0001014776-12-000009.txt : 20121113
0001014776-12-000009.hdr.sgml : 20121112
20121113105322
ACCESSION NUMBER: 0001014776-12-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ
CENTRAL INDEX KEY: 0001014776
IRS NUMBER: 132668167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05466
FILM NUMBER: 121196748
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: STE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: 9736311177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ
DATE OF NAME CHANGE: 19990325
13F-HR
1
sept3012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number: ___________
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dinsmore Capital Management Co.
Address: 65 Madison Avenue
Suite 550
Morristown, New Jersey 07960
Form 13F File Number: 28-05466
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gary I. Levine
Title: Chief Financial Officer
Phone: (973) 631-1177
Signature, Place, and Date of Signing:
/s/ Gary I. Levine Morristown, New Jersey November 13, 2012
------------------ ---------------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Form 13F Information Table Entry Total: 124
Form 13F Information Table Value Total: $207,167
(thousands)
NAME OF ISSUER TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------- --------- ------ --------- ---- ---- ------- -------- --------- ------ ----
ALASKA COMMUNICATIONS SYSTEMS CONV 01167PAD3 1,364 2,000,000 PRN Sole 2,000,000
AM CASTLE & CO CONV 148411AB7 710 500,000 PRN Sole 500,000
AM TRUST FINANCIAL SERVICES I CONV 032359AB7 2,312 2,000,000 PRN Sole 2,000,000
AMGEN INC CONV 031162AQ3 2,235 2,000,000 PRN Sole 2,000,000
ANIXTER INTERNATIONAL INC CONV 035290AH8 547 500,000 PRN Sole 500,000
ANNALY CAPITAL MANAGEMENT INC CONV 035710AA0 1,913 1,500,000 PRN Sole 1,500,000
CEMEX SAB DE CV CONV 151290AU7 1,991 2,000,000 PRN Sole 2,000,000
CHART INDUSTRIES INC CONV 16115QAC4 1,311 1,000,000 PRN Sole 1,000,000
CHEMED CORP CONV 16359RAC7 1,885 1,780,000 PRN Sole 1,780,000
CHIQUITA BRANDS INTERNATIONAL CONV 170032AT3 955 1,081,000 PRN Sole 1,081,000
CORPORATE OFFICE PROPERTY CONV 22003BAC0 1,011 1,000,000 PRN Sole 1,000,000
CSG SYSTEMS INTERNATIONAL INC CONV 126349AC3 1,510 1,300,000 PRN Sole 1,300,000
CUBIST PHARMACEUTICALS INC CONV 229678AC1 2,320 1,500,000 PRN Sole 1,500,000
DFC GLOBAL CORP CONV 23324TAA5 1,068 1,000,000 PRN Sole 1,000,000
DIGITAL RIVER INC CONV 25388BAD6 2,016 2,100,000 PRN Sole 2,100,000
DRYSHIPS INC CONV 262498AB4 831 1,000,000 PRN Sole 1,000,000
ELECTRONIC ARTS CONV 285512AA7 918 1,000,000 PRN Sole 1,000,000
EMC CORP CONV 268648AM4 4,821 2,800,000 PRN Sole 2,800,000
ENDEAVOUR INTERNATIONAL CONV 29257MAE0 949 1,000,000 PRN Sole 1,000,000
ENDO HEALTH SOLUTIONS INC CONV 29264FAB2 1,835 1,500,000 PRN Sole 1,500,000
EQUINIX INC CONV 29444UAG1 2,957 1,500,000 PRN Sole 1,500,000
EXELIXIS INC CONV 30161QAC8 1,048 1,000,000 PRN Sole 1,000,000
FINISAR CORP CONV 31787AAJ0 254 150,000 PRN Sole 150,000
GENERAL CABLE CORP CONV 369300AL2 2,150 2,000,000 PRN Sole 2,000,000
GILEAD SCIENCES INC CONV 375558AN3 2,265 1,500,000 PRN Sole 1,500,000
GILEAD SCIENCES INC CONV 375558AP8 3,139 2,000,000 PRN Sole 2,000,000
GOODRICH PETROLEUM CORP CONV 382410AC2 1,884 2,000,000 PRN Sole 2,000,000
