRae Management For Voted - For 9 Elect Pablo J. Mir Management For Voted - Against 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For MANDALAY RESOURCES CORPORATION SECURITY ID: 562568204 TICKER: MND Meeting Date: 12-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Abraham Jonker Management For Voted - For 4 Elect Robert Doyle Management For Voted - For 5 Elect Peter R. Jones Management For Voted - For 6 Elect Bradford A. Mills Management For Voted - For 7 Elect Mark Sander Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For MINERA ALAMOS INC. SECURITY ID: 60283L105 TICKER: MAI Meeting Date: 28-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Borys Chabursky Management For Voted - Against 3 Elect Bruce Durham Management For Voted - For 4 Elect Chris Frostad Management For Voted - For 5 Elect Darren Koningen Management For Voted - Against 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Stock Option Plan Renewal Management For Voted - For 8 Company Name Change Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED MINERAL MOUNTAIN RESOURCES LIMITED SECURITY ID: 602896102 TICKER: MMV Meeting Date: 02-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Nelson W. Baker Management For Voted - For 4 Elect John Morita Management For Voted - Against 5 Elect Marshall Bertram Management For Voted - For 6 Elect Bradley Baker Management For Voted - For 7 Elect T. Barry Coughlan Management For Voted - For 8 Elect James G. Clark Management For Voted - Against 9 Elect Richard Adams Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Stock Option Plan Renewal Management For Voted - For 12 Transaction of Other Business Management For Voted - Against MIRASOL RESOURCES LTD. SECURITY ID: 604680108 TICKER: MRZ Meeting Date: 10-Feb-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Stephen C. Nano Management For Voted - For 4 Elect Nick DeMare Management For Voted - Against 5 Elect Timothy W. Heenan Management For Voted - For 6 Elect Borden R. Putnam Management For Voted - For 7 Elect Dana H. Prince Management For Voted - For 8 Elect John Tognetti Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For 11 Amendment to Stock Option Pricing Management For Voted - Against NANO ONE MATERIALS CORP SECURITY ID: 63010A103 TICKER: NNO Meeting Date: 22-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Paul Matysek Management For Voted - Against 4 Elect Dan Blondal Management For Voted - For 5 Elect John Lando Management For Voted - Against 6 Elect Lyle Brown Management For Voted - Against 7 Elect Joseph Guy Management For Voted - For U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For NEVADA SUNRISE GOLD CORP SECURITY ID: 64149P300 TICKER: NEV Meeting Date: 29-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Michael Sweatman Management For Voted - Against 4 Elect Warren Stanyer Management For Voted - Against 5 Elect Suraj P. Ahuja Management For Voted - For 6 Elect Cory Kent Management For Voted - Against 7 Elect Charles E. Roy Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Share Option Plan Management For Voted - For 10 Transaction of Other Business Management For Voted - Against NEWCASTLE GOLD LTD SECURITY ID: ADPC02640 TICKER: NCA Meeting Date: 30-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Richard Warke Management For Voted - For 3 Elect Mark Wayne Management For Voted - Against 4 Elect David Adamson Management For Voted - For 5 Elect Frank Giustra Management For Voted - For 6 Elect James Gowans Management For Voted - For 7 Elect David Reid Management For Voted - For 8 Elect Colin P. Sutherland Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 2016 Stock Option Plan Management For Voted - For 11 Approval of Option Grants Management For Voted - For NEWMARKET GOLD INC. SECURITY ID: 65158L106 TICKER: NMI Meeting Date: 25-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Douglas B. Forster Management For Voted - For 3 Elect Blayne Johnson Management For Voted - For 4 Elect Raymond Threlkeld Management For Voted - For 5 Elect Lukas Lundin Management For Voted - For 6 Elect Randall Oliphant Management For Voted - For 7 Elect Edward Farrauto Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 8 Elect Michael Vint Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For NGEX RESOURCES INC. SECURITY ID: 65339B100 TICKER: NGQ Meeting Date: 16-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Lukas H. Lundin Management For Voted - Against 4 Elect Wojtek A. Wodzicki Management For Voted - For 5 Elect William A. Rand Management For Voted - For 6 Elect Paul K. Conibear Management For Voted - For 7 Elect David