N-PX 1 d567699dnpx.htm NUVEEN INVESTMENT TRUST Nuveen Investment Trust

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-07619

 

Nuveen Investment Trust


(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606


(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman – Chief Administrative Officer


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: June 30

 

Date of reporting period: June 30, 2013

 



Item 1. Proxy Voting Record


Nuveen Multi-Manager Large Cap Value

ACE LIMITED

 

Ticker:   ACE      Security ID:    H0023R105
Meeting Date:   MAY 16, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Robert M. Hernandez as Director    For    For    Management

1.2

   Elect Peter Menikoff as Director    For    For    Management

1.3

   Elect Robert Ripp as Director    For    For    Management

1.4

   Elect Theodore E. Shasta as Director    For    For    Management

2

   Declassify the Board of Directors    For    For    Management

3.1

   Approve Annual Report    For    For    Management

3.2

   Accept Statutory Financial Statements    For    For    Management

3.3

   Accept Consolidated Financial Statements    For    For    Management

4

   Approve Allocation of Income and Dividends    For    For    Management

5

   Approve Discharge of Board and Senior Management    For    For    Management

6.1

   Ratify PricewaterhouseCoopers AG as Auditors    For    For    Management

6.2

   Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors    For    For    Management

6.3

   Ratify BDO AG as Special Auditors    For    For    Management

7

   Amend Omnibus Stock Plan    For    For    Management

8

   Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value    For    For    Management

9

   Advisory Vote to ratify Named Executive Officers’ Compensation    For    For    Management

ADOBE SYSTEMS INCORPORATED

 

Ticker:   ADBE      Security ID:    00724F101
Meeting Date:   APR 11, 2013      Meeting Type:    Annual
Record Date:   FEB 14, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Amy L. Banse    For    For    Management

1b

   Elect Director Kelly J. Barlow    For    For    Management

1c

   Elect Director Edward W. Barnholt    For    For    Management

1d

   Elect Director Robert K. Burgess    For    For    Management

1e

   Elect Director Frank A. Calderoni    For    For    Management

1f

   Elect Director Michael R. Cannon    For    For    Management

1g

   Elect Director James E. Daley    For    For    Management

1h

   Elect Director Laura B. Desmond    For    For    Management

1i

   Elect Director Charles M. Geschke    For    For    Management

1j

   Elect Director Shantanu Narayen    For    For    Management

1k

   Elect Director Daniel L. Rosensweig    For    For    Management

1l

   Elect Director Robert Sedgewick    For    For    Management

1m

   Elect Director John E. Warnock    For    For    Management

2

   Amend Omnibus Stock Plan    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 1


ARCHER-DANIELS-MIDLAND COMPANY

 

Ticker:   ADM      Security ID:    039483102
Meeting Date:   NOV 01, 2012      Meeting Type:    Annual
Record Date:   SEP 07, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Alan L. Boeckmann    For    For    Management

1.2

   Elect Director George W. Buckley    For    For    Management

1.3

   Elect Director Mollie Hale Carter    For    For    Management

1.4

   Elect Director Terrell K. Crews    For    For    Management

1.5

   Elect Director Pierre Dufour    For    For    Management

1.6

   Elect Director Donald E. Felsinger    For    For    Management

1.7

   Elect Director Antonio Maciel    For    For    Management

1.8

   Elect Director Patrick J. Moore    For    For    Management

1.9

   Elect Director Thomas F. O’Neill    For    For    Management

1.10

   Elect Director Daniel Shih    For    For    Management

1.11

   Elect Director Kelvin R. Westbrook    For    For    Management

1.12

   Elect Director Patricia A. Woertz    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Articles/Bylaws/Charter—Call Special Meetings    Against    For    Shareholder

BARRICK GOLD CORPORATION

 

Ticker:   ABX      Security ID:    067901108
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 27, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Howard L. Beck    For    For    Management

1.2

   Elect Director William D. Birchall    For    For    Management

1.3

   Elect Director Donald J. Carty    For    For    Management

1.4

   Elect Director Gustavo Cisneros    For    For    Management

1.5

   Elect Director Robert M. Franklin    For    For    Management

1.6

   Elect Director J. Brett Harvey    For    For    Management

1.7

   Elect Director Dambisa Moyo    For    For    Management

1.8

   Elect Director Brian Mulroney    For    For    Management

1.9

   Elect Director Anthony Munk    For    For    Management

1.10

   Elect Director Peter Munk    For    For    Management

1.11

   Elect Director Steven J. Shapiro    For    For    Management

1.12

   Elect Director Jamie C. Sokalsky    For    For    Management

1.13

   Elect Director John L. Thornton    For    For    Management

2

   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management

3

   Advisory Vote on Executive Compensation Approach    For    Against    Management

 

Page 2


BAXTER INTERNATIONAL INC.

 

Ticker:   BAX      Security ID:    071813109
Meeting Date:   MAY 07, 2013      Meeting Type:    Annual
Record Date:   MAR 11, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Thomas F. Chen    For    For    Management

1b

   Elect Director Blake E. Devitt    For    For    Management

1c

   Elect Director John D. Forsyth    For    For    Management

1d

   Elect Director Gail D. Fosler    For    For    Management

1e

   Elect Director Carole J. Shapazian    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Declassify the Board of Directors    For    For    Management

5

   Provide Right to Call Special Meeting    For    For    Management

BB&T CORPORATION

 

Ticker:   BBT      Security ID:    054937107
Meeting Date:   APR 23, 2013      Meeting Type:    Special
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates    For    For    Management

2

   Adjourn Meeting    For    For    Management

BB&T CORPORATION

 

Ticker:   BBT      Security ID:    054937107
Meeting Date:   APR 23, 2013      Meeting Type:    Annual
Record Date:   FEB 20, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John A. Allison, IV    For    For    Management

1.2

   Elect Director Jennifer S. Banner    For    For    Management

1.3

   Elect Director K. David Boyer, Jr.    For    For    Management

1.4

   Elect Director Anna R. Cablik    For    For    Management

1.5

   Elect Director Ronald E. Deal    For    For    Management

1.6

   Elect Director James A. Faulkner    For    For    Management

1.7

   Elect Director I. Patricia Henry    For    For    Management

1.8

   Elect Director John P. Howe, III    For    For    Management

1.9

   Elect Director Eric C. Kendrick    For    For    Management

1.10

   Elect Director Kelly S. King    For    For    Management

1.11

   Elect Director Louis B. Lynn    For    For    Management

1.12

   Elect Director Edward C. Milligan    For    Withhold    Management

1.13

   Elect Director Charles A. Patton    For    For    Management

1.14

   Elect Director Nido R. Qubein    For    For    Management

1.15

   Elect Director Tollie W. Rich, Jr.    For    For    Management

1.16

   Elect Director Thomas E. Skains    For    For    Management

 

Page 3


1.17

   Elect Director Thomas N. Thompson    For    For    Management

1.18

   Elect Director Edwin H. Welch    For    For    Management

1.19

   Elect Director Stephen T. Williams    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Political Contributions and Lobbying Expenditures    Against    For    Shareholder

5

   Require a Majority Vote for the Election of Directors    Against    For    Shareholder

BCE INC.

 

Ticker:   BCE      Security ID:    05534B760
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Barry K. Allen    For    For    Management

1.2

   Elect Director Andre Berard    For    For    Management

1.3

   Elect Director Ronald A. Brenneman    For    For    Management

1.4

   Elect Director Sophie Brochu    For    For    Management

1.5

   Elect Director Robert E. Brown    For    For    Management

1.6

   Elect Director George A. Cope    For    For    Management

1.7

   Elect Director David F. Denison    For    For    Management

1.8

   Elect Director Anthony S. Fell    For    For    Management

1.9

   Elect Director Edward C. Lumley    For    For    Management

1.10

   Elect Director Thomas C. O’Neill    For    For    Management

1.11

   Elect Director James Prentice    For    For    Management

1.12

   Elect Director Robert C. Simmonds    For    For    Management

1.13

   Elect Director Carole Taylor    For    For    Management

1.14

   Elect Director Paul R. Weiss    For    For    Management

2

   Ratify Deloitte LLP as Auditors    For    For    Management

3

   Advisory Vote on Executive Compensation Approach    For    For    Management

4.1

   SP 1: Adopt a Policy Stipulating an Internal Pay Ratio    Against    Against    Shareholder

4.2

   SP 2: Critical Mass of Qualified Women on Board of Directors    Against    Against    Shareholder

4.3

   SP 3: Company Response to Advisory Say on Pay Result    Against    Against    Shareholder

4.4

   SP 4: Establish a Separate Risk Management Committee    Against    Against    Shareholder

4.5

   SP 5: Diversity Policy and Endorsement of UN?s Women?s Empowerment Principles    Against    Against    Shareholder

BLACKROCK, INC.

 

Ticker:   BLK      Security ID:    09247X101
Meeting Date:   MAY 30, 2013      Meeting Type:    Annual
Record Date:   APR 03, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Abdlatif Yousef Al-Hamad    For    For    Management

1b

   Elect Director Mathis Cabiallavetta    For    For    Management

1c

   Elect Director Dennis D. Dammerman    For    For    Management

1d

   Elect Director Jessica P. Einhorn    For    For    Management

 

Page 4


1e

   Elect Director Fabrizio Freda    For    For    Management

1f

   Elect Director David H. Komansky    For    For    Management

1g

   Elect Director James E. Rohr    For    For    Management

1h

   Elect Director Susan L. Wagner    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

CAPITAL ONE FINANCIAL CORPORATION

 

Ticker:   COF      Security ID:    14040H105
Meeting Date:   MAY 02, 2013      Meeting Type:    Annual
Record Date:   MAR 07, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Richard D. Fairbank    For    For    Management

1b

   Elect Director W. Ronald Dietz    For    For    Management

1c

   Elect Director Lewis Hay, III    For    For    Management

1d

   Elect Director Benjamin P. Jenkins, III    For    For    Management

1e

   Elect Director Peter E. Raskind    For    For    Management

1f

   Elect Director Mayo A. Shattuck, III    For    For    Management

1g

   Elect Director Bradford H. Warner    For    For    Management

1h

   Elect Director Catherine G. West    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4a

   Reduce Supermajority Vote Requirement    For    For    Management

4b

   Reduce Supermajority Vote Requirement    For    For    Management

4c

   Reduce Supermajority Vote Requirement    For    For    Management

CISCO SYSTEMS, INC.

 

Ticker:   CSCO      Security ID:    17275R102
Meeting Date:   NOV 15, 2012      Meeting Type:    Annual
Record Date:   SEP 17, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Carol A. Bartz    For    For    Management

1b

   Elect Director Marc Benioff    For    For    Management

1c

   Elect Director M. Michele Burns    For    For    Management

1d

   Elect Director Michael D. Capellas    For    For    Management

1e

   Elect Director Larry R. Carter    For    For    Management

1f

   Elect Director John T. Chambers    For    For    Management

1g

   Elect Director Brian L. Halla    For    For    Management

1h

   Elect Director John L. Hennessy    For    For    Management

1i

   Elect Director Kristina M. Johnson    For    For    Management

1j

   Elect Director Richard M. Kovacevich    For    For    Management

1k

   Elect Director Roderick C. McGeary    For    For    Management

1l

   Elect Director Arun Sarin    For    For    Management

1m

   Elect Director Steven M. West    For    For    Management

2

   Amend Executive Incentive Bonus Plan    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Ratify Auditors    For    For    Management

5

   Require Independent Board Chairman    Against    Against    Shareholder

6

   Report on Eliminating Conflict Minerals from Supply Chain    Against    Against    Shareholder

 

Page 5


CITIGROUP INC.

 

Ticker:   C      Security ID:    172967424
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Michael L. Corbat    For    For    Management

1b

   Elect Director Franz B. Humer    For    For    Management

1c

   Elect Director Robert L. Joss    For    For    Management

1d

   Elect Director Michael E. O’Neill    For    For    Management

1e

   Elect Director Judith Rodin    For    For    Management

1f

   Elect Director Robert L. Ryan    For    For    Management

1g

   Elect Director Anthony M. Santomero    For    For    Management

1h

   Elect Director Joan E. Spero    For    For    Management

1i

   Elect Director Diana L. Taylor    For    For    Management

1j

   Elect Director William S. Thompson, Jr.    For    For    Management

1k

   Elect Director Ernesto Zedillo Ponce de Leon    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Stock Retention/Holding Period    Against    Against    Shareholder

6

   Report on Lobbying Payments and Policy    Against    For    Shareholder

7

   Amend Indemnifications Provisions    Against    Against    Shareholder

COVIDIEN PLC

 

Ticker:   COV      Security ID:    G2554F113
Meeting Date:   MAR 20, 2013      Meeting Type:    Annual
Record Date:   JAN 10, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Jose E. Almeida    For    For    Management

1b

   Elect Director Joy A. Amundson    For    For    Management

1c

   Elect Director Craig Arnold    For    For    Management

1d

   Elect Director Robert H. Brust    For    For    Management

1e

   Elect Director John M. Connors, Jr.    For    For    Management

1f

   Elect Director Christopher J. Coughlin    For    For    Management

1g

   Elect Director Randall J. Hogan, III    For    For    Management

1h

   Elect Director Martin D. Madaus    For    For    Management

1i

   Elect Director Dennis H. Reilley    For    For    Management

1j

   Elect Director Joseph A. Zaccagnino    For    For    Management

2

   Approve Auditors and Authorize Board to Fix Their Remuneration    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Authorize Open-Market Purchases of Ordinary Shares    For    For    Management

6

   Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares    For    For    Management

7

   Amend Articles of Association to expand the authority to execute instruments of transfer    For    For    Management

8

   Approve Creation of Distributable Reserves    For    For    Management

 

Page 6


CUMMINS INC.

 

Ticker:   CMI      Security ID:    231021106
Meeting Date:   MAY 14, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director N. Thomas Linebarger    For    For    Management

2

   Elect Director William I. Miller    For    For    Management

3

   Elect Director Alexis M. Herman    For    For    Management

4

   Elect Director Georgia R. Nelson    For    For    Management

5

   Elect Director Carl Ware    For    For    Management

6

   Elect Director Robert K. Herdman    For    For    Management

7

   Elect Director Robert J. Bernhard    For    For    Management

8

   Elect Director Franklin R. Chang Diaz    For    For    Management

9

   Elect Director Stephen B. Dobbs    For    For    Management

10

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

11

   Ratify Auditors    For    For    Management

12

   Require Independent Board Chairman    Against    Against    Shareholder

ENCANA CORPORATION

 

Ticker:   ECA      Security ID:    292505104
Meeting Date:   APR 23, 2013      Meeting Type:    Annual
Record Date:   MAR 04, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Peter A. Dea    For    For    Management

1.2

   Elect Director Claire S. Farley    For    For    Management

1.3

   Elect Director Fred J. Fowler    For    For    Management

1.4

   Elect Director Suzanne P. Nimocks    For    For    Management

1.5

   Elect Director David P. O’Brien    For    For    Management

1.6

   Elect Director Jane L. Peverett    For    For    Management

1.7

   Elect Director Brian G. Shaw    For    For    Management

1.8

   Elect Director Bruce G. Waterman    For    For    Management

1.9

   Elect Director Clayton H. Woitas    For    For    Management

2

   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management

3

   Advisory Vote on Executive Compensation Approach    For    For    Management

4

   Approve Shareholder Rights Plan    For    For    Management

 

Page 7


EXXON MOBIL CORPORATION

 

Ticker:   XOM      Security ID:    30231G102
Meeting Date:   MAY 29, 2013      Meeting Type:    Annual
Record Date:   APR 04, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director M.J. Boskin    For    For    Management

1.2

   Elect Director P. Brabeck-Letmathe    For    For    Management

1.3

   Elect Director U.M. Burns    For    For    Management

1.4

   Elect Director L.R. Faulkner    For    For    Management

1.5

   Elect Director J.S. Fishman    For    For    Management

1.6

   Elect Director H.H. Fore    For    For    Management

1.7

   Elect Director K.C. Frazier    For    For    Management

1.8

   Elect Director W.W. George    For    For    Management

1.9

   Elect Director S.J. Palmisano    For    For    Management

1.10

   Elect Director S.S. Reinemund    For    For    Management

1.11

   Elect Director R.W. Tillerson    For    For    Management

1.12

   Elect Director W.C. Weldon    For    For    Management

1.13

   Elect Director E.E. Whitacre, Jr.    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Independent Board Chairman    Against    For    Shareholder

5

   Require a Majority Vote for the Election of Directors    Against    For    Shareholder

6

   Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually    Against    Against    Shareholder

7

   Report on Lobbying Payments and Policy    Against    For    Shareholder

8

   Study Feasibility of Prohibiting Political Contributions    Against    Against    Shareholder

9

   Adopt Sexual Orientation Anti-bias Policy    Against    Against    Shareholder

10

   Report on Management of Hydraulic Fracturing Risks and Opportunities    Against    For    Shareholder

11

   Adopt Quantitative GHG Goals for Products and Operations    Against    For    Shareholder

FORD MOTOR COMPANY

 

Ticker:   F      Security ID:    345370860
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Stephen G. Butler    For    For    Management

1.2

   Elect Director Kimberly A. Casiano    For    For    Management

1.3

   Elect Director Anthony F. Earley, Jr.    For    For    Management

1.4

   Elect Director Edsel B. Ford II    For    For    Management

1.5

   Elect Director William Clay Ford, Jr.    For    For    Management

1.6

   Elect Director Richard A. Gephardt    For    For    Management

1.7

   Elect Director James H. Hance, Jr.    For    For    Management

1.8

   Elect Director William W. Helman IV    For    For    Management

1.9

   Elect Director Jon M. Huntsman, Jr.    For    For    Management

1.10

   Elect Director Richard A. Manoogian    For    For    Management

1.11

   Elect Director Ellen R. Marram    For    For    Management

1.12

   Elect Director Alan Mulally    For    For    Management

1.13

   Elect Director Homer A. Neal    For    For    Management

1.14

   Elect Director Gerald L. Shaheen    For    For    Management

1.15

   Elect Director John L. Thornton    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Executive Incentive Bonus Plan    For    For    Management

5

   Amend Omnibus Stock Plan    For    For    Management

6

   Approval of Tax Benefits Preservation Plan    For    For    Management

7

   Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Shareholder

8

   Amend Bylaws—Call Special Meetings    Against    For    Shareholder

 

Page 8


GENERAL ELECTRIC COMPANY

 

Ticker:   GE      Security ID:    369604103
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director W. Geoffrey Beattie    For    For    Management

2

   Elect Director John J. Brennan    For    For    Management

3

   Elect Director James I. Cash, Jr.    For    For    Management

4

   Elect Director Francisco D’Souza    For    For    Management

5

   Elect Director Marijn E. Dekkers    For    For    Management

6

   Elect Director Ann M. Fudge    For    For    Management

7

   Elect Director Susan Hockfield    For    For    Management

8

   Elect Director Jeffrey R. Immelt    For    For    Management

9

   Elect Director Andrea Jung    For    For    Management

10

   Elect Director Robert W. Lane    For    For    Management

11

   Elect Director Ralph S. Larsen    For    For    Management

12

   Elect Director Rochelle B. Lazarus    For    For    Management

13

   Elect Director James J. Mulva    For    For    Management

14

   Elect Director Mary L. Schapiro    For    For    Management

15

   Elect Director Robert J. Swieringa    For    For    Management

16

   Elect Director James S. Tisch    For    For    Management

17

   Elect Director Douglas A. Warner, III    For    For    Management

18

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

19

   Ratify Auditors    For    For    Management

20

   Cessation of All Stock Options and Bonuses    Against    Against    Shareholder

21

   Establish Term Limits for Directors    Against    Against    Shareholder

22

   Require Independent Board Chairman    Against    Against    Shareholder

23

   Provide Right to Act by Written Consent    Against    Against    Shareholder

24

   Stock Retention/Holding Period    Against    Against    Shareholder

25

   Require More Director Nominations Than Open Seats    Against    Against    Shareholder

GILEAD SCIENCES, INC.

 

Ticker:   GILD      Security ID:    375558103
Meeting Date:   MAY 08, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John F. Cogan    For    For    Management

1.2

   Elect Director Etienne F. Davignon    For    For    Management

1.3

   Elect Director Carla A. Hills    For    For    Management

1.4

   Elect Director Kevin E. Lofton    For    For    Management

1.5

   Elect Director John W. Madigan    For    For    Management

1.6

   Elect Director John C. Martin    For    For    Management

1.7

   Elect Director Nicholas G. Moore    For    For    Management

1.8

   Elect Director Richard J. Whitley    For    For    Management

 

Page 9


1.9

   Elect Director Gayle E. Wilson    For    For    Management

1.10

   Elect Director Per Wold-Olsen    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Increase Authorized Common Stock    For    For    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

6

   Require Independent Board Chairman    Against    Against    Shareholder

7

   Provide Right to Act by Written Consent    Against    For    Shareholder

HALLIBURTON COMPANY

 

Ticker:   HAL      Security ID:    406216101
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Alan M. Bennett    For    For    Management

1.2

   Elect Director James R. Boyd    For    For    Management

1.3

   Elect Director Milton Carroll    For    For    Management

1.4

   Elect Director Nance K. Dicciani    For    For    Management

1.5

   Elect Director Murry S. Gerber    For    For    Management

1.6

   Elect Director Jose C. Grubisich    For    For    Management

1.7

   Elect Director Abdallah S. Jum’ah    For    For    Management

1.8

   Elect Director David J. Lesar    For    For    Management

1.9

   Elect Director Robert A. Malone    For    For    Management

1.10

   Elect Director J. Landis Martin    For    For    Management

1.11

   Elect Director Debra L. Reed    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Report on Human Rights Risk Assessment Process    Against    For    Shareholder

HONEYWELL INTERNATIONAL INC.

 

Ticker:   HON      Security ID:    438516106
Meeting Date:   APR 22, 2013      Meeting Type:    Annual
Record Date:   FEB 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1A

   Elect Director Gordon M. Bethune    For    For    Management

1B

   Elect Director Kevin Burke    For    For    Management

1C

   Elect Director Jaime Chico Pardo    For    For    Management

1D

   Elect Director David M. Cote    For    For    Management

1E

   Elect Director D. Scott Davis    For    For    Management

1F

   Elect Director Linnet F. Deily    For    For    Management

1G

   Elect Director Judd Gregg    For    For    Management

1H

   Elect Director Clive Hollick    For    For    Management

1I

   Elect Director Grace D. Lieblein    For    For    Management

1J

   Elect Director George Paz    For    For    Management

1K

   Elect Director Bradley T. Sheares    For    For    Management

1L

   Elect Director Robin L. Washington    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Independent Board Chairman    Against    For    Shareholder

5

   Provide Right to Act by Written Consent    Against    For    Shareholder

6

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

 

Page 10


JOHNSON & JOHNSON

 

Ticker:   JNJ      Security ID:    478160104
Meeting Date:   APR 25, 2013      Meeting Type:    Annual
Record Date:   FEB 26, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Mary Sue Coleman    For    For    Management

1.2

   Elect Director James G. Cullen    For    For    Management

1.3

   Elect Director Ian E.L. Davis    For    For    Management

1.4

   Elect Director Alex Gorsky    For    For    Management

1.5

   Elect Director Michael M.E. Johns    For    For    Management

1.6

   Elect Director Susan L. Lindquist    For    For    Management

1.7

   Elect Director Anne M. Mulcahy    For    For    Management

1.8

   Elect Director Leo F. Mullin    For    For    Management

1.9

   Elect Director William D. Perez    For    For    Management

1.10

   Elect Director Charles Prince    For    For    Management

1.11

   Elect Director A. Eugene Washington    For    For    Management

1.12

   Elect Director Ronald A. Williams    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Stock Retention/Holding Period    Against    For    Shareholder

5

   Screen Political Contributions for Consistency with Corporate Values    Against    Against    Shareholder

6

   Require Independent Board Chairman    Against    Against    Shareholder

JOHNSON CONTROLS, INC.

 

Ticker:   JCI      Security ID:    478366107
Meeting Date:   JAN 23, 2013      Meeting Type:    Annual
Record Date:   NOV 15, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director David P. Abney    For    For    Management

1.2

   Elect Director Julie L. Bushman    For    For    Management

1.3

   Elect Director Eugenio Clariond Reyes-Retana    For    For    Management

1.4

   Elect Director Jeffrey A. Joerres    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Declassify the Board of Directors    For    For    Management

4

   Approve Omnibus Stock Plan    For    For    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

6

   Require Independent Board Chairman    Against    Against    Shareholder

7

   Provide Right to Act by Written Consent    Against    Against    Shareholder

 

Page 11


JPMORGAN CHASE & CO.

 

Ticker:   JPM      Security ID:    46625H100
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   MAR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director James A. Bell    For    For    Management

1b

   Elect Director Crandall C.Bowles    For    For    Management

1c

   Elect Director Stephen B. Burke    For    For    Management

1d

   Elect Director David M. Cote    For    Against    Management

1e

   Elect Director James S. Crown    For    Against    Management

1f

   Elect Director James Dimon    For    For    Management

1g

   Elect Director Timothy P. Flynn    For    For    Management

1h

   Elect Director Ellen V. Futter    For    Against    Management

1i

   Elect Director Laban P. Jackson, Jr.    For    For    Management

1j

   Elect Director Lee R. Raymond    For    For    Management

1k

   Elect Director William C. Weldon    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Provide Right to Act by Written Consent    For    For    Management

5

   Amend Executive Incentive Bonus Plan    For    For    Management

6

   Require Independent Board Chairman    Against    For    Shareholder

7

   Stock Retention/Holding Period    Against    Against    Shareholder

8

   Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    Against    Against    Shareholder

9

   Report on Lobbying Payments and Policy    Against    Against    Shareholder

MARATHON OIL CORPORATION

 

Ticker:   MRO      Security ID:    565849106
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Gregory H. Boyce    For    For    Management

1b

   Elect Director Pierre Brondeau    For    For    Management

1c

   Elect Director Clarence P. Cazalot, Jr.    For    For    Management

1d

   Elect Director Linda Z. Cook    For    For    Management

1e

   Elect Director Shirley Ann Jackson    For    For    Management

1f

   Elect Director Philip Lader    For    For    Management

1g

   Elect Director Michael E. J. Phelps    For    For    Management

1h

   Elect Director Dennis H. Reilley    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    For    Shareholder

 

Page 12


MCDONALD’S CORPORATION

 

Ticker:   MCD      Security ID:    580135101
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Walter E. Massey    For    For    Management

1b

   Elect Director John W. Rogers, Jr.    For    For    Management

1c

   Elect Director Roger W. Stone    For    For    Management

1d

   Elect Director Miles D. White    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Report on Pay Disparity    Against    Against    Shareholder

5

   Stock Retention/Holding Period    Against    For    Shareholder

6

   Report on Human Rights Risk Assessment Process    Against    For    Shareholder

7

   Report on Nutrition Initiatives and Childhood Obesity Concerns    Against    Against    Shareholder

MCKESSON CORPORATION

 

Ticker:   MCK      Security ID:    58155Q103
Meeting Date:   JUL 25, 2012      Meeting Type:    Annual
Record Date:   MAY 31, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Andy D. Bryant    For    For    Management

2

   Elect Director Wayne A. Budd    For    For    Management

3

   Elect Director John H. Hammergren    For    For    Management

4

   Elect Director Alton F. Irby, III    For    For    Management

5

   Elect Director M. Christine Jacobs    For    For    Management

6

   Elect Director Marie L. Knowles    For    For    Management

7

   Elect Director David M. Lawrence    For    For    Management

8

   Elect Director Edward A. Mueller    For    For    Management

9

   Elect Director Jane E. Shaw    For    For    Management

10

   Ratify Auditors    For    For    Management

11

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

12

   Provide Right to Act by Written Consent    Against    For    Shareholder

13

   Require Independent Board Chairman    Against    For    Shareholder

14

   Stock Retention    Against    For    Shareholder

15

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

METLIFE, INC.

 

Ticker:   MET      Security ID:    59156R108
Meeting Date:   APR 23, 2013      Meeting Type:    Annual
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director R. Glenn Hubbard    For    For    Management

1.2

   Elect Director Steven A. Kandarian    For    For    Management

1.3

   Elect Director John M. Keane    For    For    Management

1.4

   Elect Director Alfred F. Kelly, Jr.    For    For    Management

1.5

   Elect Director James M. Kilts    For    For    Management

1.6

   Elect Director Catherine R. Kinney    For    For    Management

1.7

   Elect Director Hugh B. Price    For    For    Management

1.8

   Elect Director Kenton J. Sicchitano    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 13


MICROSOFT CORPORATION

 

Ticker:   MSFT      Security ID:    594918104
Meeting Date:   NOV 28, 2012      Meeting Type:    Annual
Record Date:   SEP 14, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Steven A. Ballmer    For    For    Management

2

   Elect Director Dina Dublon    For    For    Management

3

   Elect Director William H. Gates, III    For    For    Management

4

   Elect Director Maria M. Klawe    For    For    Management

5

   Elect Director Stephen J. Luczo    For    For    Management

6

   Elect Director David F. Marquardt    For    For    Management

7

   Elect Director Charles H. Noski    For    For    Management

8

   Elect Director Helmut Panke    For    For    Management

9

   Elect Director John W. Thompson    For    For    Management

10

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

11

   Approve Qualified Employee Stock Purchase Plan    For    For    Management

12

   Ratify Auditors    For    For    Management

13

   Provide for Cumulative Voting    Against    For    Shareholder

MONSANTO COMPANY

 

Ticker:   MON      Security ID:    61166W101
Meeting Date:   JAN 31, 2013      Meeting Type:    Annual
Record Date:   DEC 03, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director David L. Chicoine    For    For    Management

1b

   Elect Director Arthur H. Harper    For    For    Management

1c

   Elect Director Gwendolyn S. King    For    For    Management

1d

   Elect Director Jon R. Moeller    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Declassify the Board of Directors    For    For    Management

5

   Report on Risk of Genetically Engineered Products    Against    Against    Shareholder

NOVARTIS AG

 

Ticker:   NOVN      Security ID:    66987V109
Meeting Date:   FEB 22, 2013      Meeting Type:    Annual
Record Date:   JAN 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Accept Financial Statements and Statutory Reports    For    For    Management

2

   Approve Discharge of Board and Senior Management    For    For    Management

3

   Approve Allocation of Income and Dividends of CHF 2.30 per Share    For    For    Management

4

   Approve Remuneration System    For    For    Management

5.1

   Elect Verena Briner as Director    For    For    Management

 

Page 14


5.2

   Elect Joerg Reinhardt as Director    For    For    Management

5.3

   Elect Charles Sawyers as Director    For    For    Management

5.4

   Elect William Winters as Director    For    For    Management

6

   Ratify PricewaterhouseCoopers AG as Auditors    For    For    Management

7

   Additional And/or Counter-proposals Presented At The Meeting    For    Against    Management

OCCIDENTAL PETROLEUM CORPORATION

 

Ticker:   OXY      Security ID:    674599105
Meeting Date:   MAY 03, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Spencer Abraham    For    For    Management

1.2

   Elect Director Howard I. Atkins    For    For    Management

1.3

   Elect Director Stephen I. Chazen    For    For    Management

1.4

   Elect Director Edward P. Djerejian    For    For    Management

1.5

   Elect Director John E. Feick    For    For    Management

1.6

   Elect Director Margaret M. Foran    For    For    Management

1.7

   Elect Director Carlos M. Gutierrez    For    For    Management

1.8

   Elect Director Ray R. Irani    For    Against    Management

1.9

   Elect Director Avedick B. Poladian    For    For    Management

1.10

   Elect Director Aziz D. Syriani    For    Against    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Provide Right to Act by Written Consent    Against    For    Shareholder

OWENS-ILLINOIS, INC.

 

Ticker:   OI      Security ID:    690768403
Meeting Date:   MAY 17, 2013      Meeting Type:    Annual
Record Date:   MAR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Jay L. Geldmacher    For    For    Management

1.2

   Elect Director Albert P. L. Stroucken    For    For    Management

1.3

   Elect Director Dennis K. Williams    For    For    Management

1.4

   Elect Director Thomas L. Young    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 15


PFIZER INC.

 

Ticker:   PFE      Security ID:    717081103
Meeting Date:   APR 25, 2013      Meeting Type:    Annual
Record Date:   FEB 27, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Dennis A. Ausiello    For    For    Management

1.2

   Elect Director M. Anthony Burns    For    For    Management

1.3

   Elect Director W. Don Cornwell    For    For    Management

1.4

   Elect Director Frances D. Fergusson    For    For    Management

1.5

   Elect Director William H. Gray, III    For    For    Management

1.6

   Elect Director Helen H. Hobbs    For    For    Management

1.7

   Elect Director Constance J. Horner    For    For    Management

1.8

   Elect Director James M. Kilts    For    For    Management

1.9

   Elect Director George A. Lorch    For    For    Management

1.10

   Elect Director Suzanne Nora Johnson    For    For    Management

1.11

   Elect Director Ian C. Read    For    For    Management

1.12

   Elect Director Stephen W. Sanger    For    For    Management

1.13

   Elect Director Marc Tessier-Lavigne    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Stock Retention/Holding Period    Against    Against    Shareholder

5

   Provide Right to Act by Written Consent    Against    For    Shareholder

SOUTHWESTERN ENERGY COMPANY

 

Ticker:   SWN      Security ID:    845467109
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   APR 04, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John D. Gass    For    For    Management

1.2

   Elect Director Catherine A. Kehr    For    For    Management

1.3

   Elect Director Greg D. Kerley    For    For    Management

1.4

   Elect Director Harold M. Korell    For    For    Management

1.5

   Elect Director Vello A. Kuuskraa    For    For    Management

1.6

   Elect Director Kenneth R. Mourton    For    For    Management

1.7

   Elect Director Steven L. Mueller    For    For    Management

1.8

   Elect Director Elliott Pew    For    For    Management

1.9

   Elect Director Alan H. Stevens    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Approve Omnibus Stock Plan    For    For    Management

STANLEY BLACK & DECKER, INC.

 

Ticker:   SWK      Security ID:    854502101
Meeting Date:   APR 16, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director George W. Buckley    For    For    Management

1.2

   Elect Director Patrick D. Campbell    For    For    Management

1.3

   Elect Director Carlos M. Cardoso    For    For    Management

1.4

   Elect Director Robert B. Coutts    For    For    Management

1.5

   Elect Director Benjamin H. Griswold, IV    For    For    Management

1.6

   Elect Director John F. Lundgren    For    For    Management

1.7

   Elect Director Anthony Luiso    For    For    Management

1.8

   Elect Director Marianne M. Parrs    For    For    Management

1.9

   Elect Director Robert L. Ryan    For    For    Management

2

   Approve Omnibus Stock Plan    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 16


TEXAS INSTRUMENTS INCORPORATED

 

Ticker:   TXN      Security ID:    882508104
Meeting Date:   APR 18, 2013      Meeting Type:    Annual
Record Date:   FEB 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Ralph W. Babb, JR.    For    For    Management

1b

   Elect Director Mark A. Blinn    For    For    Management

1c

   Elect Director Daniel A. Carp    For    For    Management

1d

   Elect Director Carrie S. Cox    For    For    Management

1e

   Elect Director Pamela H. Patsley    For    For    Management

1f

   Elect Director Robert E. Sanchez    For    For    Management

1g

   Elect Director Wayne R. Sanders    For    For    Management

1h

   Elect Director Ruth J. Simmons    For    For    Management

1i

   Elect Director Richard K. Templeton    For    For    Management

1j

   Elect Director Christine Todd Whitman    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

THE COCA-COLA COMPANY

 

Ticker:   KO      Security ID:    191216100
Meeting Date:   JUL 10, 2012      Meeting Type:    Special
Record Date:   MAY 21, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Approve Stock Split    For    For    Management

THE COCA-COLA COMPANY

 

Ticker:   KO      Security ID:    191216100
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Herbert A. Allen    For    For    Management

1.2

   Elect Director Ronald W. Allen    For    Against    Management

1.3

   Elect Director Howard G. Buffett    For    For    Management

1.4

   Elect Director Richard M. Daley    For    For    Management

1.5

   Elect Director Barry Diller    For    For    Management

1.6

   Elect Director Helene D. Gayle    For    For    Management

1.7

   Elect Director Evan G. Greenberg    For    For    Management

1.8

   Elect Director Alexis M. Herman    For    For    Management

1.9

   Elect Director Muhtar Kent    For    For    Management

1.10

   Elect Director Robert A. Kotick    For    For    Management

1.11

   Elect Director Maria Elena Lagomasino    For    For    Management

1.12

   Elect Director Donald F. McHenry    For    For    Management

1.13

   Elect Director Sam Nunn    For    For    Management

1.14

   Elect Director James D. Robinson, III    For    For    Management

1.15

   Elect Director Peter V. Ueberroth    For    For    Management

 

Page 17


1.16    Elect Director Jacob Wallenberg    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Provide Right to Call Special Meeting    For    For    Management

5

   Establish Board Committee on Human Rights    Against    Against    Shareholder

THE PROCTER & GAMBLE COMPANY

 

Ticker:   PG      Security ID:    742718109
Meeting Date:   OCT 09, 2012      Meeting Type:    Annual
Record Date:   AUG 10, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Angela F. Braly    For    For    Management

1.2

   Elect Director Kenneth I. Chenault    For    For    Management

1.3

   Elect Director Scott D. Cook    For    For    Management

1.4

   Elect Director Susan Desmond-Hellmann    For    For    Management

1.5

   Elect Director Robert A. McDonald    For    For    Management

1.6

   Elect Director W. James McNerney, Jr.    For    For    Management

1.7

   Elect Director Johnathan A. Rodgers    For    For    Management

1.8

   Elect Director Margaret C. Whitman    For    For    Management

1.9

   Elect Director Mary Agnes Wilderotter    For    For    Management

1.10

   Elect Director Patricia A. Woertz    For    For    Management

1.11

   Elect Director Ernesto Zedillo    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote    Against    Against    Shareholder

5

   Report on Adopting Extended Producer Responsibility Policy    Against    Against    Shareholder

6

   Reduce Supermajority Vote Requirement    Against    For    Shareholder

TIME WARNER INC.

