0001014736-22-000004.txt : 20220421 0001014736-22-000004.hdr.sgml : 20220421 20220421164106 ACCESSION NUMBER: 0001014736-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220421 DATE AS OF CHANGE: 20220421 EFFECTIVENESS DATE: 20220421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST QUADRANT LLC/CA CENTRAL INDEX KEY: 0001014736 IRS NUMBER: 954562891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05582 FILM NUMBER: 22841980 BUSINESS ADDRESS: STREET 1: 330 N BRAND BLVD, SUITE 800 STREET 2: SUITE 800 CITY: GLENDALE STATE: CA ZIP: 91203 BUSINESS PHONE: 6267958220 MAIL ADDRESS: STREET 1: 330 N BRAND BLVD, SUITE 800 CITY: GLENDALE STATE: CA ZIP: 91203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST QUADRANT L P/CA DATE OF NAME CHANGE: 19990408 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001014736 XXXXXXXX 03-31-2022 03-31-2022 FIRST QUADRANT LLC/CA
330 N BRAND BLVD, SUITE 800 GLENDALE CA 91203
13F HOLDINGS REPORT 028-05582 N
Joel Brouwer Chief Financial Officer 626-200-9695 Joel Brouwer Glendale CA 04-21-2022 2 136 18028 false 1 0001004434 028-04975 AFFILIATED MANAGERS GROUP, INC. 2 0001115419 028-11395 AMG Funds LLC
INFORMATION TABLE 2 13f.xml 3M CO COMMON 88579Y101 34 231 SH DFND 02 231 0 0 ADT INC COMMON 00090Q103 36 4695 SH DFND 02 4695 0 0 AGILITI INC COMMON 00848J104 38 1824 SH DFND 02 1824 0 0 ALIGNMENT HEALTHCARE INC COMMON 01625V104 47 4203 SH DFND 02 4203 0 0 ALLIANCE DATA SYSTEMS CORP COMMON 018581108 35 626 SH DFND 02 626 0 0 ALPHA OMEGA SEMICONDUCTOR COMMON G6331P104 42 760 SH DFND 02 760 0 0 ALPHABET INC CL A COMMON 02079K305 17 6 SH DFND 02 6 0 0 ALPHABET INC CL C COMMON 02079K107 17 6 SH DFND 02 6 0 0 ALTICE USA INC A COMMON 02156K103 43 3425 SH DFND 02 3425 0 0 AMAZON COM INC COMMON 023135106 23 7 SH DFND 02 7 0 0 AMERICAN AXLE MFG HOLDINGS COMMON 024061103 37 4714 SH DFND 02 4714 0 0 AMERICAN ELECTRIC POWER COMMON 025537101 42 423 SH DFND 02 423 0 0 AMKOR TECHNOLOGY INC COMMON 031652100 38 1732 SH DFND 02 1732 0 0 AMNEAL PHARMACEUTICALS INC COMMON 03168L105 37 8791 SH DFND 02 8791 0 0 APPLE INC COMMON 037833100 13 77 SH DFND 02 77 0 0 ARROW ELECTRONICS INC COMMON 042735100 33 274 SH DFND 02 274 0 0 ASBURY AUTOMOTIVE GROUP COMMON 043436104 29 184 SH DFND 02 184 0 0 ATKORE INC COMMON 047649108 34 345 SH DFND 02 345 0 0 ATLAS AIR WORLDWIDE HOLDINGS COMMON 049164205 37 431 SH DFND 02 431 0 0 AUTONATION INC COMMON 05329W102 29 293 SH DFND 02 293 0 0 AUTOZONE INC COMMON 053332102 43 21 SH DFND 02 21 0 0 AVIS BUDGET GROUP INC COMMON 053774105 57 216 SH DFND 02 216 0 0 BRISTOL MYERS SQUIBB CO COMMON 110122108 43 584 SH DFND 02 584 0 0 CARDINAL HEALTH INC COMMON 14149Y108 43 757 SH DFND 02 