F. Mullen Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Transaction of Other Business Management For Voted - Against NORTHERN STAR RESOURCES LIMITED SECURITY ID: Q6951U101 TICKER: NST Meeting Date: 30-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Christopher K. Rowe Management For Voted - For 4 Ratify Placement of Securities Management For Voted - For NOVO RESOURCES CORP SECURITY ID: 67010B102 TICKER: NVO Meeting Date: 10-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Luca Bechis Management For Voted - For 4 Elect Quinton Hennigh Management For Voted - For 5 Elect Herrick Lau Management For Voted - Against 6 Elect Akiko Levinson Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For 9 Transaction of Other Business Management For Voted - Against U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED OBAN MINING CORPORATION SECURITY ID: 67423X204 TICKER: OBM Meeting Date: 04-Mar-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Merger/Acquisition Management For Voted - For 3 Placement Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 07-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect John Burzynski Management For Voted - For 3 Elect Jose Vizquerra Benavides Management For Voted - For 4 Elect Sean Roosen Management For Voted - Against 5 Elect Ned Goodman Management For Voted - For 6 Elect Robert Wares Management For Voted - Against 7 Elect Patrick Anderson Management For Voted - For 8 Elect Keith D. McKay Management For Voted - For 9 Elect W. Murray John Management For Voted - For 10 Elect David Christie Management For Voted - For 11 Elect Bernardo Calderon Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Company Name Change Management For Voted - For OCEANAGOLD CORPORATION SECURITY ID: 675222103 TICKER: OGC Meeting Date: 28-Sep-15 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Share Issuance for Acquisition Management For Voted - For Meeting Date: 09-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect James E. Askew Management For Voted - For 3 Elect Jose P. Leviste Jr. Management For Voted - For 4 Elect Geoffrey W. Raby Management For Voted - For 5 Elect J. Denham Shale Management For Voted - For 6 Elect Michael F. Wilkes Management For Voted - For 7 Elect William H. Myckatyn Management For Voted - For 8 Elect Paul B. Sweeney Management For Voted - For 9 Elect Diane R. Garrett Management For Voted - Against 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Directors' Fees Management For Voted - For U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 12 Advisory Vote on Executive Compensation Management For Voted - For OLIVUT RESOURCES LTD. SECURITY ID: 681103107 TICKER: OLV Meeting Date: 10-Feb-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Sharon E. Dowdall Management For Voted - Against 3 Elect Leni F. Keough Management For Voted - Against 4 Elect Craig O. Reith Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Share Option Plan Renewal Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting OREX MINERALS INC SECURITY ID: 68616N201 TICKER: REX Meeting Date: 23-Sep-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Gary Cope Management For Voted - Against 4 Elect N. Ross Wilmot Management For Voted - Against 5 Elect Arthur Freeze Management For Voted - Against 6 Elect Rick Sayers Management For Voted - Against 7 Elect W. Henry White Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Spin-off Management For Voted - For 10 Approval of the Orex Minerals Inc. Stock Option Plan and Barsele Minerals Corp. Stock Option Plan Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting OREX MINERALS INC SECURITY ID: ADPC02370 TICKER: REX Meeting Date: 23-Sep-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Spin-off Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED OREX MINERALS INC SECURITY ID: ADPC02371 TICKER: REX Meeting Date: 23-Sep-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Spin-off Management For Voted - For ORSU METALS CORPORATION SECURITY ID: ADPC00773 TICKER: OSU Meeting Date: 23-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Sergey V. Kurzin Management For Voted - For 4 Elect Alexander Yakubchuk Management For Voted - For 5 Elect Mark Corra Management For Voted - Against 6 Elect Massimo C. Carello Management For Voted - Against 7 Elect David Rhodes Management For Voted - Against 8 Disposition of Assets Management For Voted - For PACIFIC COAL RESOURCES LTD. SECURITY ID: 694071200 TICKER: PAK Meeting Date: 02-Sep-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Jose Francisco Arata Management For Voted - Against 4 Elect Octavio Arbelaez Management For Voted - For 5 Elect Miguel de la Campa Management For Voted - Against 6 Elect Michael Steven Greene Management For Voted - Against 7 Elect Serafino Iacono Management For Voted - Against 8 Elect Hernan Martinez Management For Voted - For 9 Elect Ronald Pantin Management For Voted - Against 10 Elect Jaime Perez Branger Management For Voted - Against 11 Elect Miguel Rodriguez Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Stock Option Plan Renewal Management For Voted - For PACIFIC NORTH WEST CAPITAL CORP. SECURITY ID: ADPC02430 TICKER: PFN Meeting Date: 09-Dec-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 2 Board Size Management For Voted - For 3 Elect Harry Barr Management For Voted - Against 4 Elect John Londry Management For Voted - Against 5 Elect Michael Neumann Management For Voted - For 6 Elect Colin Bird Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For PINECREST RESOURCES LIMITED SECURITY ID: 72303Q204 TICKER: PCR Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect George Salamis Management For Voted - For 3 Elect Edward Farrauto Management For Voted - Against 4 Elect Ryan King Management For Voted - For 5 Elect Blayne Johnson Management For Voted - For 6 Elect Douglas B. Forster Management For Voted - Against 7 Elect Kimberly Williams Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For PLATINUM GROUP METALS LTD. SECURITY ID: 72765Q205 TICKER: PTM Meeting Date: 26-Feb-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect R. Michael Jones Management For Voted - For 4 Elect Frank R. Hallam Management For Voted - Against 5 Elect Eric H. Carlson Management For Voted - Against 6 Elect Barry W. Smee Management For Voted - For 7 Elect Iain D.C. McLean Management For Voted - For 8 Elect Timothy D. Marlow Management For Voted - For 9 Elect Diana Walters Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Stock Option Plan Renewal Management For Voted - For 12 Shareholder Rights Plan Renewal Management For Voted - For PRETIUM RESOURCES INC. SECURITY ID: 74139C102 TICKER: PVG Meeting Date: 12-May-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 3 Elect Robert Quartermain Management For Voted - For 4 Elect C. Noel Dunn Management For Voted - For 5 Elect Ross A. Mitchell Management For Voted - For 6 Elect Joseph J. Ovsenek Management For Voted - For 7 Elect George Paspalas Management For Voted - For 8 Elect Peter Birkey Management For Voted - For 9 Elect Shaoyang Shen Management For Voted - For 10 Elect Nicole S. Adshead-Bell Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Stock Option Plan Renewal Management For Voted - For 13 RSU Plan Management For Voted - Against 14 Shareholder Rights Plan Renewal Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For Meeting Date: 12-May-16 Meeting Type: Special 1 Board Size Management For Voted - For 2.1 Elect Robert Quartermain Management For Voted - For 2.2 Elect C. Noel Dunn Management For Voted - For 2.3 Elect Ross A. Mitchell Management For Voted - For 2.4 Elect Joseph J. Ovsenek Management For Voted - For 2.5 Elect George Paspalas Management For Voted - For 2.6 Elect Peter Birkey Management For Voted - For 2.7 Elect Shaoyang Shen Management For Voted - For 2.8 Elect Nicole S. Adshead-Bell Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Stock Option Plan Renewal Management For Voted - For 5 RSU Plan Management For Voted - Against 6 Shareholder Rights Plan Renewal Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For PURE GOLD MINING INC. SECURITY ID: 74624E100 TICKER: PGM Meeting Date: 25-Aug-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Graeme Currie Management For Voted - For 4 Elect Darin Labrenz Management For Voted - For 5 Elect Mark O' Dea Management For Voted - Against 6 Elect Lenard Boggio Management For Voted - Against 7 Elect Rob Pease Management For Voted - For 8 Elect Troy Fierro Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED RADIUS GOLD INC. SECURITY ID: 750468100 TICKER: RDU Meeting Date: 23-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Simon Ridgway Management For Voted - For 4 Elect Mario Szotlender Management For Voted - Against 5 Elect Bradford J. Cooke Management For Voted - For 6 Elect William Katzin Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For 9 Transaction of Other Business Management For Voted - Against REDSTAR GOLD CORP. SECURITY ID: 75773Q208 TICKER: RGC Meeting Date: 19-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Kenneth Booth Management For Voted - Against 4 Elect Jacques Vaillancourt Management For Voted - Against 5 Elect Robert McLeod Management For Voted - Against 6 Elect Sean