 

Ticker:   TWX      Security ID:    887317303
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director James L. Barksdale    For    For    Management

1.2

   Elect Director William P. Barr    For    For    Management

1.3

   Elect Director Jeffrey L. Bewkes    For    For    Management

1.4

   Elect Director Stephen F. Bollenbach    For    For    Management

1.5

   Elect Director Robert C. Clark    For    For    Management

1.6

   Elect Director Mathias Dopfner    For    For    Management

1.7

   Elect Director Jessica P. Einhorn    For    For    Management

1.8

   Elect Director Fred Hassan    For    For    Management

1.9

   Elect Director Kenneth J. Novack    For    For    Management

1.10

   Elect Director Paul D. Wachter    For    For    Management

1.11

   Elect Director Deborah C. Wright    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Approve Omnibus Stock Plan    For    For    Management

 

Page 18


UNITEDHEALTH GROUP INCORPORATED

 

Ticker:   UNH      Security ID:    91324P102
Meeting Date:   JUN 03, 2013      Meeting Type:    Annual
Record Date:   APR 05, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director William C. Ballard, Jr.    For    For    Management

1b

   Elect Director Edson Bueno    For    For    Management

1c

   Elect Director Richard T. Burke    For    For    Management

1d

   Elect Director Robert J. Darretta    For    For    Management

1e

   Elect Director Stephen J. Hemsley    For    For    Management

1f

   Elect Director Michele J. Hooper    For    For    Management

1g

   Elect Director Rodger A. Lawson    For    For    Management

1h

   Elect Director Douglas W. Leatherdale    For    For    Management

1i

   Elect Director Glenn M. Renwick    For    For    Management

1j

   Elect Director Kenneth I. Shine    For    For    Management

1k

   Elect Director Gail R. Wilensky    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    Against    Shareholder

VODAFONE GROUP PLC

 

Ticker:   VOD      Security ID:    92857W209
Meeting Date:   JUL 24, 2012      Meeting Type:    Annual
Record Date:   JUN 01, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Accept Financial Statements and Statutory Reports    For    For    Management

2

   Re-elect Gerard Kleisterlee as Director    For    For    Management

3

   Re-elect Vittorio Colao as Director    For    For    Management

4

   Re-elect Andy Halford as Director    For    For    Management

5

   Re-elect Stephen Pusey as Director    For    For    Management

6

   Re-elect Renee James as Director    For    For    Management

7

   Re-elect Alan Jebson as Director    For    For    Management

8

   Re-elect Samuel Jonah as Director    For    For    Management

9

   Re-elect Nick Land as Director    For    For    Management

10

   Re-elect Anne Lauvergeon as Director    For    For    Management

11

   Re-elect Luc Vandevelde as Director    For    For    Management

12

   Re-elect Anthony Watson as Director    For    For    Management

13

   Re-elect Philip Yea as Director    For    For    Management

14

   Approve Final Dividend    For    For    Management

15

   Approve Remuneration Report    For    For    Management

16

   Reappoint Deloitte LLP as Auditors    For    For    Management

17

   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    For    For    Management

18

   Authorise Issue of Equity with Pre-emptive Rights    For    For    Management

19

   Authorise Issue of Equity without Pre-emptive Rights    For    For    Management

20

   Authorise Market Purchase of Ordinary Shares    For    For    Management

21

   Authorise EU Political Donations and Expenditure    For    For    Management

22

   Authorise the Company to Call EGM with Two Weeks’ Notice    For    For    Management

 

Page 19


WELLS FARGO & COMPANY

 

Ticker:   WFC      Security ID:    949746101
Meeting Date:   APR 23, 2013      Meeting Type:    Annual
Record Date:   FEB 26, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director John D. Baker, II    For    For    Management

1b

   Elect Director Elaine L. Chao    For    For    Management

1c

   Elect Director John S. Chen    For    For    Management

1d

   Elect Director Lloyd H. Dean    For    For    Management

1e

   Elect Director Susan E. Engel    For    For    Management

1f

   Elect Director Enrique Hernandez, Jr.    For    For    Management

1g

   Elect Director Donald M. James    For    For    Management

1h

   Elect Director Cynthia H. Milligan    For    For    Management

1i

   Elect Director Federico F. Pena    For    For    Management

1j

   Elect Director Howard V. Richardson    For    For    Management

1k

   Elect Director Judith M. Runstad    For    For    Management

1l

   Elect Director Stephen W. Sanger    For    For    Management

1m

   Elect Director John G. Stumpf    For    For    Management

1n

   Elect Director Susan G. Swenson    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

5

   Require Independent Board Chairman    Against    Against    Shareholder

6

   Report on Lobbying Payments and Policy    Against    Against    Shareholder

7

   Review Fair Housing and Fair Lending Compliance    Against    Against    Shareholder

 

Page 20


Nuveen Large Cap Value Fund

ACE LIMITED

 

Ticker:   ACE      Security ID:    H0023R105
Meeting Date:   MAY 16, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Robert M. Hernandez as Director    For    For    Management

1.2

   Elect Peter Menikoff as Director    For    For    Management

1.3

   Elect Robert Ripp as Director    For    For    Management

1.4

   Elect Theodore E. Shasta as Director    For    For    Management

2

   Declassify the Board of Directors    For    For    Management

3.1

   Approve Annual Report    For    For    Management

3.2

   Accept Statutory Financial Statements    For    For    Management

3.3

   Accept Consolidated Financial Statements    For    For    Management

4

   Approve Allocation of Income and Dividends    For    For    Management

5

   Approve Discharge of Board and Senior Management    For    For    Management

6.1

   Ratify PricewaterhouseCoopers AG as Auditors    For    For    Management

6.2

   Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors    For    For    Management

6.3

   Ratify BDO AG as Special Auditors    For    For    Management

7

   Amend Omnibus Stock Plan    For    For    Management

8

   Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value    For    For    Management

9

   Advisory Vote to ratify Named Executive Officers’ Compensation    For    For    Management

AETNA INC.

 

Ticker:   AET      Security ID:    00817Y108
Meeting Date:   MAY 17, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Fernando Aguirre    For    For    Management

1b

   Elect Director Mark T. Bertolini    For    For    Management

1c

   Elect Director Frank M. Clark    For    For    Management

1d

   Elect Director Betsy Z. Cohen    For    For    Management

1e

   Elect Director Molly J. Coye    For    For    Management

1f

   Elect Director Roger N. Farah    For    For    Management

1g

   Elect Director Barbara Hackman Franklin    For    For    Management

1h

   Elect Director Jeffrey E. Garten    For    For    Management

1i

   Elect Director Ellen M. Hancock    For    For    Management

1j

   Elect Director Richard J. Harrington    For    For    Management

1k

   Elect Director Edward J. Ludwig    For    For    Management

1l

   Elect Director Joseph P. Newhouse    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Require Independent Board Chairman    Against    Against    Shareholder

6

   Reduce Supermajority Vote Requirement    Against    For    Shareholder

7

   Enhance Board Oversight of Political Contributions    Against    Against    Shareholder

 

Page 21


AIR LEASE CORPORATION

 

Ticker:   AL      Security ID:    00912X302
Meeting Date:   MAY 08, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director John G. Danhakl    For    For    Management

1b

   Elect Director Matthew J. Hart    For    For    Management

1c

   Elect Director Robert A. Milton    For    For    Management

1d

   Elect Director John L. Plueger    For    For    Management

1e

   Elect Director Anthony P. Ressler    For    Against    Management

1f

   Elect Director Wilbur L. Ross, Jr.    For    Against    Management

1g

   Elect Director Ian M. Saines    For    For    Management

1h

   Elect Director Ronald D. Sugar    For    For    Management

1i

   Elect Director Steven F. Udvar-Hazy    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Approve Certain Performance-Based Awards    For    For    Management

5

   Approve Executive Incentive Bonus Plan    For    For    Management

6

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

AKAMAI TECHNOLOGIES, INC.

 

Ticker:   AKAM      Security ID:    00971T101   
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual   
Record Date:   MAR 22, 2013           

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Pamela J. Craig    For    For    Management

1.2

   Elect Director F. Thomson Leighton    For    For    Management

1.3

   Elect Director Paul Sagan    For    For    Management

1.4

   Elect Director Naomi O. Seligman    For    For    Management

2

   Approve Omnibus Stock Plan    For    For    Management

3a

   Declassify the Board of Directors    For    For    Management

3b

   Amend Certificate of Incorporation to Provide Directors May be Removed With or Without Cause    For    For    Management

3c

   Reduce Supermajority Vote Requirement    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Ratify Auditors    For    For    Management

 

Page 22


ALEXANDER & BALDWIN, INC.

 

Ticker:   ALEX      Security ID:    014491104
Meeting Date:   APR 30, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director R.S. Harrison    For    For    Management

1.2

   Elect Director M.K. Saito    For    For    Management

1.3

   Elect Director E.K. Yeaman    For    For    Management

2

   Approve Omnibus Stock Plan    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

5

   Ratify Auditors    For    For    Management

ALLIANT TECHSYSTEMS INC.

 

Ticker:   ATK      Security ID:    018804104
Meeting Date:   AUG 07, 2012      Meeting Type:    Annual
Record Date:   JUN 11, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Roxanne J. Decyk    For    For    Management

1.2

   Elect Director Mark W. DeYoung    For    For    Management

1.3

   Elect Director Martin C. Faga    For    For    Management

1.4

   Elect Director Ronald R. Fogleman    For    For    Management

1.5

   Elect Director April H. Foley    For    For    Management

1.6

   Elect Director Tig H. Krekel    For    For    Management

1.7

   Elect Director Douglas L. Maine    For    For    Management

1.8

   Elect Director Roman Martinez, IV    For    For    Management

1.9

   Elect Director Mark H. Ronald    For    For    Management

1.10

   Elect Director William G. Van Dyke    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

ALPHA NATURAL RESOURCES, INC.

 

Ticker:   ANR      Security ID:    02076X102
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Kevin S. Crutchfield    For    For    Management

1.2

   Elect Director Angelo C. Brisimitzakis    For    For    Management

1.3

   Elect Director William J. Crowley, Jr.    For    For    Management

1.4

   Elect Director E. Linn Draper, Jr.    For    For    Management

1.5

   Elect Director Glenn A. Eisenberg    For    For    Management

1.6

   Elect Director Deborah M. Fretz    For    For    Management

1.7

   Elect Director P. Michael Giftos    For    For    Management

1.8

   Elect Director L. Patrick Hassey    For    For    Management

1.9

   Elect Director Joel Richards, III    For    For    Management

2

   Amend Executive Incentive Bonus Plan    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Ratify Auditors    For    For    Management

6

   Report on Appalachian Mining Environmental and Health Hazard Reduction Efforts    Against    For    Shareholder

7

   Report on Financial Risks of Climate Change    Against    For    Shareholder

 

Page 23


AMAZON.COM, INC.

 

Ticker:   AMZN      Security ID:    023135106
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Jeffrey P. Bezos    For    For    Management

1b

   Elect Director Tom A. Alberg    For    For    Management

1c

   Elect Director John Seely Brown    For    For    Management

1d

   Elect Director William B. Gordon    For    For    Management

1e

   Elect Director Jamie S. Gorelick    For    For    Management

1f

   Elect Director Alain Monie    For    For    Management

1g

   Elect Director Jonathan J. Rubinstein    For    For    Management

1h

   Elect Director Thomas O. Ryder    For    For    Management

1i

   Elect Director Patricia Q. Stonesifer    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Report on Political Contributions    Against    For    Shareholder

AMC NETWORKS INC.

 

Ticker:   AMCX      Security ID:    00164V103
Meeting Date:   JUN 06, 2013      Meeting Type:    Annual
Record Date:   APR 09, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Neil M. Ashe    For    For    Management

1.2

   Elect Director Alan D. Schwartz    For    Withhold    Management

1.3

   Elect Director Leonard Tow    For    For    Management

1.4

   Elect Director Carl E. Vogel    For    For    Management

1.5

   Elect Director Robert C. Wright    For    For    Management

2

   Ratify Auditors    For    For    Management

AMDOCS LIMITED

 

Ticker:   DOX      Security ID:    G02602103
Meeting Date:   JUL 31, 2012      Meeting Type:    Special
Record Date:   JUN 15, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Approve Dividends    For    For    Management

 

Page 24


AMEREN CORPORATION

 

Ticker:   AEE      Security ID:    023608102
Meeting Date:   APR 23, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Stephen F. Brauer    For    Withhold    Management

1.2

   Elect Director Catherine S. Brune    For    For    Management

1.3

   Elect Director Ellen M. Fitzsimmons    For    For    Management

1.4

   Elect Director Walter J. Galvin    For    For    Management

1.5

   Elect Director Gayle P. W. Jackson    For    For    Management

1.6

   Elect Director James C. Johnson    For    For    Management

1.7

   Elect Director Steven H. Lipstein    For    For    Management

1.8

   Elect Director Patrick T. Stokes    For    For    Management

1.9

   Elect Director Thomas R. Voss    For    For    Management

1.10

   Elect Director Stephen R. Wilson    For    For    Management

1.11

   Elect Director Jack D. Woodard    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Report on Energy Efficiency and Renewable Energy Programs    Against    Against    Shareholder

AMERICAN ELECTRIC POWER COMPANY, INC.

 

Ticker:   AEP      Security ID:    025537101
Meeting Date:   APR 23, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Nicholas K. Akins    For    For    Management

1.2

   Elect Director David J. Anderson    For    For    Management

1.3

   Elect Director Ralph D. Crosby, Jr.    For    For    Management

1.4

   Elect Director Linda A. Goodspeed    For    For    Management

1.5

   Elect Director Thomas E. Hoaglin    For    For    Management

1.6

   Elect Director Sandra Beach Lin    For    For    Management

1.7

   Elect Director Michael G. Morris    For    For    Management

1.8

   Elect Director Richard C. Notebaert    For    For    Management

1.9

   Elect Director Lionel L. Nowell, III    For    For    Management

1.10

   Elect Director Stephen S. Rasmussen    For    For    Management

1.11

   Elect Director Oliver G. Richard, III    For    For    Management

1.12

   Elect Director Richard L. Sandor    For    For    Management

1.13

   Elect Director Sara Martinez Tucker    For    For    Management

1.14

   Elect Director John F. Turner    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    Against    Shareholder

AMERICAN EXPRESS COMPANY

 

Ticker:   AXP      Security ID:    025816109
Meeting Date:   APR 29, 2013      Meeting Type:    Annual
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Charlene Barshefsky    For    For    Management

1.2

   Elect Director Ursula M. Burns    For    For    Management

1.3

   Elect Director Kenneth I. Chenault    For    For    Management

1.4

   Elect Director Peter Chernin    For    For    Management

 

Page 25


1.5

   Elect Director Anne Lauvergeon    For    For    Management

1.6

   Elect Director Theodore J. Leonsis    For    For    Management

1.7

   Elect Director Richard C. Levin    For    For    Management

1.8

   Elect Director Richard A. McGinn    For    For    Management

1.9

   Elect Director Samuel J. Palmisano    For    For    Management

1.10

   Elect Director Steven S Reinemund    For    For    Management

1.11

   Elect Director Daniel L. Vasella    For    For    Management

1.12

   Elect Director Robert D. Walter    For    For    Management

1.13

   Elect Director Ronald A. Williams    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Independent Board Chairman    Against    Against    Shareholder

AMERICAN INTERNATIONAL GROUP, INC.

 

Ticker:   AIG      Security ID:    026874784
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 20, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Robert H. Benmosche    For    For    Management

1b

   Elect Director W. Don Cornwell    For    For    Management

1c

   Elect Director John H. Fitzpatrick    For    For    Management

1d

   Elect Director William G. Jurgensen    For    For    Management

1e

   Elect Director Christopher S. Lynch    For    For    Management

1f

   Elect Director Arthur C. Martinez    For    For    Management

1g

   Elect Director George L. Miles, Jr.    For    For    Management

1h

   Elect Director Henry S. Miller    For    For    Management

1i

   Elect Director Robert S. Miller    For    For    Management

1j

   Elect Director Suzanne Nora Johnson    For    For    Management

1k

   Elect Director Ronald A. Rittenmeyer    For    For    Management

1l

   Elect Director Douglas M. Steenland    For    For    Management

1m

   Elect Director Theresa M. Stone    For    For    Management

2

   Amend Omnibus Stock Plan    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

5

   Ratify Auditors    For    For    Management

6

   Limit Total Number of Boards on Which Company Directors May Serve    Against    Against    Shareholder

AMERICAN WATER WORKS COMPANY, INC.

 

Ticker:   AWK      Security ID:    030420103
Meeting Date:   MAY 13, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Stephen P. Adik    For    For    Management

1b

   Elect Director Martha Clark Goss    For    For    Management

1c

   Elect Director Julie A. Dobson    For    For    Management

1d

   Elect Director Paul J. Evanson    For    For    Management

1e

   Elect Director Richard R. Grigg    For    For    Management

1f

   Elect Director Julia L. Johnson    For    For    Management

1g

   Elect Director George MacKenzie    For    For    Management

1h

   Elect Director William J. Marrazzo    For    For    Management

1i

   Elect Director Jeffry E. Sterba    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 26


ANADARKO PETROLEUM CORPORATION

 

Ticker:   APC      Security ID:    032511107
Meeting Date:   MAY 14, 2013      Meeting Type:    Annual
Record Date:   MAR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Kevin P. Chilton    For    For    Management

1b

   Elect Director Luke R. Corbett    For    For    Management

1c

   Elect Director H. Paulett Eberhart    For    For    Management

1d

   Elect Director Peter J. Fluor    For    For    Management

1e

   Elect Director Richard L. George    For    For    Management

1f

   Elect Director Preston M. Geren, III    For    For    Management

1g

   Elect Director Charles W. Goodyear    For    For    Management

1h

   Elect Director John R. Gordon    For    For    Management

1i

   Elect Director Eric D. Mullins    For    For    Management

1j

   Elect Director Paula Rosput Reynolds    For    For    Management

1k

   Elect Director R. A. Walker    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Political Contributions    Against    For    Shareholder

APACHE CORPORATION

 

Ticker:   APA      Security ID:    037411105
Meeting Date:   MAY 16, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Eugene C. Fiedorek    For    For    Management

2

   Elect Director Chansoo Joung    For    For    Management

3

   Elect Director William C. Montgomery    For    For    Management

4

   Ratify Auditors    For    For    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

6

   Amend Omnibus Stock Plan    For    For    Management

7

   Declassify the Board of Directors    For    For    Management

APPLE INC.

 

Ticker:   AAPL      Security ID:    037833100
Meeting Date:   FEB 27, 2013      Meeting Type:    Annual
Record Date:   JAN 02, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director William Campbell    For    For    Management

1.2

   Elect Director Timothy Cook    For    For    Management

1.3

   Elect Director Millard Drexler    For    For    Management

 

Page 27


1.4

   Elect Director Al Gore    For    For    Management

1.5

   Elect Director Robert Iger    For    For    Management

1.6

   Elect Director Andrea Jung    For    For    Management

1.7

   Elect Director Arthur Levinson    For    For    Management

1.8

   Elect Director Ronald Sugar    For    For    Management

2

   Amend Articles of Incorporation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

5

   Stock Retention/Holding Period    Against    For    Shareholder

6

   Establish Board Committee on Human Rights    Against    Against    Shareholder

ARCHER-DANIELS-MIDLAND COMPANY

 

Ticker:   ADM      Security ID:    039483102
Meeting Date:   NOV 01, 2012      Meeting Type:    Annual
Record Date:   SEP 07, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Alan L. Boeckmann    For    For    Management

1.2

   Elect Director George W. Buckley    For    For    Management

1.3

   Elect Director Mollie Hale Carter    For    For    Management

1.4

   Elect Director Terrell K. Crews    For    For    Management

1.5

   Elect Director Pierre Dufour    For    For    Management

1.6

   Elect Director Donald E. Felsinger    For    For    Management

1.7

   Elect Director Antonio Maciel    For    For    Management

1.8

   Elect Director Patrick J. Moore    For    For    Management

1.9

   Elect Director Thomas F. O’Neill    For    For    Management

1.10

   Elect Director Daniel Shih    For    For    Management

1.11

   Elect Director Kelvin R. Westbrook    For    For    Management

1.12

   Elect Director Patricia A. Woertz    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Articles/Bylaws/Charter—Call Special Meetings    Against    For    Shareholder

ARCHER-DANIELS-MIDLAND COMPANY

 

Ticker:   ADM      Security ID:    039483102
Meeting Date:   MAY 02, 2013      Meeting Type:    Annual
Record Date:   MAR 11, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Alan L. Boeckmann    For    For    Management

1.2

   Elect Director George W. Buckley    For    For    Management

1.3

   Elect Director Mollie Hale Carter    For    For    Management

1.4

   Elect Director Terell K. Crews    For    For    Management

1.5

   Elect Director Pierre Dufour    For    For    Management

1.6

   Elect Director Donald E. Felsinger    For    For    Management

1.7

   Elect Director Antonio Maciel    For    For    Management

1.8

   Elect Director Patrick J. Moore    For    For    Management

1.9

   Elect Director Thomas F. O’Neill    For    For    Management

1.10

   Elect Director Daniel Shih    For    For    Management

1.11

   Elect Director Kelvin R. Westbrook    For    For    Management

1.12

   Elect Director Patricia A. Woertz    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 28


ARROW ELECTRONICS, INC.

 

Ticker:   ARW      Security ID:    042735100
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Barry W. Perry    For    For    Management

1.2

   Elect Director Philip K. Asherman    For    For    Management

1.3

   Elect Director Gail E. Hamilton    For    For    Management

1.4

   Elect Director John N. Hanson    For    For    Management

1.5

   Elect Director Richard S. Hill    For    For    Management

1.6

   Elect Director M.F. (Fran) Keeth    For    For    Management

1.7

   Elect Director Andrew C. Kerin    For    For    Management

1.8

   Elect Director Michael J. Long    For    For    Management

1.9

   Elect Director Stephen C. Patrick    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

AT&T INC.

 

Ticker:   T      Security ID:    00206R102
Meeting Date:   APR 26, 2013      Meeting Type:    Annual
Record Date:   FEB 27, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Randall L. Stephenson    For    For    Management

1.2

   Elect Director Gilbert F. Amelio    For    For    Management

1.3

   Elect Director Reuben V. Anderson    For    For    Management

1.4

   Elect Director James H. Blanchard    For    For    Management

1.5

   Elect Director Jaime Chico Pardo    For    For    Management

1.6

   Elect Director Scott T. Ford    For    For    Management

1.7

   Elect Director James P. Kelly    For    For    Management

1.8

   Elect Director Jon C. Madonna    For    For    Management

1.9

   Elect Director Michael B. McCallister    For    For    Management

1.10

   Elect Director John B. McCoy    For    For    Management

1.11

   Elect Director Joyce M. Roche    For    For    Management

1.12

   Elect Director Matthew K. Rose    For    For    Management

1.13

   Elect Director Laura D’Andrea Tyson    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Stock Purchase and Deferral Plan    For    For    Management

5

   Report on Political Contributions    Against    For    Shareholder

6

   Report on Reducing Lead Battery Health Hazards    Against    For    Shareholder

7

   Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

8

   Require Independent Board Chairman    Against    Against    Shareholder

 

Page 29


AUTOMATIC DATA PROCESSING, INC.

 

Ticker:   ADP      Security ID:    053015103
Meeting Date:   NOV 13, 2012      Meeting Type:    Annual
Record Date:   SEP 14, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Ellen R. Alemany    For    For    Management

1.2

   Elect Director Gregory D. Brenneman    For    For    Management

1.3

   Elect Director Leslie A. Brun    For    For    Management

1.4

   Elect Director Richard T. Clark    For    For    Management

1.5

   Elect Director Eric C. Fast    For    For    Management

1.6

   Elect Director Linda R. Gooden    For    For    Management

1.7

   Elect Director R. Glenn Hubbard    For    For    Management

1.8

   Elect Director John P. Jones    For    For    Management

1.9

   Elect Director Carlos A. Rodriguez    For    For    Management

1.10

   Elect Director Enrique T. Salem    For    For    Management

1.11

   Elect Director Gregory L. Summe    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

AUTONATION, INC.

 

Ticker:   AN      Security ID:    05329W102
Meeting Date:   MAY 08, 2013      Meeting Type:    Annual
Record Date:   MAR 14, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Mike Jackson    For    For    Management

1.2

   Elect Director Robert J. Brown    For    For    Management

1.3

   Elect Director Rick L. Burdick    For    For    Management

1.4

   Elect Director David B. Edelson    For    For    Management

1.5

   Elect Director Robert R. Grusky    For    For    Management

1.6

   Elect Director Michael Larson    For    For    Management

1.7

   Elect Director Michael E. Maroone    For    For    Management

1.8

   Elect Director Carlos A. Migoya    For    For    Management

1.9

   Elect Director G. Mike Mikan    For    For    Management

1.10

   Elect Director Alison H. Rosenthal    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Articles/Bylaws/Charter—Call Special Meetings    Against    For    Shareholder

4

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

5

   Report on Political Contributions    Against    For    Shareholder

AVNET, INC.

 

Ticker:   AVT      Security ID:    053807103
Meeting Date:   NOV 02, 2012      Meeting Type:    Annual
Record Date:   SEP 04, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director J. Veronica Biggins    For    For    Management

1.2

   Elect Director Michael A. Bradley    For    For    Management

1.3

   Elect Director R. Kerry Clark    For    For    Management

1.4

   Elect Director Richard Hamada    For    For    Management

 

Page 30


1.5

   Elect Director James A. Lawrence    For    For    Management

1.6

   Elect Director Frank R. Noonan    For    For    Management

1.7

   Elect Director Ray M. Robinson    For    For    Management

1.8

   Elect Director William H. Schumann III    For    For    Management

1.9

   Elect Director William P. Sullivan    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Executive Incentive Bonus Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

AVX CORPORATION

 

Ticker:   AVX      Security ID:    002444107
Meeting Date:   JUL 23, 2012      Meeting Type:    Annual
Record Date:   JUN 11, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Shoichi Aoki    For    Withhold    Management

1.2

   Elect Director John S. Gilbertson    For    Withhold    Management

1.3

   Elect Director Makoto Kawamura    For    Withhold    Management

1.4

   Elect Director Joseph Stach    For    For    Management

2

   Ratify Auditors    For    For    Management

BANK OF AMERICA CORPORATION

 

Ticker:   BAC      Security ID:    060505104
Meeting Date:   MAY 08, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Sharon L. Allen    For    For    Management

1.2

   Elect Director Susan S. Bies    For    For    Management

1.3

   Elect Director Jack O. Bovender, Jr.    For    For    Management

1.4

   Elect Director Frank P. Bramble, Sr.    For    For    Management

1.5

   Elect Director Arnold W. Donald    For    For    Management

1.6

   Elect Director Charles K. Gifford    For    For    Management

1.7

   Elect Director Charles O. Holliday, Jr.    For    For    Management

1.8

   Elect Director Linda P. Hudson    For    For    Management

1.9

   Elect Director Monica C. Lozano    For    For    Management

1.10

   Elect Director Thomas J. May    For    For    Management

1.11

   Elect Director Brian T. Moynihan    For    For    Management

1.12

   Elect Director Lionel L. Nowell, III    For    For    Management

1.13

   Elect Director R. David Yost    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Report on Political Contributions    Against    For    Shareholder

5

   Adopt Proxy Access Right    Against    Against    Shareholder

6

   Amend Bylaw to Limit Multiple Board Service    Against    Against    Shareholder

7

   Report on Feasibility of Prohibiting Political Contributions    Against    Against    Shareholder

8

   Review Fair Housing and Fair Lending Compliance    Against    For    Shareholder

 

Page 31


BERKSHIRE HATHAWAY INC.

 

Ticker:   BRK.B      Security ID:    084670702
Meeting Date:   MAY 04, 2013      Meeting Type:    Annual
Record Date:   MAR 06, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Warren E. Buffett    For    For    Management

1.2

   Elect Director Charles T. Munger    For    For    Management

1.3

   Elect Director Howard G. Buffett    For    For    Management

1.4

   Elect Director Stephen B. Burke    For    For    Management

1.5

   Elect Director Susan L. Decker    For    For    Management

1.6

   Elect Director William H. Gates III    For    For    Management

1.7

   Elect Director David S. Gottesman    For    For    Management

1.8

   Elect Director Charlotte Guyman    For    For    Management

1.9

   Elect Director Donald R. Keough    For    For    Management

1.10

   Elect Director Thomas S. Murphy    For    For    Management

1.11

   Elect Director Ronald L. Olson    For    For    Management

1.12

   Elect Director Walter Scott, Jr.    For    For    Management

1.13

   Elect Director Meryl B. Witmer    For    For    Management

2

   Adopt Quantitative Goals for GHG and Other Air Emissions    Against    For    Shareholder

BEST BUY CO., INC.

 

Ticker:   BBY      Security ID:    086516101
Meeting Date:   JUN 20, 2013      Meeting Type:    Annual
Record Date:   APR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Bradbury H. Anderson    For    For    Management

1b

   Elect Director Sanjay Khosla    For    For    Management

1c

   Elect Director Allen U. Lenzmeier    For    Against    Management

1d

   Elect Director Hatim A. Tyabji    For    For    Management

1e

   Elect Director Russell P. Fradin    For    For    Management

1f

   Elect Director Hubert Joly    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Declassify the Board of Directors    For    For    Management

BIOMARIN PHARMACEUTICAL INC.

 

Ticker:   BMRN      Security ID:    09061G101
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Jean-Jacques Bienaime    For    For    Management

1.2

   Elect Director Michael Grey    For    For    Management

1.3

   Elect Director Elaine J. Heron    For    For    Management

1.4

   Elect Director Pierre Lapalme    For    For    Management

1.5

   Elect Director V. Bryan Lawlis    For    For    Management

1.6

   Elect Director Richard A. Meier    For    For    Management

1.7

   Elect Director Alan J. Lewis    For    For    Management

1.8

   Elect Director William D. Young    For    For    Management

 

Page 32


1.9

   Elect Director Kenneth M. Bate    For    For    Management

2

   Amend Omnibus Stock Plan    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Ratify Auditors    For    For    Management

BMC SOFTWARE, INC.

 

Ticker:   BMC      Security ID:    055921100
Meeting Date:   JUL 25, 2012      Meeting Type:    Proxy Contest
Record Date:   JUN 04, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor
   Management Proxy (White Card)    None      

1

   Elect Director Robert E. Beauchamp    For    For    Management

2

   Elect Director Jon E. Barfield    For    For    Management

3

   Elect Director Gary L. Bloom    For    For    Management

4

   Elect Director John M. Dillon    For    For    Management

5

   Elect Director Meldon K. Gafner    For    For    Management

6

   Elect Director Mark J. Hawkins    For    For    Management

7

   Elect Director Stephan A. James    For    For    Management

8

   Elect Director P. Thomas Jenkins    For    For    Management

9

   Elect Director Louis J. Lavigne, Jr.    For    For    Management

10

   Elect Director Kathleen A. O’Neil    For    For    Management

11

   Elect Director Carl James Schaper    For    For    Management

12

   Elect Director Tom C. Tinsley    For    For    Management

13

   Approve Qualified Employee Stock Purchase Plan    For    For    Management

14

   Ratify Auditors    For    For    Management

15

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
#    Proposal    Diss Rec    Vote Cast    Sponsor
   Dissident Proxy (Green Card)    None      

1.1

   Elect Director Carl James Schaper    Do Not Vote    Did Not Vote    Shareholder

1.2

   Elect Director Thomas E. Hogan    Do Not Vote    Did Not Vote    Shareholder

1.3

   Elect Director John M. Dillon    Do Not Vote    Did Not Vote    Shareholder

1.4

   Elect Director Andreas W. Mattes    Do Not Vote    Did Not Vote    Shareholder

1.5

   Management Nominee—Robert E. Beauchamp    Do Not Vote    Did Not Vote    Shareholder

1.6

   Management Nominee—Gary L. Bloom    Do Not Vote    Did Not Vote    Shareholder

1.7

   Management Nominee—Mark J. Hawkins    Do Not Vote    Did Not Vote    Shareholder

1.8

   Management Nominee—Stephan A. James    Do Not Vote    Did Not Vote    Shareholder

1.9

   Management Nominee—P. Thomas Jenkins    Do Not Vote    Did Not Vote    Shareholder

1.10

   Management Nominee—Louis J. Lavigne, Jr.    Do Not Vote    Did Not Vote    Shareholder

2

   Approve Qualified Employee Stock Purchase Plan    Do Not Vote    Did Not Vote    Management

3

   Ratify Auditors    Do Not Vote    Did Not Vote    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    Do Not Vote    Did Not Vote    Management

5

   Repeal Any Bylaws Amendments Adopted after November 10, 2010    Do Not Vote    Did Not Vote    Shareholder

 

Page 33


BOOZ ALLEN HAMILTON HOLDING CORPORATION

 

Ticker:   BAH      Security ID:    099502106
Meeting Date:   AUG 02, 2012      Meeting Type:    Annual
Record Date:   JUN 11, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Ian Fujiyama    For    Withhold    Management

1.2

   Elect Director Mark Gaumond    For    For    Management

1.3

   Elect Director Samuel R. Strickland    For    Withhold    Management

2

   Ratify Auditors    For    For    Management

BOSTON SCIENTIFIC CORPORATION

 

Ticker:   BSX      Security ID:    101137107
Meeting Date:   MAY 07, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Katharine T. Bartlett    For    For    Management

1b

   Elect Director Bruce L. Byrnes    For    For    Management

1c

   Elect Director Nelda J. Connors    For    For    Management

1d

   Elect Director Kristina M. Johnson    For    For    Management

1e

   Elect Director Michael F. Mahoney    For    For    Management

1f

   Elect Director Ernest Mario    For    For    Management

1g

   Elect Director N.J. Nicholas, Jr.    For    For    Management

1h

   Elect Director Pete M. Nicholas    For    For    Management

1i

   Elect Director Uwe E. Reinhardt    For    For    Management

1j

   Elect Director John E. Sununu    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

BROADRIDGE FINANCIAL SOLUTIONS, INC.

 

Ticker:   BR      Security ID:    11133T103
Meeting Date:   NOV 15, 2012      Meeting Type:    Annual
Record Date:   SEP 24, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Leslie A. Brun    For    For    Management

1b

   Elect Director Richard J. Daly    For    For    Management

1c

   Elect Director Robert N. Duelks    For    For    Management

1d

   Elect Director Richard J. Haviland    For    For    Management

1e

   Elect Director Sandra S. Jaffee    For    For    Management

1f

   Elect Director Stuart R. Levine    For    For    Management

1g

   Elect Director Thomas J. Perna    For    For    Management

1h

   Elect Director Alan J. Weber    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 34


BROOKDALE SENIOR LIVING INC.

 

Ticker:   BKD      Security ID:    112463104
Meeting Date:   JUN 13, 2013      Meeting Type:    Annual
Record Date:   APR 16, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Jackie M. Clegg    For    For    Management

1.2

   Elect Director Randal A. Nardone    For    Withhold    Management

1.3

   Elect Director James R. Seward    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

BUNGE LIMITED

 

Ticker:   BG      Security ID:    G16962105
Meeting Date:   MAY 24, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Bernard de La Tour d’Auvergne Lauraguais    For    For    Management

1b

   Elect Director William Engels    For    For    Management

1c

   Elect Director L. Patrick Lupo    For    For    Management

1d

   Elect Director Soren Schroder    For    For    Management

2

   Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor’s fees    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

CA, INC.

