0001014736-22-000004.txt : 20220421
0001014736-22-000004.hdr.sgml : 20220421
20220421164106
ACCESSION NUMBER: 0001014736-22-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220421
DATE AS OF CHANGE: 20220421
EFFECTIVENESS DATE: 20220421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST QUADRANT LLC/CA
CENTRAL INDEX KEY: 0001014736
IRS NUMBER: 954562891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05582
FILM NUMBER: 22841980
BUSINESS ADDRESS:
STREET 1: 330 N BRAND BLVD, SUITE 800
STREET 2: SUITE 800
CITY: GLENDALE
STATE: CA
ZIP: 91203
BUSINESS PHONE: 6267958220
MAIL ADDRESS:
STREET 1: 330 N BRAND BLVD, SUITE 800
CITY: GLENDALE
STATE: CA
ZIP: 91203
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST QUADRANT L P/CA
DATE OF NAME CHANGE: 19990408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001014736
XXXXXXXX
03-31-2022
03-31-2022
FIRST QUADRANT LLC/CA
330 N BRAND BLVD, SUITE 800
GLENDALE
CA
91203
13F HOLDINGS REPORT
028-05582
N
Joel Brouwer
Chief Financial Officer
626-200-9695
Joel Brouwer
Glendale
CA
04-21-2022
2
136
18028
false
1
0001004434
028-04975
AFFILIATED MANAGERS GROUP, INC.
2
0001115419
028-11395
AMG Funds LLC
INFORMATION TABLE
2
13f.xml
3M CO
COMMON
88579Y101
34
231
SH
DFND
02
231
0
0
ADT INC
COMMON
00090Q103
36
4695
SH
DFND
02
4695
0
0
AGILITI INC
COMMON
00848J104
38
1824
SH
DFND
02
1824
0
0
ALIGNMENT HEALTHCARE INC
COMMON
01625V104
47
4203
SH
DFND
02
4203
0
0
ALLIANCE DATA SYSTEMS CORP
COMMON
018581108
35
626
SH
DFND
02
626
0
0
ALPHA OMEGA SEMICONDUCTOR
COMMON
G6331P104
42
760
SH
DFND
02
760
0
0
ALPHABET INC CL A
COMMON
02079K305
17
6
SH
DFND
02
6
0
0
ALPHABET INC CL C
COMMON
02079K107
17
6
SH
DFND
02
6
0
0
ALTICE USA INC A
COMMON
02156K103
43
3425
SH
DFND
02
3425
0
0
AMAZON COM INC
COMMON
023135106
23
7
SH
DFND
02
7
0
0
AMERICAN AXLE MFG HOLDINGS
COMMON
024061103
37
4714
SH
DFND
02
4714
0
0
AMERICAN ELECTRIC POWER
COMMON
025537101
42
423
SH
DFND
02
423
0
0
AMKOR TECHNOLOGY INC
COMMON
031652100
38
1732
SH
DFND
02
1732
0
0
AMNEAL PHARMACEUTICALS INC
COMMON
03168L105
37
8791
SH
DFND
02
8791
0
0
APPLE INC
COMMON
037833100
13
77
SH
DFND
02
77
0
0
ARROW ELECTRONICS INC
COMMON
042735100
33
274
SH
DFND
02
274
0
0
ASBURY AUTOMOTIVE GROUP
COMMON
043436104
29
184
SH
DFND
02
184
0
0
ATKORE INC
COMMON
047649108
34
345
SH
DFND
02
345
0
0
ATLAS AIR WORLDWIDE HOLDINGS
COMMON
049164205
37
431
SH
DFND
02
431
0
0
AUTONATION INC
COMMON
05329W102
29
293
SH
DFND
02
293
0
0
AUTOZONE INC
COMMON
053332102
43
21
SH
DFND
02
21
