0001014776-11-000013.txt : 20111115 0001014776-11-000013.hdr.sgml : 20111115 20111115101142 ACCESSION NUMBER: 0001014776-11-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 EFFECTIVENESS DATE: 20111115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ CENTRAL INDEX KEY: 0001014776 IRS NUMBER: 132668167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05466 FILM NUMBER: 111205865 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE STREET 2: STE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ DATE OF NAME CHANGE: 19990325 13F-HR 1 sept3011.txt 1 sept3011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dinsmore Capital Management Co. Address: 65 Madison Avenue Suite 550 Morristown, New Jersey 07960 Form 13F File Number: 28-05466 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gary I. Levine Title: Chief Financial Officer Phone: (973) 631-1177 Signature, Place, and Date of Signing: /s/ Gary I. Levine Morristown, New Jersey November 15, 2011 ------------------ ---------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 134 Form 13F Information Table Value Total: $182,619 (thousands)
FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ -------------- ---------------- -------- ------- -------- ------------ -------- ----- A123 SYS INC CONV 03739TAA6 1,305 2,000,000 PRN Sole 2,000,000 AKORN INC CONV 009728AA4 564 500,000 PRN Sole 500,000 ALASKA COMMUNICATIONS SYSTEMS CONV 01167PAD3 1,352 1,500,000 PRN Sole 1,500,000 AMGEN INC CONV 031162AQ3 1,975 2,000,000 PRN Sole 2,000,000 AMYLIN PHARMACEUTICALS INC CONV 032346AF5 895 1,000,000 PRN Sole 1,000,000 ANIXTER INTERNATIONAL INC CONV 035290AH8 512 500,000 PRN Sole 500,000 ANIXTER INTERNATIONAL INC CONV 035290AJ4 768 750,000 PRN Sole 750,000 ANNALY CAPITAL MANAGEMENT INC CONV 035710AA0 1,727 1,500,000 PRN Sole 1,500,000 BGC PARTNERS INC CONV 05541TAC5 452 500,000 PRN Sole 500,000 CEMEX, S.A.B. DE C.V. CONV 151290AU7 958 2,000,000 PRN Sole 2,000,000 CHART INDUSTRIES INC CONV 16115QAC4 935 1,000,000 PRN Sole 1,000,000 CHEMED CORP CONV 16359RAC7 1,776 1,780,000 PRN Sole 1,780,000 CHINA MEDICAL TECHNOLOGIES IN CONV 169483AC8 1,414 2,200,000 PRN Sole 2,200,000 CHIQUITA BRANDS INTERNATIONAL CONV 170032AT3 967 1,081,000 PRN Sole 1,081,000 CORPORATE OFFICE PPTYS L P CONV 22003BAC0 939 1,000,000 PRN Sole 1,000,000 CSG SYSTEMS INTERNATIONAL INC CONV 126349AC3 885 1,000,000 PRN Sole 1,000,000 CUBIST PHARMACEUTICALS INC CONV 229678AC1 1,886 1,500,000 PRN Sole 1,500,000 DIGITAL RIVER INC CONV 25388BAC8 1,798 2,100,000 PRN Sole 2,100,000 DRYSHIPS INC CONV 262498AB4 