 

Ticker:   CA      Security ID:    12673P105
Meeting Date:   AUG 01, 2012      Meeting Type:    Annual
Record Date:   JUN 05, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Jens Alder    For    For    Management

2

   Elect Director Raymond J. Bromark    For    For    Management

3

   Elect Director Gary J. Fernandes    For    For    Management

4

   Elect Director Rohit Kapoor    For    For    Management

5

   Elect Director Kay Koplovitz    For    For    Management

6

   Elect Director Christopher B. Lofgren    For    For    Management

7

   Elect Director William E. McCracken    For    For    Management

8

   Elect Director Richard Sulpizio    For    For    Management

9

   Elect Director Laura S. Unger    For    For    Management

10

   Elect Director Arthur F. Weinbach    For    For    Management

11

   Elect Director Renato (Ron) Zambonini    For    For    Management

12

   Ratify Auditors    For    For    Management

13

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

14

   Approve Outside Director Stock Awards in Lieu of Cash    For    For    Management

 

Page 35


CABLEVISION SYSTEMS CORPORATION

 

Ticker:   CVC      Security ID:    12686C109
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Zachary W. Carter    For    Withhold    Management

1.2

   Elect Director Thomas V. Reifenheiser    For    Withhold    Management

1.3

   Elect Director John R. Ryan    For    Withhold    Management

1.4

   Elect Director Vincent Tese    For    Withhold    Management

1.5

   Elect Director Leonard Tow    For    Withhold    Management

2

   Ratify Auditors    For    For    Management

CAPITAL ONE FINANCIAL CORPORATION

 

Ticker:   COF      Security ID:    14040H105
Meeting Date:   MAY 02, 2013      Meeting Type:    Annual
Record Date:   MAR 07, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Richard D. Fairbank    For    For    Management

1b

   Elect Director W. Ronald Dietz    For    For    Management

1c

   Elect Director Lewis Hay, III    For    For    Management

1d

   Elect Director Benjamin P. Jenkins, III    For    For    Management

1e

   Elect Director Peter E. Raskind    For    For    Management

1f

   Elect Director Mayo A. Shattuck, III    For    For    Management

1g

   Elect Director Bradford H. Warner    For    For    Management

1h

   Elect Director Catherine G. West    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4a

   Reduce Supermajority Vote Requirement    For    For    Management

4b

   Reduce Supermajority Vote Requirement    For    For    Management

4c

   Reduce Supermajority Vote Requirement    For    For    Management

CARDINAL HEALTH, INC.

 

Ticker:   CAH      Security ID:    14149Y108
Meeting Date:   NOV 02, 2012      Meeting Type:    Annual
Record Date:   SEP 06, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Colleen F. Arnold    For    For    Management

1.2

   Elect Director George S. Barrett    For    For    Management

1.3

   Elect Director Glenn A. Britt    For    For    Management

1.4

   Elect Director Carrie S. Cox    For    For    Management

1.5

   Elect Director Calvin Darden    For    For    Management

1.6

   Elect Director Bruce L. Downey    For    For    Management

1.7

   Elect Director John F. Finn    For    For    Management

1.8

   Elect Director Clayton M. Jones    For    For    Management

 

Page 36


1.9

   Elect Director Gregory B. Kenny    For    For    Management

1.10

   Elect Director David P. King    For    For    Management

1.11

   Elect Director Richard C. Notebaert    For    For    Management

1.12

   Elect Director Jean G. Spaulding    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Stock Retention/Holding Period    Against    For    Shareholder

CAREFUSION CORPORATION

 

Ticker:   CFN      Security ID:    14170T101
Meeting Date:   APR 15, 2013      Meeting Type:    Annual
Record Date:   FEB 14, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Philip L. Francis    For    For    Management

1b

   Elect Director Robert F. Friel    For    For    Management

1c

   Elect Director Gregory T. Lucier    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Reduce Supermajority Vote Requirement    Against    For    Shareholder

5

   Declassify the Board of Directors    Against    For    Shareholder

CARNIVAL CORPORATION

 

Ticker:   CCL      Security ID:    143658300
Meeting Date:   APR 17, 2013      Meeting Type:    Annual
Record Date:   FEB 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of
Carnival Plc.
   For    For    Management

2

   Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of
Carnival Plc.
   For    For    Management

3

   Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of
Carnival Plc.
   For    For    Management

4

   Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    For    For    Management

5

   Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    For    For    Management

6

   Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    For    For    Management

7

   Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    For    For    Management

8

   Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    For    For    Management

9

   Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of
Carnival Plc.
   For    For    Management

 

Page 37


10

   Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    For    For    Management

11

   Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    For    For    Management

12

   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation    For    For    Management

13

   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc    For    For    Management

14

   Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011    For    For    Management

15

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

16

   Approve Remuneration of Executive Directors    For    For    Management

17

   Authorize Issue of Equity with Pre-emptive Rights    For    For    Management

18

   Authorize Issue of Equity without Pre-emptive Rights    For    For    Management

19

   Authorize Shares for Market Purchase    For    For    Management

CBRE GROUP, INC.

 

Ticker:   CBG      Security ID:    12504L109
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Richard C. Blum    For    For    Management

1.2

   Elect Director Brandon B. Boze    For    For    Management

1.3

   Elect Director Curtis F. Feeny    For    For    Management

1.4

   Elect Director Bradford M. Freeman    For    For    Management

1.5

   Elect Director Michael Kantor    For    For    Management

1.6

   Elect Director Frederic V. Malek    For    For    Management

1.7

   Elect Director Jane J. Su    For    For    Management

1.8

   Elect Director Robert E. Sulentic    For    For    Management

1.9

   Elect Director Laura D. Tyson    For    For    Management

1.10

   Elect Director Gary L. Wilson    For    For    Management

1.11

   Elect Director Ray Wirta    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 38


CHARLES RIVER LABORATORIES INTERNATIONAL, INC.

 

Ticker:   CRL      Security ID:    159864107
Meeting Date:   MAY 07, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director James C. Foster    For    For    Management

1.2

   Elect Director Robert J. Bertolini    For    For    Management

1.3

   Elect Director Stephen D. Chubb    For    For    Management

1.4

   Elect Director Deborah T. Kochevar    For    For    Management

1.5

   Elect Director George E. Massaro    For    For    Management

1.6

   Elect Director George M. Milne, Jr.    For    For    Management

1.7

   Elect Director C. Richard Reese    For    For    Management

1.8

   Elect Director Richard F. Wallman    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

5

   Report on Animal Welfare Act Violations    Against    Against    Shareholder

CHARTER COMMUNICATIONS, INC.

 

Ticker:   CHTR      Security ID:    16117M305
Meeting Date:   APR 30, 2013      Meeting Type:    Annual
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director W. Lance Conn    For    Withhold    Management

1.2

   Elect Director Darren Glatt    For    For    Management

1.3

   Elect Director Craig A. Jacobson    For    For    Management

1.4

   Elect Director Bruce A. Karsh    For    For    Management

1.5

   Elect Director Edgar Lee    For    For    Management

1.6

   Elect Director Jeffrey A. Marcus    For    For    Management

1.7

   Elect Director John D. Markley, Jr.    For    For    Management

1.8

   Elect Director David C. Merritt    For    For    Management

1.9

   Elect Director Stan Parker    For    For    Management

1.10

   Elect Director Thomas M. Rutledge    For    For    Management

1.11

   Elect Director Eric L. Zinterhofer    For    For    Management

2

   Amend Omnibus Stock Plan    For    Against    Management

3

   Ratify Auditors    For    For    Management

CHENIERE ENERGY, INC.

 

Ticker:   LNG      Security ID:    16411R208
Meeting Date:   JUN 06, 2013      Meeting Type:    Annual
Record Date:   APR 08, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Vicky A. Bailey    For    For    Management

1.2

   Elect Director David B. Kilpatrick    For    For    Management

1.3

   Elect Director G. Andrea Botta    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Ratify Auditors    For    For    Management

 

Page 39


CHESAPEAKE ENERGY CORPORATION

 

Ticker:   CHK      Security ID:    165167107
Meeting Date:   JUN 14, 2013      Meeting Type:    Annual
Record Date:   APR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Bob G. Alexander    For    For    Management

1b

   Elect Director Merrill A. (‘Pete’) Miller, Jr.    For    For    Management

1c

   Elect Director Thomas L. Ryan    For    For    Management

1d

   Elect Director Vincent J. Intrieri    For    For    Management

1e

   Elect Director Frederic M. Poses    For    For    Management

1f

   Elect Director Archie W. Dunham    For    For    Management

1g

   Elect Director R. Brad Martin    For    For    Management

1h

   Elect Director Louis A. Raspino    For    For    Management

2

   Declassify the Board of Directors    For    For    Management

3

   Provide Proxy Access Right    For    For    Management

4

   Reduce Supermajority Vote Requirement    For    For    Management

5

   Approve Non-Employee Director Restricted Stock Plan    For    For    Management

6

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

7

   Amend Omnibus Stock Plan    For    For    Management

8

   Approve Executive Incentive Bonus Plan    For    For    Management

9

   Ratify Auditors    For    For    Management

10

   Establish Risk Oversight Committee    Against    Against    Shareholder

11

   Reincorporate in Another State [from Oklahoma to Delaware]    Against    Against    Shareholder

12

   Pro-rata Vesting of Equity Plans    Against    For    Shareholder

CHEVRON CORPORATION

 

Ticker:   CVX      Security ID:    166764100
Meeting Date:   MAY 29, 2013      Meeting Type:    Annual
Record Date:   APR 03, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Linnet F. Deily    For    For    Management

1b

   Elect Director Robert E. Denham    For    For    Management

1c

   Elect Director Alice P. Gast    For    For    Management

1d

   Elect Director Enrique Hernandez, Jr.    For    For    Management

1e

   Elect Director George L. Kirkland    For    For    Management

1f

   Elect Director Charles W. Moorman, IV    For    For    Management

1g

   Elect Director Kevin W. Sharer    For    For    Management

1h

   Elect Director John G. Stumpf    For    For    Management

1i

   Elect Director Ronald D. Sugar    For    For    Management

1j

   Elect Director Carl Ware    For    For    Management

1k

   Elect Director John S. Watson    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Report on Management of Hydraulic Fracturing Risks and Opportunities    Against    For    Shareholder

6

   Report on Offshore Oil Wells and Spill Mitigation Measures    Against    Against    Shareholder

7

   Report on Financial Risks of Climate Change    Against    Against    Shareholder

8

   Report on Lobbying Payments and Policy    Against    For    Shareholder

 

Page 40


9

   Prohibit Political Contributions    Against    Against    Shareholder

10

   Provide for Cumulative Voting    Against    For    Shareholder

11

   Amend Articles/Bylaws/Charter—Call Special Meetings    Against    For    Shareholder

12

   Require Director Nominee with Environmental Expertise    Against    For    Shareholder

13

   Adopt Guidelines for Country Selection    Against    For    Shareholder

CIGNA CORPORATION

 

Ticker:   CI      Security ID:    125509109
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director David M. Cordani    For    For    Management

1.2

   Elect Director Isaiah Harris, Jr.    For    For    Management

1.3

   Elect Director Jane E. Henney    For    For    Management

1.4

   Elect Director Donna F. Zarcone    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Report on Lobbying Payments and Policy    Against    Against    Shareholder

CIMAREX ENERGY CO.

 

Ticker:   XEC      Security ID:    171798101
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Hans Helmerich    For    For    Management

1.2

   Elect Director Harold R. Logan, Jr.    For    For    Management

1.3

   Elect Director Monroe W. Robertson    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

CINTAS CORPORATION

 

Ticker:   CTAS      Security ID:    172908105
Meeting Date:   OCT 16, 2012      Meeting Type:    Annual
Record Date:   AUG 20, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Gerald S. Adolph    For    For    Management

1b

   Elect Director John F. Barrett    For    For    Management

1c

   Elect Director Melanie W. Barstad    For    For    Management

1d

   Elect Director Richard T. Farmer    For    For    Management

1e

   Elect Director Scott D. Farmer    For    For    Management

1f

   Elect Director James J. Johnson    For    For    Management

1g

   Elect Director Robert J. Kohlhepp    For    For    Management

1h

   Elect Director Joseph Scaminace    For    For    Management

1i

   Elect Director Ronald W. Tysoe    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

 

Page 41


CISCO SYSTEMS, INC.

 

Ticker:   CSCO      Security ID:    17275R102
Meeting Date:   NOV 15, 2012      Meeting Type:    Annual
Record Date:   SEP 17, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Carol A. Bartz    For    For    Management

1b

   Elect Director Marc Benioff    For    For    Management

1c

   Elect Director M. Michele Burns    For    For    Management

1d

   Elect Director Michael D. Capellas    For    For    Management

1e

   Elect Director Larry R. Carter    For    For    Management

1f

   Elect Director John T. Chambers    For    For    Management

1g

   Elect Director Brian L. Halla    For    For    Management

1h

   Elect Director John L. Hennessy    For    For    Management

1i

   Elect Director Kristina M. Johnson    For    For    Management

1j

   Elect Director Richard M. Kovacevich    For    For    Management

1k

   Elect Director Roderick C. McGeary    For    For    Management

1l

   Elect Director Arun Sarin    For    For    Management

1m

   Elect Director Steven M. West    For    For    Management

2

   Amend Executive Incentive Bonus Plan    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Ratify Auditors    For    For    Management

5

   Require Independent Board Chairman    Against    Against    Shareholder

6

   Report on Eliminating Conflict Minerals from Supply Chain    Against    Against    Shareholder

CIT GROUP INC.

 

Ticker:   CIT      Security ID:    125581801
Meeting Date:   MAY 14, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director John A. Thain    For    For    Management

1b

   Elect Director Michael J. Embler    For    For    Management

1c

   Elect Director William M. Freeman    For    For    Management

1d

   Elect Director David M. Moffett    For    For    Management

1e

   Elect Director R. Brad Oates    For    For    Management

1f

   Elect Director Marianne Miller Parrs    For    For    Management

1g

   Elect Director Gerald Rosenfeld    For    For    Management

1h

   Elect Director John R. Ryan    For    For    Management

1i

   Elect Director Seymour Sternberg    For    For    Management

1j

   Elect Director Peter J. Tobin    For    For    Management

1k

   Elect Director Laura S. Unger    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 42


CITIGROUP INC.

 

Ticker:   C      Security ID:    172967424
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Michael L. Corbat    For    For    Management

1b

   Elect Director Franz B. Humer    For    For    Management

1c

   Elect Director Robert L. Joss    For    For    Management

1d

   Elect Director Michael E. O’Neill    For    For    Management

1e

   Elect Director Judith Rodin    For    For    Management

1f

   Elect Director Robert L. Ryan    For    For    Management

1g

   Elect Director Anthony M. Santomero    For    For    Management

1h

   Elect Director Joan E. Spero    For    For    Management

1i

   Elect Director Diana L. Taylor    For    For    Management

1j

   Elect Director William S. Thompson, Jr.    For    For    Management

1k

   Elect Director Ernesto Zedillo Ponce de Leon    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Stock Retention/Holding Period    Against    For    Shareholder

6

   Report on Lobbying Payments and Policy    Against    For    Shareholder

7

   Amend Indemnifications Provisions    Against    Against    Shareholder

CLEAR CHANNEL OUTDOOR HOLDINGS, INC.

 

Ticker:   CCO      Security ID:    18451C109
Meeting Date:   MAY 17, 2013      Meeting Type:    Annual
Record Date:   MAR 20, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Blair E. Hendrix    For    Withhold    Management

1.2

   Elect Director Douglas L. Jacobs    For    For    Management

1.3

   Elect Director Daniel G. Jones    For    Withhold    Management

2

   Ratify Auditors    For    For    Management

CNA FINANCIAL CORPORATION

 

Ticker:   CNA      Security ID:    126117100
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   MAR 06, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Paul J. Liska    For    For    Management

1.2

   Elect Director Jose O. Montemayor    For    For    Management

1.3

   Elect Director Thomas F. Motamed    For    Withhold    Management

1.4

   Elect Director Don M. Randel    For    For    Management

1.5

   Elect Director Joseph Rosenberg    For    Withhold    Management

1.6

   Elect Director Andrew H. Tisch    For    Withhold    Management

1.7

   Elect Director James S. Tisch    For    Withhold    Management

1.8

   Elect Director Marvin Zonis    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

 

Page 43


CNH GLOBAL NV

 

Ticker:   NHL      Security ID:    N20935206
Meeting Date:   DEC 17, 2012      Meeting Type:    Special
Record Date:          

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Open Meeting    None    None    Management

2

   Amend Articles Re: Merger Agreement Fiat Industrial S.p.A., and CNH Global    For    For    Management

3

   Approve Granting of Extraordinary Dividend of USD10 per CNH Global Share Re: Merger Agreement Fiat Industrial S.p.A., and CNH Global    For    For    Management

4

   Approve Allocation of Part of the Reserves to Special Separate Reserves    For    For    Management

5

   Approve Remuneration of Special Committee    For    Against    Management

6

   Allow Questions    None    None    Management

7

   Close Meeting    None    None    Management

COMCAST CORPORATION

 

Ticker:   CMCSA      Security ID:    20030N101
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 06, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Kenneth J. Bacon    For    For    Management

1.2

   Elect Director Sheldon M. Bonovitz    For    For    Management

1.3

   Elect Director Joseph J. Collins    For    For    Management

1.4

   Elect Director J. Michael Cook    For    For    Management

1.5

   Elect Director Gerald L. Hassell    For    For    Management

1.6

   Elect Director Jeffrey A. Honickman    For    For    Management

1.7

   Elect Director Eduardo G. Mestre    For    For    Management

1.8

   Elect Director Brian L. Roberts    For    For    Management

1.9

   Elect Director Ralph J. Roberts    For    For    Management

1.10

   Elect Director Johnathan A. Rodgers    For    For    Management

1.11

   Elect Director Judith Rodin    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

4

   Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Shareholder

 

Page 44


COMMONWEALTH REIT

 

Ticker:   CWH      Security ID:    203233101
Meeting Date:   MAY 14, 2013      Meeting Type:    Annual
Record Date:   FEB 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Joseph L. Morea    For    Against    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

COMMUNITY HEALTH SYSTEMS, INC.

 

Ticker:   CYH      Security ID:    203668108
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   MAR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director W. Larry Cash    For    For    Management

1.2

   Elect Director John A. Clerico    For    For    Management

1.3

   Elect Director James S. Ely, III    For    For    Management

1.4

   Elect Director John A. Fry    For    For    Management

1.5

   Elect Director William Norris Jennings    For    For    Management

1.6

   Elect Director Julia B. North    For    For    Management

1.7

   Elect Director Wayne T. Smith    For    For    Management

1.8

   Elect Director H. Mitchell Watson, Jr.    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

CONOCOPHILLIPS

 

Ticker:   COP      Security ID:    20825C104
Meeting Date:   MAY 14, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Richard L. Armitage    For    For    Management

1b

   Elect Director Richard H. Auchinleck    For    For    Management

1c

   Elect Director James E. Copeland, Jr.    For    For    Management

1d

   Elect Director Jody L. Freeman    For    For    Management

1e

   Elect Director Gay Huey Evans    For    For    Management

1f

   Elect Director Ryan M. Lance    For    For    Management

1g

   Elect Director Mohd H. Marican    For    For    Management

1h

   Elect Director Robert A. Niblock    For    For    Management

1i

   Elect Director Harald J. Norvik    For    For    Management

1j

   Elect Director William E. Wade, Jr.    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    For    Shareholder

5

   Adopt Quantitative GHG Goals for Products and Operations    Against    For    Shareholder

6

   Amend EEO Policy to Prohibit Discrimination based on Gender Identity    Against    For    Shareholder

 

Page 45


CONSTELLATION BRANDS, INC.

 

Ticker:   STZ      Security ID:    21036P108
Meeting Date:   JUL 27, 2012      Meeting Type:    Annual
Record Date:   MAY 29, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Barry A. Fromberg    For    For    Management

1.2

   Elect Director Jeananne K. Hauswald    For    For    Management

1.3

   Elect Director Paul L. Smith    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Executive Incentive Bonus Plan    For    For    Management

5

   Amend Omnibus Stock Plan    For    For    Management

6

   Approve Recapitalization Plan for all Stock to have One-vote per Share    Against    For    Shareholder

7

   Adopt Multiple Performance Metrics Under Executive Incentive Plans    Against    For    Shareholder

CORELOGIC, INC.

 

Ticker:   CLGX      Security ID:    21871D103
Meeting Date:   JUL 26, 2012      Meeting Type:    Annual
Record Date:   JUN 19, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director J. David Chatham    For    For    Management

2

   Elect Director Douglas C. Curling    For    For    Management

3

   Elect Director John C. Dorman    For    For    Management

4

   Elect Director Paul F. Folino    For    For    Management

5

   Elect Director Anand K. Nallathambi    For    For    Management

6

   Elect Director Thomas C. O’Brien    For    For    Management

7

   Elect Director Jaynie Miller Studenmund    For    For    Management

8

   Elect Director D. Van Skilling    For    For    Management

9

   Elect Director David F. Walker    For    For    Management

10

   Elect Director Mary Lee Widener    For    For    Management

11

   Approve Qualified Employee Stock Purchase Plan    For    For    Management

12

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

13

   Ratify Auditors    For    For    Management

CORNING INCORPORATED

 

Ticker:   GLW      Security ID:    219350105
Meeting Date:   APR 25, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John Seely Brown    For    For    Management

1.2

   Elect Director Stephanie A. Burns    For    For    Management

1.3

   Elect Director John A. Canning, Jr.    For    For    Management

1.4

   Elect Director Richard T. Clark    For    For    Management

1.5

   Elect Director Robert F. Cummings, Jr.    For    For    Management

1.6

   Elect Director James B. Flaws    For    For    Management

1.7

   Elect Director Kurt M. Landgraf    For    For    Management

1.8

   Elect Director Kevin J. Martin    For    For    Management

1.9

   Elect Director Deborah D. Rieman    For    For    Management

1.10

   Elect Director Hansel E. Tookes, II    For    For    Management

1.11

   Elect Director Wendell P. Weeks    For    For    Management

1.12

   Elect Director Mark S. Wrighton    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Ratify Auditors    For    For    Management

 

Page 46


CORPORATE OFFICE PROPERTIES TRUST

 

Ticker:   OFC      Security ID:    22002T108
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Jay H. Shidler    For    For    Management

1b

   Elect Director Clay W. Hamlin, III    For    For    Management

1c

   Elect Director Thomas F. Brady    For    For    Management

1d

   Elect Director Robert L. Denton    For    For    Management

1e

   Elect Director Elizabeth A. Hight    For    For    Management

1f

   Elect Director David M. Jacobstein    For    For    Management

1g

   Elect Director Steven D. Kesler    For    For    Management

1h

   Elect Director Richard Szafranski    For    For    Management

1i

   Elect Director Roger A. Waesche, Jr.    For    For    Management

1j

   Elect Director Kenneth D. Wethe    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

COVANTA HOLDING CORPORATION

 

Ticker:   CVA      Security ID:    22282E102
Meeting Date:   MAY 16, 2013      Meeting Type:    Annual
Record Date:   MAR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director David M. Barse    For    For    Management

1.2

   Elect Director Ronald J. Broglio    For    For    Management

1.3

   Elect Director Peter C.B. Bynoe    For    Withhold    Management

1.4

   Elect Director Linda J. Fisher    For    For    Management

1.5

   Elect Director Joseph M. Holsten    For    For    Management

1.6

   Elect Director Anthony J. Orlando    For    For    Management

1.7

   Elect Director William C. Pate    For    For    Management

1.8

   Elect Director Robert S. Silberman    For    For    Management

1.9

   Elect Director Jean Smith    For    For    Management

1.10

   Elect Director Samuel Zell    For    For    Management

2

   Ratify Auditors    For    For    Management

COVENTRY HEALTH CARE, INC.

 

Ticker:   CVH      Security ID:    222862104
Meeting Date:   NOV 21, 2012      Meeting Type:    Special
Record Date:   OCT 15, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Approve Merger Agreement    For    For    Management

2

   Adjourn Meeting    For    For    Management

3

   Advisory Vote on Golden Parachutes    For    Against    Management

 

Page 47


COVIDIEN PLC

 

Ticker:   COV      Security ID:    G2554F113
Meeting Date:   MAR 20, 2013      Meeting Type:    Annual
Record Date:   JAN 10, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Jose E. Almeida    For    For    Management

1b

   Elect Director Joy A. Amundson    For    For    Management

1c

   Elect Director Craig Arnold    For    For    Management

1d

   Elect Director Robert H. Brust    For    For    Management

1e

   Elect Director John M. Connors, Jr.    For    For    Management

1f

   Elect Director Christopher J. Coughlin    For    For    Management

1g

   Elect Director Randall J. Hogan, III    For    For    Management

1h

   Elect Director Martin D. Madaus    For    For    Management

1i

   Elect Director Dennis H. Reilley    For    For    Management

1j

   Elect Director Joseph A. Zaccagnino    For    For    Management

2

   Approve Auditors and Authorize Board to Fix Their Remuneration    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Authorize Open-Market Purchases of Ordinary Shares    For    For    Management

6

   Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares    For    For    Management

7

   Amend Articles of Association to expand the authority to execute instruments of transfer    For    For    Management

8

   Approve Creation of Distributable Reserves    For    For    Management

CROWN CASTLE INTERNATIONAL CORP.

 

Ticker:   CCI      Security ID:    228227104
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Edward C. Hutcheson, Jr.    For    For    Management

1b

   Elect Director J. Landis Martin    For    For    Management

1c

   Elect Director W. Benjamin Moreland    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Approve Omnibus Stock Plan    For    For    Management

4

   Declassify the Board of Directors    For    For    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 48


CVS CAREMARK CORPORATION

 

Ticker:   CVS      Security ID:    126650100
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director C. David Brown II    For    For    Management

1.2

   Elect Director David W. Dorman    For    For    Management

1.3

   Elect Director Anne M. Finucane    For    For    Management

1.4

   Elect Director Kristen Gibney Williams    For    For    Management

1.5

   Elect Director Larry J. Merlo    For    For    Management

1.6

   Elect Director Jean-Pierre Millon    For    For    Management

1.7

   Elect Director Richard J. Swift    For    For    Management

1.8

   Elect Director William C. Weldon    For    For    Management

1.9

   Elect Director Tony L. White    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Qualified Employee Stock Purchase Plan    For    For    Management

5

   Reduce Vote Requirement Under the Fair Price Provision    For    For    Management

6

   Report on Political Contributions    Against    For    Shareholder

7

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

8

   Report on Lobbying Payments and Policy    Against    For    Shareholder

CYPRESS SEMICONDUCTOR CORPORATION

 

Ticker:   CY      Security ID:    232806109
Meeting Date:   MAY 10, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director T.J. Rodgers    For    For    Management

1.2

   Elect Director W. Steve Albrecht    For    Withhold    Management

1.3

   Elect Director Eric A. Benhamou    For    Withhold    Management

1.4

   Elect Director Lloyd Carney    For    For    Management

1.5

   Elect Director James R. Long    For    For    Management

1.6

   Elect Director J. Daniel McCranie    For    Withhold    Management

1.7

   Elect Director J. D. Sherman    For    Withhold    Management

1.8

   Elect Director Wilbert van den Hoek    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Amend Omnibus Stock Plan    For    Against    Management

5

   Amend Qualified Employee Stock Purchase Plan    For    For    Management

DANAHER CORPORATION

 

Ticker:   DHR      Security ID:    235851102
Meeting Date:   MAY 07, 2013      Meeting Type:    Annual
Record Date:   MAR 08, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Donald J. Ehrlich    For    For    Management

1.2

   Elect Director Linda Hefner Filler    For    For    Management

1.3

   Elect Director Teri List-Stoll    For    For    Management

1.4

   Elect Director Walter G. Lohr, Jr.    For    For    Management

 

Page 49


1.5

   Elect Director Steven M. Rales    For    For    Management

1.6

   Elect Director John T. Schwieters    For    For    Management

1.7

   Elect Director Alan G. Spoon    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Stock Retention/Holding Period    Against    For    Shareholder

6

   Report on Political Contributions    Against    For    Shareholder

DAVITA HEALTHCARE PARTNERS INC.

 

Ticker:   DVA      Security ID:    23918K108
Meeting Date:   JUN 17, 2013      Meeting Type:    Annual
Record Date:   APR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Pamela M. Arway    For    For    Management

1b

   Elect Director Charles G. Berg    For    For    Management

1c

   Elect Director Carol Anthony (‘John’) Davidson    For    For    Management

1d

   Elect Director Paul J. Diaz    For    For    Management

1e

   Elect Director Peter T. Grauer    For    For    Management

1f

   Elect Director Robert J. Margolis    For    For    Management

1g

   Elect Director John M. Nehra    For    For    Management

1h

   Elect Director William L. Roper    For    For    Management

1i

   Elect Director Kent J. Thiry    For    For    Management

1j

   Elect Director Roger J. Valine    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

6

   Report on Lobbying Payments and Policy    Against    For    Shareholder

DEAN FOODS COMPANY

 

Ticker:   DF      Security ID:    242370104
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Gregg L. Engles    For    For    Management

1.2

   Elect Director Tom C. Davis    For    For    Management

1.3

   Elect Director Jim L. Turner    For    For    Management

1.4

   Elect Director Robert T. Wiseman    For    For    Management

2

   Approve Reverse Stock Split    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Ratify Auditors    For    For    Management

6

   Pro-rata Vesting of Equity Plans    Against    For    Shareholder

7

   Stock Retention/Holding Period    Against    For    Shareholder

8

   Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning    Against    Against    Shareholder

9

   Require Independent Board Chairman    Against    Against    Shareholder

 

Page 50


DELL INC.

 

Ticker:   DELL      Security ID:    24702R101
Meeting Date:   JUL 13, 2012      Meeting Type:    Annual
Record Date:   MAY 18, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director James W. Breyer    For    For    Management

2

   Elect Director Donald J. Carty    For    For    Management

3

   Elect Director Janet F. Clark    For    For    Management

4

   Elect Director Laura Conigliaro    For    For    Management

5

   Elect Director Michael S. Dell    For    For    Management

6

   Elect Director Kenneth M. Duberstein    For    For    Management

7

   Elect Director William H. Gray, III    For    For    Management

8

   Elect Director Gerard J. Kleisterlee    For    For    Management

9

   Elect Director Klaus S. Luft    For    For    Management

10

   Elect Director Alex J. Mandl    For    For    Management

11

   Elect Director Shantanu Narayen    For    For    Management

12

   Elect Director H. Ross Perot, Jr.    For    For    Management

13

   Ratify Auditors    For    For    Management

14

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

15

   Approve Omnibus Stock Plan    For    For    Management

DELTA AIR LINES, INC.

 

Ticker:   DAL      Security ID:    247361702
Meeting Date:   JUN 27, 2013      Meeting Type:    Annual
Record Date:   MAY 03, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Richard H. Anderson    For    For    Management

1b

   Elect Director Edward H. Bastian    For    For    Management

1c

   Elect Director Roy J. Bostock    For    For    Management

1d

   Elect Director John S. Brinzo    For    For    Management

1e

   Elect Director Daniel A. Carp    For    For    Management

1f

   Elect Director David G. DeWalt    For    For    Management

1g

   Elect Director William H. Easter, III    For    For    Management

1h

   Elect Director Mickey P. Foret    For    For    Management

1i

   Elect Director Shirley C. Franklin    For    For    Management

1j

   Elect Director David R. Goode    For    For    Management

1k

   Elect Director George N. Mattson    For    For    Management

1l

   Elect Director Paula Rosput Reynolds    For    For    Management

1m

   Elect Director Kenneth C. Rogers    For    For    Management

1n

   Elect Director Kenneth B. Woodrow    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Stock Retention/Holding Period    Against    For    Shareholder

 

Page 51


DEVON ENERGY CORPORATION

 

Ticker:   DVN      Security ID:    25179M103
Meeting Date:   JUN 05, 2013      Meeting Type:    Annual
Record Date:   APR 08, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Robert H. Henry    For    For    Management

1.2

   Elect Director John A. Hill    For    For    Management

1.3

   Elect Director Michael M. Kanovsky    For    For    Management

1.4

   Elect Director Robert A. Mosbacher, Jr.    For    For    Management

1.5

   Elect Director J. Larry Nichols    For    For    Management

1.6

   Elect Director Duane C. Radtke    For    For    Management

1.7

   Elect Director Mary P. Ricciardello    For    For    Management

1.8

   Elect Director John Richels    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Ratify Auditors    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    For    Shareholder

5

   Require a Majority Vote for the Election of Directors    Against    For    Shareholder

6

   Provide Right to Act by Written Consent    Against    For    Shareholder

DEVRY INC.

 

Ticker:   DV      Security ID:    251893103
Meeting Date:   NOV 07, 2012      Meeting Type:    Annual
Record Date:   SEP 24, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Darren R. Huston    For    For    Management

1.2

   Elect Director William T. Keevan    For    For    Management

1.3

   Elect Director Lyle Logan    For    For    Management

1.4

   Elect Director Alan G. Merten    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Declassify the Board of Directors    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

DIRECTV

 

Ticker:   DTV      Security ID:    25490A309
Meeting Date:   MAY 02, 2013      Meeting Type:    Annual
Record Date:   MAR 04, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Neil Austrian    For    For    Management

1b

   Elect Director Ralph Boyd, Jr.    For    For    Management

1c

   Elect Director Abelardo Bru    For    For    Management

1d

   Elect Director David Dillon    For    For    Management

1e

   Elect Director Samuel DiPiazza, Jr.    For    For    Management

1f

   Elect Director Dixon Doll    For    For    Management

1g

   Elect Director Charles Lee    For    For    Management

1h

   Elect Director Peter Lund    For    For    Management

1i

   Elect Director Nancy Newcomb    For    For    Management

1j

   Elect Director Lorrie Norrington    For    For    Management

1k

   Elect Director Michael White    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

5

   Require Independent Board Chairman    Against    Against    Shareholder

6

   Provide Right to Act by Written Consent    Against    For    Shareholder

 

Page 52


DISCOVER FINANCIAL SERVICES

 

Ticker:   DFS      Security ID:    254709108
Meeting Date:   APR 17, 2013      Meeting Type:    Annual
Record Date:   FEB 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Jeffrey S. Aronin    For    For    Management

1.2

   Elect Director Mary K. Bush    For    For    Management

1.3

   Elect Director Gregory C. Case    For    For    Management

1.4

   Elect Director Cynthia A. Glassman    For    For    Management

1.5

   Elect Director Richard H. Lenny    For    For    Management

1.6

   Elect Director Thomas G. Maheras    For    For    Management

1.7

   Elect Director Michael H. Moskow    For    For    Management

1.8

   Elect Director David W. Nelms    For    For    Management

1.9

   Elect Director E. Follin Smith    For    For    Management

1.10

   Elect Director Mark A. Thierer    For    For    Management

1.11

   Elect Director Lawrence A. Weinbach    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

DOMINION RESOURCES, INC.

 

Ticker:   D      Security ID:    25746U109
Meeting Date:   MAY 03, 2013      Meeting Type:    Annual
Record Date:   FEB 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director William P. Barr    For    For    Management

1.2

   Elect Director Peter W. Brown    For    For    Management

1.3

   Elect Director Helen E. Dragas    For    For    Management

1.4

   Elect Director James O. Ellis, Jr.    For    For    Management

1.5

   Elect Director Thomas F. Farrell, II    For    For    Management

1.6

   Elect Director John W. Harris    For    Against    Management

1.7

   Elect Director Robert S. Jepson, Jr.    For    For    Management

1.8

   Elect Director Mark J. Kington    For    For    Management

1.9

   Elect Director Pamela J. Royal    For    For    Management

1.10

   Elect Director Robert H. Spilman, Jr.    For    For    Management

1.11

   Elect Director Michael E. Szymanczyk    For    For    Management

1.12

   Elect Director David A. Wollard    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Provide Right to Call Special Meeting    For    For    Management

5

   Report on Coal Use from Mountaintop Removal Mining    Against    Against    Shareholder

6

   Include Sustainability as a Performance Measure for Senior Executive Compensation    Against    Against    Shareholder

7

   Minimize Pool Storage of Spent Nuclear Fuel    Against    Against    Shareholder

8

   Report on Financial Risks of Climate Change    Against    For    Shareholder

 

Page 53


DR PEPPER SNAPPLE GROUP, INC.