0
0
AVIS BUDGET GROUP INC
COMMON
053774105
57
216
SH
DFND
02
216
0
0
BRISTOL MYERS SQUIBB CO
COMMON
110122108
43
584
SH
DFND
02
584
0
0
CARDINAL HEALTH INC
COMMON
14149Y108
43
757
SH
DFND
02
757
0
0
CARROLS RESTAURANT GROUP INC
COMMON
14574X104
37
16212
SH
DFND
02
16212
0
0
CHEVRON CORP
COMMON
166764100
38
234
SH
DFND
02
234
0
0
COCA COLA CO THE
COMMON
191216100
11
185
SH
DFND
02
185
0
0
COMSTOCK RESOURCES INC
COMMON
205768302
28
2154
SH
DFND
02
2154
0
0
CONDUENT INC
COMMON
206787103
43
8241
SH
DFND
02
8241
0
0
CONN S INC
COMMON
208242107
16
1041
SH
DFND
02
1041
0
0
CONOCOPHILLIPS
COMMON
20825C104
12
115
SH
DFND
02
115
0
0
CONSOLIDATED COMMUNICATIONS
COMMON
209034107
43
7309
SH
DFND
02
7309
0
0
CORVEL CORP
COMMON
221006109
38
226
SH
DFND
02
226
0
0
COSTCO WHOLESALE CORP
COMMON
22160K105
10
18
SH
DFND
02
18
0
0
COWEN INC A
COMMON
223622606
35
1287
SH
DFND
02
1287
0
0
CURO GROUP HOLDINGS CORP
COMMON
23131L107
28
2168
SH
DFND
02
2168
0
0
DB GOLD DOUBLE LONG ETN
ETF
25154H749
664
15165
SH
DFND
02
15165
0
0
DELL TECHNOLOGIES C
COMMON
24703L202
35
695
SH
DFND
02
695
0
0
DUKE ENERGY CORP
COMMON
26441C204
18
159
SH
DFND
02
159
0
0
EBAY INC
COMMON
278642103
33
578
SH
DFND
02
578
0
0
ELEMENTS ROGERS TOTAL RETURN
ETF
870297801
1368
156015
SH
DFND
02
156015
0
0
ENCORE WIRE CORP
COMMON
292562105
33
288
SH
DFND
02
288
0
0
ENDO INTERNATIONAL PLC
COMMON
G30401106
36
15672
SH
DFND
02
15672
0
0
ENSTAR GROUP LTD
COMMON
G3075P101
33
128
SH
DFND
02
128
0
0
EQUITRANS MIDSTREAM CORP
COMMON
294600101
44
5229
SH
DFND
02
5229
0
0
EVERCORE INC A
COMMON
29977A105
27
242
SH
DFND
02
242
0
0
EVERSOURCE ENERGY
COMMON
30040W108
9
106
SH
DFND
02
106
0
0
EVOLENT HEALTH INC A
COMMON
30050B101
21
650
SH
DFND
02
650
0
0
EXXON MOBIL CORP
COMMON
30231G102
43
522
SH
DFND
02
522
0
0
FORD MOTOR CO
COMMON
345370860
17
1004
SH
DFND
02
1004
0
0
FULGENT GENETICS INC
COMMON
359664109
43
690
SH
DFND
02
690
0
0
GOODYEAR TIRE RUBBER CO
COMMON
382550101
30
2130
SH
DFND
02
2130
0
0
GRAN TIERRA ENERGY INC
COMMON
38500T101
31
19525
SH
DFND
02
19525
0
0
GROUP 1 AUTOMOTIVE INC
COMMON
398905109
33
199
SH
DFND
02
199
0
0
HAWAIIAN HOLDINGS INC
COMMON
419879101
45
2295
SH
DFND
02
2295
0
0
HAYWARD HOLDINGS INC
COMMON
421298100
35
2110
SH
DFND
02
2110
0
0
HEIDRICK STRUGGLES INTL
COMMON
422819102
36
903
SH
DFND
02
903
0
0
HERC HOLDINGS INC
COMMON
42704L104
38
229
SH
DFND
02
229
0
0
HERITAGE INSURANCE HOLDINGS
COMMON
42727J102
44
6121
SH
DFND
02
6121
0
0
HESS MIDSTREAM LP CLASS A
COMMON
428103105
35
