0001014776-12-000002.txt : 20120214 0001014776-12-000002.hdr.sgml : 20120214 20120214121341 ACCESSION NUMBER: 0001014776-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ CENTRAL INDEX KEY: 0001014776 IRS NUMBER: 132668167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05466 FILM NUMBER: 12605584 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE STREET 2: STE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ DATE OF NAME CHANGE: 19990325 13F-HR 1 dec3111.txt 1 dec3111.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dinsmore Capital Management Co. Address: 65 Madison Avenue Suite 550 Morristown, New Jersey 07960 Form 13F File Number: 28-05466 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gary I. Levine Title: Chief Financial Officer Phone: (973) 631-1177 Signature, Place, and Date of Signing: /s/ Gary I. Levine Morristown, New Jersey February 14, 2012 ------------------ ---------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: $189,176 (thousands)
FORM 13F INFORMATION TABLE NAME OF ISSUER TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ -------- --------- ------ --------- ---- ---- ------- -------- --------- ------ ---- A123 SYS INC CONV 03739TAA6 342 1,000,000 PRN Sole 1,000,000 ALASKA COMMUNICATIONS SYSTEMS CONV 01167PAD3 1,282 2,000,000 PRN Sole 2,000,000 AM CASTLE & CO CONV 148411AB7 561 500,000 PRN Sole 500,000 AMGEN INC CONV 031162AQ3 2,018 2,000,000 PRN Sole 2,000,000 AMTRUST FINANCIAL SERVICES IN CONV 032359AB7 2,002 2,000,000 PRN Sole 2,000,000 AMYLIN PHARMACEUTICALS INC CONV 032346AF5 895 1,000,000 PRN Sole 1,000,000 ANIXTER INTERNATIONAL INC CONV 035290AH8 572 500,000 PRN Sole 500,000 ANIXTER INTERNATIONAL INC CONV 035290AJ4 858 750,000 PRN Sole 750,000 ANNALY CAPITAL MANAGEMENT INC CONV 035710AA0 1,704 1,500,000 PRN Sole 1,500,000 BGC PARTNERS INC CONV 05541TAC5 440 500,000 PRN Sole 500,000 CEMEX SAB DE CV CONV 151290AU7 1,315 2,000,000 PRN Sole 2,000,000 CHART INDUSTRIES INC CONV 16115QAC4 1,061 1,000,000 PRN Sole 1,000,000 CHEMED CORP CONV 16359RAC7 1,678 1,780,000 PRN Sole 1,780,000 CHINA MEDICAL TECHNOLOGIES IN CONV 169483AC8 1,270 2,200,000 PRN Sole 2,200,000 CHIQUITA BRANDS INTERNATIONAL CONV 170032AT3 931 1,081,000 PRN Sole 1,081,000 CORPORATE OFFICE PPTYS L P CONV 22003BAC0 925 1,000,000 PRN Sole 1,000,000 CSG SYSTEMS INTERNATIONAL INC CONV 126349AC3 1,410 1,500,000 PRN Sole 1,500,000 CUBIST PHARMACEUTICALS INC CONV 229678AC1 2,029 1,500,000 PRN Sole 1,500,000 DIGITAL RIVER INC CONV 25388BAC8 1,730 2,100,000 