0001014776-12-000009.txt : 20121113 0001014776-12-000009.hdr.sgml : 20121112 20121113105322 ACCESSION NUMBER: 0001014776-12-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ CENTRAL INDEX KEY: 0001014776 IRS NUMBER: 132668167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05466 FILM NUMBER: 121196748 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE STREET 2: STE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ DATE OF NAME CHANGE: 19990325 13F-HR 1 sept3012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dinsmore Capital Management Co. Address: 65 Madison Avenue Suite 550 Morristown, New Jersey 07960 Form 13F File Number: 28-05466 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gary I. Levine Title: Chief Financial Officer Phone: (973) 631-1177 Signature, Place, and Date of Signing: /s/ Gary I. Levine Morristown, New Jersey November 13, 2012 ------------------ ---------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 124 Form 13F Information Table Value Total: $207,167 (thousands)
NAME OF ISSUER TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ -------- --------- ------ --------- ---- ---- ------- -------- --------- ------ ---- ALASKA COMMUNICATIONS SYSTEMS CONV 01167PAD3 1,364 2,000,000 PRN Sole 2,000,000 AM CASTLE & CO CONV 148411AB7 710 500,000 PRN Sole 500,000 AM TRUST FINANCIAL SERVICES I CONV 032359AB7 2,312 2,000,000 PRN Sole 2,000,000 AMGEN INC CONV 031162AQ3 2,235 2,000,000 PRN Sole 2,000,000 ANIXTER INTERNATIONAL INC CONV 035290AH8 547 500,000 PRN Sole 500,000 ANNALY CAPITAL MANAGEMENT INC CONV 035710AA0 1,913 1,500,000 PRN Sole 1,500,000 CEMEX SAB DE CV CONV 151290AU7 1,991 2,000,000 PRN Sole 2,000,000 CHART INDUSTRIES INC CONV 16115QAC4 1,311 1,000,000 PRN Sole 1,000,000 CHEMED CORP CONV 16359RAC7 1,885 1,780,000 PRN Sole 1,780,000 CHIQUITA BRANDS INTERNATIONAL CONV 170032AT3 955 1,081,000 PRN Sole 1,081,000 CORPORATE OFFICE PROPERTY CONV 22003BAC0 1,011 1,000,000 PRN Sole 1,000,000 CSG SYSTEMS INTERNATIONAL INC CONV 126349AC3 1,510 1,300,000 PRN Sole 1,300,000 CUBIST PHARMACEUTICALS INC CONV 229678AC1 2,320 1,500,000 PRN Sole 1,500,000 DFC GLOBAL CORP CONV 23324TAA5 1,068 1,000,000 PRN Sole 1,000,000 DIGITAL RIVER INC CONV 25388BAD6 2,016 2,100,000 PRN Sole 2,100,000 DRYSHIPS INC CONV 262498AB4 831 1,000,000 PRN Sole 1,000,000 ELECTRONIC ARTS CONV 285512AA7 918 1,000,000 PRN Sole 1,000,000 EMC CORP CONV 268648AM4 4,821 2,800,000 PRN Sole 2,800,000 ENDEAVOUR INTERNATIONAL CONV 29257MAE0 949 1,000,000 PRN Sole 1,000,000 ENDO HEALTH SOLUTIONS INC CONV 29264FAB2 1,835 1,500,000 PRN Sole 1,500,000 EQUINIX INC CONV 29444UAG1 2,957 1,500,000 PRN Sole 1,500,000 EXELIXIS INC CONV 30161QAC8 1,048 1,000,000 PRN Sole 1,000,000 FINISAR CORP CONV 31787AAJ0 254 150,000 PRN Sole 150,000 GENERAL CABLE CORP CONV 369300AL2 2,150 2,000,000 PRN Sole 2,000,000 GILEAD SCIENCES INC CONV 375558AN3 2,265 1,500,000 PRN Sole 1,500,000 GILEAD SCIENCES INC CONV 375558AP8 3,139 2,000,000 PRN Sole 2,000,000 GOODRICH PETROLEUM CORP CONV 382410AC2 1,884 2,000,000 PRN Sole 2,000,000 GT ADVANCED TECHNOLOGIES INC CONV 36191UAA4 453 500,000 PRN Sole 500,000 HAWAIIAN HOLDINGS INC CONV 