Keenan Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Approval of Stock Option Plan Management For Voted - For 9 Advance Notice Provision Management For Voted - For 10 Transaction of Other Business Management For Voted - Against RESERVOIR MINERALS INC. SECURITY ID: 761131101 TICKER: RMC Meeting Date: 28-Apr-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Simon Ingram Management For Voted - For 4 Elect Miles F. Thompson Management For Voted - For 5 Elect Geoffery Chater Management For Voted - For 6 Elect David Knox Management For Voted - Against 7 Elect Stephen V. Scott Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Renewal of the Stock Option Plan Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED RICHMONT MINES INC. SECURITY ID: 76547T106 TICKER: RIC Meeting Date: 12-May-16 Meeting Type: Annual 1.1 Elect Rene Marion Management For Voted - For 1.2 Elect Renaud Adams Management For Voted - For 1.3 Elect H. Gregory Chamandy Management For Voted - For 1.4 Elect Elaine Ellingham Management For Voted - For 1.5 Elect Michael Pesner Management For Voted - For 1.6 Elect Peter Barnes Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For RIVERSIDE RESOURCES INC. SECURITY ID: 76926M102 TICKER: RRI Meeting Date: 25-Feb-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect John-Mark Staude Management For Voted - For 4 Elect Brian Groves Management For Voted - Against 5 Elect James Clare Management For Voted - For 6 Elect Michael Doggett Management For Voted - For 7 Elect William Lee Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Stock Option Plan Renewal Management For Voted - For 10 Bonus Share Plan Renewal Management For Voted - For ROCKWELL DIAMONDS INC. SECURITY ID: ADPC01272 TICKER: RDI Meeting Date: 23-Sep-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Mark Bristow Management For Voted - For 4 Elect James Campbell Management For Voted - For 5 Elect Willem Jacobs Management For Voted - Against 6 Elect Richard J. Linnell Management For Voted - Against 7 Elect Johan C. van't Hof Management For Voted - For 8 Elect Stephen Dietrich Management For Voted - For 9 Elect Richard P. Menell Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Share Bonus Grant Management For Voted - For 12 BEE Transaction Management For Voted - For 13 Loan Amendments Management For Voted - For U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 14 Non-Voting Meeting Note N/A N/A Non-Voting ROXGOLD INC. SECURITY ID: 779899202 TICKER: ROG Meeting Date: 09-Jun-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Oliver Lennox-King Management For Voted - For 4 Elect Richard M. Colterjohn Management For Voted - For 5 Elect Jonathan A. Rubenstein Management For Voted - For 6 Elect John L. Knowles Management For Voted - For 7 Elect Robin G. Mills Management For Voted - For 8 Elect John Dorward Management For Voted - For 9 Elect Kate Harcourt Management For Voted - For 10 Elect Norm Pitcher Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Amendment to the Stock Option Plan Management For Voted - For 13 Amendment to the Deferred Share Unit Plan Management For Voted - For 14 Amendment to the Restricted Share Unit Plan Management For Voted - For ROYAL GOLD, INC. SECURITY ID: 780287108 TICKER: RGLD Meeting Date: 11-Nov-15 Meeting Type: Annual 1 Elect Gordon Bogden Management For Voted - For 2 Elect Tony Jensen Management For Voted - For 3 Elect Jamie C. Sokalsky Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 2015 Omnibus Long-Term Incentive Plan Management For Voted - For RUSORO MINING LTD. SECURITY ID: 782227102 TICKER: RML Meeting Date: 10-Dec-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Vladimir Agapov Management For Voted - For 4 Elect Andre Agapov Management For Voted - For 5 Elect Gordon Keep Management For Voted - Against 6 Elect Abraham Stein Management For Voted - Against 7 Elect Peter Hediger Management For Voted - Against 8 Elect Jay M. Kaplowitz Management For Voted - Against U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect Dmitry Ushakov Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For RYE PATCH GOLD CORP. SECURITY ID: 783727100 TICKER: RPM Meeting Date: 07-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect William C. Howald Management For Voted - For 3 Elect Jonathan Challis Management For Voted - Against 4 Elect Charles C. Russell Management For Voted - For 5 Elect Randy Buffington Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Stock Option Plan Renewal Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting RYE PATCH GOLD CORP. SECURITY ID: ADPC01210 TICKER: RPM Meeting Date: 07-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect William C. Howald Management For Voted - For 3 Elect Jonathan Challis Management For Voted - Against 4 Elect Charles C. Russell Management For Voted - For 5 Elect Randy Buffington Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Stock Option Plan Renewal Management For Voted - For SANTACRUZ SILVER MINING LTD. SECURITY ID: 80280U106 TICKER: SCZ Meeting Date: 11-Aug-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Arturo P. Elizondo Management For Voted - Against 4 Elect Marc A. Prefontaine Management For Voted - Against 5 Elect Federico Villasenor Management For Voted - For 6 Elect Roland Lohner Management For Voted - For 7 Elect Larry Okada Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Approval of Stock Option Plan Management For Voted - For 10 Transaction of Other Business Management For Voted - Against U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED Meeting Date: 28-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Arturo P. Elizondo Management For Voted - Against 4 Elect Federico Villasenor Management For Voted - For 5 Elect Roland Lohner Management For Voted - Against 6 Elect Larry Okada Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For 9 Transaction of Other Business Management For Voted - Against SANTANA MINERALS LIMITED SECURITY ID: Q85272146 TICKER: SMI Meeting Date: 30-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For Meeting Date: 15-Jun-16 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities (Shares) Management For Voted - For 3 Approve Issue of Securities (Options) Management For Voted - For 4 Equity Grant (Chairman Norman Seckold) Management For Voted - For 5 Equity Grant (MD/CEO Anthony McDonald) Management For Voted - For 6 Equity Grant (NED Richard Keevers) Management For Voted - For 7 Approve Issue of Securities (Advisors) Management For Voted - For 8 Approve Issue of Securities (Consultants) Management For Voted - For SILVER BULL RESOURCES INC. SECURITY ID: 827458100 TICKER: SVBL Meeting Date: 20-Apr-16 Meeting Type: Annual 1.1 Elect Brian Edgar Management For Voted - Withheld 1.2 Elect Timothy Barry Management For Voted - For 1.3 Elect Daniel Kunz Management For Voted - Withheld 1.4 Elect John McClintock Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 2010 Stock Option and Stock Bonus Plan Reapproval Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED SKEENA RESOURCES LIMITED SECURITY ID: 83056P301 TICKER: SKE Meeting Date: 23-Feb-16 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect J. Rupert Allan Management For Voted - Against 4 Elect Walter Coles, Jr. Management For Voted - For 5 Elect Ronald K. Netolitzky Management For Voted - Against 6 Elect Peter N. Tredger Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Amendment to Stock Option Plan Management For Voted - For SOLITARIO EXPLORATION & ROYALTY CORP. SECURITY ID: 8342EP107 TICKER: XPL Meeting Date: 14-Aug-15 Meeting Type: Annual 1 Disposal Management For Voted - For 2 Elect Brian Labadie Management For Voted - For 3 Elect Mark E. Jones, III Management For Voted - For 4 Elect John Hainey Management For Voted - For 5 Elect Leonard N. Harris Management For Voted - For 6 Elect Christopher E. Herald Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For 8 Ratification of Auditor Management For Voted - For Meeting Date: 14-Jun-16 Meeting Type: Annual 1 Elect Brian Labadie Management For Voted - For 2 Elect Mark E. Jones, III Management For Voted - For 3 Elect John Hainey Management For Voted - For 4 Elect Leonard Harris Management For Voted - Against 5 Elect Christopher E. Herald Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - Against SOLVISTA GOLD CORPORATION SECURITY ID: 83445B104 TICKER: SVV Meeting Date: 14-Oct-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Donald H. Christie Management For Voted - For 4 Elect Gerald P. McCarvill Management For Voted - Against U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 5 Elect G. Edmund King Management For Voted - For 6 Elect Bruce Durham Management For Voted - Against 7 Elect Kenneth Lapierre Management For Voted - For 8 Elect William R. Johnstone Management For Voted - For 9 Incentive Stock Option Plan Renewal Management For Voted - For 10 Company Name Change Management For Voted - For 11 Share Consolidation Management For Voted - For SOLVISTA GOLD CORPORATION SECURITY ID: ADPC01046 TICKER: SVV Meeting Date: 14-Oct-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Donald H. Christie Management For Voted - For 4 Elect Gerald P. McCarvill Management For Voted - Against 5 Elect G. Edmund King Management For Voted - For 6 