PRN Sole 2,100,000 DRYSHIPS INC CONV 262498AB4 1,039 1,500,000 PRN Sole 1,500,000 ELECTRONIC ARTS INC CONV 285512AB5 976 1,000,000 PRN Sole 1,000,000 EMC CORP CONV 268648AL6 1,440 1,000,000 PRN Sole 1,000,000 EMC CORP CONV 268648AM4 4,032 2,800,000 PRN Sole 2,800,000 ENDEAVOUR INTERNATIONAL CORP CONV 29257MAD2 834 1,000,000 PRN Sole 1,000,000 ENDO PHARMACEUTICALS HOLDINGS CONV 29264FAB2 985 750,000 PRN Sole 750,000 EQUINIX INC CONV 29444UAG1 3,371 3,000,000 PRN Sole 3,000,000 EQUINIX INC CONV 29444UAH9 1,412 1,000,000 PRN Sole 1,000,000 EURONET WORLDWIDE INC CONV 298736AF6 1,990 2,000,000 PRN Sole 2,000,000 FINISAR CORP CONV 31787AAJ0 278 150,000 PRN Sole 150,000 GENERAL CABLE CORP CONV 369300AL2 1,484 1,560,000 PRN Sole 1,560,000 GILEAD SCIENCES INC CONV 375558AL7 1,650 1,500,000 PRN Sole 1,500,000 GILEAD SCIENCES INC CONV 375558AM5 1,716 1,500,000 PRN Sole 1,500,000 GOODRICH PETROLEUM CORP CONV 382410AC2 1,862 2,000,000 PRN Sole 2,000,000 HAWAIIAN HOLDINGS INC CONV 419879AD3 1,757 1,750,000 PRN Sole 1,750,000 HOME INNS & MOTELS MANAGEMENT CONV 43713WAA5 759 1,000,000 PRN Sole 1,000,000 ICONIX BRAND GROUP INC CONV 451055AC1 951 1,000,000 PRN Sole 1,000,000 INSULET CORPORATION CONV 45784PAC5 1,018 1,000,000 PRN Sole 1,000,000 INTEGRA LIFE SCIENCES HOLDING CONV 457985AJ8 1,290 1,500,000 PRN Sole 1,500,000 INTEGRA LIFESCIENCES HOLDINGS CONV 457985AH2 1,128 1,134,000 PRN Sole 1,134,000 INTEL CORP CONV 458140AC4 2,616 2,500,000 PRN Sole 2,500,000 INTEL CORP CONV 458140AF7 2,829 2,250,000 PRN Sole 2,250,000 INTERDIGITAL INC CONV 458660AA5 1,312 1,250,000 PRN Sole 1,250,000 JAGUAR MINING INC CONV 47009MAG8 906 1,050,000 PRN Sole 1,050,000 JINKOSOLAR HOLDING CO LTD CONV 47759TAA8 868 2,000,000 PRN Sole 2,000,000 KAISER ALUMINUM CORP CONV 483007AA8 2,324 2,000,000 PRN Sole 2,000,000 KAMAN CORP CONV 483548AD5 1,050 1,000,000 PRN Sole 1,000,000 KNIGHT CAP GROUP INC CONV 499005AE6 1,346 1,500,000 PRN Sole 1,500,000 LAM RESEARCH CORPORATION CONV 512807AK4 942 1,000,000 PRN Sole 1,000,000 LEXINGTON REALTY TRUST CONV 529043AA9 2,390 2,000,000 PRN Sole 2,000,000 LINEAR TECHNOLOGY CORP CONV 535678AC0 1,026 1,000,000 PRN Sole 1,000,000 MENTOR GRAPHICS CORP CONV 587200AJ5 508 500,000 PRN Sole 500,000 MGM RESORTS INTERNATIONAL CONV 55303QAE0 1,427 1,500,000 PRN Sole 1,500,000 MICRON TECHNOLOGY INC CONV 595112AL7 1,128 1,250,000 PRN Sole 1,250,000 MICRON TECHNOLOGY INC CONV 595112AM5 1,328 1,500,000 PRN Sole 1,500,000 MICROSOFT CORP CONV 594918AE4 1,018 1,000,000 PRN Sole 1,000,000 MORGANS