419879AD3 2,855 2,750,000 PRN Sole 2,750,000 HOME INNS & HOTELS MANAGEMENT CONV 43713WAA5 851 1,000,000 PRN Sole 1,000,000 HORNBECK OFFSHORE SERVICES IN CONV 440543AM8 1,009 1,000,000 PRN Sole 1,000,000 ICONIX BRAND GROUP INC CONV 451055AC1 1,748 1,750,000 PRN Sole 1,750,000 INSULET CORP CONV 45784PAC5 1,956 1,750,000 PRN Sole 1,750,000 INTEL CORP CONV 458140AC4 2,731 2,500,000 PRN Sole 2,500,000 INTEL CORP CONV 458140AF7 2,784 2,250,000 PRN Sole 2,250,000 INTERDIGITAL INC CONV 458660AB3 2,094 2,000,000 PRN Sole 2,000,000 ISIS PHARMACEUTICALS INC CONV 464337AF1 1,380 1,200,000 PRN Sole 1,200,000 JARDEN CORPORATION CONV 471109AG3 2,060 2,000,000 PRN Sole 2,000,000 JINKOSOLAR HOLDING CO LTD CONV 47759TAA8 415 1,000,000 PRN Sole 1,000,000 KAISER ALUMINUM CORP CONV 483007AB6 2,701 2,000,000 PRN Sole 2,000,000 KAMAN CORP CONV 483548AD5 1,248 1,000,000 PRN Sole 1,000,000 KNIGHT CAP GROUP INC CONV 499005AE6 909 1,000,000 PRN Sole 1,000,000 LAM RESEARCH CORP CONV 512807AL2 971 1,000,000 PRN Sole 1,000,000 LEXINGTON REALTY TRUST CONV 529043AA9 2,915 2,000,000 PRN Sole 2,000,000 LIFEPOINT HOSPITALS INC CONV 53219LAH2 1,092 1,000,000 PRN Sole 1,000,000 LINEAR TECHNOLOGY CORP CONV 535678AC0 2,081 2,000,000 PRN Sole 2,000,000 MEDICIS PHARMACEUTICAL CORP CONV 584690AC5 1,351 1,250,000 PRN Sole 1,250,000 MENTOR GRAPHICS CORP CONV 587200AK2 847 750,000 PRN Sole 750,000 MGM RESORTS INTERNATIONAL CONV 55303QAE0 2,084 2,000,000 PRN Sole 2,000,000 MICRON TECHNOLOGY INC CONV 595112AP8 1,868 2,000,000 PRN Sole 2,000,000 MICRON TECHNOLOGY INC CONV 595112AQ6 1,122 1,250,000 PRN Sole 1,250,000 MICROSOFT CORP CONV 594918AE4 1,046 1,000,000 PRN Sole 1,000,000 MORGANS HOTEL GROUP CO CONV 61748WAA6 1,840 2,000,000 PRN Sole 2,000,000 MYLAN INC CONV 628530AJ6 2,879 1,500,000 PRN Sole 1,500,000 NATIONAL FINANCIAL PARTNERS C CONV 63607PAC3 2,206 1,500,000 PRN Sole 1,500,000 NETAPP INC CONV 64110DAB0 1,144 1,000,000 PRN Sole 1,000,000 NEWMONT MINING CORP CONV 651639AJ5 1,454 1,000,000 PRN Sole 1,000,000 NORTHGATE MINERALS CORP CONV 666416AB8 1,137 1,100,000 PRN Sole 1,100,000 NOVELLUS S CONV 670008AD3 555 500,000 PRN Sole 500,000 NUANCE COMMUNICATIONS INC CONV 67020YAB6 4,312 3,000,000 PRN Sole 3,000,000 PHOTRONICS INC CONV 719405AH5 978 1,000,000 PRN Sole 1,000,000 PRICELINE.COM INC CONV 741503AM8 1,882 900,000 PRN Sole 900,000 PRICELINE.COM INC CONV 741503AP1 1,203 1,115,000 PRN Sole 1,115,000 PROSPECT CAPITAL CORP CONV 74348TAG7 2,039 2,000,000 PRN Sole 2,000,000 REGENERON PHARMACEUTICALS INC CONV 75886FAC1 956 500,000 PRN Sole 500,000 RENESOLA LTD CONV 75971TAA1 525 1,000,000 PRN Sole 1,000,000 ROVI CORP CONV 779376AB8 1,989 2,000,000 PRN Sole 2,000,000 RTI INTERNATIONAL METALS INC CONV 74973WAA5 1,259 1,200,000 PRN Sole 1,200,000 RUDOLPH TECHNOLOGIES INC CONV 781268AA5 1,104 1,000,000 PRN Sole 1,000,000 SALIX PHARMACEUTICALS LTD CONV 795435AC0 1,176 1,000,000 PRN Sole 1,000,000 SALIX PHARMACEUTICALS LTD CONV 795435AD8 243 250,000 PRN Sole 250,000 SANDISK CORP CONV 80004CAD3 1,137 1,000,000 PRN Sole 1,000,000 SBA COMMUNICATIONS CORP CONV 78388JAM8 2,124 1,000,000 PRN Sole 1,000,000 SBA COMMUNICATIONS CORP CONV 78388JAN6 1,525 1,000,000 