Elect Bruce Durham Management For Voted - Against 7 Elect Kenneth Lapierre Management For Voted - For 8 Elect William R. Johnstone Management For Voted - For 9 Incentive Stock Option Plan Renewal Management For Voted - For 10 Company Name Change Management For Voted - For 11 Share Consolidation Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting ST BARBARA LIMITED SECURITY ID: Q8744Q173 TICKER: SBM Meeting Date: 27-Nov-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Tim Netscher Management For Voted - For 4 Elect David Moroney Management For Voted - For 5 Elect Kerry J. Gleeson Management For Voted - For 6 Equity Grant (MD/CEO Robert Vassie) Management For Voted - For 7 Adoption of New Constitution Management For Voted - Against SUNRIDGE GOLD CORP. SECURITY ID: 86769Q102 TICKER: SGC Meeting Date: 22-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Divestiture Management For Voted - For 3 Liquidation Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting SUNRIDGE GOLD CORP. SECURITY ID: ADPC02460 TICKER: SGC Meeting Date: 22-Jan-16 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Divestiture Management For Voted - For 3 Liquidation Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting TEMEX RESOURCES CORP. SECURITY ID: 87971U105 TICKER: TME Meeting Date: 14-Sep-15 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Peter Akerley Management For Voted - For 3 Elect Ian Campbell Management For Voted - For 4 Elect Bruce Durham Management For Voted - Against 5 Elect Rene Marion Management For Voted - For 6 Elect Edward V. Reeser Management For Voted - Against 7 Ratification of Auditor Management For Voted - For 8 Stock Option Plan Renewal Management For Voted - For 9 Confirmation of By-Law No. 6 Management For Voted - For 10 Renewal of Shareholder Rights Plan Management For Voted - For 11 Merger/Acquisition Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting TRISTAR GOLD INC. SECURITY ID: 89678B109 TICKER: TSG Meeting Date: 22-Oct-15 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Mark E. Jones, III Management For Voted - For 4 Elect Leendert G. Krol Management For Voted - For 5 Elect Brian C. Irwin Management For Voted - For 6 Elect Patrick L. Glazier Management For Voted - For 7 Elect Diane R. Garrett Management For Voted - For 8 Elect Carlos Vilhena Management For Voted - For 9 Elect Quinton Hennigh Management For Voted - For U.S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 10 Appointment of Auditor Management For Voted - For 11 Authority to Set Auditor's Fees Management For Voted - For 12 2015 Stock Option Plan Management For Voted - For 13 Discretion to Grant Options to Insiders Management For Voted - For 14 Transaction of Other Business Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting VERONA DEVELOPMENT CORP. SECURITY ID: 924878101 TICKER: VDC.H Meeting Date: 27-Apr-16 Meeting Type: Annual 1 Authorization of Board to Set Board Size Management For Voted - Against 2 Elect Anthony Jackson Management For Voted - Against 3 Elect Konstantin Lichtenwald Management For Voted - Against 4 Elect Kenneth Tollstam Management For Voted - Against 5 Elect Van Rowell Torres Management For Voted - Against 6 Ratification of Auditor Management For Voted - Against 7 Stock Option Plan Management For Voted - Against 8 Approve Consolidation of Shares Management For Voted - Against 9 Non-Voting Meeting Note N/A N/A Non-Voting WESDOME GOLD MINES LTD. SECURITY ID: 95083R100 TICKER: WDO Meeting Date: 17-May-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Duncan Middlemiss Management For Voted - For 3 Elect Nadine Miller Management For Voted - For 4 Elect Don Njegovan Management For Voted - For 5 Elect Charles Page Management For Voted - For 6 Elect Rostislav Raykov Management For Voted - For 7 Elect Barry Smith Management For Voted - Against 8 Elect Rolly Uloth Management For Voted - For 9 Elect Bill Washington Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For Meeting Date: 14-Jun-16 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Duncan Middlemiss Management For Voted - For 4 Elect Nadine Miller Management For Voted - For 5 Elect Charles Page Management For Voted - For 6 Elect Barry Smith Management For Voted - Against 7 Elect Rolly Uloth Management For Voted - For 8 Elect Bill Washington Management For Voted - For U. S. GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED 9 Elect Rostislav Raykov Management Against Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. U.S. GLOBAL INVESTORS FUNDS By: /S/ SUSAN B. MCGEE ------------------ Susan B. McGee Executive Vice President Date: August 22, 2016