HOTEL GROUP CO CONV 61748WAA6 1,635 2,000,000 PRN Sole 2,000,000 MYLAN INC CONV 628530AG2 1,008 1,000,000 PRN Sole 1,000,000 MYLAN INC CONV 628530AJ6 1,751 1,000,000 PRN Sole 1,000,000 NATIONAL FINANCIAL PARTNERS C CONV 63607PAC3 1,856 1,500,000 PRN Sole 1,500,000 NETAPP INC CONV 64110DAB0 951 750,000 PRN Sole 750,000 NII HOLDINGS INC CONV 62913FAJ1 1,011 1,000,000 PRN Sole 1,000,000 NORTHGATE MINERALS CORP CONV 666416AB8 1,144 1,100,000 PRN Sole 1,100,000 NOVELLUS SYSTEMS INC CONV 670008AC5 601 500,000 PRN Sole 500,000 NUANCE COMMUNICATIONS INC CONV 67020YAB6 4,342 3,000,000 PRN Sole 3,000,000 OIL STATES INTERNATIONAL INC CONV 678026AB1 1,207 500,000 PRN Sole 500,000 OLD REPUBLIC INTERNATIONAL CO CONV 680223AF1 1,506 1,500,000 PRN Sole 1,500,000 OMNICARE INC CONV 681904AL2 234 254,000 PRN Sole 254,000 ONYX PHARMACEUTICALS INC CONV 683399AB5 1,339 1,000,000 PRN Sole 1,000,000 PHOTRONICS INC CONV 719405AG7 968 1,000,000 PRN Sole 1,000,000 REGENERON PHARMACEUTICALS INC CONV 75886FAC1 1,898 2,000,000 PRN Sole 2,000,000 REGIS CORP CONV 758932AA5 627 500,000 PRN Sole 500,000 RENESOLA LTD CONV 75971TAA1 595 1,000,000 PRN Sole 1,000,000 ROVI CORP CONV 779376AB8 1,500 1,500,000 PRN Sole 1,500,000 RTI INTERNATIONAL METALS INC CONV 74973WAA5 956 950,000 PRN Sole 950,000 RUDOLPH TECHNOLOGIES INC CONV 781268AA5 989 1,000,000 PRN Sole 1,000,000 SALIX PHARMACEUTICALS INC CONV 795435AC0 1,299 1,000,000 PRN Sole 1,000,000 SANDISK CORP CONV 80004CAD3 2,365 2,000,000 PRN Sole 2,000,000 SBA COMMUNICATIONS CORP CONV 78388JAM8 1,525 1,000,000 PRN Sole 1,000,000 SBA COMMUNICATIONS CORP CONV 78388JAN6 2,268 2,000,000 PRN Sole 2,000,000 SONOSITE INC CONV 83568GAA2 2,203 1,500,000 PRN Sole 1,500,000 SUNPOWER CORP CONV 867652AC3 876 1,000,000 PRN Sole 1,000,000 SUNPOWER CORP CONV 867652AE9 2,066 2,500,000 PRN Sole 2,500,000 TELECOMMUNICATION SYSTEMS INC CONV 87929JAA1 1,668 2,000,000 PRN Sole 2,000,000 THQ INC CONV 872443AB2 712 1,500,000 PRN Sole 1,500,000 TITAN INTERNATIONAL INC CONV 888305AA7 1,631 750,000 PRN Sole 750,000 TOWER GROUP INC CONV 891777AC8 2,018 2,000,000 PRN Sole 2,000,000 TRANSOCEAN INC CONV 893830AW9 988 1,000,000 PRN Sole 1,000,000 TRINA SOLAR LTD CONV 89628EAA2 1,555 2,000,000 PRN Sole 2,000,000 ULTRAPETROL (BAHAMAS) LIMITED CONV 90400XAD6 1,082 1,500,000 PRN Sole 1,500,000 UNITED STATES STEEL CORP CONV 912909AE8 833 750,000 PRN Sole 750,000 UNITED THERAPEUTICS CORP CONV 91307CAE2 1,170 1,000,000 PRN Sole 1,000,000 WEBMD HEALTH CORP CONV 94770VAE2 936 1,000,000 PRN Sole 