 

Ticker:   DPS      Security ID:    26138E109
Meeting Date:   MAY 16, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John L. Adams    For    For    Management

1.2

   Elect Director Ronald G. Rogers    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Executive Incentive Bonus Plan    For    For    Management

DTE ENERGY COMPANY

 

Ticker:   DTE      Security ID:    233331107
Meeting Date:   MAY 02, 2013      Meeting Type:    Annual
Record Date:   MAR 07, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Gerard M. Anderson    For    For    Management

1.2

   Elect Director David A. Brandon    For    For    Management

1.3

   Elect Director Charles G. McClure, Jr.    For    For    Management

1.4

   Elect Director Gail J. McGovern    For    For    Management

1.5

   Elect Director James B. Nicholson    For    For    Management

1.6

   Elect Director Charles W. Pryor, Jr.    For    For    Management

1.7

   Elect Director Ruth G. Shaw    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Political Contributions    Against    For    Shareholder

DUKE ENERGY CORPORATION

 

Ticker:   DUK      Security ID:    26441C204
Meeting Date:   MAY 02, 2013      Meeting Type:    Annual
Record Date:   MAR 05, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director William Barnet, III    For    For    Management

1.2

   Elect Director G. Alex Bernhardt, Sr.    For    For    Management

1.3

   Elect Director Michael G. Browning    For    For    Management

1.4

   Elect Director Harris E. DeLoach, Jr.    For    For    Management

1.5

   Elect Director Daniel R. DiMicco    For    For    Management

1.6

   Elect Director John H. Forsgren    For    For    Management

1.7

   Elect Director Ann Maynard Gray    For    For    Management

1.8

   Elect Director James H. Hance, Jr.    For    For    Management

1.9

   Elect Director John T. Herron    For    For    Management

1.10

   Elect Director James B. Hyler, Jr.    For    For    Management

1.11

   Elect Director E. Marie McKee    For    For    Management

1.12

   Elect Director E. James Reinsch    For    For    Management

1.13

   Elect Director James T. Rhodes    For    For    Management

 

Page 54


1.14

   Elect Director James E. Rogers    For    For    Management

1.15

   Elect Director Carlos A. Saladrigas    For    For    Management

1.16

   Elect Director Philip R. Sharp    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Executive Incentive Bonus Plan    For    For    Management

5

   Provide Right to Act by Written Consent    Against    For    Shareholder

6

   Require a Majority Vote for the Election of Directors    Against    For    Shareholder

EATON CORPORATION

 

Ticker:   ETN      Security ID:    278058102
Meeting Date:   OCT 26, 2012      Meeting Type:    Special
Record Date:   SEP 13, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Approve Merger Agreement    For    For    Management

2

   Approve Reduction of Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares    For    For    Management

3

   Advisory Vote on Golden Parachutes    For    Against    Management

4

   Adjourn Meeting    For    For    Management

EBAY INC.

 

Ticker:   EBAY      Security ID:    278642103
Meeting Date:   APR 18, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director David M. Moffett    For    For    Management

1b

   Elect Director Richard T. Schlosberg, III    For    For    Management

1c

   Elect Director Thomas J. Tierney    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Report on Lobbying Payments and Policy    Against    For    Shareholder

4

   Report on Privacy and Data Security    Against    Against    Shareholder

5

   Ratify Auditors    For    For    Management

 

Page 55


ECHOSTAR CORPORATION

 

Ticker:   SATS      Security ID:    278768106
Meeting Date:   MAY 01, 2013      Meeting Type:    Annual
Record Date:   MAR 07, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director R. Stanton Dodge    For    Withhold    Management

1.2

   Elect Director Michael T. Dugan    For    Withhold    Management

1.3

   Elect Director Charles W. Ergen    For    Withhold    Management

1.4

   Elect Director Anthony M. Federico    For    For    Management

1.5

   Elect Director Pradman P. Kaul    For    Withhold    Management

1.6

   Elect Director Tom A. Ortolf    For    For    Management

1.7

   Elect Director C. Michael Schroeder    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Other Business    For    Against    Management

EDISON INTERNATIONAL

 

Ticker:   EIX      Security ID:    281020107
Meeting Date:   APR 25, 2013      Meeting Type:    Annual
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Jagjeet S. Bindra    For    For    Management

1.2

   Elect Director Vanessa C.L. Chang    For    For    Management

1.3

   Elect Director France A. Cordova    For    For    Management

1.4

   Elect Director Theodore F. Craver, Jr.    For    For    Management

1.5

   Elect Director Bradford M. Freeman    For    For    Management

1.6

   Elect Director Luis G. Nogales    For    For    Management

1.7

   Elect Director Ronald L. Olson    For    For    Management

1.8

   Elect Director Richard T. Schlosberg, III    For    For    Management

1.9

   Elect Director Thomas C. Sutton    For    For    Management

1.10

   Elect Director Peter J. Taylor    For    For    Management

1.11

   Elect Director Brett White    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Independent Board Chairman    Against    Against    Shareholder

ENDO HEALTH SOLUTIONS INC.

 

Ticker:   ENDP      Security ID:    29264F205
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Roger H. Kimmel    For    For    Management

1b

   Elect Director Rajiv De Silva    For    For    Management

1c

   Elect Director John J. Delucca    For    For    Management

1d

   Elect Director Nancy J. Hutson    For    For    Management

1e

   Elect Director Michael Hyatt    For    For    Management

1f

   Elect Director William P. Montague    For    For    Management

1g

   Elect Director David B. Nash    For    For    Management

1h

   Elect Director Joseph C. Scodari    For    For    Management

1i

   Elect Director Jill D. Smith    For    For    Management

1j

   Elect Director William F. Spengler    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 56


ENTERGY CORPORATION

 

Ticker:   ETR      Security ID:    29364G103
Meeting Date:   MAY 03, 2013      Meeting Type:    Annual
Record Date:   MAR 05, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Maureen Scannell Bateman    For    For    Management

1b

   Elect Director L.P. Denault    For    For    Management

1c

   Elect Director Gary W. Edwards    For    For    Management

1d

   Elect Director Alexis M. Herman    For    For    Management

1e

   Elect Director Donald C. Hintz    For    For    Management

1f

   Elect Director Stuart L. Levenick    For    For    Management

1g

   Elect Director Blanche L. Lincoln    For    For    Management

1h

   Elect Director Stewart C. Myers    For    For    Management

1i

   Elect Director W.J. Tauzin    For    For    Management

1j

   Elect Director Steven V. Wilkinson    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    For    Shareholder

5

   Minimize Pool Storage of Spent Nuclear Fuel    Against    Against    Shareholder

EQUITY RESIDENTIAL

 

Ticker:   EQR      Security ID:    29476L107
Meeting Date:   JUN 13, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John W. Alexander    For    For    Management

1.2

   Elect Director Charles L. Atwood    For    For    Management

1.3

   Elect Director Linda Walker Bynoe    For    For    Management

1.4

   Elect Director Mary Kay Haben    For    For    Management

1.5

   Elect Director Bradley A. Keywell    For    For    Management

1.6

   Elect Director John E. Neal    For    For    Management

1.7

   Elect Director David J. Neithercut    For    For    Management

1.8

   Elect Director Mark S. Shapiro    For    For    Management

1.9

   Elect Director Gerald A. Spector    For    For    Management

1.10

   Elect Director B. Joseph White    For    For    Management

1.11

   Elect Director Samuel Zell    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Sustainability    Against    For    Shareholder

EXCO RESOURCES, INC.

 

Ticker:   XCO      Security ID:    269279402
Meeting Date:   JUN 11, 2013      Meeting Type:    Annual
Record Date:   APR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Douglas H. Miller    For    For    Management

1.2

   Elect Director Jeffrey D. Benjamin    For    For    Management

1.3

   Elect Director Earl E. Ellis    For    For    Management

 

Page 57


1.4

   Elect Director B. James Ford    For    For    Management

1.5

   Elect Director Samuel A. Mitchell    For    For    Management

1.6

   Elect Director T. Boone Pickens    For    For    Management

1.7

   Elect Director Wilbur L. Ross, Jr.    For    Withhold    Management

1.8

   Elect Director Jeffrey S. Serota    For    For    Management

1.9

   Elect Director Robert L. Stillwell    For    For    Management

2

   Amend Omnibus Stock Plan    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Ratify Auditors    For    For    Management

EXPEDIA, INC.

 

Ticker:   EXPE      Security ID:    30212P303
Meeting Date:   JUN 18, 2013      Meeting Type:    Annual
Record Date:   APR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director George (Skip) Battle    For    For    Management

1.2

   Elect Director Pamela L. Coe    For    Withhold    Management

1.3

   Elect Director Barry Diller    For    Withhold    Management

1.4

   Elect Director Jonathan L. Dolgen    For    Withhold    Management

1.5

   Elect Director Craig A. Jacobson    For    Withhold    Management

1.6

   Elect Director Victor A. Kaufman    For    Withhold    Management

1.7

   Elect Director Peter M. Kern    For    Withhold    Management

1.8

   Elect Director Dara Khosrowshahi    For    Withhold    Management

1.9

   Elect Director John C. Malone    For    Withhold    Management

1.10

   Elect Director Jose A. Tazon    For    For    Management

2

   Amend Omnibus Stock Plan    For    Against    Management

3

   Approve Qualified Employee Stock Purchase Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

EXXON MOBIL CORPORATION

 

Ticker:   XOM      Security ID:    30231G102
Meeting Date:   MAY 29, 2013      Meeting Type:    Annual
Record Date:   APR 04, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director M.J. Boskin    For    For    Management

1.2

   Elect Director P. Brabeck-Letmathe    For    For    Management

1.3

   Elect Director U.M. Burns    For    For    Management

1.4

   Elect Director L.R. Faulkner    For    For    Management

1.5

   Elect Director J.S. Fishman    For    For    Management

1.6

   Elect Director H.H. Fore    For    For    Management

1.7

   Elect Director K.C. Frazier    For    For    Management

1.8

   Elect Director W.W. George    For    For    Management

1.9

   Elect Director S.J. Palmisano    For    For    Management

1.10

   Elect Director S.S. Reinemund    For    For    Management

1.11

   Elect Director R.W. Tillerson    For    For    Management

1.12

   Elect Director W.C. Weldon    For    For    Management

1.13

   Elect Director E.E. Whitacre, Jr.    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Require Independent Board Chairman    Against    For    Shareholder

 

Page 58


5

   Require a Majority Vote for the Election of Directors    Against    For    Shareholder

6

   Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually    Against    Against    Shareholder

7

   Report on Lobbying Payments and Policy    Against    For    Shareholder

8

   Study Feasibility of Prohibiting Political Contributions    Against    Against    Shareholder

9

   Adopt Sexual Orientation Anti-bias Policy    Against    Against    Shareholder

10

   Report on Management of Hydraulic Fracturing Risks and Opportunities    Against    For    Shareholder

11

   Adopt Quantitative GHG Goals for Products and Operations    Against    For    Shareholder

FACEBOOK, INC.

 

Ticker:   FB      Security ID:    30303M102
Meeting Date:   JUN 11, 2013      Meeting Type:    Annual
Record Date:   APR 16, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Marc L. Andreessen    For    For    Management

1.2

   Elect Director Erskine B. Bowles    For    For    Management

1.3

   Elect Director Susan D. Desmond-Hellmann    For    For    Management

1.4

   Elect Director Donald E. Graham    For    For    Management

1.5

   Elect Director Reed Hastings    For    For    Management

1.6

   Elect Director Sheryl K. Sandberg    For    Withhold    Management

1.7

   Elect Director Peter A. Thiel    For    For    Management

1.8

   Elect Director Mark Zuckerberg    For    Withhold    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Advisory Vote on Say on Pay Frequency    Three Years    One Year    Management

4

   Ratify Auditors    For    For    Management

FEDEX CORPORATION

 

Ticker:   FDX      Security ID:    31428X106
Meeting Date:   SEP 24, 2012      Meeting Type:    Annual
Record Date:   JUL 30, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director James L. Barksdale    For    For    Management

1.2

   Elect Director John A. Edwardson    For    For    Management

1.3

   Elect Director Shirley Ann Jackson    For    For    Management

1.4

   Elect Director Steven R. Loranger    For    For    Management

1.5

   Elect Director Gary W. Loveman    For    For    Management

1.6

   Elect Director R. Brad Martin    For    For    Management

1.7

   Elect Director Joshua Cooper Ramo    For    For    Management

1.8

   Elect Director Susan C. Schwab    For    For    Management

1.9

   Elect Director Frederick W. Smith    For    For    Management

1.10

   Elect Director Joshua I. Smith    For    For    Management

1.11

   Elect Director David P. Steiner    For    For    Management

1.12

   Elect Director Paul S. Walsh    For    Against    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Independent Board Chairman    Against    For    Shareholder

5

   Report on Political Contributions    Against    For    Shareholder

 

Page 59


FIRSTENERGY CORP.

 

Ticker:   FE      Security ID:    337932107
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   MAR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Paul T. Addison    For    For    Management

1.2

   Elect Director Anthony J. Alexander    For    For    Management

1.3

   Elect Director Michael J. Anderson    For    For    Management

1.4

   Elect Director Carol A. Cartwright    For    For    Management

1.5

   Elect Director William T. Cottle    For    For    Management

1.6

   Elect Director Robert B. Heisler, Jr.    For    Withhold    Management

1.7

   Elect Director Julia L. Johnson    For    For    Management

1.8

   Elect Director Ted J. Kleisner    For    Withhold    Management

1.9

   Elect Director Donald T. Misheff    For    For    Management

1.10

   Elect Director Ernest J. Novak, Jr.    For    For    Management

1.11

   Elect Director Christopher D. Pappas    For    Withhold    Management

1.12

   Elect Director Catherine A. Rein    For    Withhold    Management

1.13

   Elect Director George M. Smart    For    For    Management

1.14

   Elect Director Wes M. Taylor    For    Withhold    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Reduce Supermajority Vote Requirement    For    For    Management

5

   Cease CEO Compensation Benchmarking Policy    Against    Against    Shareholder

6

   Submit SERP to Shareholder Vote    Against    For    Shareholder

7

   Stock Retention/Holding Period    Against    For    Shareholder

8

   Require a Majority Vote for the Election of Directors    Against    For    Shareholder

9

   Provide Right to Act by Written Consent    Against    For    Shareholder

FISERV, INC.

 

Ticker:   FISV      Security ID:    337738108
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   MAR 26, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Christopher M. Flink    For    For    Management

1.2

   Elect Director Dennis F. Lynch    For    For    Management

1.3

   Elect Director Kim M. Robak    For    For    Management

1.4

   Elect Director Doyle R. Simons    For    For    Management

1.5

   Elect Director Thomas C. Wertheimer    For    For    Management

2

   Amend Omnibus Stock Plan    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Ratify Auditors    For    For    Management

5

   Stock Retention/Holding Period    Against    For    Shareholder

 

Page 60


FORD MOTOR COMPANY

 

Ticker:   F      Security ID:    345370860
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Stephen G. Butler    For    For    Management

1.2

   Elect Director Kimberly A. Casiano    For    For    Management

1.3

   Elect Director Anthony F. Earley, Jr.    For    For    Management

1.4

   Elect Director Edsel B. Ford II    For    For    Management

1.5

   Elect Director William Clay Ford, Jr.    For    For    Management

1.6

   Elect Director Richard A. Gephardt    For    For    Management

1.7

   Elect Director James H. Hance, Jr.    For    For    Management

1.8

   Elect Director William W. Helman IV    For    For    Management

1.9

   Elect Director Jon M. Huntsman, Jr.    For    For    Management

1.10

   Elect Director Richard A. Manoogian    For    Against    Management

1.11

   Elect Director Ellen R. Marram    For    For    Management

1.12

   Elect Director Alan Mulally    For    For    Management

1.13

   Elect Director Homer A. Neal    For    For    Management

1.14

   Elect Director Gerald L. Shaheen    For    For    Management

1.15

   Elect Director John L. Thornton    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Executive Incentive Bonus Plan    For    Against    Management

5

   Amend Omnibus Stock Plan    For    Against    Management

6

   Approval of Tax Benefits Preservation Plan    For    For    Management

7

   Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Shareholder

8

   Amend Bylaws—Call Special Meetings    Against    For    Shareholder

FOREST CITY ENTERPRISES, INC.

 

Ticker:   FCE.A      Security ID:    345550107
Meeting Date:   JUN 13, 2013      Meeting Type:    Annual
Record Date:   APR 17, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Arthur F. Anton    For    For    Management

1.2

   Elect Director Scott S. Cowen    For    For    Management

1.3

   Elect Director Michael P. Esposito, Jr    For    For    Management

1.4

   Elect Director Stan Ross    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Executive Incentive Bonus Plan    For    For    Management

4

   Amend Executive Incentive Bonus Plan    For    For    Management

5

   Amend Omnibus Stock Plan    For    Against    Management

6

   Ratify Auditors    For    For    Management

 

Page 61


FOREST LABORATORIES, INC.

 

Ticker:   FRX      Security ID:    345838106
Meeting Date:   AUG 15, 2012      Meeting Type:    Proxy Contest
Record Date:   JUN 25, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor
   Management Proposals (White Card)    None      

1.1

   Elect Director Howard Solomon    For    Did Not Vote    Management

1.2

   Elect Director Nesli Basgoz    For    Did Not Vote    Management

1.3

   Elect Director Christopher J. Coughlin    For    Did Not Vote    Management

1.4

   Elect Director Dan L. Goldwasser    For    Did Not Vote    Management

1.5

   Elect Director Kenneth E. Goodman    For    Did Not Vote    Management

1.6

   Elect Director Gerald M. Lieberman    For    Did Not Vote    Management

1.7

   Elect Director Lawrence S. Olanoff    For    Did Not Vote    Management

1.8

   Elect Director Lester B. Salans    For    Did Not Vote    Management

1.9

   Elect Director Brenton L. Saunders    For    Did Not Vote    Management

1.10

   Elect Director Peter J. Zimetbaum    For    Did Not Vote    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Did Not Vote    Management

3

   Ratify Auditors    For    Did Not Vote    Management

4

   Adopt Proxy Access Right    Against    Did Not Vote    Shareholder

5

   Repeal Any Bylaws Amendments Implemented on or after June 18, 2012    Against    Did Not Vote    Shareholder
#    Proposal    Diss Rec    Vote Cast    Sponsor
   Dissident Proxy (Gold Card)    None      

1.1

   Elect Director Eric J. Ende    For    Withhold    Shareholder

1.2

   Elect Director Pierre Legault    For    For    Shareholder

1.3

   Elect Director Andrew J. Fromkin    For    Withhold    Shareholder

1.4

   Elect Director Daniel A. Ninivaggi    For    For    Shareholder

1.5

   Management Nominee—Howard Solomon    For    For    Shareholder

1.6

   Management Nominee—Nesli Basgoz    For    For    Shareholder

1.7

   Management Nominee—Christopher J. Coughlin    For    For    Shareholder

1.8

   Management Nominee—Gerald M. Lieberman    For    For    Shareholder

1.9

   Management Nominee—Brenton L. Saunders    For    For    Shareholder

1.10

   Management Nominee—Peter J. Zimetbaum    For    For    Shareholder

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    Against    For    Management

3

   Ratify Auditors    For    For    Management

4

   Adopt Proxy Access Right    Abstain    Against    Shareholder

5

   Repeal Any Bylaws Amendments Implemented on or after June 18, 2012    For    For    Shareholder

GEN-PROBE INCORPORATED

 

Ticker:   GPRO      Security ID:    36866T103
Meeting Date:   JUL 31, 2012      Meeting Type:    Special
Record Date:   JUN 29, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Approve Merger Agreement    For    For    Management

2

   Adjourn Meeting    For    For    Management

3

   Advisory Vote on Golden Parachutes    For    For    Management

 

Page 62


GENERAL DYNAMICS CORPORATION

 

Ticker:   GD      Security ID:    369550108
Meeting Date:   MAY 01, 2013      Meeting Type:    Annual
Record Date:   MAR 07, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Mary T. Barra    For    For    Management

1.2

   Elect Director Nicholas D. Chabraja    For    For    Management

1.3

   Elect Director James S. Crown    For    For    Management

1.4

   Elect Director William P. Fricks    For    For    Management

1.5

   Elect Director Paul G. Kaminski    For    For    Management

1.6

   Elect Director John M. Keane    For    For    Management

1.7

   Elect Director Lester L. Lyles    For    For    Management

1.8

   Elect Director Phebe N. Novakovic    For    For    Management

1.9

   Elect Director William A. Osborn    For    For    Management

1.10

   Elect Director Robert Walmsley    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Report on Lobbying Payments and Policy    Against    For    Shareholder

5

   Review and Assess Human Rights Policy    Against    For    Shareholder

GENERAL ELECTRIC COMPANY

 

Ticker:   GE      Security ID:    369604103
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director W. Geoffrey Beattie    For    For    Management

2

   Elect Director John J. Brennan    For    For    Management

3

   Elect Director James I. Cash, Jr.    For    For    Management

4

   Elect Director Francisco D’Souza    For    For    Management

5

   Elect Director Marijn E. Dekkers    For    For    Management

6

   Elect Director Ann M. Fudge    For    For    Management

7

   Elect Director Susan Hockfield    For    For    Management

8

   Elect Director Jeffrey R. Immelt    For    For    Management

9

   Elect Director Andrea Jung    For    For    Management

10

   Elect Director Robert W. Lane    For    For    Management

11

   Elect Director Ralph S. Larsen    For    For    Management

12

   Elect Director Rochelle B. Lazarus    For    For    Management

13

   Elect Director James J. Mulva    For    For    Management

14

   Elect Director Mary L. Schapiro    For    For    Management

15

   Elect Director Robert J. Swieringa    For    For    Management

16

   Elect Director James S. Tisch    For    For    Management

17

   Elect Director Douglas A. Warner, III    For    For    Management

18

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

19

   Ratify Auditors    For    For    Management

20

   Cessation of All Stock Options and Bonuses    Against    Against    Shareholder

21

   Establish Term Limits for Directors    Against    Against    Shareholder

22

   Require Independent Board Chairman    Against    Against    Shareholder

23

   Provide Right to Act by Written Consent    Against    Against    Shareholder

24

   Stock Retention/Holding Period    Against    For    Shareholder

25

   Require More Director Nominations Than Open Seats    Against    Against    Shareholder

 

Page 63


GENERAL MOTORS COMPANY

 

Ticker:   GM      Security ID:    37045V100
Meeting Date:   JUN 06, 2013      Meeting Type:    Annual
Record Date:   APR 08, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Daniel F. Akerson    For    For    Management

1b

   Elect Director David Bonderman    For    Against    Management

1c

   Elect Director Erroll B. Davis, Jr.    For    For    Management

1d

   Elect Director Stephen J. Girsky    For    For    Management

1e

   Elect Director E. Neville Isdell    For    For    Management

1f

   Elect Director Robert D. Krebs    For    For    Management

1g

   Elect Director Kathryn V. Marinello    For    For    Management

1h

   Elect Director Michael G. Mullen    For    For    Management

1i

   Elect Director James J. Mulva    For    For    Management

1j

   Elect Director Patricia F. Russo    For    For    Management

1k

   Elect Director Thomas M. Schoewe    For    For    Management

1l

   Elect Director Theodore M. Solso    For    For    Management

1m

   Elect Director Carol M. Stephenson    For    For    Management

1n

   Elect Director Cynthia A. Telles    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Independent Board Chairman    Against    Against    Shareholder

5

   Stock Retention/Holding Period    Against    For    Shareholder

GENWORTH FINANCIAL, INC.

 

Ticker:   GNW      Security ID:    37247D106
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   APR 04, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director William H. Bolinder    For    For    Management

1.2

   Elect Director G. Kent Conrad    For    For    Management

1.3

   Elect Director Nancy J. Karch    For    For    Management

1.4

   Elect Director Thomas J. McInerney    For    For    Management

1.5

   Elect Director Christine B. Mead    For    For    Management

1.6

   Elect Director David M. Moffett    For    For    Management

1.7

   Elect Director Thomas E. Moloney    For    For    Management

1.8

   Elect Director James A. Parke    For    For    Management

1.9

   Elect Director James S. Riepe    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

GOOGLE INC.

 

Ticker:   GOOG      Security ID:    38259P508
Meeting Date:   JUN 06, 2013      Meeting Type:    Annual
Record Date:   APR 08, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Larry Page    For    For    Management

1.2

   Elect Director Sergey Brin    For    For    Management

1.3

   Elect Director Eric E. Schmidt    For    For    Management

1.4

   Elect Director L. John Doerr    For    For    Management

1.5

   Elect Director Diane B. Greene    For    For    Management

 

Page 64


1.6

   Elect Director John L. Hennessy    For    For    Management

1.7

   Elect Director Ann Mather    For    For    Management

1.8

   Elect Director Paul S. Otellini    For    For    Management

1.9

   Elect Director K. Ram Shriram    For    For    Management

1.10

   Elect Director Shirley M. Tilghman    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Report on Reducing Lead Battery Health Hazards    Against    For    Shareholder

4

   Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Shareholder

5

   Stock Retention/Holding Period    Against    For    Shareholder

6

   Adopt Policy on Succession Planning    Against    For    Shareholder

GROUPON, INC.

 

Ticker:   GRPN      Security ID:    399473107
Meeting Date:   JUN 13, 2013      Meeting Type:    Annual
Record Date:   APR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Eric P. Lefkofsky    For    For    Management

1.2

   Elect Director Peter J. Barris    For    For    Management

1.3

   Elect Director Robert J. Bass    For    For    Management

1.4

   Elect Director Daniel T. Henry    For    For    Management

1.5

   Elect Director Mellody Hobson    For    For    Management

1.6

   Elect Director Bradley A. Keywell    For    Withhold    Management

1.7

   Elect Director Theodore J. Leonsis    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Amend Omnibus Stock Plan    For    For    Management

HARRIS CORPORATION

 

Ticker:   HRS      Security ID:    413875105
Meeting Date:   OCT 26, 2012      Meeting Type:    Annual
Record Date:   AUG 31, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.01

   Elect Director William M. Brown    For    For    Management

1.02

   Elect Director Peter W. Chiarelli    For    For    Management

1.03

   Elect Director Thomas A. Dattilo    For    For    Management

1.04

   Elect Director Terry D. Growcock    For    For    Management

1.05

   Elect Director Lewis Hay, III    For    For    Management

1.06

   Elect Director Karen Katen    For    For    Management

1.07

   Elect Director Stephen P. Kaufman    For    For    Management

1.08

   Elect Director Leslie F. Kenne    For    For    Management

1.09

   Elect Director David B. Rickard    For    For    Management

1.10

   Elect Director James C. Stoffel    For    For    Management

1.11

   Elect Director Gregory T. Swienton    For    For    Management

1.12

   Elect Director Hansel E. Tookes, II    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Provide Right to Call Special Meeting    For    For    Management

4

   Ratify Auditors    For    For    Management

 

Page 65


HEALTH NET, INC.

 

Ticker:   HNT      Security ID:    42222G108
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1A

   Elect Director Mary Anne Citrino    For    For    Management

1B

   Elect Director Theodore F. Craver, Jr.    For    For    Management

1C

   Elect Director Vicki B. Escarra    For    For    Management

1D

   Elect Director Gale S. Fitzgerald    For    For    Management

1E

   Elect Director Patrick Foley    For    For    Management

1F

   Elect Director Jay M. Gellert    For    For    Management

1G

   Elect Director Roger F. Greaves    For    For    Management

1H

   Elect Director Douglas M. Mancino    For    For    Management

1I

   Elect Director Bruce G. Willison    For    For    Management

1J

   Elect Director Frederick C. Yeager    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

HESS CORPORATION

 

Ticker:   HES      Security ID:    42809H107
Meeting Date:   MAY 16, 2013      Meeting Type:    Proxy Contest
Record Date:   APR 08, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor
   Management Proxy (White Card)    None      

1.1

   Elect Director J. Krenicki    For    Did Not Vote    Management

1.2

   Elect Director K. Meyers    For    Did Not Vote    Management

1.3

   Elect Director Fredric G. Reynolds    For    Did Not Vote    Management

1.4

   Elect Director William G. Schrader    For    Did Not Vote    Management

1.5

   Director Mark Williams    For    Did Not Vote    Management

2

   Ratify Auditors    For    Did Not Vote    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Did Not Vote    Management

4

   Declassify the Board of Directors    For    Did Not Vote    Management

5

   Require Independent Board Chairman    Against    Did Not Vote    Shareholder

6

   Reduce Supermajority Vote Requirement    Against    Did Not Vote    Shareholder

7

   Report on Political Contributions    Against    Did Not Vote    Shareholder

8

   Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011    Against    Did Not Vote    Shareholder
#    Proposal    Diss Rec    Vote Cast    Sponsor
   Dissident Proxy (Green Card)    None      

1.1

   Elect Director Rodney F. Chase    For    For    Shareholder

1.2

   Elect Director Harvey Golub    For    For    Shareholder

1.3

   Elect Director Karl F. Kurz    For    For    Shareholder

1.4

   Elect Director David McManus    For    For    Shareholder

1.5

   Elect Director Marshall D. Smith    For    For    Shareholder

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    Against    Against    Management

4

   Declassify the Board of Directors    For    For    Management

5

   Require Independent Board Chairman    For    For    Shareholder

6

   Reduce Supermajority Vote Requirement    For    For    Shareholder

7

   Report on Political Contributions    For    For    Shareholder

8

   Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011    For    For    Shareholder

 

Page 66


HEWLETT-PACKARD COMPANY

 

Ticker:   HPQ      Security ID:    428236103
Meeting Date:   MAR 20, 2013      Meeting Type:    Annual
Record Date:   JAN 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Marc L. Andreessen    For    For    Management

1.2

   Elect Director Shumeet Banerji    For    For    Management

1.3

   Elect Director Rajiv L. Gupta    For    For    Management

1.4

   Elect Director John H. Hammergren    For    Against    Management

1.5

   Elect Director Raymond J. Lane    For    Against    Management

1.6

   Elect Director Ann M. Livermore    For    For    Management

1.7

   Elect Director Gary M. Reiner    For    For    Management

1.8

   Elect Director Patricia F. Russo    For    For    Management

1.9

   Elect Director G. Kennedy Thompson    For    Against    Management

1.10

   Elect Director Margaret C. Whitman    For    For    Management

1.11

   Elect Director Ralph V. Whitworth    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Provide Proxy Access Right    For    For    Management

5

   Amend Omnibus Stock Plan    For    For    Management

6

   Establish Environmental/Social Issue Board Committee    Against    Against    Shareholder

7

   Amend Human Rights Policies    Against    Against    Shareholder

8

   Stock Retention/Holding Period    Against    For    Shareholder

HILLSHIRE BRANDS CO.

 

Ticker:   HSH      Security ID:    432589109
Meeting Date:   OCT 25, 2012      Meeting Type:    Annual
Record Date:   SEP 04, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Todd A. Becker    For    For    Management

1b

   Elect Director Christopher B. Begley    For    For    Management

1c

   Elect Director Ellen L. Brothers    For    For    Management

1d

   Elect Director Virgis W. Colbert    For    For    Management

1e

   Elect Director Sean M. Connolly    For    For    Management

1f

   Elect Director Laurette T. Koellner    For    For    Management

1g

   Elect Director Craig P. Omtvedt    For    For    Management

1h

   Elect Director Ian Prosser    For    For    Management

1i

   Elect Director Jonathan P. Ward    For    For    Management

1j

   Elect Director James D. White    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Approve Omnibus Stock Plan    For    For    Management

 

Page 67


HOST HOTELS & RESORTS, INC.

 

Ticker:   HST      Security ID:    44107P104
Meeting Date:   MAY 16, 2013      Meeting Type:    Annual
Record Date:   MAR 20, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Sheila C. Bair    For    For    Management

1.2

   Elect Director Robert M. Baylis    For    For    Management

1.3

   Elect Director Terence C. Golden    For    For    Management

1.4

   Elect Director Ann M. Korologos    For    For    Management

1.5

   Elect Director Richard E. Marriott    For    For    Management

1.6

   Elect Director John B. Morse, Jr.    For    For    Management

1.7

   Elect Director Walter C. Rakowich    For    For    Management

1.8

   Elect Director Gordon H. Smith    For    For    Management

1.9

   Elect Director W. Edward Walter    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

HUMANA INC.

 

Ticker:   HUM      Security ID:    444859102
Meeting Date:   APR 25, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Bruce D. Broussard    For    For    Management

1b

   Elect Director Frank A. D’Amelio    For    For    Management

1c

   Elect Director W. Roy Dunbar    For    For    Management

1d

   Elect Director Kurt J. Hilzinger    For    For    Management

1e

   Elect Director David A. Jones, Jr.    For    For    Management

1f

   Elect Director Michael B. McCallister    For    For    Management

1g

   Elect Director William J. McDonald    For    For    Management

1h

   Elect Director William E. Mitchell    For    For    Management

1i

   Elect Director David B. Nash    For    For    Management

1j

   Elect Director James J. O’Brien    For    For    Management

1k

   Elect Director Marissa T. Peterson    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Report on Political Contributions    Against    For    Shareholder

IAC/INTERACTIVECORP

 

Ticker:   IACI      Security ID:    44919P508
Meeting Date:   JUN 26, 2013      Meeting Type:    Annual
Record Date:   APR 29, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Gregory R. Blatt    For    For    Management

1.2

   Elect Director Edgar Bronfman, Jr.    For    For    Management

1.3

   Elect Director Chelsea Clinton    For    For    Management

1.4

   Elect Director Sonali De Rycker    For    For    Management

1.5

   Elect Director Barry Diller    For    For    Management

1.6

   Elect Director Michael D. Eisner    For    For    Management

1.7

   Elect Director Victor A. Kaufman    For    For    Management

1.8

   Elect Director Donald R. Keough    For    For    Management

1.9

   Elect Director Bryan Lourd    For    For    Management

 

Page 68


1.10

   Elect Director Arthur C. Martinez    For    For    Management

1.11

   Elect Director David Rosenblatt    For    For    Management

1.12

   Elect Director Alan G. Spoon    For    For    Management

1.13

   Elect Director Alexander von Furstenberg    For    For    Management

1.14

   Elect Director Richard F. Zannino    For    For    Management

2

   Approve Omnibus Stock Plan    For    Against    Management

3

   Ratify Auditors    For    For    Management

INGRAM MICRO INC.

 

Ticker:   IM      Security ID:    457153104
Meeting Date:   JUN 05, 2013      Meeting Type:    Annual
Record Date:   APR 09, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Howard I. Atkins    For    For    Management

1.2

   Elect Director Leslie Stone Heisz    For    For    Management

1.3

   Elect Director John R. Ingram    For    For    Management

1.4

   Elect Director Orrin H. Ingram, II    For    For    Management

1.5

   Elect Director Dale R. Laurance    For    For    Management

1.6

   Elect Director Linda Fayne Levinson    For    For    Management

1.7

   Elect Director Scott A. McGregor    For    For    Management

1.8

   Elect Director Alain Monie    For    For    Management

1.9

   Elect Director Paul Read    For    For    Management

1.10

   Elect Director Michael T. Smith    For    For    Management

1.11

   Elect Director Joe B. Wyatt    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

INGREDION INCORPORATED

 

Ticker:   INGR      Security ID:    457187102
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Richard J. Almeida    For    For    Management

1b

   Elect Director Luis Aranguren-Trellez    For    For    Management

1c

   Elect Director David B. Fischer    For    For    Management

1d

   Elect Director Ilene S. Gordon    For    For    Management

1e

   Elect Director Paul Hanrahan    For    For    Management

1f

   Elect Director Wayne M. Hewett    For    For    Management

1g

   Elect Director Gregory B. Kenny    For    For    Management

1h

   Elect Director Barbara A. Klein    For    For    Management

1i

   Elect Director James M. Ringler    For    For    Management

1j

   Elect Director Dwayne A. Wilson    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

 

Page 69


INTERNATIONAL BUSINESS MACHINES CORPORATION

 

Ticker:   IBM      Security ID:    459200101
Meeting Date:   APR 30, 2013      Meeting Type:    Annual
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Alain J.P. Belda    For    For    Management

1.2

   Elect Director William R. Brody    For    For    Management

1.3

   Elect Director Kenneth I. Chenault    For    For    Management

1.4

   Elect Director Michael L. Eskew    For    For    Management

1.5

   Elect Director David N. Farr    For    For    Management

1.6

   Elect Director Shirley Ann Jackson    For    For    Management

1.7

   Elect Director Andrew N. Liveris    For    For    Management

1.8

   Elect Director W. James McNerney, Jr.    For    For    Management

1.9

   Elect Director James W. Owens    For    For    Management

1.10

   Elect Director Virginia M. Rometty    For    For    Management

1.11

   Elect Director Joan E. Spero    For    For    Management

1.12

   Elect Director Sidney Taurel    For    For    Management

1.13

   Elect Director Lorenzo H. Zambrano    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    For    Shareholder

5

   Provide Right to Act by Written Consent    Against    For    Shareholder

6

   Require Independent Board Chairman    Against    For    Shareholder

7

   Stock Retention/Holding Period    Against    For    Shareholder

J. C. PENNEY COMPANY, INC.

 

Ticker:   JCP      Security ID:    708160106
Meeting Date:   MAY 17, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director William A. Ackman    For    For    Management

1b

   Elect Director Colleen C. Barrett    For    For    Management

1c

   Elect Director Thomas J. Engibous    For    For    Management

1d

   Elect Director Kent B. Foster    For    For    Management

1e

   Elect Director Geraldine B. Laybourne    For    For    Management

1f

   Elect Director Leonard H. Roberts    For    For    Management

1g

   Elect Director Steven Roth    For    For    Management

1h

   Elect Director Javier G. Teruel    For    For    Management

1i

   Elect Director R. Gerald Turner    For    For    Management

1j

   Elect Director Myron E. Ullman, III    For    For    Management

1k

   Elect Director Mary Beth West    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 70


JDS UNIPHASE CORPORATION

 

Ticker:   JDSU      Security ID:    46612J507
Meeting Date:   NOV 14, 2012      Meeting Type:    Annual
Record Date:   SEP 17, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Richard E. Belluzzo    For    For    Management

1.2

   Elect Director Harold L. Covert    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Declassify the Board of Directors    For    For    Management

5

   Amend Omnibus Stock Plan    For    For    Management

JOHNSON & JOHNSON

 

Ticker:   JNJ      Security ID:    478160104
Meeting Date:   APR 25, 2013      Meeting Type:    Annual
Record Date:   FEB 26, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Mary Sue Coleman    For    For    Management

1.2

   Elect Director James G. Cullen    For    For    Management

1.3

   Elect Director Ian E.L. Davis    For    For    Management

1.4

   Elect Director Alex Gorsky    For    For    Management

1.5

   Elect Director Michael M.E. Johns    For    For    Management

1.6

   Elect Director Susan L. Lindquist    For    For    Management

1.7

   Elect Director Anne M. Mulcahy    For    For    Management

1.8

   Elect Director Leo F. Mullin    For    For    Management

1.9

   Elect Director William D. Perez    For    For    Management

1.10

   Elect Director Charles Prince    For    For    Management

1.11

   Elect Director A. Eugene Washington    For    For    Management

1.12

   Elect Director Ronald A. Williams    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Stock Retention/Holding Period    Against    For    Shareholder

5

   Screen Political Contributions for Consistency with Corporate Values    Against    Against    Shareholder

6

   Require Independent Board Chairman    Against    Against    Shareholder

JOHNSON CONTROLS, INC.