932 1,500,000 PRN Sole 1,500,000 ELECTRONIC ARTS INC CONV 285512AB5 965 1,000,000 PRN Sole 1,000,000 EMC CORP CONV 268648AL6 1,416 1,000,000 PRN Sole 1,000,000 EMC CORP CONV 268648AM4 3,966 2,800,000 PRN Sole 2,800,000 ENDEAVOUR INTERNATIONAL CORPO CONV 29257MAD2 836 1,000,000 PRN Sole 1,000,000 ENDO PHARMACEUTICALS HOLDINGS CONV 29264FAB2 850 750,000 PRN Sole 750,000 EQUINIX INC CONV 29444UAG1 3,154 3,000,000 PRN Sole 3,000,000 EQUINIX INC CONV 29444UAH9 1,288 1,000,000 PRN Sole 1,000,000 EURONET WORLDWIDE INC CONV 298736AF6 1,990 2,000,000 PRN Sole 2,000,000 FINISAR CORP CONV 31787AAJ0 287 150,000 PRN Sole 150,000 GENERAL CABLE CORP CONV 369300AL2 1,412 1,560,000 PRN Sole 1,560,000 GILEAD SCIENCES INC CONV 375558AL7 1,629 1,500,000 PRN Sole 1,500,000 GILEAD SCIENCES INC CONV 375558AM5 1,714 1,500,000 PRN Sole 1,500,000 GOODRICH PETROLEUM CORP CONV 382410AC2 1,812 2,000,000 PRN Sole 2,000,000 HAWAIIAN HOLDINGS INC CONV 419879AD3 876 1,000,000 PRN Sole 1,000,000 HOME INNS & MOTELS MANAGEMENT CONV 43713WAA5 760 1,000,000 PRN Sole 1,000,000 ICONIX BRAND GROUP INC CONV 451055AC1 938 1,000,000 PRN Sole 1,000,000 INSULET CORPORATION CONV 45784PAC5 920 1,000,000 PRN Sole 1,000,000 INTEGRA LIFE SCIENCES HOLDING CONV 457985AJ8 1,367 1,500,000 PRN Sole 1,500,000 INTEGRA LIFESCIENCES HOLDINGS CONV 457985AH2 1,128 1,134,000 PRN Sole 1,134,000 INTEL CORP CONV 458140AC4 2,547 2,500,000 PRN Sole 2,500,000 INTEL CORP CONV 458140AF7 2,658 2,250,000 PRN Sole 2,250,000 INTERDIGITAL INC CONV 458660AA5 826 750,000 PRN Sole 750,000 INTERMUNE INC CONV 45884XAE3 94 100,000 PRN Sole 100,000 JAGUAR MINING INC CONV 47009MAG8 858 1,050,000 PRN Sole 1,050,000 JINKOSOLAR HOLDING CO LTD CONV 47759TAA8 582 2,000,000 PRN Sole 2,000,000 KAISER ALUMINUM CORP CONV 483007AA8 2,275 2,000,000 PRN Sole 2,000,000 KAMAN CORP CONV 483548AD5 1,072 1,000,000 PRN Sole 1,000,000 KINETIC CONCEPTS INC CONV 49460WAF6 1,411 1,000,000 PRN Sole 1,000,000 KNIGHT CAP GROUP INC CONV 499005AE6 1,406 1,500,000 PRN Sole 1,500,000 LEXINGTON REALTY TRUST CONV 529043AA9 2,280 2,000,000 PRN Sole 2,000,000 MENTOR GRAPHICS CORP CONV 587200AJ5 457 500,000 PRN Sole 500,000 MGM RESORTS INTERNATIONAL CONV 55303QAE0 1,322 1,500,000 PRN Sole 1,500,000 MICRON TECHNOLOGY INC CONV 595112AL7 967 1,250,000 PRN Sole 1,250,000 MICRON TECHNOLOGY INC CONV 595112AM5 1,155 1,500,000 PRN Sole 1,500,000 MICROSOFT CORP CONV 594918AE4 1,016 1,000,000 PRN Sole 1,000,000 MILLIPORE CORP (MERCK KGAA) CONV 601073AD1 1,789 1,500,000 PRN Sole 1,500,000 MORGANS HOTEL GROUP CO CONV 61748WAA6 1,510 2,000,000 PRN