757 0 0 CARROLS RESTAURANT GROUP INC COMMON 14574X104 37 16212 SH DFND 02 16212 0 0 CHEVRON CORP COMMON 166764100 38 234 SH DFND 02 234 0 0 COCA COLA CO THE COMMON 191216100 11 185 SH DFND 02 185 0 0 COMSTOCK RESOURCES INC COMMON 205768302 28 2154 SH DFND 02 2154 0 0 CONDUENT INC COMMON 206787103 43 8241 SH DFND 02 8241 0 0 CONN S INC COMMON 208242107 16 1041 SH DFND 02 1041 0 0 CONOCOPHILLIPS COMMON 20825C104 12 115 SH DFND 02 115 0 0 CONSOLIDATED COMMUNICATIONS COMMON 209034107 43 7309 SH DFND 02 7309 0 0 CORVEL CORP COMMON 221006109 38 226 SH DFND 02 226 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 10 18 SH DFND 02 18 0 0 COWEN INC A COMMON 223622606 35 1287 SH DFND 02 1287 0 0 CURO GROUP HOLDINGS CORP COMMON 23131L107 28 2168 SH DFND 02 2168 0 0 DB GOLD DOUBLE LONG ETN ETF 25154H749 664 15165 SH DFND 02 15165 0 0 DELL TECHNOLOGIES C COMMON 24703L202 35 695 SH DFND 02 695 0 0 DUKE ENERGY CORP COMMON 26441C204 18 159 SH DFND 02 159 0 0 EBAY INC COMMON 278642103 33 578 SH DFND 02 578 0 0 ELEMENTS ROGERS TOTAL RETURN ETF 870297801 1368 156015 SH DFND 02 156015 0 0 ENCORE WIRE CORP COMMON 292562105 33 288 SH DFND 02 288 0 0 ENDO INTERNATIONAL PLC COMMON G30401106 36 15672 SH DFND 02 15672 0 0 ENSTAR GROUP LTD COMMON G3075P101 33 128 SH DFND 02 128 0 0 EQUITRANS MIDSTREAM CORP COMMON 294600101 44 5229 SH DFND 02 5229 0 0 EVERCORE INC A COMMON 29977A105 27 242 SH DFND 02 242 0 0 EVERSOURCE ENERGY COMMON 30040W108 9 106 SH DFND 02 106 0 0 EVOLENT HEALTH INC A COMMON 30050B101 21 650 SH DFND 02 650 0 0 EXXON MOBIL CORP COMMON 30231G102 43 522 SH DFND 02 522 0 0 FORD MOTOR CO COMMON 345370860 17 1004 SH DFND 02 1004 0 0 FULGENT GENETICS INC COMMON 359664109 43 690 SH DFND 02 690 0 0 GOODYEAR TIRE RUBBER CO COMMON 382550101 30 2130 SH DFND 02 2130 0 0 GRAN TIERRA ENERGY INC COMMON 38500T101 31 19525 SH DFND 02 19525 0 0 GROUP 1 AUTOMOTIVE INC COMMON 398905109 33 199 SH DFND 02 199 0 0 HAWAIIAN HOLDINGS INC COMMON 419879101 45 2295 SH DFND 02 2295 0 0 HAYWARD HOLDINGS INC COMMON 421298100 35 2110 SH DFND 02 2110 0 0 HEIDRICK STRUGGLES INTL COMMON 422819102 36 903 SH DFND 02 903 0 0 HERC HOLDINGS INC COMMON 42704L104 38 229 SH DFND 02 229 0 0 HERITAGE INSURANCE HOLDINGS COMMON 42727J102 44 6121 SH DFND 02 6121 0 0 HESS MIDSTREAM LP CLASS A COMMON 428103105 35 1179 SH DFND 02 1179 0 0 HEWLETT PACKARD ENTERPRISE COMMON 42824C109 36 2177 SH DFND 02 2177 0 0 HOVNANIAN ENTERPRISES A COMMON 442487401 8 140 SH DFND 02 140 0 0 HP INC COMMON 40434L105 42 1159 SH DFND 02 1159 0 0 INFRASTRUCTURE AND ENERGY AL COMMON 45686J104 36 3046 SH DFND 02 3046 0 0 INNOVIVA INC COMMON 45781M101 43 2224 SH DFND 02 2224 0 0 INTEL CORP COMMON 