 

Ticker:   JCI      Security ID:    478366107
Meeting Date:   JAN 23, 2013      Meeting Type:    Annual
Record Date:   NOV 15, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director David P. Abney    For    For    Management

1.2

   Elect Director Julie L. Bushman    For    For    Management

1.3

   Elect Director Eugenio Clariond Reyes-Retana    For    For    Management

1.4

   Elect Director Jeffrey A. Joerres    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Declassify the Board of Directors    For    For    Management

4

   Approve Omnibus Stock Plan    For    For    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

6

   Require Independent Board Chairman    Against    Against    Shareholder

7

   Provide Right to Act by Written Consent    Against    Against    Shareholder

 

Page 71


JPMORGAN CHASE & CO.

 

Ticker:   JPM      Security ID:    46625H100
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   MAR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director James A. Bell    For    For    Management

1b

   Elect Director Crandall C.Bowles    For    For    Management

1c

   Elect Director Stephen B. Burke    For    For    Management

1d

   Elect Director David M. Cote    For    Against    Management

1e

   Elect Director James S. Crown    For    Against    Management

1f

   Elect Director James Dimon    For    For    Management

1g

   Elect Director Timothy P. Flynn    For    For    Management

1h

   Elect Director Ellen V. Futter    For    Against    Management

1i

   Elect Director Laban P. Jackson, Jr.    For    For    Management

1j

   Elect Director Lee R. Raymond    For    For    Management

1k

   Elect Director William C. Weldon    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Provide Right to Act by Written Consent    For    For    Management

5

   Amend Executive Incentive Bonus Plan    For    For    Management

6

   Require Independent Board Chairman    Against    For    Shareholder

7

   Stock Retention/Holding Period    Against    Against    Shareholder

8

   Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    Against    Against    Shareholder

9

   Report on Lobbying Payments and Policy    Against    Against    Shareholder

KAR AUCTION SERVICES, INC.

 

Ticker:   KAR      Security ID:    48238T109
Meeting Date:   JUN 12, 2013      Meeting Type:    Annual
Record Date:   APR 17, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director David J. Ament    For    Withhold    Management

1.2

   Elect Director Ryan M. Birtwell    For    Withhold    Management

1.3

   Elect Director Thomas J. Carella    For    Withhold    Management

1.4

   Elect Director Brian T. Clingen    For    Withhold    Management

1.5

   Elect Director Robert M. Finlayson    For    For    Management

1.6

   Elect Director Peter R. Formanek    For    For    Management

1.7

   Elect Director Michael B. Goldberg    For    Withhold    Management

1.8

   Elect Director James P. Hallett    For    Withhold    Management

1.9

   Elect Director Sanjeev Mehra    For    Withhold    Management

1.10

   Elect Director Church M. Moore    For    Withhold    Management

1.11

   Elect Director Thomas C. O’Brien    For    Withhold    Management

1.12

   Elect Director Gregory P. Spivy    For    Withhold    Management

1.13

   Elect Director Jonathan P. Ward    For    For    Management

2

   Amend Omnibus Stock Plan    For    For    Management

3

   Ratify Auditors    For    For    Management

 

Page 72


KEYCORP

 

Ticker:   KEY      Security ID:    493267108
Meeting Date:   MAY 16, 2013      Meeting Type:    Annual
Record Date:   MAR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Edward P. Campbell    For    For    Management

1.2

   Elect Director Joseph A. Carrabba    For    For    Management

1.3

   Elect Director Charles P. Cooley    For    For    Management

1.4

   Elect Director Alexander M. Cutler    For    For    Management

1.5

   Elect Director H. James Dallas    For    For    Management

1.6

   Elect Director Elizabeth R. Gile    For    For    Management

1.7

   Elect Director Ruth Ann M. Gillis    For    For    Management

1.8

   Elect Director William G. Gisel, Jr.    For    For    Management

1.9

   Elect Director Richard J. Hipple    For    For    Management

1.10

   Elect Director Kristen L. Manos    For    For    Management

1.11

   Elect Director Beth E. Mooney    For    For    Management

1.12

   Elect Director Barbara R. Snyder    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Approve Omnibus Stock Plan    For    For    Management

KINDER MORGAN, INC.

 

Ticker:   KMI      Security ID:    49456B101
Meeting Date:   MAY 07, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Richard D. Kinder    For    For    Management

1.2

   Elect Director C. Park Shaper    For    For    Management

1.3

   Elect Director Steven J. Kean    For    For    Management

1.4

   Elect Director Anthony W. Hall, Jr.    For    For    Management

1.5

   Elect Director Deborah A. Macdonald    For    For    Management

1.6

   Elect Director Michael Miller    For    For    Management

1.7

   Elect Director Michael C. Morgan    For    For    Management

1.8

   Elect Director Fayez Sarofim    For    For    Management

1.9

   Elect Director Joel V. Staff    For    Withhold    Management

1.10

   Elect Director John Stokes    For    For    Management

1.11

   Elect Director Robert F. Vagt    For    For    Management

2

   Ratify Auditors    For    For    Management

KOSMOS ENERGY LTD.

 

Ticker:   KOS      Security ID:    G5315B107
Meeting Date:   JUN 05, 2013      Meeting Type:    Annual
Record Date:   APR 12, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John R. Kemp III    For    Withhold    Management

1.2

   Elect Director Brian F. Maxted    For    Withhold    Management

1.3

   Elect Director Richard B. Dearlove    For    For    Management

1.4

   Elect Director David I. Foley    For    Withhold    Management

1.5

   Elect Director David B. Krieger    For    Withhold    Management

1.6

   Elect Director Joseph P. Landy    For    Withhold    Management

1.7

   Elect Director Prakash A. Melwani    For    Withhold    Management

1.8

   Elect Director Adebayo (“Bayo”) O. Ogunlesi    For    For    Management

 

Page 73


1.9

   Elect Director Lars H. Thunell    For    For    Management

1.10

   Elect Director Chris Tong    For    For    Management

1.11

   Elect Director Christopher A. Wright    For    For    Management

2

   Ratify Ernst & Young LLP as Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

KRAFT FOODS GROUP, INC.

 

Ticker:   KRFT      Security ID:    50076Q106
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Abelardo E. Bru    For    For    Management

1b

   Elect Director Jeanne P. Jackson    For    For    Management

1c

   Elect Director E. Follin Smith    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Ratify Auditors    For    For    Management

6

   Label Products with GMO Ingredients    Against    Against    Shareholder

L-3 COMMUNICATIONS HOLDINGS, INC.

 

Ticker:   LLL      Security ID:    502424104
Meeting Date:   APR 30, 2013      Meeting Type:    Annual
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Claude R. Canizares    For    For    Management

1.2

   Elect Director Thomas A. Corcoran    For    For    Management

1.3

   Elect Director Lloyd W. Newton    For    For    Management

1.4

   Elect Director Vincent Pagano, Jr.    For    For    Management

1.5

   Elect Director Alan H. Washkowitz    For    For    Management

2

   Amend Omnibus Stock Plan    For    For    Management

3

   Declassify the Board of Directors    For    For    Management

4

   Reduce Supermajority Vote Requirement    For    For    Management

5

   Provide Right to Act by Written Consent    For    For    Management

6

   Ratify Auditors    For    For    Management

7

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

LAREDO PETROLEUM HOLDINGS, INC.

 

Ticker:   LPI      Security ID:    516806106
Meeting Date:   MAY 16, 2013      Meeting Type:    Annual
Record Date:   MAR 20, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Randy A. Foutch    For    For    Management

1.2

   Elect Director Jerry R. Schuyler    For    For    Management

1.3

   Elect Director Peter R. Kagan    For    Withhold    Management

 

Page 74


1.4

   Elect Director James R. Levy    For    For    Management

1.5

   Elect Director B.Z. (Bill) Parker    For    For    Management

1.6

   Elect Director Pamela S. Pierce    For    For    Management

1.7

   Elect Director L. Francis Rooney    For    Withhold    Management

1.8

   Elect Director Myles W. Scoggins    For    For    Management

1.9

   Elect Director Edmund P. Segner, III    For    For    Management

1.10

   Elect Director Donald D. Wolf    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

LEVEL 3 COMMUNICATIONS, INC.

 

Ticker:   LVLT      Security ID:    52729N308
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Walter Scott, Jr.    For    For    Management

1.2

   Elect Director Jeff K. Storey    For    For    Management

1.3

   Elect Director General Kevin P. Chilton    For    For    Management

1.4

   Elect Director Archie R. Clemins    For    For    Management

1.5

   Elect Director Steven T. Clontz    For    For    Management

1.6

   Elect Director Admiral James O. Ellis, Jr.    For    For    Management

1.7

   Elect Director T. Michael Glenn    For    For    Management

1.8

   Elect Director Richard R. Jaros    For    Withhold    Management

1.9

   Elect Director Michael J. Mahoney    For    Withhold    Management

1.10

   Elect Director Charles C. Miller, III    For    For    Management

1.11

   Elect Director John T. Reed    For    For    Management

1.12

   Elect Director Peter Seah Lim Huat    For    Withhold    Management

1.13

   Elect Director Peter van Oppen    For    For    Management

1.14

   Elect Director Albert C. Yates    For    Withhold    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

LIBERTY GLOBAL, INC.

 

Ticker:   LBTYA      Security ID:    530555101
Meeting Date:   JUN 03, 2013      Meeting Type:    Special
Record Date:   APR 30, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Issue Shares in Connection with Acquisition    For    For    Management

2

   Approve Merger Agreement    For    For    Management

3

   Adjourn Meeting    For    For    Management

 

Page 75


LIBERTY INTERACTIVE CORPORATION

 

Ticker:   LINTA      Security ID:    53071M104
Meeting Date:   AUG 08, 2012      Meeting Type:    Annual
Record Date:   JUN 25, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Authorize a New Class of Common Stock    For    Against    Management

2

   Adjourn Meeting    For    Against    Management

3.1

   Elect Director Michael A. George    For    For    Management

3.2

   Elect Director Gregory B. Maffei    For    For    Management

3.3

   Elect Director M. Lavoy Robison    For    For    Management

4

   Ratify Auditors    For    For    Management

LIBERTY INTERACTIVE CORPORATION

 

Ticker:   LINTA      Security ID:    53071M104
Meeting Date:   JUN 04, 2013      Meeting Type:    Annual
Record Date:   APR 10, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John C. Malone    For    For    Management

1.2

   Elect Director M. Ian G. Gilchrist    For    Withhold    Management

1.3

   Elect Director Andrea L. Wong    For    Withhold    Management

2

   Approve Omnibus Stock Plan    For    Against    Management

3

   Ratify Auditors    For    For    Management

LIBERTY INTERACTIVE CORPORATION

 

Ticker:   LINTA      Security ID:    53071M880
Meeting Date:   JUN 04, 2013      Meeting Type:    Annual
Record Date:   APR 10, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John C. Malone    For    For    Management

1.2

   Elect Director M. Ian G. Gilchrist    For    Withhold    Management

1.3

   Elect Director Andrea L. Wong    For    Withhold    Management

2

   Approve Omnibus Stock Plan    For    Against    Management

3

   Ratify Auditors    For    For    Management

LIFEPOINT HOSPITALS, INC.

 

Ticker:   LPNT      Security ID:    53219L109
Meeting Date:   JUN 04, 2013      Meeting Type:    Annual
Record Date:   APR 12, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Gregory T. Bier    For    Withhold    Management

1.2

   Elect Director DeWitt Ezell, Jr.    For    Withhold    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Approve Omnibus Stock Plan    For    For    Management

 

Page 76


LOEWS CORPORATION

 

Ticker:   L      Security ID:    540424108
Meeting Date:   MAY 14, 2013      Meeting Type:    Annual
Record Date:   MAR 20, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Lawrence S. Bacow    For    For    Management

1b

   Elect Director Ann E. Berman    For    For    Management

1c

   Elect Director Joseph L. Bower    For    For    Management

1d

   Elect Director Charles M. Diker    For    For    Management

1e

   Elect Director Jacob A. Frenkel    For    For    Management

1f

   Elect Director Paul J. Fribourg    For    For    Management

1g

   Elect Director Walter L. Harris    For    Against    Management

1h

   Elect Director Philip A. Laskawy    For    For    Management

1i

   Elect Director Ken Miller    For    For    Management

1j

   Elect Director Gloria R. Scott    For    For    Management

1k

   Elect Director Andrew H. Tisch    For    For    Management

1l

   Elect Director James S. Tisch    For    For    Management

1m

   Elect Director Jonathan M. Tisch    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

LOWE’S COMPANIES, INC.

 

Ticker:   LOW      Security ID:    548661107
Meeting Date:   MAY 31, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Raul Alvarez    For    For    Management

1.2

   Elect Director David W. Bernauer    For    For    Management

1.3

   Elect Director Leonard L. Berry    For    For    Management

1.4

   Elect Director Peter C. Browning    For    For    Management

1.5

   Elect Director Richard W. Dreiling    For    For    Management

1.6

   Elect Director Dawn E. Hudson    For    For    Management

1.7

   Elect Director Robert L. Johnson    For    For    Management

1.8

   Elect Director Marshall O. Larsen    For    For    Management

1.9

   Elect Director Richard K. Lochridge    For    For    Management

1.10

   Elect Director Robert A. Niblock    For    For    Management

1.11

   Elect Director Eric C. Wisemen    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Stock Retention/Holding Period    Against    For    Shareholder

LYONDELLBASELL INDUSTRIES NV

 

Ticker:   LYB      Security ID:    N53745100
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   APR 24, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Jacques Aigrain    For    For    Management

1.2

   Elect Director Scott M. Kleinman    For    For    Management

1.3

   Elect Director Bruce A. Smith    For    For    Management

2

   Adopt Financial Statements and Statutory Reports    For    For    Management

3

   Approve Discharge of Management Board    For    For    Management

 

Page 77


4

   Approve Discharge of Supervisory Board    For    For    Management

5

   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

6

   Ratify PricewaterhouseCoopers as Auditors    For    For    Management

7

   Approve Remuneration of Supervisory Board    For    For    Management

8

   Approve Dividends of USD 4.20 Per Share    For    For    Management

9

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

10

   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management

11

   Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account    For    For    Management

12

   Amend Articles of Association    For    For    Management

MACY’S, INC.

 

Ticker:   M      Security ID:    55616P104
Meeting Date:   MAY 17, 2013      Meeting Type:    Annual
Record Date:   MAR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Stephen F. Bollenbach    For    For    Management

1b

   Elect Director Deirdre P. Connelly    For    For    Management

1c

   Elect Director Meyer Feldberg    For    For    Management

1d

   Elect Director Sara Levinson    For    For    Management

1e

   Elect Director Terry J. Lundgren    For    For    Management

1f

   Elect Director Joseph Neubauer    For    For    Management

1g

   Elect Director Joyce M. Roche    For    For    Management

1h

   Elect Director Paul C. Varga    For    For    Management

1i

   Elect Director Craig E. Weatherup    For    For    Management

1j

   Elect Director Marna C. Whittington    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

MARATHON OIL CORPORATION

 

Ticker:   MRO      Security ID:    565849106
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Gregory H. Boyce    For    For    Management

1b

   Elect Director Pierre Brondeau    For    For    Management

1c

   Elect Director Clarence P. Cazalot, Jr.    For    For    Management

1d

   Elect Director Linda Z. Cook    For    For    Management

1e

   Elect Director Shirley Ann Jackson    For    For    Management

1f

   Elect Director Philip Lader    For    For    Management

1g

   Elect Director Michael E. J. Phelps    For    For    Management

1h

   Elect Director Dennis H. Reilley    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    For    Shareholder

 

Page 78


MARATHON PETROLEUM CORPORATION

 

Ticker:   MPC      Security ID:    56585A102
Meeting Date:   APR 24, 2013      Meeting Type:    Annual
Record Date:   FEB 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Evan Bayh    For    For    Management

1.2

   Elect Director William L. Davis    For    For    Management

1.3

   Elect Director Thomas J. Usher    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Declassify the Board of Directors    For    For    Management

MAXIM INTEGRATED PRODUCTS, INC.

 

Ticker:   MXIM      Security ID:    57772K101
Meeting Date:   NOV 14, 2012      Meeting Type:    Annual
Record Date:   SEP 17, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Tunc Doluca    For    For    Management

1.2

   Elect Director B. Kipling Hagopian    For    For    Management

1.3

   Elect Director James R. Bergman    For    For    Management

1.4

   Elect Director Joseph R. Bronson    For    For    Management

1.5

   Elect Director Robert E. Grady    For    For    Management

1.6

   Elect Director William D. Watkins    For    For    Management

1.7

   Elect Director A.R. Frank Wazzan    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Qualified Employee Stock Purchase Plan    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

MCKESSON CORPORATION

 

Ticker:   MCK      Security ID:    58155Q103
Meeting Date:   JUL 25, 2012      Meeting Type:    Annual
Record Date:   MAY 31, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Andy D. Bryant    For    For    Management

2

   Elect Director Wayne A. Budd    For    For    Management

3

   Elect Director John H. Hammergren    For    For    Management

4

   Elect Director Alton F. Irby, III    For    For    Management

5

   Elect Director M. Christine Jacobs    For    For    Management

6

   Elect Director Marie L. Knowles    For    For    Management

7

   Elect Director David M. Lawrence    For    For    Management

8

   Elect Director Edward A. Mueller    For    For    Management

9

   Elect Director Jane E. Shaw    For    For    Management

10

   Ratify Auditors    For    For    Management

 

Page 79


11

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

12

   Provide Right to Act by Written Consent    Against    For    Shareholder

13

   Require Independent Board Chairman    Against    For    Shareholder

14

   Stock Retention    Against    For    Shareholder

15

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

MEAD JOHNSON NUTRITION COMPANY

 

Ticker:   MJN      Security ID:    582839106
Meeting Date:   APR 30, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Steven M. Altschuler    For    For    Management

1b

   Elect Director Howard B. Bernick    For    For    Management

1c

   Elect Director Kimberly A. Casiano    For    For    Management

1d

   Elect Director Anna C. Catalano    For    For    Management

1e

   Elect Director Celeste A. Clark    For    For    Management

1f

   Elect Director James M. Cornelius    For    For    Management

1g

   Elect Director Stephen W. Golsby    For    For    Management

1h

   Elect Director Peter Kasper Jakobsen    For    For    Management

1i

   Elect Director Peter G. Ratcliffe    For    For    Management

1j

   Elect Director Elliott Sigal    For    For    Management

1k

   Elect Director Robert S. Singer    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

MEDTRONIC, INC.

 

Ticker:   MDT      Security ID:    585055106
Meeting Date:   AUG 23, 2012      Meeting Type:    Annual
Record Date:   JUN 25, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Richard H. Anderson    For    For    Management

1.2

   Elect Director Victor J. Dzau    For    For    Management

1.3

   Elect Director Omar Ishrak    For    For    Management

1.4

   Elect Director Shirley Ann Jackson    For    For    Management

1.5

   Elect Director Michael O. Leavitt    For    For    Management

1.6

   Elect Director James T. Lenehan    For    For    Management

1.7

   Elect Director Denise M. O’Leary    For    For    Management

1.8

   Elect Director Kendall J. Powell    For    For    Management

1.9

   Elect Director Robert C. Pozen    For    For    Management

1.10

   Elect Director Jack W. Schuler    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Adopt Majority Voting for Uncontested Election of Directors    For    For    Management

5

   Adopt Proxy Access Right    Against    Against    Shareholder

6

   Reduce Supermajority Vote Requirement    Against    For    Shareholder

 

Page 80


MERCK & CO., INC.

 

Ticker:   MRK      Security ID:    58933Y105
Meeting Date:   MAY 28, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Leslie A. Brun    For    For    Management

1b

   Elect Director Thomas R. Cech    For    For    Management

1c

   Elect Director Kenneth C. Frazier    For    For    Management

1d

   Elect Director Thomas H. Glocer    For    For    Management

1e

   Elect Director William B. Harrison Jr.    For    For    Management

1f

   Elect Director C. Robert Kidder    For    For    Management

1g

   Elect Director Rochelle B. Lazarus    For    For    Management

1h

   Elect Director Carlos E. Represas    For    For    Management

1i

   Elect Director Patricia F. Russo    For    For    Management

1j

   Elect Director Craig B. Thompson    For    For    Management

1k

   Elect Director Wendell P. Weeks    For    For    Management

1l

   Elect Director Peter C. Wendell    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Provide Right to Act by Written Consent    Against    For    Shareholder

5

   Amend Articles/Bylaws/Charter—Call Special Meetings    Against    For    Shareholder

6

   Report on Charitable and Political Contributions    Against    Against    Shareholder

7

   Report on Lobbying Activities    Against    Against    Shareholder

METLIFE, INC.

 

Ticker:   MET      Security ID:    59156R108
Meeting Date:   APR 23, 2013      Meeting Type:    Annual
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director R. Glenn Hubbard    For    For    Management

1.2

   Elect Director Steven A. Kandarian    For    For    Management

1.3

   Elect Director John M. Keane    For    For    Management

1.4

   Elect Director Alfred F. Kelly, Jr.    For    For    Management

1.5

   Elect Director James M. Kilts    For    For    Management

1.6

   Elect Director Catherine R. Kinney    For    For    Management

1.7

   Elect Director Hugh B. Price    For    For    Management

1.8

   Elect Director Kenton J. Sicchitano    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 81


MGM RESORTS INTERNATIONAL

 

Ticker:   MGM      Security ID:    552953101
Meeting Date:   JUN 12, 2013      Meeting Type:    Annual
Record Date:   APR 17, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Robert H. Baldwin    For    For    Management

1.2

   Elect Director William A. Bible    For    For    Management

1.3

   Elect Director Burton M. Cohen    For    For    Management

1.4

   Elect Director Willie D. Davis    For    For    Management

1.5

   Elect Director William W. Grounds    For    For    Management

1.6

   Elect Director Alexis M. Herman    For    For    Management

1.7

   Elect Director Roland Hernandez    For    For    Management

1.8

   Elect Director Anthony Mandekic    For    For    Management

1.9

   Elect Director Rose McKinney-James    For    For    Management

1.10

   Elect Director James J. Murren    For    For    Management

1.11

   Elect Director Gregory M. Spierkel    For    For    Management

1.12

   Elect Director Daniel J. Taylor    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

MICROSOFT CORPORATION

 

Ticker:   MSFT      Security ID:    594918104
Meeting Date:   NOV 28, 2012      Meeting Type:    Annual
Record Date:   SEP 14, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Steven A. Ballmer    For    For    Management

2

   Elect Director Dina Dublon    For    For    Management

3

   Elect Director William H. Gates, III    For    For    Management

4

   Elect Director Maria M. Klawe    For    For    Management

5

   Elect Director Stephen J. Luczo    For    For    Management

6

   Elect Director David F. Marquardt    For    For    Management

7

   Elect Director Charles H. Noski    For    For    Management

8

   Elect Director Helmut Panke    For    For    Management

9

   Elect Director John W. Thompson    For    For    Management

10

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

11

   Approve Qualified Employee Stock Purchase Plan    For    For    Management

12

   Ratify Auditors    For    For    Management

13

   Provide for Cumulative Voting    Against    For    Shareholder

MOLSON COORS BREWING COMPANY

 

Ticker:   TAP      Security ID:    60871R209
Meeting Date:   MAY 29, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Roger Eaton    For    For    Management

1.2

   Elect Director Charles M. Herington    For    For    Management

1.3

   Elect Director H. Sanford Riley    For    For    Management

2

   Amend Certificate of Incorporation to Provide that Holders of Class A and Class B Common Stock shall Vote Together as a Single Class, on an Advisory Basis, to Approve Compensation    For    For    Management

 

Page 82


MOLYCORP, INC.

 

Ticker:   MCP      Security ID:    608753109
Meeting Date:   JUN 27, 2013      Meeting Type:    Annual
Record Date:   MAY 03, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Ross R. Bhappu    For    For    Management

1.2

   Elect Director Constantine E. Karayannopoulos    For    For    Management

1.3

   Elect Director Mark S. Kristoff    For    Withhold    Management

1.4

   Elect Director Alec Machiels    For    For    Management

2

   Ratify Auditors    For    For    Management

MONDELEZ INTERNATIONAL, INC.

 

Ticker:   MDLZ      Security ID:    609207105
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Stephen F. Bollenbach    For    For    Management

1b

   Elect Director Lewis W.K. Booth    For    For    Management

1c

   Elect Director Lois D. Juliber    For    For    Management

1d

   Elect Director Mark D. Ketchum    For    For    Management

1e

   Elect Director Jorge S. Mesquita    For    For    Management

1f

   Elect Director Fredric G. Reynolds    For    For    Management

1g

   Elect Director Irene B. Rosenfeld    For    For    Management

1h

   Elect Director Patrick T. Siewert    For    For    Management

1i

   Elect Director Ruth J. Simmons    For    For    Management

1j

   Elect Director Ratan N. Tata    For    For    Management

1k

   Elect Director Jean-Francois M. L. van Boxmeer    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Report on Adopting Extended Producer Responsibility Policy    Against    Against    Shareholder

MONSTER BEVERAGE CORPORATION

 

Ticker:   MNST      Security ID:    611740101
Meeting Date:   JUN 03, 2013      Meeting Type:    Annual
Record Date:   APR 11, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Rodney C. Sacks    For    For    Management

1.2

   Elect Director Hilton H. Schlosberg    For    For    Management

1.3

   Elect Director Norman C. Epstein    For    For    Management

1.4

   Elect Director Benjamin M. Polk    For    For    Management

1.5

   Elect Director Sydney Selati    For    For    Management

1.6

   Elect Director Harold C. Taber, Jr.    For    For    Management

1.7

   Elect Director Mark S. Vidergauz    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 83


MORGAN STANLEY

 

Ticker:   MS      Security ID:    617446448
Meeting Date:   MAY 14, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Erskine B. Bowles    For    For    Management

1.2

   Elect Director Howard J. Davies    For    For    Management

1.3

   Elect Director Thomas H. Glocer    For    For    Management

1.4

   Elect Director James P. Gorman    For    For    Management

1.5

   Elect Director Robert H. Herz    For    For    Management

1.6

   Elect Director C. Robert Kidder    For    For    Management

1.7

   Elect Director Klaus Kleinfeld    For    For    Management

1.8

   Elect Director Donald T. Nicolaisen    For    For    Management

1.9

   Elect Director Hutham S. Olayan    For    For    Management

1.10

   Elect Director James W. Owens    For    For    Management

1.11

   Elect Director O. Griffith Sexton    For    For    Management

1.12

   Elect Director Ryosuke Tamakoshi    For    For    Management

1.13

   Elect Director Masaaki Tanaka    For    For    Management

1.14

   Elect Director Laura D. Tyson    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    Against    Management

5

   Amend Omnibus Stock Plan    For    For    Management

6

   Amend Executive Incentive Bonus Plan    For    For    Management

MRC GLOBAL INC.

 

Ticker:   MRC      Security ID:    55345K103
Meeting Date:   MAY 08, 2013      Meeting Type:    Annual
Record Date:   MAR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Andrew R. Lane    For    Abstain    Management

1.2

   Elect Director Leonard M. Anthony    For    For    Management

1.3

   Elect Director Rhys J. Best    For    Abstain    Management

1.4

   Elect Director Peter C. Boylan, III    For    Abstain    Management

1.5

   Elect Director Henry Cornell    For    Abstain    Management

1.6

   Elect Director Christopher A.S. Crampton    For    Abstain    Management

1.7

   Elect Director John F.X. Daly    For    Abstain    Management

1.8

   Elect Director Craig Ketchum    For    Abstain    Management

1.9

   Elect Director Gerard P. Krans    For    Abstain    Management

1.10

   Elect Director Cornelis A. Linse    For    For    Management

1.11

   Elect Director John A. Perkins    For    For    Management

1.12

   Elect Director H.B. Wehrle, III    For    Abstain    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

4

   Ratify Auditors    For    For    Management

 

Page 84


MYLAN INC.

 

Ticker:   MYL      Security ID:    628530107
Meeting Date:   MAY 24, 2013      Meeting Type:    Annual
Record Date:   MAR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Heather Bresch    For    For    Management

1.2

   Elect Director Wendy Cameron    For    For    Management

1.3

   Elect Director Robert J. Cindrich    For    For    Management

1.4

   Elect Director Robert J. Coury    For    For    Management

1.5

   Elect Director Neil Dimick    For    For    Management

1.6

   Elect Director Melina Higgins    For    For    Management

1.7

   Elect Director Douglas J. Leech    For    For    Management

1.8

   Elect Director Rajiv Malik    For    For    Management

1.9

   Elect Director Joseph C. Maroon    For    For    Management

1.10

   Elect Director Mark W. Parrish    For    For    Management

1.11

   Elect Director Rodney L. Piatt    For    For    Management

1.12

   Elect Director C.B. Todd    For    For    Management

1.13

   Elect Director Randall L. (Pete) Vanderveen    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Require Independent Board Chairman    Against    For    Shareholder

NABORS INDUSTRIES LTD.

 

Ticker:   NBR      Security ID:    G6359F103
Meeting Date:   JUN 04, 2013      Meeting Type:    Annual
Record Date:   APR 05, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director James R. Crane    For    Withhold    Management

1.2

   Elect Director Michael C. Linn    For    Withhold    Management

1.3

   Elect Director John V. Lombardi    For    Withhold    Management

1.4

   Elect Director Howard Wolf    For    For    Management

1.5

   Elect Director John Yearwood    For    Withhold    Management

2

   Approve Pricewaterhouse Coopers LLP as Auditor and Authorize Board to Fix Their Renumeration    For    For    Management

3

   Approve Executive Incentive Bonus Plan    For    For    Management

4

   Approve Omnibus Stock Plan    For    Against    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

6

   Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans    Against    For    Shareholder

7

   Require Independent Board Chairman    Against    For    Shareholder

8

   Stock Retention/Holding Period    Against    For    Shareholder

9

   Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

10

   Adopt Proxy Access Right    Against    For    Shareholder

 

Page 85


NATIONAL OILWELL VARCO, INC.

 

Ticker:   NOV      Security ID:    637071101
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1A

   Elect Director Merrill A. Miller, Jr.    For    For    Management

1B

   Elect Director Greg L. Armstrong    For    For    Management

1C

   Elect Director Ben A. Guill    For    For    Management

1D

   Elect Director David D. Harrison    For    For    Management

1E

   Elect Director Roger L. Jarvis    For    For    Management

1F

   Elect Director Eric L. Mattson    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Approve Executive Incentive Bonus Plan    For    For    Management

NEWS CORPORATION

 

Ticker:   NWS      Security ID:    65248E104
Meeting Date:   JUN 11, 2013      Meeting Type:    Special
Record Date:   APR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions    For    For    Management

2

   Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares    For    For    Management

NEXTERA ENERGY, INC.

 

Ticker:   NEE      Security ID:    65339F101
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Sherry S. Barrat    For    For    Management

1b

   Elect Director Robert M. Beall, II    For    For    Management

1c

   Elect Director James L. Camaren    For    For    Management

1d

   Elect Director Kenneth B. Dunn    For    For    Management

1e

   Elect Director Lewis Hay, III    For    For    Management

1f

   Elect Director Toni Jennings    For    For    Management

1g

   Elect Director James L. Robo    For    For    Management

1h

   Elect Director Rudy E. Schupp    For    For    Management

1i

   Elect Director John L. Skolds    For    For    Management

1j

   Elect Director William H. Swanson    For    For    Management

1k

   Elect Director Michael H. Thaman    For    For    Management

1l

   Elect Director Hansel E. Tookes, II    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Approve Executive Incentive Bonus Plan    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Minimize Pool Storage of Spent Nuclear Fuel    Against    Against    Shareholder

 

Page 86


NIELSEN HOLDINGS N.V.

 

Ticker:   NLSN      Security ID:    N63218106
Meeting Date:   MAY 07, 2013      Meeting Type:    Annual
Record Date:   APR 09, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Adopt Financial Statements and Statutory Reports    For    For    Management

2

   Approve Discharge of Board of Directors    For    For    Management

3a

   Elect Director David L. Calhoun    For    Against    Management

3b

   Elect Director James A. Attwood, Jr.    For    Against    Management

3c

   Elect Director Richard J. Bressler    For    Against    Management

3d

   Elect Director Patrick Healy    For    Against    Management

3e

   Elect Director Karen M. Hoguet    For    For    Management

3f

   Elect Director James M. Kilts    For    Against    Management

3g

   Elect Director Alexander Navab    For    Against    Management

3h

   Elect Director Robert Pozen    For    For    Management

3i

   Elect Director Vivek Ranadive    For    Against    Management

3j

   Elect Director Robert Reid    For    Against    Management

3k

   Elect Director Javier G. Teruel    For    For    Management

4

   Ratify Ernst & Young LLP as Auditors    For    For    Management

5

   Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts    For    For    Management

6

   Amend Omnibus Stock Plan    For    For    Management

7

   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management

8

   Advisory Vote to Approve Remuneration of Executives    For    For    Management

NII HOLDINGS, INC.

 

Ticker:   NIHD      Security ID:    62913F201
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Donald Guthrie    For    Against    Management

1.2

   Elect Director Steven M. Shindler    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Declassify the Board of Directors    For    For    Management

5

   Ratify Auditors    For    For    Management

 

Page 87


NRG ENERGY, INC.

 

Ticker:   NRG      Security ID:    629377508
Meeting Date:   APR 25, 2013      Meeting Type:    Annual
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Kirbyjon H. Caldwell    For    For    Management

1.2

   Elect Director David Crane    For    For    Management

1.3

   Elect Director Kathleen A. McGinty    For    For    Management

1.4

   Elect Director Evan J. Silverstein    For    For    Management

1.5

   Elect Director Thomas H. Weidemeyer    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

NVIDIA CORPORATION

 

Ticker:   NVDA      Security ID:    67066G104
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Tench Coxe    For    For    Management

1b

   Elect Director James C. Gaither    For    For    Management

1c

   Elect Director Jen-Hsun Huang    For    For    Management

1d

   Elect Director Mark L. Perry    For    For    Management

1e

   Elect Director A. Brooke Seawell    For    For    Management

1f

   Elect Director Mark A. Stevens    For    For    Management

2

   Amend Omnibus Stock Plan    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Ratify Auditors    For    For    Management

OCCIDENTAL PETROLEUM CORPORATION

 

Ticker:   OXY      Security ID:    674599105
Meeting Date:   MAY 03, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Spencer Abraham    For    For    Management

1.2

   Elect Director Howard I. Atkins    For    For    Management

1.3

   Elect Director Stephen I. Chazen    For    For    Management

1.4

   Elect Director Edward P. Djerejian    For    For    Management

1.5

   Elect Director John E. Feick    For    For    Management

1.6

   Elect Director Margaret M. Foran    For    For    Management

1.7

   Elect Director Carlos M. Gutierrez    For    For    Management

1.8

   Elect Director Ray R. Irani    For    Against    Management

1.9

   Elect Director Avedick B. Poladian    For    For    Management

1.10

   Elect Director Aziz D. Syriani    For    Against    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Provide Right to Act by Written Consent    Against    For    Shareholder

 

Page 88


ON SEMICONDUCTOR CORPORATION

 

Ticker:   ONNN      Security ID:    682189105
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director J. Daniel McCranie    For    For    Management

1.2

   Elect Director Emmanuel T. Hernandez    For    For    Management

1.3

   Elect Director Teresa M. Ressel    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Amend Qualified Employee Stock Purchase Plan    For    For    Management

OWENS-ILLINOIS, INC.

 

Ticker:   OI      Security ID:    690768403
Meeting Date:   MAY 17, 2013      Meeting Type:    Annual
Record Date:   MAR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Jay L. Geldmacher    For    For    Management

1.2

   Elect Director Albert P. L. Stroucken    For    For    Management

1.3

   Elect Director Dennis K. Williams    For    For    Management

1.4

   Elect Director Thomas L. Young    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

PATTERSON COMPANIES, INC.

