-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SB3NJ7N0zTQhpChMdLRb9zvmzlBjm9SK24tt1NkrNq0eLE/pAz7oGY0Zlq2W4L1D Sh8c/pFCrxB4uq3irAffNQ== 0000950136-02-003442.txt : 20021209 0000950136-02-003442.hdr.sgml : 20021209 20021209172056 ACCESSION NUMBER: 0000950136-02-003442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021205 FILED AS OF DATE: 20021209 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: EHRLICH BURTT R CENTRAL INDEX KEY: 0001014013 RELATIONSHIP: DIRECTOR STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 20 BRYNWOOD LANE CITY: GREENWICH STATE: CT ZIP: 06831 MAIL ADDRESS: STREET 1: 20 BRYNWOOD LANE CITY: GREENWICH STATE: CT ZIP: 06831 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARMOR HOLDINGS INC CENTRAL INDEX KEY: 0000845752 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 593392443 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11667 FILM NUMBER: 02852703 BUSINESS ADDRESS: STREET 1: 1400 MARSH LANDING PARKWAY STREET 2: SUITE 112 CITY: JACKSONVILLE STATE: FL ZIP: 32250 BUSINESS PHONE: 9047415600 MAIL ADDRESS: STREET 1: 1400 MARSH LANDING PARKWAY STREET 2: SUITE 112 CITY: JACKSONVILLE STATE: FL ZIP: 32250 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BODY ARMOR & EQUIPMENT INC DATE OF NAME CHANGE: 19920703 4 1 file001.txt FORM 4 - --------------- FORM 4 - --------------- [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Ehrlich Burtt R. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 20 Brynwood Lane - -------------------------------------------------------------------------------- (Street) Greenwich CT 06831 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Armor Holdings, Inc. (AH) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year December 5, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |X| Director |_| 10% Owner |_| Officer (give title below) |_| Other (specify below) ____________________________________________________________________ ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Law) |X| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
5. Amount of 6. 4. Securities Owner- 2A. Securities Acquired (A) or Beneficially ship 2. Deemed 3. Disposed of (D) Owned Form: 7. Trans- Execution Transaction (Instr. 3 and 4) Following Direct Nature of Action Date, if Code -------------------------- Reported (D) or Indirect 1. Date any (Instr. 8) (A) Transactions Indirect Beneficial Title of Security (Month/ (Month/ ------------ or (Instr. 3 (I) Ownership (Instr. 3) Day/Year) Day/Year) Code V Amount (D) Price and 4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 83,300 D $0.01 per share - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 6,500 I By trust $0.01 per share f/b/o Son (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 5,000 I By Son (1) $0.01 per share - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 400 I By $0.01 per share Spouse's IRA (1) ====================================================================================================================================
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or Derivative 6. of Underlying 8. ficially Secur- of Exer- 3A. 4. Securities Date Securities Price Owned ity: In- cise Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price 3. Execut- action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of Trans- ion Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- action Date if (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative Date any 8) 4 and 5) Date Expira- Number ity actions (I) ship Security Secur- (Month/ (Month/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Day/Year)Day/Year)Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $9.6875 (2) 6/09 Common 10,000 10,000 D Options Stock (Right to Buy) (3) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $13.19 (2) 6/15/10 Common 10,000 10,000 D Options Stock (Right to Buy) (3) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $14.44 (2) 6/19/11 Common 12,500 12,500 D Options Stock (Right to Buy) (3) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $25.69 12/5/02 A 12,500 6/18/03 12/5/12 Common 12,500 12,500 D Options Stock (Right to Buy) (4) ====================================================================================================================================
(1) The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. (2) Presently exercisable. (3) Granted pursuant to the Armor Holdings, Inc. 1999 Stock Incentive Plan. (4) Granted pursuant to the Armor Holdings, Inc. 2002 Stock Incentive Plan. /s/ Burtt R. Ehrlich December 9, 2002 - ------------------------------------------ ---------------- **Signature of the Reporting Person Date *If the Form is filed by more than one reporting person, See Instruction 4(b)(v). **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----