-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E91OzDdJGvEmv0qhTTSDV6RtIWFPQS7ZHb7NRDPuLZlrjiArh0pBwel2p7gfFpL4 fBgRifvAgH3GE2JgJ0urFw== 0001014018-99-000001.txt : 19990817 0001014018-99-000001.hdr.sgml : 19990817 ACCESSION NUMBER: 0001014018-99-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE FINANCIAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001014018 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 541880489 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05526 FILM NUMBER: 99691523 BUSINESS ADDRESS: STREET 1: 614 EAST HIGH STREET CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: 8049774420 MAIL ADDRESS: STREET 1: 614 EAST HIGH STREET CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 13F-HR 1 FORM 13F HOLDINGS REPORT United States Securities and Excahnge Comission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calender Year or Quarter Ended: June 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing the Report: Name: Heritage Financial Management, LLC Address: 614 East High Street Charlottesville, VA 22902 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Russell J. Bell Title: Managing Director Phone: 804-977-4420 Signature, Place, and Date of Signing: Russell J Bell Charlottesville, VA August 16, 1999 Report Type (Check only one.): [X] 13F Holdings Report. [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: 121,272,000 Form 13F Information Table Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn ManagersSole Shared None - ------------------------ --------- -------- ------- --- ---- ------- -------------------------------- D A A R CORP. COM 000361105 1867 82290SH Sole 82290 D ABBOTT LABS COM 002824100 1525 33600SH Sole 33600 D ALLEGHANY CORP. COM 017175100 976 5277SH Sole 5277 D ALLIANCE CAPITAL COM 018548107 4894 151453SH Sole 151453 D AMERICAN EXPRESS CO. COM 025816109 10314 79260SH Sole 79260 D AMERICAN HOME PRODUCTS COM 026609107 2336 40711SH Sole 40711 D AMERICAN INT GROUP COM 026874107 2152 18355SH Sole 18355 D AMGEN INC. COM 031162100 1100 18070SH Sole 18070 D APACHE ENERGY CO. COM 037411105 1629 41774SH Sole 41774 D BERKSHIRE HATHAWAY COM 084670108 1929 28SH Sole 28 D BERKSHIRE HATHAWAY CL B COM 084670207 267 119SH Sole 119 D BP AMOCO COM 055622104 216 1994SH Sole 1994 D BRISTOL MYERS SQUIBB COM 110122108 2781 39484SH Sole 39484 D BROWN-FORMAN COM 115637209 3348 51355SH Sole 51355 D CELESTIAL SEASONING COM 151016102 652 30344SH Sole 30344 D CHEVRON CORP. COM 166751107 1800 18930SH Sole 18930 D CHICAGO TITLE CORP COM 168228104 556 15582SH Sole 15582 D CHUBB CORP. COM 171232101 417 6000SH Sole 6000 D CITIGROUP INC COM 172967101 3505 73798SH Sole 73798 D COCA-COLA CORP. COM 191216100 3827 61729SH Sole 61729 D DU PONT (E.I.) DE NEMOURS & CO COM 263534109 751 11000SH Sole 11000 D EXXON CORP. COM 302290101 2857 37050SH Sole 37050 D FEDERAL MOGUL CORP COM 313549107 1508 29000SH Sole 29000 D FREDDIE MAC COM 313400301 6289 108426SH Sole 108426 D GENERAL ELECTRIC CO. COM 369604103 1559 13800SH Sole 13800 D GILLETTE COMPANY COM 375766102 492 12000SH Sole 12000 D IBM COM 459200101 2546 19700SH Sole 19700 D JOHNSON & JOHNSON COM 478160104 2879 29382SH Sole 29382 D KIMBERLY CLARK CORP COM 494368103 456 8000SH Sole 8000 D LEHMAN BROTHERS HOLDINGS INC. COM 524908100 853 13728SH Sole 13728 D MANPOWER INC. COM 56418H100 1250 55239SH Sole 55239 D MARSH & MCLENNAN COS. INC. COM 571748102 817 10800SH Sole 10800 D MATTEL COM 577081102 260 9960SH Sole 9960 D MCDONALDS CORP. COM 580135101 2623 63788SH Sole 63788 D MERCK & CO. COM 589331107 2600 35320SH Sole 35320 D MILACRON INC COM 598709103 1232 66615SH Sole 66615 D MORGAN STANLEY DEAN WITTER DIS COM 617446448 2448 23851SH Sole 23851 D NABISCO HLDG CLASS A COM 629526104 1894 44050SH Sole 44050 D PFIZER INC. COM 717081103 7580 69539SH Sole 69539 D PHILLIPS PETROLEUM COM 718507106 1660 32993SH Sole 32993 D PITNEY-BOWES, INC. COM 724479100 501 7800SH Sole 7800 D PROGRESSIVE CORP - OHIO COM 743315103 3878 26742SH Sole 26742 D QUAKER OATS CO. COM 747402105 1049 15800SH Sole 15800 D R & B FALCON CORP COM 74912e101 1321 140911SH Sole 140911 D SCHERING PLOUGH COM 806605101 1958 37300SH Sole 37300 D SCHLUMBERGER LTD. COM 806857108 3795 59591SH Sole 59591 D SEALED AIR CORP COM 81211k100 4881 75230SH Sole 75230 D TEXACO INC. COM 881694103 586 9400SH Sole 9400 D TIME-WARNER INC. COM 887315109 4220 58102SH Sole 58102 D UNION PACIFIC RESOURCES COM 907834105 1183 72500SH Sole 72500 D USX MARATHON COM 902905827 932 28631SH Sole 28631 D USX-US STEEL GROUP INC COM 90337t101 1165 43165SH Sole 43165 D ROCHE HOLDINGS LTD. COM 771195104 1640 15617SH Sole 15617 D SOCIETE ELF AQUITAINE COM 286269105 1146 15580SH Sole 15580 D TELEFONICA DE ESPANA COM 879382208 2433 16539SH Sole 16539 D TOTAL FINA EUR10 COM e90541660 1667 13336SH Sole 13336 D TOTAL PETROLEUM ADR COM 89151E109 269 4173SH Sole 4173 S REPORT 57 DATA RECORDS 121272 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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