 

Ticker:   PDCO      Security ID:    703395103
Meeting Date:   SEP 10, 2012      Meeting Type:    Annual
Record Date:   JUL 13, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Scott P. Anderson    For    For    Management

1.2

   Elect Director Ellen A. Rudnick    For    For    Management

1.3

   Elect Director Harold C. Slavkin    For    For    Management

1.4

   Elect Director James W. Wiltz    For    For    Management

1.5

   Elect Director Jody H. Feragen    For    For    Management

2

   Declassify the Board of Directors    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Amend Qualified Employee Stock Purchase Plan    For    For    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

6

   Ratify Auditors    For    For    Management

7

   Restore or Provide for Cumulative Voting    Against    For    Shareholder

 

Page 89


PAYCHEX, INC.

 

Ticker:   PAYX      Security ID:    704326107
Meeting Date:   OCT 23, 2012      Meeting Type:    Annual
Record Date:   AUG 24, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director B. Thomas Golisano    For    For    Management

1b

   Elect Director Joseph G. Doody    For    For    Management

1c

   Elect Director David J. S. Flaschen    For    For    Management

1d

   Elect Director Phillip Horsley    For    For    Management

1e

   Elect Director Grant M. Inman    For    For    Management

1f

   Elect Director Pamela A. Joseph    For    For    Management

1g

   Elect Director Martin Mucci    For    For    Management

1h

   Elect Director Joseph M. Tucci    For    For    Management

1i

   Elect Director Joseph M. Velli    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

PENN NATIONAL GAMING, INC.

 

Ticker:   PENN      Security ID:    707569109
Meeting Date:   JUN 12, 2013      Meeting Type:    Annual
Record Date:   APR 12, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Wesley R. Edens    For    Withhold    Management

1.2

   Elect Director Ronald J. Naples    For    For    Management

1.3

   Elect Director Barbara Shattuck Kohn    For    Withhold    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

PFIZER INC.

 

Ticker:   PFE      Security ID:    717081103
Meeting Date:   APR 25, 2013      Meeting Type:    Annual
Record Date:   FEB 27, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Dennis A. Ausiello    For    For    Management

1.2

   Elect Director M. Anthony Burns    For    For    Management

1.3

   Elect Director W. Don Cornwell    For    For    Management

1.4

   Elect Director Frances D. Fergusson    For    For    Management

1.5

   Elect Director William H. Gray, III    For    For    Management

1.6

   Elect Director Helen H. Hobbs    For    For    Management

1.7

   Elect Director Constance J. Horner    For    For    Management

1.8

   Elect Director James M. Kilts    For    For    Management

1.9

   Elect Director George A. Lorch    For    For    Management

1.10

   Elect Director Suzanne Nora Johnson    For    For    Management

1.11

   Elect Director Ian C. Read    For    For    Management

1.12

   Elect Director Stephen W. Sanger    For    For    Management

1.13

   Elect Director Marc Tessier-Lavigne    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Stock Retention/Holding Period    Against    For    Shareholder

5

   Provide Right to Act by Written Consent    Against    For    Shareholder

 

Page 90


PG&E CORPORATION

 

Ticker:   PCG      Security ID:    69331C108
Meeting Date:   MAY 06, 2013      Meeting Type:    Annual
Record Date:   MAR 07, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director David R. Andrews    For    For    Management

1.2

   Elect Director Lewis Chew    For    For    Management

1.3

   Elect Director C. Lee Cox    For    For    Management

1.4

   Elect Director Anthony F. Earley, Jr.    For    For    Management

1.5

   Elect Director Fred J. Fowler    For    For    Management

1.6

   Elect Director Maryellen C. Herringer    For    For    Management

1.7

   Elect Director Roger H. Kimmel    For    For    Management

1.8

   Elect Director Richard A. Meserve    For    For    Management

1.9

   Elect Director Forrest E. Miller    For    For    Management

1.10

   Elect Director Rosendo G. Parra    For    For    Management

1.11

   Elect Director Barbara L. Rambo    For    For    Management

1.12

   Elect Director Barry Lawson Williams    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Independent Board Chairman    Against    Against    Shareholder

PHILIP MORRIS INTERNATIONAL INC.

 

Ticker:   PM      Security ID:    718172109
Meeting Date:   MAY 08, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Harold Brown    For    For    Management

1.2

   Elect Director Mathis Cabiallavetta    For    For    Management

1.3

   Elect Director Andre Calantzopoulos    For    For    Management

1.4

   Elect Director Louis C. Camilleri    For    For    Management

1.5

   Elect Director J. Dudley Fishburn    For    For    Management

1.6

   Elect Director Jennifer Li    For    For    Management

1.7

   Elect Director Graham Mackay    For    For    Management

1.8

   Elect Director Sergio Marchionne    For    For    Management

1.9

   Elect Director Kalpana Morparia    For    For    Management

1.10

   Elect DirectorLucio A. Noto    For    For    Management

1.11

   Elect Director Robert B. Polet    For    For    Management

1.12

   Elect Director Carlos Slim Helu    For    For    Management

1.13

   Elect Director Stephen M. Wolf    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 91


PHILLIPS 66

 

Ticker:   PSX      Security ID:    718546104
Meeting Date:   MAY 08, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Greg C. Garland    For    For    Management

1b

   Elect Director John E. Lowe    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Approve Omnibus Stock Plan    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

PLAINS EXPLORATION & PRODUCTION COMPANY

 

Ticker:   PXP      Security ID:    726505100
Meeting Date:   MAY 20, 2013      Meeting Type:    Special
Record Date:   MAR 21, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Approve Merger Agreement    For    Against    Management

2

   Advisory Vote on Golden Parachutes    For    Against    Management

3

   Adjourn Meeting    For    Against    Management

POPULAR, INC.

 

Ticker:   BPOP      Security ID:    733174700
Meeting Date:   APR 30, 2013      Meeting Type:    Annual
Record Date:   MAR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Joaquin E. Bacardi, III    For    For    Management

1b

   Elect Director David E. Goel    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

PPL CORPORATION

 

Ticker:   PPL      Security ID:    69351T106
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   FEB 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Frederick M. Bernthal    For    For    Management

1.2

   Elect Director John W. Conway    For    For    Management

1.3

   Elect Director Philip G. Cox    For    For    Management

1.4

   Elect Director Steven G. Elliott    For    For    Management

1.5

   Elect Director Louise K. Goeser    For    For    Management

1.6

   Elect Director Stuart E. Graham    For    For    Management

1.7

   Elect Director Stuart Heydt    For    For    Management

1.8

   Elect Director Raja Rajamannar    For    For    Management

1.9

   Elect Director Craig A. Rogerson    For    For    Management

1.10

   Elect Director William H. Spence    For    For    Management

1.11

   Elect Director Natica von Althann    For    For    Management

1.12

   Elect Director Keith H. Williamson    For    For    Management

2

   Adopt Majority Voting for Uncontested Election of Directors    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Report on Political Contributions    Against    For    Shareholder

 

Page 92


PRICELINE.COM INCORPORATED

 

Ticker:   PCLN      Security ID:    741503403
Meeting Date:   JUN 06, 2013      Meeting Type:    Annual
Record Date:   APR 11, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Tim Armstrong    For    For    Management

1.2

   Elect Director Howard W. Barker, Jr.    For    For    Management

1.3

   Elect Director Jeffery H. Boyd    For    For    Management

1.4

   Elect Director Jan L. Docter    For    For    Management

1.5

   Elect Director Jeffrey E. Epstein    For    For    Management

1.6

   Elect Director James M. Guyette    For    For    Management

1.7

   Elect Director Nancy B. Peretsman    For    For    Management

1.8

   Elect Director Thomas E. Rothman    For    For    Management

1.9

   Elect Director Craig W. Rydin    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED

 

Ticker:   PEG      Security ID:    744573106
Meeting Date:   APR 16, 2013      Meeting Type:    Annual
Record Date:   FEB 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Albert R. Gamper, Jr.    For    For    Management

1.2

   Elect Director William V. Hickey    For    For    Management

1.3

   Elect Director Ralph Izzo    For    For    Management

1.4

   Elect Director Shirley Ann Jackson    For    For    Management

1.5

   Elect Director David Lilley    For    For    Management

1.6

   Elect Director Thomas A. Renyi    For    For    Management

1.7

   Elect Director Hak Cheol Shin    For    For    Management

1.8

   Elect Director Richard J. Swift    For    For    Management

1.9

   Elect Director Susan Tomasky    For    For    Management

1.10

   Elect Director Alfred W. Zollar    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Amend Nonqualified Employee Stock Purchase Plan    For    For    Management

5

   Ratify Auditors    For    For    Management

6

   Reduce Supermajority Vote Requirement    Against    For    Shareholder

 

Page 93


QEP RESOURCES, INC.

 

Ticker:   QEP      Security ID:    74733V100
Meeting Date:   MAY 24, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Julie A. Dill    For    For    Management

1.2

   Elect Director L. Richard Flury    For    For    Management

1.3

   Elect Director M.W. Scoggins    For    For    Management

1.4

   Elect Director Robert E. McKee, III    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Declassify the Board of Directors    For    For    Management

5

   Require Independent Board Chairman    Against    Against    Shareholder

QUEST DIAGNOSTICS INCORPORATED

 

Ticker:   DGX      Security ID:    74834L100
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   MAR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John C. Baldwin    For    For    Management

1.2

   Elect Director Gary M. Pfeiffer    For    For    Management

1.3

   Elect Director Stephen H. Rusckowski    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Declassify the Board of Directors    For    For    Management

4

   Eliminate Class of Preferred Stock    For    For    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

6

   Reduce Supermajority Vote Requirement    None    For    Shareholder

7

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

REALOGY HOLDINGS CORP.

 

Ticker:   RLGY      Security ID:    75605Y106
Meeting Date:   MAY 07, 2013      Meeting Type:    Annual
Record Date:   MAR 14, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director V. Ann Hailey    For    For    Management

1.2

   Elect Director M. Ali Rashid    For    Withhold    Management

1.3

   Elect Director Brett White    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

4

   Ratify Auditors    For    For    Management

 

Page 94


REGIONS FINANCIAL CORPORATION

 

Ticker:   RF      Security ID:    7591EP100
Meeting Date:   MAY 16, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director George W. Bryan    For    For    Management

1b

   Elect Director Carolyn H. Byrd    For    For    Management

1c

   Elect Director David J. Cooper, Sr.    For    For    Management

1d

   Elect Director Don DeFosset    For    For    Management

1e

   Elect Director Eric C. Fast    For    For    Management

1f

   Elect Director O.B. Grayson Hall, Jr.    For    For    Management

1g

   Elect Director John D. Johns    For    For    Management

1h

   Elect Director Charles D. McCrary    For    For    Management

1i

   Elect Director James R. Malone    For    For    Management

1j

   Elect Director Ruth Ann Marshall    For    For    Management

1k

   Elect Director Susan W. Matlock    For    For    Management

1l

   Elect Director John E. Maupin, Jr.    For    For    Management

1m

   Elect Director John R. Roberts    For    For    Management

1n

   Elect Director Lee J. Styslinger, III    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Approve Executive Incentive Bonus Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

5

   Report on Political Contributions    Against    For    Shareholder

SANDISK CORPORATION

 

Ticker:   SNDK      Security ID:    80004C101
Meeting Date:   JUN 12, 2013      Meeting Type:    Annual
Record Date:   APR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Michael E. Marks    For    For    Management

1.2

   Elect Director Kevin DeNuccio    For    For    Management

1.3

   Elect Director Irwin Federman    For    For    Management

1.4

   Elect Director Steven J. Gomo    For    For    Management

1.5

   Elect Director Eddy W. Hartenstein    For    For    Management

1.6

   Elect Director Chenming Hu    For    For    Management

1.7

   Elect Director Catherine P. Lego    For    For    Management

1.8

   Elect Director Sanjay Mehrotra    For    For    Management

2

   Approve Omnibus Stock Plan    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

SBA COMMUNICATIONS CORPORATION

 

Ticker:   SBAC      Security ID:    78388J106
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Kevin L. Beebe    For    For    Management

1.2

   Elect Director Jack Langer    For    For    Management

1.3

   Elect Director Jeffrey A. Stoops    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 95


SEACOR HOLDINGS INC.

 

Ticker:   CKH      Security ID:    811904101
Meeting Date:   JUN 26, 2013      Meeting Type:    Annual
Record Date:   MAY 03, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Charles Fabrikant    For    For    Management

1.2

   Elect Director Pierre de Demandolx    For    For    Management

1.3

   Elect Director Oivind Lorentzen    For    For    Management

1.4

   Elect Director Andrew R. Morse    For    For    Management

1.5

   Elect Director R. Christopher Regan    For    For    Management

1.6

   Elect Director Steven J. Wisch    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

SEMPRA ENERGY

 

Ticker:   SRE      Security ID:    816851109
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   MAR 12, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Alan L. Boeckmann    For    For    Management

1.2

   Elect Director James G. Brocksmith, Jr.    For    For    Management

1.3

   Elect Director William D. Jones    For    For    Management

1.4

   Elect Director William G. Ouchi    For    For    Management

1.5

   Elect Director Debra L. Reed    For    For    Management

1.6

   Elect Director William C. Rusnack    For    For    Management

1.7

   Elect Director William P. Rutledge    For    For    Management

1.8

   Elect Director Lynn Schenk    For    For    Management

1.9

   Elect Director Jack T. Taylor    For    For    Management

1.10

   Elect Director Luis M. Tellez    For    For    Management

1.11

   Elect Director James C. Yardley    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Approve Omnibus Stock Plan    For    For    Management

5

   Require Independent Board Chairman    Against    Against    Shareholder

SL GREEN REALTY CORP.

 

Ticker:   SLG      Security ID:    78440X101
Meeting Date:   JUN 13, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Edwin Thomas Burton, III.    For    For    Management

1.2

   Elect Director Craig M. Hatkoff    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Amend Omnibus Stock Plan    For    Against    Management

4

   Ratify Auditors    For    For    Management

 

Page 96


SLM CORPORATION

 

Ticker:   SLM      Security ID:    78442P106
Meeting Date:   MAY 30, 2013      Meeting Type:    Annual
Record Date:   APR 02, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Ann Torre Bates    For    For    Management

1b

   Elect Director W.M. Diefenderfer III    For    For    Management

1c

   Elect Director Diane Suitt Gilleland    For    For    Management

1d

   Elect Director Earl A. Goode    For    For    Management

1e

   Elect Director Ronald F. Hunt    For    For    Management

1f

   Elect Director Albert L. Lord    For    For    Management

1g

   Elect Director Barry A. Munitz    For    For    Management

1h

   Elect Director Howard H. Newman    For    For    Management

1i

   Elect Director Frank C. Puleo    For    For    Management

1j

   Elect Director Wolfgang Schoellkopf    For    For    Management

1k

   Elect Director Steven L. Shapiro    For    For    Management

1l

   Elect Director Anthony P. Terracciano    For    For    Management

1m

   Elect Director Barry L. Williams    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    For    Shareholder

SOUTHWEST AIRLINES CO.

 

Ticker:   LUV      Security ID:    844741108
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 19, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director David W. Biegler    For    For    Management

1b

   Elect Director J. Veronica Biggins    For    For    Management

1c

   Elect Director Douglas H. Brooks    For    For    Management

1d

   Elect Director William H. Cunningham    For    For    Management

1e

   Elect Director John G. Denison    For    For    Management

1f

   Elect Director Gary C. Kelly    For    For    Management

1g

   Elect Director Nancy B. Loeffler    For    For    Management

1h

   Elect Director John T. Montford    For    For    Management

1i

   Elect Director Thomas M. Nealon    For    For    Management

1j

   Elect Director Daniel D. Villanueva    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Qualified Employee Stock Purchase Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

 

Page 97


SPRINT NEXTEL CORPORATION

 

Ticker:   S      Security ID:    852061100
Meeting Date:   JUN 25, 2013      Meeting Type:    Special
Record Date:   APR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Approve Merger Agreement    For    For    Management

2

   Advisory Vote on Golden Parachutes    For    For    Management

3

   Adjourn Meeting    For    For    Management

STERICYCLE, INC.

 

Ticker:   SRCL      Security ID:    858912108
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   MAR 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Mark C. Miller    For    For    Management

1b

   Elect Director Jack W. Schuler    For    For    Management

1c

   Elect Director Charles A. Alutto    For    For    Management

1d

   Elect Director Thomas D. Brown    For    For    Management

1e

   Elect Director Rod F. Dammeyer    For    For    Management

1f

   Elect Director William K. Hall    For    For    Management

1g

   Elect Director Jonathan T. Lord    For    For    Management

1h

   Elect Director John Patience    For    For    Management

1i

   Elect Director Ronald G. Spaeth    For    For    Management

1j

   Elect Director Mike S. Zafirovski    For    For    Management

2

   Amend Qualified Employee Stock Purchase Plan    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Stock Retention/Holding Period    Against    For    Shareholder

SYMANTEC CORPORATION

 

Ticker:   SYMC      Security ID:    871503108
Meeting Date:   OCT 23, 2012      Meeting Type:    Annual
Record Date:   AUG 24, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Stephen M. Bennett    For    For    Management

1b

   Elect Director Michael A. Brown    For    For    Management

1c

   Elect Director Frank E. Dangeard    For    For    Management

1d

   Elect Director Stephen E. Gillett    For    For    Management

1e

   Elect Director Geraldine B. Laybourne    For    For    Management

1f

   Elect Director David L. Mahoney    For    For    Management

1g

   Elect Director Robert S. Miller    For    For    Management

1h

   Elect Director Daniel H. Schulman    For    For    Management

1i

   Elect Director V. Paul Unruh    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Stock Retention/Holding Period    Against    For    Shareholder

 

Page 98


TAHOE RESOURCES INC.

 

Ticker:   THO      Security ID:    873868103
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director A. Dan Rovig    For    For    Management

1.2

   Elect Director C. Kevin McArthur    For    For    Management

1.3

   Elect Director Lorne B. Anderson    For    For    Management

1.4

   Elect Director Paul B. Sweeney    For    For    Management

1.5

   Elect Director James S. Voorhees    For    For    Management

1.6

   Elect Director John P. Bell    For    For    Management

1.7

   Elect Director Kenneth F. Williamson    For    For    Management

1.8

   Elect Director Tanya M. Jakusconek    For    For    Management

2

   Ratify Deloitte LLP as Auditors    For    For    Management

3

   Amend Share Option and Incentive Share Plan    For    Against    Management

TARGET CORPORATION

 

Ticker:   TGT      Security ID:    87612E106
Meeting Date:   JUN 12, 2013      Meeting Type:    Annual
Record Date:   APR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Roxanne S. Austin    For    For    Management

1b

   Elect Director Douglas M. Baker, Jr.    For    For    Management

1c

   Elect Director Henrique De Castro    For    For    Management

1d

   Elect Director Calvin Darden    For    For    Management

1e

   Elect Director Mary N. Dillon    For    For    Management

1f

   Elect Director James A. Johnson    For    For    Management

1g

   Elect Director Mary E. Minnick    For    For    Management

1h

   Elect Director Anne M. Mulcahy    For    For    Management

1i

   Elect Director Derica W. Rice    For    For    Management

1j

   Elect Director Gregg W. Steinhafel    For    For    Management

1k

   Elect Director John G. Stumpf    For    For    Management

1l

   Elect Director Solomon D. Trujillo    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Require Independent Board Chairman    Against    For    Shareholder

5

   Report on Electronics Recycling and Preventing E-Waste Export    Against    Against    Shareholder

TAUBMAN CENTERS, INC.

 

Ticker:   TCO      Security ID:    876664103
Meeting Date:   MAY 29, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Jerome A. Chazen    For    For    Management

1.2

   Elect Director Craig M. Hatkoff    For    For    Management

1.3

   Elect Director Ronald W. Tysoe    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 99


TE CONNECTIVITY LTD.

 

Ticker:   TEL      Security ID:    H84989104
Meeting Date:   JUL 25, 2012      Meeting Type:    Special
Record Date:   JUL 05, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Approve Reallocation of Legal Reserves to Free Reserves    For    For    Management

2

   Adjourn Meeting    For    For    Management

TEEKAY CORPORATION

 

Ticker:   TK      Security ID:    Y8564W103
Meeting Date:   JUN 12, 2013      Meeting Type:    Annual
Record Date:   APR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Peter S. Janson as Director    For    For    Management

1.2

   Elect Eileen A. Mercier as Director    For    For    Management

1.3

   Elect Tore I. Sandvold as Director    For    For    Management

2

   Transact Other Business    For    Against    Management

TELEPHONE AND DATA SYSTEMS, INC.

 

Ticker:   TDS      Security ID:    879433829
Meeting Date:   MAY 24, 2013      Meeting Type:    Proxy Contest
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor
   Management Proxy (White Card)    None      

1.1

   Elect Director Clarence A. Davis    For    For    Management

1.2

   Elect Director George W. Off    For    For    Management

1.3

   Elect Director Mitchell Saranow    For    For    Management

1.4

   Elect Director Gary L. Sugarman    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Non-Employee Director Restricted Stock Plan    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Shareholder
#    Proposal    Diss Rec    Vote Cast    Sponsor
   Dissident Proxy (Blue Card)    None      

1.1

   Elect Director Ryan J. Morris    For    Did Not Vote    Shareholder

2

   Ratify Auditors    For    Did Not Vote    Management

3

   Amend Non-Employee Director Restricted Stock Plan    Against    Did Not Vote    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    Against    Did Not Vote    Management

5

   Approve Recapitalization Plan for all Stock to Have One-vote per Share    For    Did Not Vote    Shareholder

 

Page 100


THE ADT CORPORATION

 

Ticker:   ADT      Security ID:    00101J106
Meeting Date:   MAR 14, 2013      Meeting Type:    Annual
Record Date:   JAN 16, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Thomas Colligan    For    For    Management

1.2

   Elect Director Timothy Donahue    For    For    Management

1.3

   Elect Director Robert Dutkowsky    For    For    Management

1.4

   Elect Director Bruce Gordon    For    For    Management

1.5

   Elect Director Naren Gursahaney    For    For    Management

1.6

   Elect Director Bridgette Heller    For    For    Management

1.7

   Elect Director Kathleen Hyle    For    For    Management

1.8

   Elect Director Keith Meister    For    For    Management

1.9

   Elect Director Dinesh Paliwal    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

THE AES CORPORATION

 

Ticker:   AES      Security ID:    00130H105
Meeting Date:   APR 18, 2013      Meeting Type:    Annual
Record Date:   FEB 22, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Andres R. Gluski    For    For    Management

1.2

   Elect Director Zhang Guo Bao    For    Against    Management

1.3

   Elect Director Kristina M. Johnson    For    For    Management

1.4

   Elect Director Tarun Khanna    For    For    Management

1.5

   Elect Director John A. Koskinen    For    For    Management

1.6

   Elect Director Philip Lader    For    For    Management

1.7

   Elect Director Sandra O. Moose    For    For    Management

1.8

   Elect Director John B. Morse, Jr.    For    For    Management

1.9

   Elect Director Moises Naim    For    For    Management

1.10

   Elect Director Charles O. Rossotti    For    For    Management

1.11

   Elect Director Sven Sandstrom    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named    For    For    Management
   Executive Officers’ Compensation         

THE BANK OF NEW YORK MELLON CORPORATION

 

Ticker:   BK      Security ID:    064058100
Meeting Date:   APR 09, 2013      Meeting Type:    Annual
Record Date:   FEB 11, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Ruth E. Bruch    For    For    Management

1.2

   Elect Director Nicholas M. Donofrio    For    For    Management

1.3

   Elect Director Gerald L. Hassell    For    For    Management

1.4

   Elect Director Edmund F. ‘Ted’ Kelly    For    For    Management

1.5

   Elect Director Richard J. Kogan    For    For    Management

1.6

   Elect Director Michael J. Kowalski    For    For    Management

1.7

   Elect Director John A. Luke, Jr.    For    For    Management

1.8

   Elect Director Mark A. Nordenberg    For    For    Management

 

Page 101


1.9

   Elect Director Catherine A. Rein    For    For    Management

1.10

   Elect Director William C. Richardson    For    For    Management

1.11

   Elect Director Samuel C. Scott, III    For    For    Management

1.12

   Elect Director Wesley W. von Schack    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

THE CHUBB CORPORATION

 

Ticker:   CB      Security ID:    171232101
Meeting Date:   APR 30, 2013      Meeting Type:    Annual
Record Date:   MAR 04, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Election Of Director Zoe Baird Budinger    For    For    Management

1b

   Election Of Director Sheila P. Burke    For    For    Management

1c

   Election Of Director James I. Cash, Jr.    For    For    Management

1d

   Election Of Director John D. Finnegan    For    For    Management

1e

   Election Of Director Lawrence W. Kellner    For    For    Management

1f

   Election Of Director Martin G. Mcguinn    For    For    Management

1g

   Election Of Director Lawrence M. Small    For    For    Management

1h

   Election Of Director Jess Soderberg    For    For    Management

1i

   Election Of Director Daniel E. Somers    For    For    Management

1j

   Election Of Director William C. Weldon    For    For    Management

1k

   Election Of Director James M. Zimmerman    For    For    Management

1l

   Election Of Director Alfred W. Zollar    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Consistency with Corporate Values and Report on Political Contributions    Against    Against    Shareholder

5

   Report on Sustainability    Against    For    Shareholder

THE DOW CHEMICAL COMPANY

 

Ticker:   DOW      Security ID:    260543103
Meeting Date:   MAY 09, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Arnold A. Allemang    For    For    Management

1b

   Elect Director Ajay Banga    For    For    Management

1c

   Elect Director Jacqueline K. Barton    For    For    Management

1d

   Elect Director James A. Bell    For    For    Management

1e

   Elect Director Jeff M. Fettig    For    For    Management

1f

   Elect Director Andrew N. Liveris    For    For    Management

1g

   Elect Director Paul Polman    For    For    Management

1h

   Elect Director Dennis H. Reilley    For    For    Management

1i

   Elect Director James M. Ringler    For    For    Management

1j

   Elect Director Ruth G. Shaw    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Stock Retention    Against    For    Shareholder

 

Page 102


THE GOLDMAN SACHS GROUP, INC.

 

Ticker:   GS      Security ID:    38141G104
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Lloyd C. Blankfein    For    For    Management

2

   Elect Director M. Michele Burns    For    For    Management

3

   Elect Director Gary D. Cohn    For    For    Management

4

   Elect Director Claes Dahlback    For    For    Management

5

   Elect Director William W. George    For    For    Management

6

   Elect Director James A. Johnson    For    For    Management

7

   Elect Director Lakshmi N. Mittal    For    For    Management

8

   Elect Director Adebayo O. Ogunlesi    For    For    Management

9

   Elect Director James J. Schiro    For    For    Management

10

   Elect Director Debora L. Spar    For    For    Management

11

   Elect Director Mark E. Tucker    For    For    Management

12

   Elect Director David A. Viniar    For    For    Management

13

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

14

   Approve Omnibus Stock Plan    For    Against    Management

15

   Ratify Auditors    For    For    Management

16

   Establish Board Committee on Human Rights    Against    Against    Shareholder

17

   Report on Lobbying Payments and Policy    Against    Against    Shareholder

18

   Adopt Proxy Access Right    Against    Against    Shareholder

19

   Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value    Against    Against    Shareholder

THE HARTFORD FINANCIAL SERVICES GROUP, INC.

 

Ticker:   HIG      Security ID:    416515104
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Robert B. Allardice, III    For    For    Management

1b

   Elect Director Trevor Fetter    For    For    Management

1c

   Elect Director Paul G. Kirk, Jr.    For    For    Management

1d

   Elect Director Liam E. McGee    For    For    Management

1e

   Elect Director Kathryn A. Mikells    For    For    Management

1f

   Elect Director Michael G. Morris    For    For    Management

1g

   Elect Director Thomas A. Renyi    For    For    Management

1h

   Elect Director Charles B. Strauss    For    For    Management

1i

   Elect Director H. Patrick Swygert    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 103


THE PNC FINANCIAL SERVICES GROUP, INC.

 

Ticker:   PNC      Security ID:    693475105
Meeting Date:   APR 23, 2013      Meeting Type:    Annual
Record Date:   JAN 31, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Richard O. Berndt    For    For    Management

1.2

   Elect Director Charles E. Bunch    For    For    Management

1.3

   Elect Director Paul W. Chellgren    For    For    Management

1.4

   Elect Director William S. Demchak    For    For    Management

1.5

   Elect Director Kay Coles James    For    For    Management

1.6

   Elect Director Richard B. Kelson    For    For    Management

1.7

   Elect Director Bruce C. Lindsay    For    For    Management

1.8

   Elect Director Anthony A. Massaro    For    For    Management

1.9

   Elect Director Jane G. Pepper    For    For    Management

1.10

   Elect Director James E. Rohr    For    For    Management

1.11

   Elect Director Donald J. Shepard    For    For    Management

1.12

   Elect Director Lorene K. Steffes    For    For    Management

1.13

   Elect Director Dennis F. Strigl    For    For    Management

1.14

   Elect Director Thomas J. Usher    For    For    Management

1.15

   Elect Director George H. Walls, Jr.    For    For    Management

1.16

   Elect Director Helge H. Wehmeier    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Climate Change Financing Risk    Against    For    Shareholder

THE PROCTER & GAMBLE COMPANY

 

Ticker:   PG      Security ID:    742718109
Meeting Date:   OCT 09, 2012      Meeting Type:    Annual
Record Date:   AUG 10, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Angela F. Braly    For    For    Management

1.2

   Elect Director Kenneth I. Chenault    For    For    Management

1.3

   Elect Director Scott D. Cook    For    For    Management

1.4

   Elect Director Susan Desmond-Hellmann    For    For    Management

1.5

   Elect Director Robert A. McDonald    For    For    Management

1.6

   Elect Director W. James McNerney, Jr.    For    For    Management

1.7

   Elect Director Johnathan A. Rodgers    For    For    Management

1.8

   Elect Director Margaret C. Whitman    For    For    Management

1.9

   Elect Director Mary Agnes Wilderotter    For    For    Management

1.10

   Elect Director Patricia A. Woertz    For    For    Management

1.11

   Elect Director Ernesto Zedillo    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote    Against    Against    Shareholder

5

   Report on Adopting Extended Producer Responsibility Policy    Against    Against    Shareholder

6

   Reduce Supermajority Vote Requirement    Against    For    Shareholder

 

Page 104


THE SOUTHERN COMPANY

 

Ticker:   SO      Security ID:    842587107
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Juanita Powell Baranco    For    For    Management

1b

   Elect Director Jon A. Boscia    For    For    Management

1c

   Elect Director Henry A. ‘Hal’ Clark, III    For    For    Management

1d

   Electi Director Thomas A. Fanning    For    For    Management

1e

   Elect Director David J. Grain    For    For    Management

1f

   Elect Director H. William Habermeyer, Jr.    For    For    Management

1g

   Elect Director Veronica M. Hagen    For    For    Management

1h

   Elect Director Warren A. Hood, Jr.    For    For    Management

1i

   Elect Director Donald M. James    For    For    Management

1j

   Elect Director Dale E. Klein    For    For    Management

1k

   Elect Director William G. Smith, Jr.    For    For    Management

1l

   Elect Director Steven R. Specker    For    For    Management

1m

   Elect Director E. Jenner Wood, III    For    Against    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Alter Mandatory Retirement Policy for Directors    For    For    Management

5

   Reduce Supermajority Vote Requirement    For    For    Management

6

   Reduce Supermajority Vote Requirement    For    For    Management

THE WALT DISNEY COMPANY

 

Ticker:   DIS      Security ID:    254687106
Meeting Date:   MAR 06, 2013      Meeting Type:    Annual
Record Date:   JAN 07, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.a

   Elect Director Susan E. Arnold    For    For    Management

1.b

   Elect Director John S. Chen    For    For    Management

1.c

   Elect Director Judith L. Estrin    For    For    Management

1.d

   Elect Director Robert A. Iger    For    For    Management

1.e

   Elect Director Fred H. Langhammer    For    For    Management

1.f

   Elect Director Aylwin B. Lewis    For    For    Management

1.g

   Elect Director Monica C. Lozano    For    For    Management

1.h

   Elect Director Robert W. Matschullat    For    For    Management

1.i

   Elect Director Sheryl K. Sandberg    For    For    Management

1.j

   Elect Director Orin C. Smith    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Executive Incentive Bonus Plan    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

5

   Adopt Proxy Access Right    Against    For    Shareholder

6

   Require Independent Board Chairman    Against    For    Shareholder

 

Page 105


THE WENDY’S COMPANY

 

Ticker:   WEN      Security ID:    95058W100
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Nelson Peltz    For    For    Management

1.2

   Elect Director Peter W. May    For    For    Management

1.3

   Elect Director Emil J. Brolick    For    For    Management

1.4

   Elect Director Clive Chajet    For    For    Management

1.5

   Elect Director Edward P. Garden    For    Withhold    Management

1.6

   Elect Director Janet Hill    For    For    Management

1.7

   Elect Director Joseph A. Levato    For    For    Management

1.8

   Elect Director J. Randolph Lewis    For    For    Management

1.9

   Elect Director Peter H. Rothschild    For    For    Management

1.10

   Elect Director David E. Schwab, II    For    For    Management

1.11

   Elect Director Roland C. Smith    For    For    Management

1.12

   Elect Director Raymond S. Troubh    For    For    Management

1.13

   Elect Director Jack G. Wasserman    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Pro-rata Vesting of Equity Plans    Against    For    Shareholder

THERMO FISHER SCIENTIFIC INC.

 

Ticker:   TMO      Security ID:    883556102
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director C. Martin Harris    For    For    Management

1b

   Elect Director Judy C. Lewent    For    For    Management

1c

   Elect Director Jim P. Manzi    For    For    Management

1d

   Elect Director Lars R. Sorensen    For    For    Management

1e

   Elect Director Elaine S. Ullian    For    For    Management

1f

   Elect Director Marc N. Casper    For    For    Management

1g

   Elect Director Nelson J. Chai    For    For    Management

1h

   Elect Director Tyler Jacks    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Approve Omnibus Stock Plan    For    For    Management

4

   Approve Executive Incentive Bonus Plan    For    For    Management

5

   Ratify Auditors    For    For    Management

TIME WARNER INC.

 

Ticker:   TWX      Security ID:    887317303
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director James L. Barksdale    For    For    Management

1.2

   Elect Director William P. Barr    For    For    Management

1.3

   Elect Director Jeffrey L. Bewkes    For    For    Management

1.4

   Elect Director Stephen F. Bollenbach    For    For    Management

1.5

   Elect Director Robert C. Clark    For    For    Management

1.6

   Elect Director Mathias Dopfner    For    For    Management

1.7

   Elect Director Jessica P. Einhorn    For    For    Management

1.8

   Elect Director Fred Hassan    For    For    Management

1.9

   Elect Director Kenneth J. Novack    For    For    Management

1.10

   Elect Director Paul D. Wachter    For    For    Management

 

Page 106


1.11

   Elect Director Deborah C. Wright    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Approve Omnibus Stock Plan    For    For    Management

TOWERS WATSON & CO.

 

Ticker:   TW      Security ID:    891894107
Meeting Date:   NOV 16, 2012      Meeting Type:    Annual
Record Date:   SEP 18, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Victor F. Ganzi    For    For    Management

1b

   Elect Director John J. Haley    For    For    Management

1c

   Elect Director Leslie S. Heisz    For    For    Management

1d

   Elect Director Brendan R. O’Neill    For    For    Management

1e

   Elect Director Linda D. Rabbitt    For    For    Management

1f

   Elect Director Gilbert T. Ray    For    For    Management

1g

   Elect Director Paul Thomas    For    For    Management

1h

   Elect Director Wilhelm Zeller    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

TRIPADVISOR, INC.

 

Ticker:   TRIP      Security ID:    896945201
Meeting Date:   JUN 28, 2013      Meeting Type:    Annual
Record Date:   MAY 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Gregory B. Maffei    For    Withhold    Management

1.2

   Elect Director Stephen Kaufer    For    Withhold    Management

1.3

   Elect Director Jonathan F. Miller    For    For    Management

1.4

   Elect Director Jeremy Philips    For    For    Management

1.5

   Elect Director Christopher W. Shean    For    Withhold    Management

1.6

   Elect Director Sukhinder Singh Cassidy    For    For    Management

1.7

   Elect Director Robert S. Wiesenthal    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Omnibus Stock Plan    For    Against    Management

TW TELECOM INC.

 

Ticker:   TWTC      Security ID:    87311L104
Meeting Date:   JUN 07, 2013      Meeting Type:    Annual
Record Date:   APR 10, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Gregory J. Attorri    For    For    Management

1.2

   Elect Director Spencer B. Hays    For    For    Management

1.3

   Elect Director Larissa L. Herda    For    For    Management

1.4

   Elect Director Kevin W. Mooney    For    For    Management

1.5

   Elect Director Kirby G. Pickle    For    For    Management

 

Page 107


1.6

   Elect Director Roscoe C. Young, II    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Independent Board Chairman    Against    For    Shareholder

TYCO INTERNATIONAL LTD.

 

Ticker:   TYC      Security ID:    H89128104
Meeting Date:   SEP 14, 2012      Meeting Type:    Special
Record Date:   JUL 23, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Approve Special Dividends    For    For    Management

2

   Approve Special Dividends    For    For    Management

3.1

   Elect George R. Oliver as Director    For    For    Management

3.2

   Elect Frank M. Drendel as Director    For    For    Management

4

   Approve Dividends    For    For    Management

5

   Approve Omnibus Stock Plan    For    For    Management

TYCO INTERNATIONAL LTD.