1,000,000 XILINX INC CONV 983919AF8 1,275 1,000,000 PRN Sole 1,000,000 LEHMAN BROTHERS HOLDINGS INC CONV 524908PL8 488 3,000,000 PRN Sole 3,000,000 AMERIVON HOLDINGS LLC PFD CV 898873104 65 545,456 SH Sole 545,456 AMERIVON HOLDINGS LLC PFD CV 898876107 1,435 1,167,334 SH Sole 1,167,334 ATP OIL & GAS CORP PFD CV 00208J702 335 10,000 SH Sole 10,000 ATP OIL & GAS CORP PFD CV 00208J801 190 5,000 SH Sole 5,000 BANK OF AMERICA CORPORATION PFD CV 060505682 2,522 3,200 SH Sole 3,200 BUNGE LTD PFD CV G16962204 1,410 15,000 SH Sole 15,000 CHESAPEAKE ENERGY CORP PFD CV 165167826 4,170 50,000 SH Sole 50,000 CROWN CASTLE INTERNATIONAL CO PFD CV 228227401 1,984 32,000 SH Sole 32,000 FIFTH THIRD BANCORP PFD CV 316773209 3,090 21,750 SH Sole 21,750 HEALTH CARE REIT INC PFD CV 42217K601 1,023 20,000 SH Sole 20,000 NEW YORK COMMUNITY CAPITAL TR PFD CV 64944P307 1,989 48,000 SH Sole 48,000 PPL CORP PFD CV 69351T601 2,066 37,000 SH Sole 37,000 STANLEY BLACK & DECKER INC PFD CV 854502309 2,345 20,000 SH Sole 20,000 WELLS FARGO & CO PFD CV 949746804 4,221 4,000 SH Sole 4,000 WHITING PETROLEUM CORP PFD CV 966387201 58 262 SH Sole 262 2009 DOLE FOOD AUTOMATIC COM PFD CV 90213B208 1,056 120,000 SH Sole 120,000 2010 SWIFT MANDATORY COM EXCH PFD CV 90213G207 1,058 120,000 SH Sole 120,000 ANGLOGOLD ASHANTI LTD PFD CV 03512Q206 563 11,800 SH Sole 11,800 APACHE CORP PFD CV 037411808 2,714 50,000 SH Sole 50,000 BEAZER HOMES USA INC PFD CV 07556Q501 424 35,000 SH Sole 35,000 CITIGROUP INC PFD CV 172967416 2,275 28,000 SH Sole 28,000 GENERAL MOTORS CO PFD CV 37045V209 2,740 80,000 SH Sole 80,000 GREAT PLAINS ENERGY INC PFD CV 391164803 2,992 45,000 SH Sole 45,000 METLIFE INC PFD CV 59156R116 2,465 40,000 SH Sole 40,000 NEXTERA ENERGY INC PFD CV 65339F507 2,132 40,000 SH Sole 40,000 UBS AG EXCH NOTE (GTAT) PFD CV 90265K205 1,402 60,000 SH Sole 60,000 UNISYS CORP PFD CV 909214405 606 10,000 SH Sole 10,000 VALE CAPITAL II (VALE S.A.) PFD CV 91912F201 1,701 28,400 SH Sole 28,400 VALE CAPITAL II (VALE S.A.) PFD CV 91912F300 855 13,000 SH Sole 13,000 ABBOTT LABS COM 002824100 1,012 18,000 SH Sole 18,000 AT&T INC COM 00206R102 2,117 70,000 SH Sole 70,000 BRISTOL MYERS SQUIBB CO COM 110122108 1,057 30,000 SH Sole 30,000 CONOCOPHILLIPS COM 20825C104 968 13,282 SH Sole 13,282 DISNEY WALT CO COM 254687106 562 15,000 SH Sole 15,000 MERCK & CO INC COM 58933Y105 1,042 27,651 SH Sole 27,651 MICROSOFT CORP COM 594918104 1,038 40,000 SH Sole 40,000 VERIZON COMMUNICATIONS INC COM 92343V104 2,407 60,000 SH Sole 60,000