-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VzKw9pKwtec7v0Tzx+3H/VjL3zRA3k6Oe9ZUQaMBBG/dYR+XLg7x59iHw9JmhxY0 KYczMswTlLXPS7ar2tqgPA== 0001005477-03-004459.txt : 20031117 0001005477-03-004459.hdr.sgml : 20031117 20031117161445 ACCESSION NUMBER: 0001005477-03-004459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031113 FILED AS OF DATE: 20031117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN CHRISTOPHER CENTRAL INDEX KEY: 0001210607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28672 FILM NUMBER: 031008183 MAIL ADDRESS: STREET 1: 7450 CAMPUS DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPTIKA INC CENTRAL INDEX KEY: 0001014920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954154552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7450 CAMPUS DR 2ND FLOOR STREET 2: STE 200 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 BUSINESS PHONE: 7195489800 MAIL ADDRESS: STREET 1: 7450 CAMPUS DR 2ND FLOOR STREET 2: STE 200 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 FORMER COMPANY: FORMER CONFORMED NAME: OPTIKA IMAGING SYSTEMS INC DATE OF NAME CHANGE: 19960520 4 1 edgar123.xml FORM 4 X0201 4 2003-11-13 0 0001014920 OPTIKA INC OPTK 0001210607 RYAN CHRISTOPHER 7450 CAMPUS DRIVE COLORADO SPRINGS CO 80920 0 1 0 0 Vice President of Marketing Common Stock 2003-11-13 4 M 0 6000 1.05 A 5000 D Common Stock 2003-11-14 4 M 0 24000 1.05 A 5000 D Common Stock 2003-11-17 4 M 0 7500 1.05 A 5000 D Common Stock 2003-11-14 4 S 0 4500 4.22 D 5000 D Common Stock 2003-11-14 4 S 0 100 4.24 D 5000 D Common Stock 2003-11-14 4 S 0 1700 4.25 D 5000 D Common Stock 2003-11-14 4 S 0 100 4.26 D 5000 D Common Stock 2003-11-13 4 S 0 500 4.20 D 5000 D Common Stock 2003-11-14 4 S 0 16900 4.20 D 5000 D Common Stock 2003-11-14 4 S 0 700 4.21 D 5000 D Common Stock 2003-11-17 4 S 0 7200 4.20 D 5000 D Common Stock 2003-11-17 4 S 0 300 4.2010 D 5000 D Common Stock 2003-11-13 4 S 0 5500 4.21 D 5000 D Employee Stock Option 1.05 2003-11-13 4 M 0 6000 1.05 A 2005-07-23 2011-07-23 Common Stock 6000 114000 D Employee Stock Option 1.05 2003-11-14 4 M 0 24000 1.05 A 2005-07-23 2011-07-23 Common Stock 24000 90000 D Employee Stock Option 1.05 2003-11-17 4 M 0 7500 1.05 A 2005-07-23 2011-07-23 Common Stock 7500 82500 D The options shall become exercisable and vested with respect to 6.25% of the Options Shares upon Optionee's completion of each one of 16 quarters of Service measured from and after the Vesting Commencement Date, with the first installment to become exercisable at the end of three months from the Vesting Commencement Date of July 23, 2001. /s/ Christopher Ryan 2003-11-17 -----END PRIVACY-ENHANCED MESSAGE-----