Sole 2,000,000 MYLAN INC CONV 628530AG2 2,005 2,000,000 PRN Sole 2,000,000 MYLAN INC CONV 628530AJ6 728 500,000 PRN Sole 500,000 NATIONAL FINANCIAL PARTNERS C CONV 63607PAC3 1,626 1,500,000 PRN Sole 1,500,000 NETAPP INC CONV 64110DAB0 913 750,000 PRN Sole 750,000 NII HOLDINGS INC CONV 62913FAJ1 1,012 1,000,000 PRN Sole 1,000,000 NORTHGATE MINERALS CORP CONV 666416AB8 1,222 1,100,000 PRN Sole 1,100,000 NOVELLUS SYSTEMS INC CONV 670008AC5 869 1,000,000 PRN Sole 1,000,000 NUANCE COMMUNICATIONS INC CONV 67020YAB6 5,050 4,000,000 PRN Sole 4,000,000 NUVASIVE INC CONV 670704AC9 420 500,000 PRN Sole 500,000 OIL STATES INTERNATIONAL INC CONV 678026AB1 813 500,000 PRN Sole 500,000 OLD REPUBLIC INTERNATIONAL CO CONV 680223AF1 2,553 2,500,000 PRN Sole 2,500,000 OMNICARE INC CONV 681904AL2 231 254,000 PRN Sole 254,000 ONYX PHARMACEUTICALS INC CONV 683399AB5 1,697 1,500,000 PRN Sole 1,500,000 PHOTRONICS INC CONV 719405AG7 894 1,000,000 PRN Sole 1,000,000 REGIS CORP CONV 758932AA5 583 500,000 PRN Sole 500,000 RENESOLA LTD CONV 75971TAA1 435 1,000,000 PRN Sole 1,000,000 RIGHTNOW TECHNOLOGIES INC CONV 76657RAA4 648 500,000 PRN Sole 500,000 ROVI CORP CONV 779376AB8 1,742 1,500,000 PRN Sole 1,500,000 RTI INTERNATIONAL METALS INC CONV 74973WAA5 950 950,000 PRN Sole 950,000 RUDOLPH TECHNOLOGIES INC CONV 781268AA5 831 1,000,000 PRN Sole 1,000,000 SALIX PHARMACEUTICALS INC CONV 795435AC0 1,000 1,000,000 PRN Sole 1,000,000 SANDISK CORP CONV 80004CAD3 2,098 2,000,000 PRN Sole 2,000,000 SBA COMMUNICATIONS CORP CONV 78388JAM8 1,299 1,000,000 PRN Sole 1,000,000 SBA COMMUNICATIONS CORP CONV 78388JAN6 2,085 2,000,000 PRN Sole 2,000,000 SONOSITE INC CONV 83568GAA2 2,115 2,000,000 PRN Sole 2,000,000 SUNPOWER CORP CONV 867652AC3 875 1,000,000 PRN Sole 1,000,000 SUNPOWER CORP CONV 867652AE9 2,116 2,500,000 PRN Sole 2,500,000 TELECOMMUNICATION SYSTEMS INC CONV 87929JAA1 1,915 2,000,000 PRN Sole 2,000,000 THE GREENBRIER COMPANIES INC CONV 393657AG6 539 750,000 PRN Sole 750,000 THQ INC CONV 872443AB2 1,303 1,500,000 PRN Sole 1,500,000 TITAN INTERNATIONAL INC CONV 888305AA7 1,316 750,000 PRN Sole 750,000 TOWER GROUP INC CONV 891777AC8 2,100 2,000,000 PRN Sole 2,000,000 TRANSOCEAN INC CONV 893830AW9 974 1,000,000 PRN Sole 1,000,000 TRINA SOLAR LTD CONV 89628EAA2 1,248 2,000,000 PRN Sole 2,000,000 ULTRAPETROL (BAHAMAS) LIMITED CONV 90400XAD6 1,264 1,500,000 PRN Sole 1,500,000 UNITED STATES STEEL CORP CONV 912909AE8 786 750,000 PRN Sole 750,000 WEBMD HEALTH CORP CONV 94770VAE2 814 1,000,000 PRN Sole 1,000,000 XILINX INC CONV 983919AF8 1,138 1,000,000 PRN Sole 