1179
SH
DFND
02
1179
0
0
HEWLETT PACKARD ENTERPRISE
COMMON
42824C109
36
2177
SH
DFND
02
2177
0
0
HOVNANIAN ENTERPRISES A
COMMON
442487401
8
140
SH
DFND
02
140
0
0
HP INC
COMMON
40434L105
42
1159
SH
DFND
02
1159
0
0
INFRASTRUCTURE AND ENERGY AL
COMMON
45686J104
36
3046
SH
DFND
02
3046
0
0
INNOVIVA INC
COMMON
45781M101
43
2224
SH
DFND
02
2224
0
0
INTEL CORP
COMMON
458140100
37
744
SH
DFND
02
744
0
0
INTERACTIVE BROKERS GRO CL A
COMMON
45841N107
40
611
SH
DFND
02
611
0
0
IPATH BLOOMBERG COMMODITY IN
ETF
06738C778
1284
34795
SH
DFND
02
34795
0
0
ISHARES GLOBAL INFRASTRUCTUR
ETF
464288372
349
6859
SH
DFND
02
6859
0
0
ISHARES IBOXX HIGH YLD CORP
ETF
464288513
2328
28295
SH
DFND
02
28295
0
0
ISHARES TIPS BOND ETF
ETF
464287176
4709
37802
SH
DFND
02
37802
0
0
JABIL INC
COMMON
466313103
41
666
SH
DFND
02
666
0
0
JETBLUE AIRWAYS CORP
COMMON
477143101
45
2991
SH
DFND
02
2991
0
0
KRISPY KREME INC
COMMON
50101L106
37
2463
SH
DFND
02
2463
0
0
LANNETT CO INC
COMMON
516012101
35
44421
SH
DFND
02
44421
0
0
LIBERTY TRIPADVISOR HDG A
COMMON
531465102
43
20782
SH
DFND
02
20782
0
0
LUMEN TECHNOLOGIES INC
COMMON
550241103
40
3505
SH
DFND
02
3505
0
0
MARATHON OIL CORP
COMMON
565849106
9
360
SH
DFND
02
360
0
0
MATERIALS SELECT SECTOR SPDR
ETF
81369Y100
330
3745
SH
DFND
02
3745
0
0
MATSON INC
COMMON
57686G105
48
401
SH
DFND
02
401
0
0
META PLATFORMS INC CLASS A
COMMON
30303M102
10
46
SH
DFND
02
46
0
0
MICRON TECHNOLOGY INC
COMMON
595112103
36
459
SH
DFND
02
459
0
0
MICROSOFT CORP
COMMON
594918104
10
34
SH
DFND
02
34
0
0
MOELIS CO CLASS A
COMMON
60786M105
32
685
SH
DFND
02
685
0
0
NABORS INDUSTRIES LTD
COMMON
G6359F137
19
122
SH
DFND
02
122
0
0
NEXTERA ENERGY INC
COMMON
65339F101
15
173
SH
DFND
02
173
0
0
OASIS PETROLEUM INC
COMMON
674215207
44
298
SH
DFND
02
298
0
0
O I GLASS INC
COMMON
67098H104
40
3007
SH
DFND
02
3007
0
0
OPENDOOR TECHNOLOGIES INC
COMMON
683712103
46
5270
SH
DFND
02
5270
0
0
PACIRA BIOSCIENCES INC
COMMON
695127100
47
610
SH
DFND
02
610
0
0
PENSKE AUTOMOTIVE GROUP INC
COMMON
70959W103
33
352
SH
DFND
02
352
0
0
PEPSICO INC
COMMON
713448108
10
57
SH
DFND
02
57
0
0
PERDOCEO EDUCATION CORP
COMMON
71363P106
38
3289
SH
DFND
02
3289
0
0
PILGRIM S PRIDE CORP
COMMON
72147K108
29
1149
SH
DFND
02
1149
0
0
PITNEY BOWES INC
COMMON
724479100
38
7223
SH
DFND
02
7223
0
0
PLAINS GP HOLDINGS LP CL A
COMMON
72651A207
36
3105
SH
DFND
02
3105
0
0
PPL CORP
COMMON
69351T106
10
341
SH
DFND
02
341
0
0
PROCTER GAMBLE CO THE
COMMON
742718109
20
134
SH
DFND
02
134
0
0