458140100 37 744 SH DFND 02 744 0 0 INTERACTIVE BROKERS GRO CL A COMMON 45841N107 40 611 SH DFND 02 611 0 0 IPATH BLOOMBERG COMMODITY IN ETF 06738C778 1284 34795 SH DFND 02 34795 0 0 ISHARES GLOBAL INFRASTRUCTUR ETF 464288372 349 6859 SH DFND 02 6859 0 0 ISHARES IBOXX HIGH YLD CORP ETF 464288513 2328 28295 SH DFND 02 28295 0 0 ISHARES TIPS BOND ETF ETF 464287176 4709 37802 SH DFND 02 37802 0 0 JABIL INC COMMON 466313103 41 666 SH DFND 02 666 0 0 JETBLUE AIRWAYS CORP COMMON 477143101 45 2991 SH DFND 02 2991 0 0 KRISPY KREME INC COMMON 50101L106 37 2463 SH DFND 02 2463 0 0 LANNETT CO INC COMMON 516012101 35 44421 SH DFND 02 44421 0 0 LIBERTY TRIPADVISOR HDG A COMMON 531465102 43 20782 SH DFND 02 20782 0 0 LUMEN TECHNOLOGIES INC COMMON 550241103 40 3505 SH DFND 02 3505 0 0 MARATHON OIL CORP COMMON 565849106 9 360 SH DFND 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2945 0 0 SEAWORLD ENTERTAINMENT INC COMMON 81282V100 42 558 SH DFND 02 558 0 0 SELECT MEDICAL HOLDINGS CORP COMMON 81619Q105 35 1461 SH DFND 02 1461 0 0 SIGNET JEWELERS LTD COMMON G81276100 41 559 SH DFND 02 559 0 0 SKYWEST INC COMMON 830879102 43 1491 SH DFND 02 1491 0 0 SPDR FTSE INTERNATIONAL GOVE ETF 78464A490 1215 22516 SH DFND 02 22516 0 0 STONEX GROUP INC COMMON 861896108 35 470 SH DFND 02 470 0 0 TARGA RESOURCES CORP COMMON 87612G101 9 125 SH DFND 02 125 0 0 TARGET CORP COMMON 87612E106 34 161 SH DFND 02 161 0 0 TELEPHONE AND DATA SYSTEMS COMMON 879433829 36 1892 SH DFND 02 1892 0 0 TESLA INC COMMON 88160R101 12 11 SH DFND 02 11 0 0 TITAN MACHINERY INC COMMON 88830R101 37 1324 SH DFND 02 1324 0 0 TRAVELCENTERS OF AMERICA INC COMMON 89421B109 36 849 SH DFND 02 849 0 0 TRI POINTE HOMES INC COMMON 87265H109 31 1543 SH DFND 02 1543 0 0 TRITON INTERNATIONAL LTD COMMON G9078F107 38 548 SH DFND 02 548 0 0 UNITED NATURAL FOODS INC COMMON 911163103 9 211 SH DFND 02 211 0 0 UNITED STATES STEEL CORP COMMON 912909108 45 1190 SH DFND 02 1190 0 0 US XPRESS ENTERPRISES INC A COMMON 90338N202 38 9889 SH DFND 02 9889 0 0 VANECK GOLD MINERS ETF ETF 92189F106 338 8826 SH DFND 02 8826 0 0 VANECK NATURAL RESOURCES ETF ETF 92189F841 331 6032 SH DFND 02 6032 0 0 VANGUARD GLBL EX US REAL EST ETF 922042676 109 2101 SH DFND 02 2101 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 975 9001 SH DFND 02 9001 0 0 VAREX IMAGING CORP COMMON 92214X106 32 1496 SH DFND 02 1496 0 0 VECTOR GROUP LTD COMMON 92240M108 39 3272 SH DFND 02 3272 0 0 VIRTUS INVESTMENT PARTNERS COMMON 92828Q109 28 116 SH DFND 02 116 0 0 WALMART INC COMMON 931142103 9 60 SH DFND 02 60 0 0 WALT DISNEY CO THE COMMON 254687106 9 65 SH DFND 02 65 0 0 XPERI HOLDING CORP COMMON 98390M103 37 2131 SH DFND 02 2131 0 0