PRN Sole 1,000,000 SUNPOWER CORP CONV 867652AC3 952 1,000,000 PRN Sole 1,000,000 SUNPOWER CORP CONV 867652AE9 2,309 2,500,000 PRN Sole 2,500,000 TAKE TWO INTERACTIVE SOFTWARE CONV 874054AB5 939 1,000,000 PRN Sole 1,000,000 TELECOMMUNICATION SYSTEMS INC CONV 87929JAA1 1,770 2,000,000 PRN Sole 2,000,000 THE MEDICINES COMPANY CONV 584688AB1 564 500,000 PRN Sole 500,000 THQ INC CONV 872443AB2 870 1,500,000 PRN Sole 1,500,000 TIBCO SOFTWARE INC CONV 88632QAA1 1,030 1,000,000 PRN Sole 1,000,000 TITAN INTERNATIONAL INC CONV 888305AA7 1,506 750,000 PRN Sole 750,000 TITAN MACHINERY INC CONV 88830RAA9 882 1,000,000 PRN Sole 1,000,000 TOWER GROUP INC CONV 891777AC8 2,581 2,500,000 PRN Sole 2,500,000 TRINA SOLAR LTD CONV 89628EAA2 1,790 2,000,000 PRN Sole 2,000,000 ULTRAPETROL (BAHAMAS) LTD CONV 90400XAD6 924 1,500,000 PRN Sole 1,500,000 UNITED STATES STEEL CORP CONV 912909AE8 1,270 1,250,000 PRN Sole 1,250,000 VERTEX PHARMACEUTICALS INC CONV 92532FAN0 1,289 1,000,000 PRN Sole 1,000,000 XILINX INC CONV 983919AF8 1,314 1,000,000 PRN Sole 1,000,000 AMERIVON HOLDINGS LLC PFD 898873104 65 545,456 SH Sole 545,456 AMERIVON HOLDINGS LLC PFD 898876107 1,771 1,188,818 SH Sole 1,188,818 BANK OF AMERICA CORP PFD 060505682 3,488 3,200 SH Sole 3,200 BUNGE LTD PFD G16962204 1,462 15,000 SH Sole 15,000 CHESAPEAKE ENERGY CORP PFD 165167768 3,803 4,100 SH Sole 4,100 FIFTH THIRD BANCORP PFD 316773209 3,093 21,750 SH Sole 21,750 HEALTH CARE REIT INC PFD 42217K601 1,102 20,000 SH Sole 20,000 INTERPUBLIC GROUP OF COS INC PFD 460690803 2,106 2,000 SH Sole 2,000 NEW YORK COMMUNITY CAPITAL TR PFD 64944P307 2,367 48,000 SH Sole 48,000 STANLEY BLACK & DECKER INC PFD 854502309 2,512 20,000 SH Sole 20,000 WELLS FARGO & CO PFD 949746804 4,952 4,000 SH Sole 4,000 WHITING PETROLEUM CORP PFD 966387201 58 262 SH Sole 262 2010 SWIFT MANDATORY COM EXCH PFD 90213G207 1,249 140,000 SH Sole 140,000 ANGLOGOLD ASHANTI LTD PFD 03512Q206 491 11,800 SH Sole 11,800 APACHE CORP PFD 037411808 2,919 60,000 SH Sole 60,000 CITIGROUP INC PFD 172967416 1,358 14,000 SH Sole 14,000 GENERAL MOTORS CO PFD 37045V209 2,982 80,000 SH Sole 80,000 GENESEE & WYOMING INC PFD 371559204 1,564 15,000 SH Sole 15,000 METLIFE INC PFD 59156R116 2,762 40,000 SH Sole 40,000 NEXTERA ENERGY INC PFD 65339F507 2,190 40,000 SH Sole 40,000 NEXTERA ENERGY INC PFD 65339F705 772 15,000 SH Sole 15,000 PPL CORP PFD 69351T114 2,735 50,000 SH Sole 50,000 UBS AG EXCH NOTE (GTAT) PFD 90265K205 1,478 80,000 SH Sole 80,000 UNISYS CORP PFD 909214405 1,243 20,000 SH Sole 20,000 UNITED TECHNOLOGIES CORP PFD 913017117 3,927 70,000 SH Sole 70,000 VALE/P PREF 91912E204 699 40,290 SH Sole 40,290 ABBOTT LABS COM 002824100 1,234 18,000 SH Sole 18,000 AT&T INC COM 00206R102 2,639 70,000 SH Sole 70,000 BRISTOL MYERS SQUIBB CO COM 110122108 1,012 30,000 SH Sole 30,000 CONOCOPHILLIPS COM 20825C104 1,531 26,782 SH Sole 26,782 DISNEY WALT CO COM 254687106 784 15,000 SH Sole 15,000 MERCK & CO INC COM 58933Y105 1,473 32,651 SH Sole 32,651 MICROSOFT CORP COM 594918104 1,191 40,000 SH Sole 40,000 PFIZER INC COM 717081103 994 40,000 SH Sole 40,000 VERIZON COMMUNICATIONS INC COM 92343V104 2,734 60,000 SH Sole 60,000