GT ADVANCED TECHNOLOGIES INC CONV 36191UAA4 453 500,000 PRN Sole 500,000
HAWAIIAN HOLDINGS INC CONV 419879AD3 2,855 2,750,000 PRN Sole 2,750,000
HOME INNS & HOTELS MANAGEMENT CONV 43713WAA5 851 1,000,000 PRN Sole 1,000,000
HORNBECK OFFSHORE SERVICES IN CONV 440543AM8 1,009 1,000,000 PRN Sole 1,000,000
ICONIX BRAND GROUP INC CONV 451055AC1 1,748 1,750,000 PRN Sole 1,750,000
INSULET CORP CONV 45784PAC5 1,956 1,750,000 PRN Sole 1,750,000
INTEL CORP CONV 458140AC4 2,731 2,500,000 PRN Sole 2,500,000
INTEL CORP CONV 458140AF7 2,784 2,250,000 PRN Sole 2,250,000
INTERDIGITAL INC CONV 458660AB3 2,094 2,000,000 PRN Sole 2,000,000
ISIS PHARMACEUTICALS INC CONV 464337AF1 1,380 1,200,000 PRN Sole 1,200,000
JARDEN CORPORATION CONV 471109AG3 2,060 2,000,000 PRN Sole 2,000,000
JINKOSOLAR HOLDING CO LTD CONV 47759TAA8 415 1,000,000 PRN Sole 1,000,000
KAISER ALUMINUM CORP CONV 483007AB6 2,701 2,000,000 PRN Sole 2,000,000
KAMAN CORP CONV 483548AD5 1,248 1,000,000 PRN Sole 1,000,000
KNIGHT CAP GROUP INC CONV 499005AE6 909 1,000,000 PRN Sole 1,000,000
LAM RESEARCH CORP CONV 512807AL2 971 1,000,000 PRN Sole 1,000,000
LEXINGTON REALTY TRUST CONV 529043AA9 2,915 2,000,000 PRN Sole 2,000,000
LIFEPOINT HOSPITALS INC CONV 53219LAH2 1,092 1,000,000 PRN Sole 1,000,000
LINEAR TECHNOLOGY CORP CONV 535678AC0 2,081 2,000,000 PRN Sole 2,000,000
MEDICIS PHARMACEUTICAL CORP CONV 584690AC5 1,351 1,250,000 PRN Sole 1,250,000
MENTOR GRAPHICS CORP CONV 587200AK2 847 750,000 PRN Sole 750,000
MGM RESORTS INTERNATIONAL CONV 55303QAE0 2,084 2,000,000 PRN Sole 2,000,000
MICRON TECHNOLOGY INC CONV 595112AP8 1,868 2,000,000 PRN Sole 2,000,000
MICRON TECHNOLOGY INC CONV 595112AQ6 1,122 1,250,000 PRN Sole 1,250,000
MICROSOFT CORP CONV 594918AE4 1,046 1,000,000 PRN Sole 1,000,000
MORGANS HOTEL GROUP CO CONV 61748WAA6 1,840 2,000,000 PRN Sole 2,000,000
MYLAN INC CONV 628530AJ6 2,879 1,500,000 PRN Sole 1,500,000
NATIONAL FINANCIAL PARTNERS C CONV 63607PAC3 2,206 1,500,000 PRN Sole 1,500,000
NETAPP INC CONV 64110DAB0 1,144 1,000,000 PRN Sole 1,000,000
NEWMONT MINING CORP CONV 651639AJ5 1,454 1,000,000 PRN Sole 1,000,000
NORTHGATE MINERALS CORP CONV 666416AB8 1,137 1,100,000 PRN Sole 1,100,000
NOVELLUS S CONV 670008AD3 555 500,000 PRN Sole 500,000
NUANCE COMMUNICATIONS INC CONV 67020YAB6 4,312 3,000,000 PRN Sole 3,000,000
PHOTRONICS INC CONV 719405AH5 978 1,000,000 PRN Sole 1,000,000
PRICELINE.COM INC CONV 741503AM8 1,882 900,000 PRN Sole 900,000
PRICELINE.COM INC CONV 741503AP1 1,203 1,115,000 PRN Sole 1,115,000
PROSPECT CAPITAL CORP CONV 74348TAG7 2,039 2,000,000 PRN Sole 2,000,000
REGENERON PHARMACEUTICALS INC CONV 75886FAC1 956 500,000 PRN Sole 500,000
RENESOLA LTD CONV 75971TAA1 525 1,000,000 PRN Sole 1,000,000
ROVI CORP CONV 779376AB8 1,989 2,000,000 PRN Sole 2,000,000
RTI INTERNATIONAL METALS INC CONV 74973WAA5 1,259 1,200,000 PRN Sole 1,200,000
RUDOLPH TECHNOLOGIES INC CONV 781268AA5 1,104 1,000,000 PRN Sole 1,000,000
SALIX PHARMACEUTICALS LTD CONV 795435AC0 1,176 1,000,000 PRN Sole 1,000,000
SALIX PHARMACEUTICALS LTD CONV 795435AD8 243 250,000 PRN Sole 250,000
SANDISK CORP CONV 80004CAD3 1,137 1,000,000 PRN Sole 1,000,000
SBA COMMUNICATIONS CORP CONV 78388JAM8 2,124 1,000,000 PRN Sole 1,000,000