1,000,000 LEHMAN BROTHERS HOLDINGS INC CONV 524908PL8 450 3,000,000 PRN Sole 3,000,000 AMERIVON HOLDINGS LLC PDF CV 898873104 5 545,456 SH Sole 545,456 AMERIVON HOLDINGS LLC PDF CV 898876107 1,522 1,145,850 SH Sole 1,145,850 ATP OIL & GAS CORP PDF CV 00208J702 591 10,000 SH Sole 10,000 ATP OIL & GAS CORP PDF CV 00208J801 595 10,000 SH Sole 10,000 BANK OF AMERICA CORPORATION PDF CV 060505682 2,451 3,200 SH Sole 3,200 BUNGE LTD PDF CV G16962204 1,380 15,000 SH Sole 15,000 CHESAPEAKE ENERGY CORP PDF CV 165167826 4,450 50,000 SH Sole 50,000 CROWN CASTLE INTERNATIONAL PDF CV 228227401 1,884 32,000 SH Sole 32,000 FIFTH THIRD BANCORP PDF CV 316773209 2,792 21,750 SH Sole 21,750 HARTFORD FINL SVCS GROUP INC PDF CV 416515708 1,156 60,000 SH Sole 60,000 HEALTH CARE REIT INC PDF CV 42217K601 926 20,000 SH Sole 20,000 NEW YORK COMMUNITY CAPITAL PDF CV 64944P307 2,136 48,000 SH Sole 48,000 PPL CORP PDF CV 69351T601 2,050 37,000 SH Sole 37,000 STANLEY BLACK & DECKER INC PDF CV 854502309 2,065 20,000 SH Sole 20,000 WELLS FARGO & CO PDF CV 949746804 4,132 4,000 SH Sole 4,000 WHITING PETROLEUM CORP PDF CV 966387201 43 262 SH Sole 262 2009 DOLE FOOD AUTOMATIC COM PDF CV 90213B208 1,206 120,000 SH Sole 120,000 2010 SWIFT MANDATORY COM PDF CV 90213G207 918 120,000 SH Sole 120,000 ANGLOGOLD ASHANTI LTD PDF CV 03512Q206 578 11,800 SH Sole 11,800 APACHE CORP PDF CV 037411808 2,558 50,000 SH Sole 50,000 BEAZER HOMES USA INC PDF CV 07556Q501 348 35,000 SH Sole 35,000 CITIGROUP INC PDF CV 172967416 2,230 28,000 SH Sole 28,000 GENERAL MOTORS CO PDF CV 37045V209 2,806 80,000 SH Sole 80,000 GREAT PLAINS ENERGY INC PDF CV 391164803 2,700 45,000 SH Sole 45,000 METLIFE INC PDF CV 59156R116 1,414 25,000 SH Sole 25,000 NEXTERA ENERGY INC PDF CV 65339F507 1,984 40,000 SH Sole 40,000 UBS AG EXCH NOTE (GTAT) PDF CV 90265K205 929 40,000 SH Sole 40,000 UBS AG EXCH NOTE (SWC) PDF CV 90267B823 287 24,000 SH Sole 24,000 UNISYS CORP PDF CV 909214405 542 10,000 SH Sole 10,000 VALE CAPITAL II (VALE S.A.) PDF CV 91912F201 2,484 38,400 SH Sole 38,400 VALE CAPITAL II (VALE S.A.) PDF CV 91912F300 878 13,000 SH Sole 13,000 ABBOTT LABS COM 002824100 767 15,000 SH Sole 15,000 AT&T INC COM 00206R102 1,996 70,000 SH Sole 70,000 BRISTOL MYERS SQUIBB CO COM 110122108 941 30,000 SH Sole 30,000 CONOCOPHILLIPS COM 20825C104 714 11,282 SH Sole 11,282 DISNEY WALT CO COM 254687106 452 15,000 SH Sole 15,000 MERCK & CO INC COM 58933Y105 774 23,651 SH Sole 23,651 MICROSOFT CORP COM 594918104 498 20,000 SH Sole 20,000 VERIZON COMMUNICATIONS INC COM 92343V104 2,208 60,000 SH Sole 60,000