0000899243-21-031641.txt : 20210804 0000899243-21-031641.hdr.sgml : 20210804 20210804181610 ACCESSION NUMBER: 0000899243-21-031641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210802 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RALES MITCHELL P CENTRAL INDEX KEY: 0001015014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34045 FILM NUMBER: 211145524 BUSINESS ADDRESS: STREET 1: 11790 GLEN ROAD CITY: POTOMAC STATE: MD ZIP: 20854 BUSINESS PHONE: 301-299-2225 MAIL ADDRESS: STREET 1: 11790 GLEN ROAD CITY: POTOMAC STATE: MD ZIP: 20854 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colfax CORP CENTRAL INDEX KEY: 0001420800 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 541887631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 CENTERVILLE ROAD STREET 2: SUITE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: (302) 252-9160 MAIL ADDRESS: STREET 1: 2711 CENTERVILLE ROAD STREET 2: SUITE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-02 0 0001420800 Colfax CORP CFX 0001015014 RALES MITCHELL P 11790 GLEN ROAD POTOMAC MD 20854 1 0 0 0 Common Stock, par value $.001 2021-08-02 4 P 0 125000 45.90 A 1045201 D Common Stock, par value $.001 2021-08-02 4 P 0 100 45.86 A 14450 I By trust for daughter Common Stock, par value $.001 2021-08-02 4 P 0 100 45.86 A 2950 I By trust for daughter Common Stock, par value $.001 2021-08-03 4 P 0 27476 46.33 A 1072677 D Common Stock, par value $.001 2021-08-03 4 P 0 35024 46.84 A 1107701 D Common Stock, par value $.001 2021-08-04 4 P 0 59340 46.30 A 1167041 D Common Stock, par value $.001 2021-08-04 4 P 0 3160 46.96 A 1170201 D Common Stock, par value $.001 6000000 I By single member LLCs Common Stock, par value $.001 11500 I By trust for daughter Common Stock, par value $.001 28000 I By spouse Common Stock, par value $.001 679264 I By the Mitchell P. Rales Family Trust The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.675 to $46.025, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.68 to $46.67, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $46.69 to $46.97, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.92 to $46.91, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $46.925 to $47.01, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The reported shares are held through single-member LLCs, of which a revocable trust with the Reporting Person as the sole trustee and beneficiary is the sole member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Neither this filing nor anything contained herein shall be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise. The reporting person is a trustee of the Mitchell P. Rales Family Trust. /s/ Mitchell P. Rales 2021-08-04