SBA COMMUNICATIONS CORP CONV 78388JAN6 1,525 1,000,000 PRN Sole 1,000,000
SUNPOWER CORP CONV 867652AC3 952 1,000,000 PRN Sole 1,000,000
SUNPOWER CORP CONV 867652AE9 2,309 2,500,000 PRN Sole 2,500,000
TAKE TWO INTERACTIVE SOFTWARE CONV 874054AB5 939 1,000,000 PRN Sole 1,000,000
TELECOMMUNICATION SYSTEMS INC CONV 87929JAA1 1,770 2,000,000 PRN Sole 2,000,000
THE MEDICINES COMPANY CONV 584688AB1 564 500,000 PRN Sole 500,000
THQ INC CONV 872443AB2 870 1,500,000 PRN Sole 1,500,000
TIBCO SOFTWARE INC CONV 88632QAA1 1,030 1,000,000 PRN Sole 1,000,000
TITAN INTERNATIONAL INC CONV 888305AA7 1,506 750,000 PRN Sole 750,000
TITAN MACHINERY INC CONV 88830RAA9 882 1,000,000 PRN Sole 1,000,000
TOWER GROUP INC CONV 891777AC8 2,581 2,500,000 PRN Sole 2,500,000
TRINA SOLAR LTD CONV 89628EAA2 1,790 2,000,000 PRN Sole 2,000,000
ULTRAPETROL (BAHAMAS) LTD CONV 90400XAD6 924 1,500,000 PRN Sole 1,500,000
UNITED STATES STEEL CORP CONV 912909AE8 1,270 1,250,000 PRN Sole 1,250,000
VERTEX PHARMACEUTICALS INC CONV 92532FAN0 1,289 1,000,000 PRN Sole 1,000,000
XILINX INC CONV 983919AF8 1,314 1,000,000 PRN Sole 1,000,000
AMERIVON HOLDINGS LLC PFD 898873104 65 545,456 SH Sole 545,456
AMERIVON HOLDINGS LLC PFD 898876107 1,771 1,188,818 SH Sole 1,188,818
BANK OF AMERICA CORP PFD 060505682 3,488 3,200 SH Sole 3,200
BUNGE LTD PFD G16962204 1,462 15,000 SH Sole 15,000
CHESAPEAKE ENERGY CORP PFD 165167768 3,803 4,100 SH Sole 4,100
FIFTH THIRD BANCORP PFD 316773209 3,093 21,750 SH Sole 21,750
HEALTH CARE REIT INC PFD 42217K601 1,102 20,000 SH Sole 20,000
INTERPUBLIC GROUP OF COS INC PFD 460690803 2,106 2,000 SH Sole 2,000
NEW YORK COMMUNITY CAPITAL TR PFD 64944P307 2,367 48,000 SH Sole 48,000
STANLEY BLACK & DECKER INC PFD 854502309 2,512 20,000 SH Sole 20,000
WELLS FARGO & CO PFD 949746804 4,952 4,000 SH Sole 4,000
WHITING PETROLEUM CORP PFD 966387201 58 262 SH Sole 262
2010 SWIFT MANDATORY COM EXCH PFD 90213G207 1,249 140,000 SH Sole 140,000
ANGLOGOLD ASHANTI LTD PFD 03512Q206 491 11,800 SH Sole 11,800
APACHE CORP PFD 037411808 2,919 60,000 SH Sole 60,000
CITIGROUP INC PFD 172967416 1,358 14,000 SH Sole 14,000
GENERAL MOTORS CO PFD 37045V209 2,982 80,000 SH Sole 80,000
GENESEE & WYOMING INC PFD 371559204 1,564 15,000 SH Sole 15,000
METLIFE INC PFD 59156R116 2,762 40,000 SH Sole 40,000
NEXTERA ENERGY INC PFD 65339F507 2,190 40,000 SH Sole 40,000
NEXTERA ENERGY INC PFD 65339F705 772 15,000 SH Sole 15,000
PPL CORP PFD 69351T114 2,735 50,000 SH Sole 50,000
UBS AG EXCH NOTE (GTAT) PFD 90265K205 1,478 80,000 SH Sole 80,000
UNISYS CORP PFD 909214405 1,243 20,000 SH Sole 20,000
UNITED TECHNOLOGIES CORP PFD 913017117 3,927 70,000 SH Sole 70,000
VALE/P PREF 91912E204 699 40,290 SH Sole 40,290
ABBOTT LABS COM 002824100 1,234 18,000 SH Sole 18,000
AT&T INC COM 00206R102 2,639 70,000 SH Sole 70,000
BRISTOL MYERS SQUIBB CO COM 110122108 1,012 30,000 SH Sole 30,000
CONOCOPHILLIPS COM 20825C104 1,531 26,782 SH Sole 26,782
DISNEY WALT CO COM 254687106 784 15,000 SH Sole 15,000
MERCK & CO INC COM 58933Y105 1,473 32,651 SH Sole 32,651
MICROSOFT CORP COM 594918104 1,191 40,000 SH Sole 40,000
PFIZER INC COM 717081103 994 40,000 SH Sole 40,000
VERIZON COMMUNICATIONS INC COM 92343V104 2,734 60,000 SH Sole 60,000