QURATE RETAIL INC SERIES A
COMMON
74915M100
35
7328
SH
DFND
02
7328
0
0
RAYONIER ADVANCED MATERIALS
COMMON
75508B104
44
6698
SH
DFND
02
6698
0
0
REALOGY HOLDINGS CORP
COMMON
75605Y106
35
2264
SH
DFND
02
2264
0
0
REALTY INCOME CORP
REIT
756109104
32
462
SH
DFND
02
462
0
0
REINSURANCE GROUP OF AMERICA
COMMON
759351604
39
354
SH
DFND
02
354
0
0
RETAIL VALUE INC
REIT
76133Q102
34
11184
SH
DFND
02
11184
0
0
RITE AID CORP
COMMON
767754872
34
3840
SH
DFND
02
3840
0
0
RYDER SYSTEM INC
COMMON
783549108
37
463
SH
DFND
02
463
0
0
SANMINA CORP
COMMON
801056102
26
633
SH
DFND
02
633
0
0
SCIPLAY CORP CLASS A
COMMON
809087109
38
2905
SH
DFND
02
2905
0
0
SCULPTOR CAPITAL MANAGEMENT
COMMON
811246107
41
2945
SH
DFND
02
2945
0
0
SEAWORLD ENTERTAINMENT INC
COMMON
81282V100
42
558
SH
DFND
02
558
0
0
SELECT MEDICAL HOLDINGS CORP
COMMON
81619Q105
35
1461
SH
DFND
02
1461
0
0
SIGNET JEWELERS LTD
COMMON
G81276100
41
559
SH
DFND
02
559
0
0
SKYWEST INC
COMMON
830879102
43
1491
SH
DFND
02
1491
0
0
SPDR FTSE INTERNATIONAL GOVE
ETF
78464A490
1215
22516
SH
DFND
02
22516
0
0
STONEX GROUP INC
COMMON
861896108
35
470
SH
DFND
02
470
0
0
TARGA RESOURCES CORP
COMMON
87612G101
9
125
SH
DFND
02
125
0
0
TARGET CORP
COMMON
87612E106
34
161
SH
DFND
02
161
0
0
TELEPHONE AND DATA SYSTEMS
COMMON
879433829
36
1892
SH
DFND
02
1892
0
0
TESLA INC
COMMON
88160R101
12
11
SH
DFND
02
11
0
0
TITAN MACHINERY INC
COMMON
88830R101
37
1324
SH
DFND
02
1324
0
0
TRAVELCENTERS OF AMERICA INC
COMMON
89421B109
36
849
SH
DFND
02
849
0
0
TRI POINTE HOMES INC
COMMON
87265H109
31
1543
SH
DFND
02
1543
0
0
TRITON INTERNATIONAL LTD
COMMON
G9078F107
38
548
SH
DFND
02
548
0
0
UNITED NATURAL FOODS INC
COMMON
911163103
9
211
SH
DFND
02
211
0
0
UNITED STATES STEEL CORP
COMMON
912909108
45
1190
SH
DFND
02
1190
0
0
US XPRESS ENTERPRISES INC A
COMMON
90338N202
38
9889
SH
DFND
02
9889
0
0
VANECK GOLD MINERS ETF
ETF
92189F106
338
8826
SH
DFND
02
8826
0
0
VANECK NATURAL RESOURCES ETF
ETF
92189F841
331
6032
SH
DFND
02
6032
0
0
VANGUARD GLBL EX US REAL EST
ETF
922042676
109
2101
SH
DFND
02
2101
0
0
VANGUARD REAL ESTATE ETF
ETF
922908553
975
9001
SH
DFND
02
9001
0
0
VAREX IMAGING CORP
COMMON
92214X106
32
1496
SH
DFND
02
1496
0
0
VECTOR GROUP LTD
COMMON
92240M108
39
3272
SH
DFND
02
3272
0
0
VIRTUS INVESTMENT PARTNERS
COMMON
92828Q109
28
116
SH
DFND
02
116
0
0
WALMART INC
COMMON
931142103
9
60
SH
DFND
02
60
0
0
WALT DISNEY CO THE
COMMON
254687106
9
65
SH
DFND
02
65
0
0
XPERI HOLDING CORP
COMMON
98390M103
37
2131
SH
DFND
02
2131
0
0