 

Ticker:   TYC      Security ID:    H89128104
Meeting Date:   MAR 06, 2013      Meeting Type:    Annual
Record Date:   JAN 07, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Accept Financial Statements and Statutory Reports    For    For    Management

2

   Approve Discharge of Board and Senior Management    For    For    Management

3.1

   Elect Director Edward D. Breen    For    For    Management

3.2

   Elect Director Michael E. Daniels    For    For    Management

3.3

   Elect Director Frank M. Drendel    For    For    Management

3.4

   Elect Director Brian Duperreault    For    For    Management

3.5

   Elect Director Rajiv L. Gupta    For    For    Management

3.6

   Elect Director John A. Krol    For    For    Management

3.7

   Elect Director George R. Oliver    For    For    Management

3.8

   Elect Director Brendan R. O’Neill    For    For    Management

3.9

   Elect Director Sandra S. Wijnberg    For    For    Management

3.10

   Elect Director R. David Yost    For    For    Management

4a

   Ratify Deloitte AG as Auditors    For    For    Management

4b

   Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013    For    For    Management

4c

   Ratify PricewaterhouseCoopers AG as Special Auditors    For    For    Management

5a

   Approve Allocation of Income    For    For    Management

5b

   Approve Ordinary Cash Dividend    For    For    Management

6

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

7

   Renew Authorized Capital    For    For    Management

8

   Approve Reduction in Share Capital    For    For    Management

 

Page 108


ULTRA PETROLEUM CORP.

 

Ticker:   UPL      Security ID:    903914109
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual/Special
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Michael D. Watford    For    For    Management

1.2

   Elect Director W. Charles Helton    For    For    Management

1.3

   Elect Director Stephen J. McDaniel    For    For    Management

1.4

   Elect Director Roger A. Brown    For    For    Management

1.5

   Elect Director Michael J. Keeffe    For    For    Management

2

   Ratify Ernst & Young, LLP as Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

UNITED CONTINENTAL HOLDINGS, INC.

 

Ticker:   UAL      Security ID:    910047109
Meeting Date:   JUN 12, 2013      Meeting Type:    Annual
Record Date:   APR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Carolyn Corvi    For    For    Management

1.2

   Elect Director Jane C. Garvey    For    For    Management

1.3

   Elect Director Walter Isaacson    For    For    Management

1.4

   Elect Director Henry L. Meyer III    For    For    Management

1.5

   Elect Director Oscar Munoz    For    For    Management

1.6

   Elect Director Laurence E. Simmons    For    For    Management

1.7

   Elect Director Jeffery A. Smisek    For    For    Management

1.8

   Elect Director David J. Vitale    For    For    Management

1.9

   Elect Director John H. Walker    For    For    Management

1.10

   Elect Director Charles A. Yamarone    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Omnibus Stock Plan    For    For    Management

5

   Amend Omnibus Stock Plan    For    For    Management

6

   Provide Right to Call Special Meeting    For    For    Management

UNITED STATES CELLULAR CORPORATION

 

Ticker:   USM      Security ID:    911684108
Meeting Date:   MAY 14, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Paul-Henri Denuit    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Approve Omnibus Stock Plan    For    For    Management

4

   Amend Non-Employee Director Restricted Stock Plan    For    For    Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 109


UNITEDHEALTH GROUP INCORPORATED

 

Ticker:   UNH      Security ID:    91324P102
Meeting Date:   JUN 03, 2013      Meeting Type:    Annual
Record Date:   APR 05, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director William C. Ballard, Jr.    For    For    Management

1b

   Elect Director Edson Bueno    For    For    Management

1c

   Elect Director Richard T. Burke    For    For    Management

1d

   Elect Director Robert J. Darretta    For    For    Management

1e

   Elect Director Stephen J. Hemsley    For    For    Management

1f

   Elect Director Michele J. Hooper    For    For    Management

1g

   Elect Director Rodger A. Lawson    For    For    Management

1h

   Elect Director Douglas W. Leatherdale    For    For    Management

1i

   Elect Director Glenn M. Renwick    For    For    Management

1j

   Elect Director Kenneth I. Shine    For    For    Management

1k

   Elect Director Gail R. Wilensky    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Report on Lobbying Payments and Policy    Against    For    Shareholder

VALERO ENERGY CORPORATION

 

Ticker:   VLO      Security ID:    91913Y100
Meeting Date:   MAY 02, 2013      Meeting Type:    Annual
Record Date:   MAR 05, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Jerry D. Choate    For    For    Management

1b

   Elect Director Ruben M. Escobedo    For    For    Management

1c

   Elect Director William R. Klesse    For    For    Management

1d

   Elect Director Deborah P. Majoras    For    For    Management

1e

   Elect Director Bob Marbut    For    For    Management

1f

   Elect Director Donald L. Nickles    For    For    Management

1g

   Elect Director Philip J. Pfeiffer    For    For    Management

1h

   Elect Director Robert A. Profusek    For    For    Management

1i

   Elect Director Susan Kaufman Purcell    For    For    Management

1j

   Elect Director Stephen M. Waters    For    For    Management

1k

   Elect Director Randall J. Weisenburger    For    For    Management

1l

   Elect Director Rayford Wilkins, Jr.    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Political Contributions and Lobbying Expenditures    Against    For    Shareholder

VCA ANTECH, INC.

 

Ticker:   WOOF      Security ID:    918194101
Meeting Date:   MAY 20, 2013      Meeting Type:    Annual
Record Date:   APR 02, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Robert L. Antin    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

 

Page 110


VERISIGN, INC.

 

Ticker:   VRSN      Security ID:    92343E102
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 28, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director D. James Bidzos    For    For    Management

1.2

   Elect Director William L. Chenevich    For    For    Management

1.3

   Elect Director Kathleen A. Cote    For    For    Management

1.4

   Elect Director Roger H. Moore    For    For    Management

1.5

   Elect Director John D. Roach    For    For    Management

1.6

   Elect Director Louis A. Simpson    For    For    Management

1.7

   Elect Director Timothy Tomlinson    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

VERISK ANALYTICS, INC.

 

Ticker:   VRSK      Security ID:    92345Y106
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 18, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John F. Lehman, Jr.    For    For    Management

1.2

   Elect Director Andrew G. Mills    For    For    Management

1.3

   Elect Director Constantine P. Iordanou    For    For    Management

1.4

   Elect Director Scott G. Stephenson    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Approve Omnibus Stock Plan    For    For    Management

4

   Approve Executive Incentive Bonus Plan    For    For    Management

5

   Ratify Auditors    For    For    Management

VISTEON CORPORATION

 

Ticker:   VC      Security ID:    92839U206
Meeting Date:   JUN 13, 2013      Meeting Type:    Annual
Record Date:   APR 16, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Duncan H. Cocroft    For    For    Management

1b

   Elect Director Jeffrey D. Jones    For    For    Management

1c

   Elect Director Timothy D. Leuliette    For    For    Management

1d

   Elect Director Robert Manzo    For    For    Management

1e

   Elect Director Francis M. Scricco    For    For    Management

1f

   Elect Director David L. Treadwell    For    For    Management

1g

   Elect Director Harry J. Wilson    For    For    Management

1h

   Elect Director Yuen Kam Ho, George    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

4

   Amend Non-Employee Director Restricted Stock Plan    For    For    Management

 

Page 111


VULCAN MATERIALS COMPANY

 

Ticker:   VMC      Security ID:    929160109
Meeting Date:   MAY 10, 2013      Meeting Type:    Annual
Record Date:   MAR 14, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Douglas J. McGregor    For    For    Management

1.2

   Elect Director Lee J. Styslinger, III    For    For    Management

1.3

   Elect Director Vincent J. Trosino    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Ratify Auditors    For    For    Management

4

   Eliminate Supermajority Vote Requirement    For    For    Management

5

   Declassify the Board of Directors    For    For    Management

6

   Require Independent Board Chairman    Against    For    Shareholder

W. R. BERKLEY CORPORATION

 

Ticker:   WRB      Security ID:    084423102
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   MAR 26, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director W. Robert Berkley, Jr.    For    Against    Management

1.2

   Elect Director Ronald E. Blaylock    For    Against    Management

1.3

   Elect Director Mark E. Brockbank    For    Against    Management

1.4

   Elect Director George G. Daly    For    Against    Management

1.5

   Elect Director Mary C. Farrell    For    Against    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Ratify Auditors    For    For    Management

WAL-MART STORES, INC.

 

Ticker:   WMT      Security ID:    931142103
Meeting Date:   JUN 07, 2013      Meeting Type:    Annual
Record Date:   APR 11, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Aida M. Alvarez    For    For    Management

1b

   Elect Director James I. Cash, Jr.    For    For    Management

1c

   Elect Director Roger C. Corbett    For    For    Management

1d

   Elect Director Douglas N. Daft    For    For    Management

1e

   Elect Director Michael T. Duke    For    Against    Management

1f

   Elect Director Timothy P. Flynn    For    For    Management

1g

   Elect Director Marissa A. Mayer    For    For    Management

 

Page 112


1h

   Elect Director Gregory B. Penner    For    For    Management

1i

   Elect Director Steven S. Reinemund    For    For    Management

1j

   Elect Director H. Lee Scott, Jr.    For    For    Management

1k

   Elect Director Jim C. Walton    For    For    Management

1l

   Elect Director S. Robson Walton    For    Against    Management

1m

   Elect Director Christopher J. Williams    For    Against    Management

1n

   Elect Director Linda S. Wolf    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Amend Executive Incentive Bonus Plan    For    For    Management

5

   Amend Bylaws—Call Special Meetings    Against    For    Shareholder

6

   Stock Retention/Holding Period    Against    For    Shareholder

7

   Require Independent Board Chairman    Against    For    Shareholder

8

   Disclosure of Recoupment Activity from Senior Officers    Against    For    Shareholder

WALGREEN CO.

 

Ticker:   WAG      Security ID:    931422109
Meeting Date:   JAN 09, 2013      Meeting Type:    Annual
Record Date:   NOV 12, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Janice M. Babiak    For    For    Management

1b

   Elect Director David J. Brailer    For    For    Management

1c

   Elect Director Steven A. Davis    For    For    Management

1d

   Elect Director William C. Foote    For    For    Management

1e

   Elect Director Mark P. Frissora    For    For    Management

1f

   Elect Director Ginger L. Graham    For    For    Management

1g

   Elect Director Alan G. McNally    For    For    Management

1h

   Elect Director Dominic P. Murphy    For    For    Management

1i

   Elect Director Stefano Pessina    For    For    Management

1j

   Elect Director Nancy M. Schlichting    For    For    Management

1k

   Elect Director Alejandro Silva    For    For    Management

1l

   Elect Director James A. Skinner    For    For    Management

1m

   Elect Director Gregory D. Wasson    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Approve Omnibus Stock Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

5

   Pro-rata Vesting of Equity Awards    Against    For    Shareholder

WARNER CHILCOTT PUBLIC LIMITED COMPANY

 

Ticker:   WCRX      Security ID:    G94368100
Meeting Date:   MAY 07, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director John P. Connaughton    For    For    Management

1b

   Elect Director Tamar D. Howson    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 113


WASTE MANAGEMENT, INC.

 

Ticker:   WM      Security ID:    94106L109
Meeting Date:   MAY 10, 2013      Meeting Type:    Annual
Record Date:   MAR 13, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Bradbury H. Anderson    For    For    Management

1b

   Elect Director Frank M. Clark, Jr.    For    For    Management

1c

   Elect Director Patrick W. Gross    For    For    Management

1d

   Elect Director Victoria M. Holt    For    For    Management

1e

   Elect Director John C. Pope    For    For    Management

1f

   Elect Director W. Robert Reum    For    For    Management

1g

   Elect Director David P. Steiner    For    For    Management

1h

   Elect Director Thomas H. Weidemeyer    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Stock Retention    Against    For    Shareholder

5

   Report on Political Contributions    Against    For    Shareholder

6

   Adopt Compensation Benchmarking Policy    Against    For    Shareholder

WEIGHT WATCHERS INTERNATIONAL, INC.

 

Ticker:   WTW      Security ID:    948626106
Meeting Date:   MAY 07, 2013      Meeting Type:    Annual
Record Date:   MAR 26, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Steven M. Altschuler    For    For    Management

1.2

   Elect Director Philippe J. Amouyal    For    Withhold    Management

1.3

   Elect Director David P. Kirchhoff    For    Withhold    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Omnibus Stock Plan    For    Against    Management

WELLPOINT, INC.

 

Ticker:   WLP      Security ID:    94973V107
Meeting Date:   MAY 15, 2013      Meeting Type:    Annual
Record Date:   MAR 15, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Sheila P. Burke    For    For    Management

1b

   Elect Director George A. Schaefer, Jr.    For    For    Management

1c

   Elect Director Joseph R. Swedish    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Report on Political Contributions    Against    Against    Shareholder

 

Page 114


WELLS FARGO & COMPANY

 

Ticker:   WFC      Security ID:    949746101
Meeting Date:   APR 23, 2013      Meeting Type:    Annual
Record Date:   FEB 26, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director John D. Baker, II    For    For    Management

1b

   Elect Director Elaine L. Chao    For    For    Management

1c

   Elect Director John S. Chen    For    For    Management

1d

   Elect Director Lloyd H. Dean    For    For    Management

1e

   Elect Director Susan E. Engel    For    For    Management

1f

   Elect Director Enrique Hernandez, Jr.    For    For    Management

1g

   Elect Director Donald M. James    For    For    Management

1h

   Elect Director Cynthia H. Milligan    For    For    Management

1i

   Elect Director Federico F. Pena    For    For    Management

1j

   Elect Director Howard V. Richardson    For    For    Management

1k

   Elect Director Judith M. Runstad    For    For    Management

1l

   Elect Director Stephen W. Sanger    For    For    Management

1m

   Elect Director John G. Stumpf    For    For    Management

1n

   Elect Director Susan G. Swenson    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Amend Omnibus Stock Plan    For    For    Management

4

   Ratify Auditors    For    For    Management

5

   Require Independent Board Chairman    Against    Against    Shareholder

6

   Report on Lobbying Payments and Policy    Against    Against    Shareholder

7

   Review Fair Housing and Fair Lending Compliance    Against    For    Shareholder

WESTERN DIGITAL CORPORATION

 

Ticker:   WDC      Security ID:    958102105
Meeting Date:   NOV 08, 2012      Meeting Type:    Annual
Record Date:   SEP 17, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Kathleen A. Cote    For    For    Management

1b

   Elect Director John F. Coyne    For    For    Management

1c

   Elect Director Henry T. DeNero    For    For    Management

1d

   Elect Director William L. Kimsey    For    For    Management

1e

   Elect Director Michael D. Lambert    For    For    Management

1f

   Elect Director Len J. Lauer    For    For    Management

1g

   Elect Director Matthew E. Massengill    For    For    Management

1h

   Elect Director Roger H. Moore    For    For    Management

1i

   Elect Director Kensuke Oka    For    For    Management

1j

   Elect Director Thomas E. Pardun    For    For    Management

1k

   Elect Director Arif Shakeel    For    For    Management

1l

   Elect Director Masahiro Yamamura    For    For    Management

2

   Amend Omnibus Stock Plan    For    For    Management

3

   Amend Qualified Employee Stock Purchase Plan    For    For    Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

5

   Ratify Auditors    For    For    Management

 

Page 115


WHITE MOUNTAINS INSURANCE GROUP, LTD.

 

Ticker:   WTM      Security ID:    G9618E107
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   APR 01, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Morgan W. Davis as Director    For    For    Management

1.2

   Elect Edith E. Holiday as Director    For    For    Management

1.3

   Elect Lowndes A. Smith as Director    For    For    Management

2.1

   Elect Jeffrey Davis as Director for Sirius International Insurance Corporation    For    For    Management

2.2

   Elect Lars Ek as Director for Sirius International Insurance Corporation    For    For    Management

2.3

   Elect Brian E. Kensil as Director for Sirius International Insurance Corporation    For    For    Management

2.4

   Elect Jan Onselius as Director for Sirius International Insurance Corporation    For    For    Management

2.5

   Elect Goran A. Thorstensson as Director for Sirius International Insurance Corporation    For    For    Management

2.6

   Elect Allan L. Waters as Director for Sirius International Insurance Corporation    For    For    Management

3.1

   Elect Sheila E. Nicoll as Director for HG Re Ltd.    For    For    Management

3.2

   Elect Kevin Pearson as Director for HG Re Ltd.    For    For    Management

3.3

   Elect Warren J. Trace as Director for HG Re Ltd.    For    For    Management

3.4

   Elect Allan L. Waters as Director for HG Re Ltd.    For    For    Management

4.1

   Elect Jennifer L. Pitts as Director for White Mountains Life Reinsurance (Bermuda) Ltd.    For    For    Management

4.2

   Elect Christine H. Repasy as Director for White Mountains Life Reinsurance (Bermuda) Ltd.    For    For    Management

4.3

   Elect Warren J. Trace as Director for White Mountains Life Reinsurance (Bermuda) Ltd.    For    For    Management

4.4

   Elect Allan L. Waters as Director for White Mountains Life Reinsurance (Bermuda) Ltd.    For    For    Management

5.1

   Elect Christine H. Repasy as Director for White Shoals Re Ltd.    For    For    Management

5.2

   Elect Warren J. Trace as Director for White Shoals Re Ltd.    For    For    Management

5.3

   Elect Allan L. Waters as Director for White Shoals Re Ltd.    For    For    Management

6.1

   Elect Christine H. Repasy as Director for Star Re Ltd.    For    For    Management

6.2

   Elect Goran A. Thorstensson as Director for Star Re Ltd.    For    For    Management

6.3

   Elect Warren J. Trace as Director for Star Re Ltd.    For    For    Management

6.4

   Elect Allan L. Waters as Director for Star Re Ltd.    For    For    Management

7.1

   Elect Michael Dashfield as Director of Sirius Capital Ltd.    For    For    Management

7.2

   Elect Lars Ek as Director of Sirius Capital Ltd.    For    For    Management

7.3

   Elect Goran A. Thorstensson as Director of Sirius Capital Ltd.    For    For    Management

 

Page 116


7.4

   Elect Allan L. Waters as Director of Sirius Capital Ltd.    For    For    Management

8.1

   Elect Paul J. Brehm as Director of Split Rock Insurance, Ltd.    For    For    Management

8.2

   Elect Sarah A. Kolar as Director of Split Rock Insurance, Ltd.    For    For    Management

8.3

   Elect Sheila E. Nicoll as Director of Split Rock Insurance, Ltd.    For    For    Management

8.4

   Elect John C. Treacy as Director of Split Rock Insurance, Ltd.    For    For    Management

9.1

   Elect Raymond Barrette as Director for Any New Designated Subsidiary    For    For    Management

9.2

   Elect David T. Foy as Director for Any New Designated Subsidiary    For    For    Management

9.3

   Elect Jennifer L. Pitts as Director for Any New Designated Subsidiary    For    For    Management

9.4

   Elect Warren J. Trace as Director for Any New Designated Subsidiary    For    For    Management

10

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

11

   Amend Omnibus Stock Plan    For    Against    Management

12

   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

WORKDAY, INC.

 

Ticker:   WDAY      Security ID:    98138H101
Meeting Date:   MAY 23, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director A. George (‘Skip’) Battle    For    For    Management

1.2

   Elect Director Michael M. McNamara    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Amend Omnibus Stock Plan    For    Against    Management

WPX ENERGY, INC.

 

Ticker:   WPX      Security ID:    98212B103
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John A. Carrig    For    For    Management

1.2

   Elect Director Henry E. Lentz    For    For    Management

1.3

   Elect Director William G. Lowrie    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

4

   Approve Omnibus Stock Plan    For    For    Management

5

   Ratify Auditors    For    For    Management

 

Page 117


XCEL ENERGY INC.

 

Ticker:   XEL      Security ID:    98389B100
Meeting Date:   MAY 22, 2013      Meeting Type:    Annual
Record Date:   MAR 26, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1a

   Elect Director Gail Koziara Boudreaux    For    For    Management

1b

   Elect Director Fredric W. Corrigan    For    For    Management

1c

   Elect Director Richard K. Davis    For    For    Management

1d

   Elect Director Benjamin G.S. Fowke, III    For    For    Management

1e

   Elect Director Albert F. Moreno    For    For    Management

1f

   Elect Director Richard T. O’Brien    For    For    Management

1g

   Elect Director Christopher J. Policinski    For    For    Management

1h

   Elect Director A. Patricia Sampson    For    For    Management

1i

   Elect Director James J. Sheppard    For    For    Management

1j

   Elect Director David A. Westerlund    For    For    Management

1k

   Elect Director Kim Williams    For    For    Management

1l

   Elect Director Timothy V. Wolf    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Require Independent Board Chairman    Against    Against    Shareholder

XEROX CORPORATION

 

Ticker:   XRX      Security ID:    984121103
Meeting Date:   MAY 21, 2013      Meeting Type:    Annual
Record Date:   MAR 25, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Glenn A. Britt    For    For    Management

1.2

   Elect Director Ursula M. Burns    For    For    Management

1.3

   Elect Director Richard J. Harrington    For    For    Management

1.4

   Elect Director William Curt Hunter    For    For    Management

1.5

   Elect Director Robert J. Keegan    For    For    Management

1.6

   Elect Director Robert A. McDonald    For    For    Management

1.7

   Elect Director Charles Prince    For    For    Management

1.8

   Elect Director Ann N. Reese    For    For    Management

1.9

   Elect Director Sara Martinez Tucker    For    For    Management

1.10

   Elect Director Mary Agnes Wilderotter    For    For    Management

2

   Ratify Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

4

   Approve Non-Employee Director Omnibus Stock Plan    For    For    Management

 

Page 118


YAHOO! INC.

 

Ticker:   YHOO      Security ID:    984332106
Meeting Date:   JUL 12, 2012      Meeting Type:    Annual
Record Date:   MAY 17, 2012        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1

   Elect Director Alfred J. Amoroso    For    For    Management

2

   Elect Director John D. Hayes    For    For    Management

3

   Elect Director Susan M. James    For    For    Management

4

   Elect Director David W. Kenny    For    For    Management

5

   Elect Director Peter Liguori    For    For    Management

6

   Elect Director Daniel S. Loeb    For    For    Management

7

   Elect Director Thomas J. McInerney    For    For    Management

8

   Elect Director Brad D. Smith    For    For    Management

9

   Elect Director Maynard G. Webb, Jr.    For    For    Management

10

   Elect Director Harry J. Wilson    For    For    Management

11

   Elect Director Michael J. Wolf    For    For    Management

12

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

13

   Amend Omnibus Stock Plan    For    For    Management

14

   Amend Non-Employee Director Omnibus Stock Plan    For    For    Management

15

   Ratify Auditors    For    For    Management

YAHOO! INC.

 

Ticker:   YHOO      Security ID:    984332106
Meeting Date:   JUN 25, 2013      Meeting Type:    Annual
Record Date:   APR 26, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director John D. Hayes    For    For    Management

1.2

   Elect Director Susan M. James    For    For    Management

1.3

   Elect Director Max R. Levchin    For    For    Management

1.4

   Elect Director Peter Liguori    For    For    Management

1.5

   Elect Director Daniel S. Loeb    For    For    Management

1.6

   Elect Director Marissa A. Mayer    For    For    Management

1.7

   Elect Director Thomas J. McInerney    For    For    Management

1.8

   Elect Director Maynard G. Webb, Jr.    For    For    Management

1.9

   Elect Director Harry J. Wilson    For    For    Management

1.10

   Elect Director Michael J. Wolf    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

3

   Ratify Auditors    For    For    Management

4

   Report on Sustainability    Against    For    Shareholder

5

   Report on Political Contributions    Against    For    Shareholder

ZYNGA INC.

 

Ticker:   ZNGA      Security ID:    98986T108
Meeting Date:   JUN 04, 2013      Meeting Type:    Annual
Record Date:   APR 08, 2013        

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor

1.1

   Elect Director Mark Pincus    For    For    Management

1.2

   Elect Director L. John Doerr    For    For    Management

1.3

   Elect Director William ‘Bing’ Gordon    For    For    Management

1.4

   Elect Director Reid Hoffman    For    Withhold    Management

1.5

   Elect Director Jeffrey Katzenberg    For    For    Management

1.6

   Elect Director Stanley J. Meresman    For    For    Management

1.7

   Elect Director Sunil Paul    For    For    Management

1.8

   Elect Director Ellen Siminoff    For    For    Management

1.9

   Elect Director Owen Van Natta    For    For    Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

3

   Ratify Auditors    For    For    Management

 

Page 119


Nuveen NWQ Equity Income Fund

 

Company Name    Ticker    Security ID    Country    Meeting Date    Meeting Type    Proponent    Proposal   

Management

Recommendation

  

Vote

Instruction

Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Gerard Kleisterlee as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Vittorio Colao as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Andy Halford as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Stephen Pusey as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Renee James as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Alan Jebson as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Samuel Jonah as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Nick Land as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Anne Lauvergeon as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Luc Vandevelde as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Anthony Watson as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Re-elect Philip Yea as Director    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Approve Final Dividend    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Approve Remuneration Report    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Reappoint Deloitte LLP as Auditors    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Authorise Issue of Equity with Pre-emptive Rights    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Authorise Issue of Equity without Pre-emptive Rights    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Authorise Market Purchase of Ordinary Shares    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Authorise EU Political Donations and Expenditure    For    For
Vodafone Group plc    VOD    92857W209    United Kingdom    24-Jul-12    Annual    Management    Authorise the Company to Call EGM with Two Weeks’ Notice    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Jens Alder    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Raymond J. Bromark    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Gary J. Fernandes    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Rohit Kapoor    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Kay Koplovitz    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Christopher B. Lofgren    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director William E. McCracken    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Richard Sulpizio    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Laura S. Unger    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Arthur F. Weinbach    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Renato (Ron) Zambonini    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Ratify Auditors    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Approve Outside Director Stock Awards in Lieu of Cash    For    For


Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Phillip Frost as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Roger Abravanel as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Elect Galia Maor as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Richard A. Lerner as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Erez Vigodman as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Annual Fee and Reimbursement of Expenses of Chairman    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Annual Fee and Reimbursement of Expenses of Vice Chairman    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Certain Amendments to Articles of Association    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Indemnification and Release Agreements for Directors of the Company    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Phyllis E. Cochran    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Gregory L. Ebel    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Robert L. Lumpkins    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director William T. Monahan    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Harold H. Mackay    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Ratify Auditors    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Share Holder    Require Independent Board Chairman    Against    Against
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Share Holder    Report on Eliminating Conflict Minerals from Supply Chain    Against    Against
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Carol A. Bartz    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Marc Benioff    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director M. Michele Burns    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Michael D. Capellas    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Larry R. Carter    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director John T. Chambers    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Brian L. Halla    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director John L. Hennessy    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Kristina M. Johnson    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Richard M. Kovacevich    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Roderick C. McGeary    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Arun Sarin    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Steven M. West    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Ratify Auditors    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Share Holder    Provide for Cumulative Voting    Against    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Steven A. Ballmer    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Dina Dublon    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director William H. Gates, III    For    For


Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Maria M. Klawe    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Stephen J. Luczo    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director David F. Marquardt    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Charles H. Noski    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Helmut Panke    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director John W. Thompson    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Approve Qualified Employee Stock Purchase Plan    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Ratify Auditors    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Aart J. de Geus    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Stephen R. Forrest    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Thomas J. Iannotti    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Susan M. James    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Alexander A. Karsner    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Gerhard H. Parker    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Dennis D. Powell    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Willem P. Roelandts    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director James E. Rogers    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Michael R. Splinter    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Robert H. Swan    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Ratify Auditors    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    11-Mar-13    Special    Management    Amend Long Term Incentive Plan 2005    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    11-Mar-13    Special    Management    Amend Bonus Share Plan 2005    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    11-Mar-13    Special    Management    Authorise Board to Ratify and Execute Approved Resolutions    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    27-Mar-13    Special    Management    Adopt New Memorandum of Incorporation    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    27-Mar-13    Special    Management    Authorise Board to Ratify and Execute Approved Resolutions    For    For
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Elect Chairman of Meeting    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve Financial Statements and Statutory Reports    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve Discharge of Board and President    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve Allocation of Income and Dividends of SEK 2.75 per Share    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Determine Number of Members (12) and Deputy Members of Board (0)    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work    For    Do Not Vote


Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin-Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve Remuneration of Auditors    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Ratify PricewaterhouseCoopers as Auditors    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve 2013 Share Matching Plan for All Employees    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve 2013 Share Matching Plan for Key Contributors    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve 2013 Restricted Stock Plan for Executives    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Approve Swap Agreement with Third Party as Alternative to Item 11.8    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Management    Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans    For    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Share Holder    Amend Articles Re: Insert Gender Quota for Board of Directors    None    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Share Holder    Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting    None    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Share Holder    Request Board to Take Necessary Action to Create a Shareholders Association    None    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Share Holder    Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies    None    Do Not Vote
Ericsson    ERICB    294821608    Sweden    09-Apr-13    Annual    Share Holder    Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders    None    Do Not Vote


Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Share Holder    Review Fair Housing and Fair Lending Compliance    Against    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director John D. Baker, II    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Elaine L. Chao    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director John S. Chen    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Lloyd H. Dean    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Susan E. Engel    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Enrique Hernandez, Jr.    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Donald M. James    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Cynthia H. Milligan    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Federico F. Pena    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Howard V. Richardson    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Judith M. Runstad    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Stephen W. Sanger    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director John G. Stumpf    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Susan G. Swenson    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Ratify Auditors    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director R. Glenn Hubbard    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Steven A. Kandarian    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director John M. Keane    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Alfred F. Kelly, Jr.    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director James M. Kilts    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Catherine R. Kinney    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Hugh B. Price    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Kenton J. Sicchitano    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Ratify Auditors    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Share Holder    Amend Indemnifications Provisions    Against    Against
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Michael L. Corbat    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Franz B. Humer    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Robert L. Joss    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Michael E. O’Neill    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Judith Rodin    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Robert L. Ryan    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Anthony M. Santomero    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Joan E. Spero    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Diana L. Taylor    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director William S. Thompson, Jr.    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Ernesto Zedillo Ponce de Leon    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Howard L. Beck    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director William D. Birchall    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Donald J. Carty    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Gustavo Cisneros    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Robert M. Franklin    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director J. Brett Harvey    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Dambisa Moyo    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Brian Mulroney    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Anthony Munk    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Peter Munk    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Steven J. Shapiro    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Jamie C. Sokalsky    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director John L. Thornton    For    For


Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Cessation of All Stock Options and Bonuses    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Establish Term Limits for Directors    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Require More Director Nominations Than Open Seats    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director W. Geoffrey Beattie    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director John J. Brennan    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director James I. Cash, Jr.    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Francisco D’Souza    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Marijn E. Dekkers    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Ann M. Fudge    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Susan Hockfield    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Jeffrey R. Immelt    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Andrea Jung    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Robert W. Lane    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Ralph S. Larsen    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Rochelle B. Lazarus    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director James J. Mulva    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Mary L. Schapiro    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Robert J. Swieringa    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director James S. Tisch    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Douglas A. Warner, III    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    Against
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Dennis A. Ausiello    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director M. Anthony Burns    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director W. Don Cornwell    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Frances D. Fergusson    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director William H. Gray, III    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Helen H. Hobbs    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Constance J. Horner    For    For


Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director James M. Kilts    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director George A. Lorch    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Ian C. Read    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Stephen W. Sanger    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Marc Tessier-Lavigne    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Approve Dividends    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Reappoint KPMG Audit plc as Auditors    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Authorise Board to Fix Remuneration of Auditors    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Leif Johansson as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Elect Pascal Soriot as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Simon Lowth as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Genevieve Berger as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Bruce Burlington as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Graham Chipchase as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Jean-Philippe Courtois as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Rudy Markham as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Nancy Rothwell as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Shriti Vadera as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect John Varley as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Re-elect Marcus Wallenberg as Director    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Approve Remuneration Report    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Authorise EU Political Donations and Expenditure    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Authorise Issue of Equity with Pre-emptive Rights    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Authorise Issue of Equity without Pre-emptive Rights    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Authorise Market Purchase of Ordinary Shares    For    For
AstraZeneca plc    AZN    046353108    United Kingdom    25-Apr-13    Annual    Management    Authorise the Company to Call EGM with Two Weeks’ Notice    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Share Holder    Declassify the Board of Directors    Against    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Share Holder    Reduce Supermajority Vote Requirement    Against    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Alison J. Carnwath    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Luiz Kaufmann    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director John M. Pigott    For    For


PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Gregory M. E. Spierkel    For    For
National CineMedia, Inc.    NCMI    635309107    USA    01-May-13    Annual    Share Holder    Require a Majority Vote for the Election of Directors    Against    For
National CineMedia, Inc.    NCMI    635309107    USA    01-May-13    Annual    Management    Elect Director Amy E. Miles    For    For
National CineMedia, Inc.    NCMI    635309107    USA    01-May-13    Annual    Management    Elect Director Lee Roy Mitchell    For    For
National CineMedia, Inc.    NCMI    635309107    USA    01-May-13    Annual    Management    Elect Director Craig R. Ramsey    For    For
National CineMedia, Inc.    NCMI    635309107    USA    01-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
National CineMedia, Inc.    NCMI    635309107    USA    01-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
National CineMedia, Inc.    NCMI    635309107    USA    01-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
National CineMedia, Inc.    NCMI    635309107    USA    01-May-13    Annual    Management    Ratify Auditors    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Christiane Bergevin    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Donald J. Carty    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director William R.P. Dalton    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Kevin S. Dunne    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Harold N. Kvisle    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Brian M. Levitt    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Lisa A. Stewart    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Peter W. Tomsett    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Michael T. Waites    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Charles R. Williamson    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Charles M. Winograd    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Ratify Ernst & Young LLP as Auditors    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Approve Remuneration Report    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Elect Lynn Elsenhans as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Elect Jing Ulrich as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Elect Hans Wijers as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Sir Christopher Gent as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Sir Andrew Witty as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Sir Roy Anderson as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Dr Stephanie Burns as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Stacey Cartwright as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Simon Dingemans as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Judy Lewent as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Sir Deryck Maughan as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Dr Daniel Podolsky as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Dr Moncef Slaoui as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Tom de Swaan as Director    For    For


GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Re-elect Sir Robert Wilson as Director    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Reappoint PricewaterhouseCoopers LLP as Auditors    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Authorise EU Political Donations and Expenditure    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Authorise Issue of Equity with Pre-emptive Rights    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Authorise Issue of Equity without Pre-emptive Rights    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Authorise Market Purchase of Ordinary Shares    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    For    For
GlaxoSmithKline plc    GSK    37733W105    United Kingdom    01-May-13    Annual    Management    Authorise the Company to Call EGM with Two Weeks’ Notice    For    For
Symetra Financial Corporation    SYA    87151Q106    USA    02-May-13    Annual    Management    Elect Director David T. Foy    For    For
Symetra Financial Corporation    SYA    87151Q106    USA    02-May-13    Annual    Management    Elect Director Lois W. Grady    For    For
Symetra Financial Corporation    SYA    87151Q106    USA    02-May-13    Annual    Management    Elect Director Thomas M. Marra    For    For
Symetra Financial Corporation    SYA    87151Q106    USA    02-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Symetra Financial Corporation    SYA    87151Q106    USA    02-May-13    Annual    Management    Ratify Auditors    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Richard D. Fairbank    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director W. Ronald Dietz    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Lewis Hay, III    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Benjamin P. Jenkins, III    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Peter E. Raskind    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Mayo A. Shattuck, III    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Bradford H. Warner    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Catherine G. West    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Ratify Auditors    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Catherine M. Best    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director N. Murray Edwards    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Timothy W. Faithfull    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Gary A. Filmon    For    For


Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Christopher L. Fong    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Gordon D. Giffin    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Wilfred A. Gobert    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Steve W. Laut    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Keith A. J. MacPhail    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Frank J. McKenna    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Eldon R. Smith    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director David A. Tuer    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Re-approve Stock Option Plan    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Advisory Vote on Executive Compensation Approach    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Spencer Abraham    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Howard I. Atkins    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Stephen I. Chazen    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Edward P. Djerejian    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director John E. Feick    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Margaret M. Foran    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Carlos M. Gutierrez    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Ray R. Irani    For    Against
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Avedick B. Poladian    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Aziz D. Syriani    For    Against
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Ratify Auditors    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Financial Statements and Statutory Reports    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Consolidated Financial Statements and Statutory Reports    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Allocation of Income and Dividends of EUR 2.77 per Share    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Elect Fabienne Lecorvaisier as Director    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million    For    For


Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Employee Stock Purchase Plan    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Filing of Required Documents/Other Formalities    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Harold Brown    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Mathis Cabiallavetta    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Andre Calantzopoulos    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Louis C. Camilleri    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director J. Dudley Fishburn    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Jennifer Li    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Graham Mackay    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Sergio Marchionne    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Kalpana Morparia    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect DirectorLucio A. Noto    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Robert B. Polet    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Carlos Slim Helu    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Stephen M. Wolf    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Share Holder    Require Independent Board Chairman    Against    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Leroy T. Barnes, Jr.    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Peter C.B. Bynoe    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Jeri B. Finard    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Edward Fraioli    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director James S. Kahan    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Pamela D.A. Reeve    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Howard L. Schrott    For    For


Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Larraine D. Segil    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Mark Shapiro    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Myron A. Wick, III    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Elect Director Mary Agnes Wilderotter    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Frontier Communications Corporation    FTR    35906A108    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Share Holder    Report on Political Contributions    Against    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director C. David Brown II    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director David W. Dorman    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Anne M. Finucane    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Kristen Gibney Williams    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Larry J. Merlo    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Jean-Pierre Millon    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Richard J. Swift    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director William C. Weldon    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Tony L. White    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Ratify Auditors    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Reduce Vote Requirement Under the Fair Price Provision    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Colin K. Benner    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Luis M. Chavez    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Richard M. Colterjohn    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Mark J. Daniel    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Patrick D. Downey    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Alan R. Edwards    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Scott G. Perry    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Ronald E. Smith    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Joseph G. Spiteri    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Approve Shareholder Rights Plan    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Approve Omnibus Long-Term Incetive Plan    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Advisory Vote on Executive Compensation Approach    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Reappoint Ernst & Young Inc as Auditors of the Company    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Elect Michael Kirkwood as Director    For    For


AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Elect Tony O’Neill as Director    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Srinivasan Venkatakrishnan (Venkat) as Director    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Place Authorised but Unissued Shares under Control of Directors    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Remuneration Policy    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Increase in Non-executive Directors Fees    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Increase in Non-executive Directors’ Fees for Board Committees and Statutory Committee Meetings    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Authorise Repurchase of Up to Five Percent of Issued Share Capital    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Financial Assistance to Related or Inter-related Company or Corporation    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Share Holder    Report on Human Rights Risk Assessment Process    Against    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Alan M. Bennett    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director James R. Boyd    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Milton Carroll    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Nance K. Dicciani    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Murry S. Gerber    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Jose C. Grubisich    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Abdallah S. Jum’ah    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director David J. Lesar    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Robert A. Malone    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director J. Landis Martin    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Debra L. Reed    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Share Holder    Limit Total Number of Boards on Which Company Directors May Serve    Against    Against
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert H. Benmosche    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director W. Don Cornwell    For    For


AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director John H. Fitzpatrick    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director William G. Jurgensen    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Christopher S. Lynch    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Arthur C. Martinez    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director George L. Miles, Jr.    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Henry S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Ronald A. Rittenmeyer    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Douglas M. Steenland    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Theresa M. Stone    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Robert B. Allardice, III    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Trevor Fetter    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Paul G. Kirk, Jr.    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Liam E. McGee    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Kathryn A. Mikells    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Michael G. Morris    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Thomas A. Renyi    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Charles B. Strauss    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director H. Patrick Swygert    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Elect Director Richard D. Baum    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Elect Director Mariann Byerwalter    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Elect Director Jeffrey T. Pero    For    For


Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Increase Authorized Common Stock    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Share Holder    Approve the Establishment of an Independent Ethics Committee    Against    Against
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Share Holder    Approve to Link Remuneration to Positive Safety Indicators    Against    Against
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Share Holder    Acquire the Diversity Label    Against    Against
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Share Holder    Approve Nomination of Employees Representative to the Remuneration Committee    Against    Against
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Share Holder    Allow Loyalty Dividends to Long-Term Registered Shareholders    Against    Against
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Approve Financial Statements and Statutory Reports    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Approve Consolidated Financial Statements and Statutory Reports    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Approve Allocation of Income and Dividends of EUR 2.34 per Share    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Reelect Thierry Desmarest as Director    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Reelect Gunnar Brock as Director    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Reelect Gerard Lamarche as Director    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Elect Charles Keller and Philippe Marchandise as Representative of Employee Shareholders to the Board    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million    For    For
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan    For    Against
Total SA    FP    89151E109    France    17-May-13    Annual/Special    Management    Approve Employee Stock Purchase Plan    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Stock Retention/Holding Period    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director James A. Bell    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Crandall C.Bowles    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Stephen B. Burke    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director David M. Cote    For    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director James S. Crown    For    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director James Dimon    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Timothy P. Flynn    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Ellen V. Futter    For    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Laban P. Jackson, Jr.    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Lee R. Raymond    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director William C. Weldon    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Ratify Auditors    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Provide Right to Act by Written Consent    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Approve Remuneration Report    For    For


Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Josef Ackermann as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Guy Elliott as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Simon Henry as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Charles Holliday as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Gerard Kleisterlee as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Jorma Ollila as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Sir Nigel Sheinwald as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Linda Stuntz as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Peter Voser as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Re-elect Hans Wijers as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Elect Gerrit Zalm as Director    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Reappoint PricewaterhouseCoopers LLP as Auditors    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Authorise Board to Fix Remuneration of Auditors    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Authorise Issue of Equity with Pre-emptive Rights    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Authorise Issue of Equity without Pre-emptive Rights    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Authorise Market Purchase of Ordinary Shares    For    For
Royal Dutch Shell plc    RDSA    780259206    United Kingdom    21-May-13    Annual    Management    Authorise EU Political Donations and Expenditure    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Share Holder    Prepare Employment Diversity Report    Against    Against
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    Against
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Jocelyn Carter-Miller    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Jill M. Considine    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Richard A. Goldstein    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Mary J. Steele Guilfoile    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director H. John Greeniaus    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Dawn Hudson    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director William T. Kerr    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Michael I. Roth    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director David M. Thomas    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director James L. Barksdale    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director William P. Barr    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Jeffrey L. Bewkes    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Stephen F. Bollenbach    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Robert C. Clark    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Mathias Dopfner    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Jessica P. Einhorn    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Fred Hassan    For    For


Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Kenneth J. Novack    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Paul D. Wachter    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Deborah C. Wright    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director E. Michael Caulfield    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director Ronald E. Goldsberry    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director Kevin T. Kabat    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director Michael J. Passarella    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Declassify the Board of Directors    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Share Holder    Amend Articles/Bylaws/Charter — Call Special Meetings    Against    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Share Holder    Report on Charitable and Political Contributions    Against    Against
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Share Holder    Report on Lobbying Activities    Against    Against
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Leslie A. Brun    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Thomas R. Cech    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Kenneth C. Frazier    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Thomas H. Glocer    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director William B. Harrison Jr.    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director C. Robert Kidder    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Rochelle B. Lazarus    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Carlos E. Represas    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Patricia F. Russo    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Craig B. Thompson    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Wendell P. Weeks    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Peter C. Wendell    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Ratify Auditors    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Share Holder    Report on Political Contributions    Against    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    Against
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Share Holder    Submit SERP to Shareholder Vote    Against    Against
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    Against
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director James E. Cartwright    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Vernon E. Clark    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Stephen J. Hadley    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Michael C. Ruettgers    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Ronald L. Skates    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director William R. Spivey    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Linda G. Stuntz    For    Against
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director William H. Swanson    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Ratify Auditors    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Daniel F. Akerson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director David Bonderman    For    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Erroll B. Davis, Jr.    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Stephen J. Girsky    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director E. Neville Isdell    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Robert D. Krebs    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Kathryn V. Marinello    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Michael G. Mullen    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director James J. Mulva    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Patricia F. Russo    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Thomas M. Schoewe    For    For


General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Theodore M. Solso    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Carol M. Stephenson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Cynthia A. Telles    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Ratify Auditors    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Elect Director Miles S. Nadal    For    For
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Elect Director Clare R. Copeland    For    Withhold
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Elect Director Thomas N. Davidson    For    Withhold
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Elect Director Robert J. Kamerschen    For    Withhold
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Elect Director Scott L. Kauffman    For    Withhold
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Elect Director Michael J.L. Kirby    For    Withhold
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Elect Director Stephen M. Pustil    For    For
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Elect Director Irwin D. Simon    For    For
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    Against
MDC Partners Inc.    MDZ.A    552697104    Canada    06-Jun-13    Annual    Management    Amend Stock Appreciation Rights Plan    For    Against
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Ann C. Berzin    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director John Bruton    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Jared L. Cohon    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Gary D. Forsee    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Edward E. Hagenlocker    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Constance J. Horner    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Michael W. Lamach    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Theodore E. Martin    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Nelson Peltz    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director John P. Surma    For    Against
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Richard J. Swift    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Tony L. White    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Approve Auditors and Authorize Board to Fix Their Remuneration    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Capital Reduction and Creation of Distributable Reserves    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws    For    For
News Corporation    NWS    65248E104    USA    11-Jun-13    Special    Management    Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions    For    For
News Corporation    NWS    65248E104    USA    11-Jun-13    Special    Management    Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares    For    For
Best Buy Co., Inc.    BBY    086516101    USA    20-Jun-13    Annual    Management    Elect Director Bradbury H. Anderson    For    For
Best Buy Co., Inc.    BBY    086516101    USA    20-Jun-13    Annual    Management    Elect Director Sanjay Khosla    For    For
Best Buy Co., Inc.    BBY    086516101    USA    20-Jun-13    Annual    Management    Elect Director Allen U. Lenzmeier    For    For
Best Buy Co., Inc.    BBY    086516101    USA    20-Jun-13    Annual    Management    Elect Director Hatim A. Tyabji    For    For
Best Buy Co., Inc.    BBY    086516101    USA    20-Jun-13    Annual    Management    Elect Director Russell P. Fradin    For    For
Best Buy Co., Inc.    BBY    086516101    USA    20-Jun-13    Annual    Management    Elect Director Hubert Joly    For    For
Best Buy Co., Inc.    BBY    086516101    USA    20-Jun-13    Annual    Management    Ratify Auditors    For    For
Best Buy Co., Inc.    BBY    086516101    USA    20-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Best Buy Co., Inc.    BBY    086516101    USA    20-Jun-13    Annual    Management    Declassify the Board of Directors    For    For


Nuveen NWQ Large Cap Value Fund

 

Company Name    Ticker    Security ID    Country    Meeting Date    Meeting Type    Proponent    Proposal   

Management

Recommendation

  

Vote

Instruction

CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Jens Alder    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Raymond J. Bromark    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Gary J. Fernandes    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Rohit Kapoor    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Kay Koplovitz    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Christopher B. Lofgren    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director William E. McCracken    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Richard Sulpizio    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Laura S. Unger    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Arthur F. Weinbach    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Renato (Ron) Zambonini    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Ratify Auditors    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Approve Outside Director Stock Awards in Lieu of Cash    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Phillip Frost as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Roger Abravanel as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Elect Galia Maor as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Richard A. Lerner as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Erez Vigodman as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Annual Fee and Reimbursement of Expenses of Chairman    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Annual Fee and Reimbursement of Expenses of Vice Chairman    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Certain Amendments to Articles of Association    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Indemnification and Release Agreements for Directors of the Company    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Phyllis E. Cochran    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Gregory L. Ebel    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Robert L. Lumpkins    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director William T. Monahan    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Harold H. Mackay    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Ratify Auditors    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
NRG Energy, Inc.    NRG    629377508    USA    09-Nov-12    Special    Management    Issue Shares in Connection with Acquisition    For    For
NRG Energy, Inc.    NRG    629377508    USA    09-Nov-12    Special    Management    Fix Number of Directors at Sixteen    For    For
NRG Energy, Inc.    NRG    629377508    USA    09-Nov-12    Special    Management    Adjourn Meeting    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Carol A. Bartz    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Marc Benioff    For    For


Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director M. Michele Burns    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Michael D. Capellas    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Larry R. Carter    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director John T. Chambers    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Brian L. Halla    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director John L. Hennessy    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Kristina M. Johnson    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Richard M. Kovacevich    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Roderick C. McGeary    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Arun Sarin    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Steven M. West    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Ratify Auditors    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Share Holder    Require Independent Board Chairman    Against    Against
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Share Holder    Report on Eliminating Conflict Minerals from Supply Chain    Against    Against
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Steven A. Ballmer    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Dina Dublon    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director William H. Gates, III    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Maria M. Klawe    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Stephen J. Luczo    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director David F. Marquardt    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Charles H. Noski    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Helmut Panke    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director John W. Thompson    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Approve Qualified Employee Stock Purchase Plan    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Ratify Auditors    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Share Holder    Provide for Cumulative Voting    Against    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Aart J. de Geus    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Stephen R. Forrest    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Thomas J. Iannotti    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Susan M. James    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Alexander A. Karsner    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Gerhard H. Parker    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Dennis D. Powell    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Willem P. Roelandts    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director James E. Rogers    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Michael R. Splinter    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Elect Director Robert H. Swan    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Applied Materials, Inc.    AMAT    038222105    USA    05-Mar-13    Annual    Management    Ratify Auditors    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    11-Mar-13    Special    Management    Amend Long Term Incentive Plan 2005    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    11-Mar-13    Special    Management    Amend Bonus Share Plan 2005    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    11-Mar-13    Special    Management    Authorise Board to Ratify and Execute Approved Resolutions    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    27-Mar-13    Special    Management    Adopt New Memorandum of Incorporation    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    27-Mar-13    Special    Management    Authorise Board to Ratify and Execute Approved Resolutions    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director R. Glenn Hubbard    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Steven A. Kandarian    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director John M. Keane    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Alfred F. Kelly, Jr.    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director James M. Kilts    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Catherine R. Kinney    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Hugh B. Price    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Elect Director Kenton J. Sicchitano    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Ratify Auditors    For    For
MetLife, Inc.    MET    59156R108    USA    23-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director John D. Baker, II    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Elaine L. Chao    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director John S. Chen    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Lloyd H. Dean    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Susan E. Engel    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Enrique Hernandez, Jr.    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Donald M. James    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Cynthia H. Milligan    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Federico F. Pena    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Howard V. Richardson    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Judith M. Runstad    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Stephen W. Sanger    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director John G. Stumpf    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Susan G. Swenson    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Ratify Auditors    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Share Holder    Review Fair Housing and Fair Lending Compliance    Against    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Howard L. Beck    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director William D. Birchall    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Donald J. Carty    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Gustavo Cisneros    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Robert M. Franklin    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director J. Brett Harvey    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Dambisa Moyo    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Brian Mulroney    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Anthony Munk    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Peter Munk    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Steven J. Shapiro    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Jamie C. Sokalsky    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director John L. Thornton    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    Against
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Michael L. Corbat    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Franz B. Humer    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Robert L. Joss    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Michael E. O’Neill    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Judith Rodin    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Robert L. Ryan    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Anthony M. Santomero    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Joan E. Spero    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Diana L. Taylor    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director William S. Thompson, Jr.    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Ernesto Zedillo Ponce de Leon    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Share Holder    Amend Indemnifications Provisions    Against    Against
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director Kirbyjon H. Caldwell    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director David Crane    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director Kathleen A. McGinty    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director Evan J. Silverstein    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director Thomas H. Weidemeyer    For    For


NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Dennis A. Ausiello    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director M. Anthony Burns    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director W. Don Cornwell    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Frances D. Fergusson    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director William H. Gray, III    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Helen H. Hobbs    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Constance J. Horner    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director James M. Kilts    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director George A. Lorch    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Ian C. Read    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Stephen W. Sanger    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Marc Tessier-Lavigne    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    Against
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Alison J. Carnwath    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Luiz Kaufmann    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director John M. Pigott    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Gregory M. E. Spierkel    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Share Holder    Declassify the Board of Directors    Against    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Share Holder    Reduce Supermajority Vote Requirement    Against    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Christiane Bergevin    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Donald J. Carty    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director William R.P. Dalton    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Kevin S. Dunne    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Harold N. Kvisle    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Brian M. Levitt    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Lisa A. Stewart    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Peter W. Tomsett    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Michael T. Waites    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Charles R. Williamson    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Charles M. Winograd    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Ratify Ernst & Young LLP as Auditors    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Catherine M. Best    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director N. Murray Edwards    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Timothy W. Faithfull    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Gary A. Filmon    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Christopher L. Fong    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Gordon D. Giffin    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Wilfred A. Gobert    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Steve W. Laut    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Keith A. J. MacPhail    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Frank J. McKenna    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Eldon R. Smith    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director David A. Tuer    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Re-approve Stock Option Plan    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Advisory Vote on Executive Compensation Approach    For    For


Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Richard D. Fairbank    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director W. Ronald Dietz    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Lewis Hay, III    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Benjamin P. Jenkins, III    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Peter E. Raskind    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Mayo A. Shattuck, III    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Bradford H. Warner    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Catherine G. West    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Ratify Auditors    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Spencer Abraham    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Howard I. Atkins    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Stephen I. Chazen    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Edward P. Djerejian    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director John E. Feick    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Margaret M. Foran    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Carlos M. Gutierrez    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Ray R. Irani    For    Against
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Avedick B. Poladian    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Aziz D. Syriani    For    Against
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Ratify Auditors    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Financial Statements and Statutory Reports    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Consolidated Financial Statements and Statutory Reports    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Allocation of Income and Dividends of EUR 2.77 per Share    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Elect Fabienne Lecorvaisier as Director    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Employee Stock Purchase Plan    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Filing of Required Documents/Other Formalities    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Harold Brown    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Mathis Cabiallavetta    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Andre Calantzopoulos    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Louis C. Camilleri    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director J. Dudley Fishburn    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Jennifer Li    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Graham Mackay    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Sergio Marchionne    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Kalpana Morparia    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect DirectorLucio A. Noto    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Robert B. Polet    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Carlos Slim Helu    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Elect Director Stephen M. Wolf    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
Philip Morris International Inc.    PM    718172109    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director C. David Brown II    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director David W. Dorman    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Anne M. Finucane    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Kristen Gibney Williams    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Larry J. Merlo    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Jean-Pierre Millon    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Richard J. Swift    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director William C. Weldon    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Elect Director Tony L. White    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Ratify Auditors    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Management    Reduce Vote Requirement Under the Fair Price Provision    For    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Share Holder    Report on Political Contributions    Against    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    For
CVS Caremark Corporation    CVS    126650100    USA    09-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Reappoint Ernst & Young Inc as Auditors of the Company    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Elect Michael Kirkwood as Director    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Elect Tony O’Neill as Director    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Srinivasan Venkatakrishnan (Venkat) as Director    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Place Authorised but Unissued Shares under Control of Directors    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Remuneration Policy    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Increase in Non-executive Directors Fees    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Increase in Non-executive Directors’ Fees for Board Committees and Statutory Committee Meetings    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Authorise Repurchase of Up to Five Percent of Issued Share Capital    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Financial Assistance to Related or Inter-related Company or Corporation    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Linda G. Alvarado    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Anne M. Busquet    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Roger Fradin    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Anne Sutherland Fuchs    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director S. Douglas Hutcheson    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Marc B. Lautenbach    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Eduardo R. Menasce    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Michael I. Roth    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director David L. Shedlarz    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director David B. Snow, Jr.    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Ratify Auditors    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Lawrence S. Bacow    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Ann E. Berman    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Joseph L. Bower    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Charles M. Diker    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Jacob A. Frenkel    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Paul J. Fribourg    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Walter L. Harris    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Philip A. Laskawy    For    For


Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Ken Miller    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Gloria R. Scott    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Andrew H. Tisch    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director James S. Tisch    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Jonathan M. Tisch    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert H. Benmosche    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director W. Don Cornwell    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director John H. Fitzpatrick    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director William G. Jurgensen    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Christopher S. Lynch    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Arthur C. Martinez    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director George L. Miles, Jr.    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Henry S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Ronald A. Rittenmeyer    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Douglas M. Steenland    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Theresa M. Stone    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Share Holder    Limit Total Number of Boards on Which Company Directors May Serve    Against    Against
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Alan M. Bennett    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director James R. Boyd    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Milton Carroll    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Nance K. Dicciani    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Murry S. Gerber    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Jose C. Grubisich    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Abdallah S. Jum’ah    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director David J. Lesar    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Robert A. Malone    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director J. Landis Martin    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Debra L. Reed    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Share Holder    Report on Human Rights Risk Assessment Process    Against    For


The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Robert B. Allardice, III    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Trevor Fetter    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Paul G. Kirk, Jr.    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Liam E. McGee    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Kathryn A. Mikells    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Michael G. Morris    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Thomas A. Renyi    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Charles B. Strauss    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director H. Patrick Swygert    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Elect Director Eugene C. Fiedorek    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Elect Director Chansoo Joung    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Elect Director William C. Montgomery    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Declassify the Board of Directors    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Andrew H. Card, Jr.    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Erroll B. Davis, Jr.    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Thomas J. Donohue    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Archie W. Dunham    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Judith Richards Hope    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director John J. Koraleski    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Charles C. Krulak    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Michael R. McCarthy    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Michael W. McConnell    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Thomas F. McLarty, III    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Steven R. Rogel    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director Jose H. Villarreal    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Elect Director James R. Young    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Union Pacific Corporation    UNP    907818108    USA    16-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Lester B. Knight as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Gregory C. Case as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Fulvio Conti as Director    For    Against
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Cheryl A. Francis as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Edgar D. Jannotta as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect J. Michael Losh as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Robert S. Morrison as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Richard B. Myers as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Richard C. Notebaert as Director    For    For


Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Gloria Santona as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Carolyn Y. Woo as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Ratify Ernst and Young LLP as Aon’s Auditors    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Authorize Board to Fix Remuneration of Internal Statutory Auditors    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Advisory Vote to Ratify Directors’ Remuneration Report    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Approve Nonqualified Employee Stock Purchase Plan    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director James A. Bell    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Crandall C.Bowles    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Stephen B. Burke    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director David M. Cote    For    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director James S. Crown    For    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director James Dimon    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Timothy P. Flynn    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Ellen V. Futter    For    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Laban P. Jackson, Jr.    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Lee R. Raymond    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director William C. Weldon    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Ratify Auditors    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Provide Right to Act by Written Consent    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Stock Retention/Holding Period    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
Lincoln National Corporation    LNC    534187109    USA    23-May-13    Annual    Management    Elect Director William J. Avery    For    For
Lincoln National Corporation    LNC    534187109    USA    23-May-13    Annual    Management    Elect Director William H. Cunningham    For    For
Lincoln National Corporation    LNC    534187109    USA    23-May-13    Annual    Management    Elect Director William Porter Payne    For    For
Lincoln National Corporation    LNC    534187109    USA    23-May-13    Annual    Management    Elect Director Patrick S. Pittard    For    For
Lincoln National Corporation    LNC    534187109    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
Lincoln National Corporation    LNC    534187109    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director Lloyd C. Blankfein    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director M. Michele Burns    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director Gary D. Cohn    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director Claes Dahlback    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director William W. George    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director James A. Johnson    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director Lakshmi N. Mittal    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director Adebayo O. Ogunlesi    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director James J. Schiro    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director Debora L. Spar    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director Mark E. Tucker    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Elect Director David A. Viniar    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Share Holder    Establish Board Committee on Human Rights    Against    Against
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Share Holder    Adopt Proxy Access Right    Against    Against
The Goldman Sachs Group, Inc.    GS    38141G104    USA    23-May-13    Annual    Share Holder    Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value    Against    Against


The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Jocelyn Carter-Miller    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Jill M. Considine    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Richard A. Goldstein    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Mary J. Steele Guilfoile    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director H. John Greeniaus    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Dawn Hudson    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director William T. Kerr    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Michael I. Roth    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director David M. Thomas    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Share Holder    Prepare Employment Diversity Report    Against    Against
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    Against
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director James L. Barksdale    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director William P. Barr    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Jeffrey L. Bewkes    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Stephen F. Bollenbach    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Robert C. Clark    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Mathias Dopfner    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Jessica P. Einhorn    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Fred Hassan    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Kenneth J. Novack    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Paul D. Wachter    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Deborah C. Wright    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director E. Michael Caulfield    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director Ronald E. Goldsberry    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director Kevin T. Kabat    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director Michael J. Passarella    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Declassify the Board of Directors    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director James E. Cartwright    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Vernon E. Clark    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Stephen J. Hadley    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Michael C. Ruettgers    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Ronald L. Skates    For    For


Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director William R. Spivey    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director Linda G. Stuntz    For    Against
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Elect Director William H. Swanson    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Management    Ratify Auditors    For    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Share Holder    Report on Political Contributions    Against    For
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    Against
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Share Holder    Submit SERP to Shareholder Vote    Against    Against
Raytheon Company    RTN    755111507    USA    30-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Daniel F. Akerson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director David Bonderman    For    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Erroll B. Davis, Jr.    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Stephen J. Girsky    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director E. Neville Isdell    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Robert D. Krebs    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Kathryn V. Marinello    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Michael G. Mullen    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director James J. Mulva    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Patricia F. Russo    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Thomas M. Schoewe    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Theodore M. Solso    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Carol M. Stephenson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Cynthia A. Telles    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Ratify Auditors    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Ann C. Berzin    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director John Bruton    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Jared L. Cohon    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Gary D. Forsee    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Edward E. Hagenlocker    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Constance J. Horner    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Michael W. Lamach    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Theodore E. Martin    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Nelson Peltz    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director John P. Surma    For    Against
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Richard J. Swift    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Tony L. White    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Approve Auditors and Authorize Board to Fix Their Remuneration    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Capital Reduction and Creation of Distributable Reserves    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws    For    For


Nuveen NWQ Multi-Cap Value Fund

 

Company Name    Ticker    Security ID    Country    Meeting Date    Meeting Type    Proponent    Proposal    Management
Recommendation
   Vote
Instruction
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Jens Alder    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Raymond J. Bromark    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Gary J. Fernandes    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Rohit Kapoor    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Kay Koplovitz    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Christopher B. Lofgren    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director William E. McCracken    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Richard Sulpizio    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Laura S. Unger    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Arthur F. Weinbach    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Elect Director Renato (Ron) Zambonini    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Ratify Auditors    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
CA, Inc.    CA    12673P105    USA    01-Aug-12    Annual    Management    Approve Outside Director Stock Awards in Lieu of Cash    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Phillip Frost as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Roger Abravanel as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Elect Galia Maor as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Richard A. Lerner as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Erez Vigodman as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Annual Fee and Reimbursement of Expenses of Chairman    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Annual Fee and Reimbursement of Expenses of Vice Chairman    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Certain Amendments to Articles of Association    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Indemnification and Release Agreements for Directors of the Company    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation    For    For
NRG Energy, Inc.    NRG    629377508    USA    09-Nov-12    Special    Management    Issue Shares in Connection with Acquisition    For    For
NRG Energy, Inc.    NRG    629377508    USA    09-Nov-12    Special    Management    Fix Number of Directors at Sixteen    For    For
NRG Energy, Inc.    NRG    629377508    USA    09-Nov-12    Special    Management    Adjourn Meeting    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Carol A. Bartz    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Marc Benioff    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director M. Michele Burns    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Michael D. Capellas    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Larry R. Carter    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director John T. Chambers    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Brian L. Halla    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director John L. Hennessy    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Kristina M. Johnson    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Richard M. Kovacevich    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Roderick C. McGeary    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Arun Sarin    For    For


Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Steven M. West    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Ratify Auditors    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Share Holder    Require Independent Board Chairman    Against    Against
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Share Holder    Report on Eliminating Conflict Minerals from Supply Chain    Against    Against
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director John Tyson    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Kathleen M. Bader    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Gaurdie E. Banister, Jr.    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Jim Kever    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Kevin M. McNamara    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Brad T. Sauer    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Robert Thurber    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Barbara A. Tyson    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Albert C. Zapanta    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Amend Nonqualified Employee Stock Purchase Plan    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Ratify Auditors    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    11-Mar-13    Special    Management    Amend Long Term Incentive Plan 2005    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    11-Mar-13    Special    Management    Amend Bonus Share Plan 2005    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    11-Mar-13    Special    Management    Authorise Board to Ratify and Execute Approved Resolutions    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    27-Mar-13    Special    Management    Adopt New Memorandum of Incorporation    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    27-Mar-13    Special    Management    Authorise Board to Ratify and Execute Approved Resolutions    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Howard L. Beck    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director William D. Birchall    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Donald J. Carty    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Gustavo Cisneros    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Robert M. Franklin    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director J. Brett Harvey    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Dambisa Moyo    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Brian Mulroney    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Anthony Munk    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Peter Munk    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Steven J. Shapiro    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Jamie C. Sokalsky    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director John L. Thornton    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    Against
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Michael L. Corbat    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Franz B. Humer    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Robert L. Joss    For    For


Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Michael E. O’Neill    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Judith Rodin    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Robert L. Ryan    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Anthony M. Santomero    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Joan E. Spero    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Diana L. Taylor    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director William S. Thompson, Jr.    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Elect Director Ernesto Zedillo Ponce de Leon    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
Citigroup Inc.    C    172967424    USA    24-Apr-13    Annual    Share Holder    Amend Indemnifications Provisions    Against    Against
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director Kirbyjon H. Caldwell    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director David Crane    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director Kathleen A. McGinty    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director Evan J. Silverstein    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Elect Director Thomas H. Weidemeyer    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
NRG Energy, Inc.    NRG    629377508    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Dennis A. Ausiello    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director M. Anthony Burns    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director W. Don Cornwell    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Frances D. Fergusson    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director William H. Gray, III    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Helen H. Hobbs    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Constance J. Horner    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director James M. Kilts    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director George A. Lorch    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Ian C. Read    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Stephen W. Sanger    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Marc Tessier-Lavigne    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    Against
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Andrea J. Ayers    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director John F. Barrett    For    For


Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Richard R. Devenuti    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Jeffrey H. Fox    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Joseph E. Gibbs    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Joan E. Herman    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Thomas L. Monahan, III    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Ronald L. Nelson    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Richard F. Wallman    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Ratify Auditors    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Alison J. Carnwath    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Luiz Kaufmann    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director John M. Pigott    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Gregory M. E. Spierkel    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Share Holder    Declassify the Board of Directors    Against    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Share Holder    Reduce Supermajority Vote Requirement    Against    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Richard E. Belluzzo    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director James V. Diller, Sr.    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Michael R. Farese    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Jonathan J. Judge    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Michael A. Klayko    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director William H. Kurtz    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Gregory S. Lang    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Richard N. Nottenburg    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Ratify Auditors    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Christiane Bergevin    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Donald J. Carty    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director William R.P. Dalton    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Kevin S. Dunne    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Harold N. Kvisle    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Brian M. Levitt    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Lisa A. Stewart    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Peter W. Tomsett    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Michael T. Waites    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Charles R. Williamson    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Charles M. Winograd    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Ratify Ernst & Young LLP as Auditors    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Catherine M. Best    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director N. Murray Edwards    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Timothy W. Faithfull    For    For


Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Gary A. Filmon    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Christopher L. Fong    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Gordon D. Giffin    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Wilfred A. Gobert    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Steve W. Laut    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Keith A. J. MacPhail    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Frank J. McKenna    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director Eldon R. Smith    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Elect Director David A. Tuer    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Re-approve Stock Option Plan    For    For
Canadian Natural Resources Limited    CNQ    136385101    Canada    02-May-13    Annual/Special    Management    Advisory Vote on Executive Compensation Approach    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Financial Statements and Statutory Reports    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Consolidated Financial Statements and Statutory Reports    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Allocation of Income and Dividends of EUR 2.77 per Share    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Elect Fabienne Lecorvaisier as Director    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Approve Employee Stock Purchase Plan    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For
Sanofi    SAN    80105N105    France    03-May-13    Annual/Special    Management    Authorize Filing of Required Documents/Other Formalities    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Elect Director Cristina H. Amon    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Elect Director Richard S. Chute    For    For


MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Elect Director Peter R. Hanley    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Ratify Auditors    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Charles A. Haggerty    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Richard S. Hill    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director John H.F. Miner    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Arun Netravali    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Charles C. Pope    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Gregorio Reyes    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Michael G. Strachan    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Abhijit Y. Talwalkar    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Susan M. Whitney    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Ratify Auditors    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Reappoint Ernst & Young Inc as Auditors of the Company    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Elect Michael Kirkwood as Director    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Elect Tony O’Neill as Director    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Srinivasan Venkatakrishnan (Venkat) as Director    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Place Authorised but Unissued Shares under Control of Directors    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Remuneration Policy    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Increase in Non-executive Directors Fees    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Increase in Non-executive Directors’ Fees for Board Committees and Statutory Committee Meetings    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Authorise Repurchase of Up to Five Percent of Issued Share Capital    For    For
AngloGold Ashanti Ltd    ANG    035128206    South Africa    13-May-13    Annual    Management    Approve Financial Assistance to Related or Inter-related Company or Corporation    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Linda G. Alvarado    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Anne M. Busquet    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Roger Fradin    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Anne Sutherland Fuchs    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director S. Douglas Hutcheson    For    For


Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Marc B. Lautenbach    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Eduardo R. Menasce    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director Michael I. Roth    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director David L. Shedlarz    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Elect Director David B. Snow, Jr.    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Ratify Auditors    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Pitney Bowes Inc.    PBI    724479100    USA    13-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Lawrence S. Bacow    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Ann E. Berman    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Joseph L. Bower    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Charles M. Diker    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Jacob A. Frenkel    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Paul J. Fribourg    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Walter L. Harris    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Philip A. Laskawy    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Ken Miller    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Gloria R. Scott    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Andrew H. Tisch    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director James S. Tisch    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Jonathan M. Tisch    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert H. Benmosche    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director W. Don Cornwell    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director John H. Fitzpatrick    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director William G. Jurgensen    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Christopher S. Lynch    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Arthur C. Martinez    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director George L. Miles, Jr.    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Henry S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Ronald A. Rittenmeyer    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Douglas M. Steenland    For    For


AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Theresa M. Stone    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Share Holder    Limit Total Number of Boards on Which Company Directors May Serve    Against    Against
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Alan M. Bennett    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director James R. Boyd    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Milton Carroll    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Nance K. Dicciani    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Murry S. Gerber    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Jose C. Grubisich    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Abdallah S. Jum’ah    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director David J. Lesar    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Robert A. Malone    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director J. Landis Martin    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Debra L. Reed    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Share Holder    Report on Human Rights Risk Assessment Process    Against    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Elect Director William J. Bartlett    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Elect Director Alan C. Henderson    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Declassify the Board of Directors    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Robert B. Allardice, III    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Trevor Fetter    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Paul G. Kirk, Jr.    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Liam E. McGee    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Kathryn A. Mikells    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Michael G. Morris    For    For


The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Thomas A. Renyi    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Charles B. Strauss    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director H. Patrick Swygert    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Elect Director Eugene C. Fiedorek    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Elect Director Chansoo Joung    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Elect Director William C. Montgomery    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Declassify the Board of Directors    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Elect Director Richard D. Baum    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Elect Director Mariann Byerwalter    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Elect Director Jeffrey T. Pero    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Increase Authorized Common Stock    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Redwood Trust, Inc.    RWT    758075402    USA    16-May-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Lester B. Knight as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Gregory C. Case as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Fulvio Conti as Director    For    Against
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Cheryl A. Francis as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Edgar D. Jannotta as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect J. Michael Losh as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Robert S. Morrison as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Richard B. Myers as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Richard C. Notebaert as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Gloria Santona as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Elect Carolyn Y. Woo as Director    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For


Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Ratify Ernst and Young LLP as Aon’s Auditors    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Authorize Board to Fix Remuneration of Internal Statutory Auditors    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Advisory Vote to Ratify Directors’ Remuneration Report    For    For
Aon plc    AON    G0408V102    United Kingdom    17-May-13    Annual    Management    Approve Nonqualified Employee Stock Purchase Plan    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director James A. Bell    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Crandall C.Bowles    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Stephen B. Burke    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director David M. Cote    For    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director James S. Crown    For    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director James Dimon    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Timothy P. Flynn    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Ellen V. Futter    For    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Laban P. Jackson, Jr.    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director Lee R. Raymond    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Elect Director William C. Weldon    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Ratify Auditors    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Provide Right to Act by Written Consent    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Stock Retention/Holding Period    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    USA    21-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Wieland F. Wettstein    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Michael L. Beatty    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Michael B. Decker    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Ronald G. Greene    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Gregory L. McMichael    For    For


Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Kevin O. Meyers    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Phil Rykhoek    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Randy Stein    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Laura A. Sugg    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Amend Nonqualified Employee Stock Purchase Plan    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Ratify Auditors    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Declassify the Board of Directors    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director Robert F. Coleman    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director James M. Guyette    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director Collin E. Roche    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director William R. Rybak    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Jocelyn Carter-Miller    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Jill M. Considine    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Richard A. Goldstein    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Mary J. Steele Guilfoile    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director H. John Greeniaus    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Dawn Hudson    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director William T. Kerr    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Michael I. Roth    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director David M. Thomas    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Share Holder    Prepare Employment Diversity Report    Against    Against
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    Against
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director E. Michael Caulfield    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director Ronald E. Goldsberry    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director Kevin T. Kabat    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Elect Director Michael J. Passarella    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Declassify the Board of Directors    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
Unum Group    UNM    91529Y106    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Elect Director Reena Aggarwal    For    For
FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Elect Director Richard J. Hendrix    For    For
FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Elect Director Thomas J. Hynes, Jr.    For    For
FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Elect Director Adam J. Klein    For    For
FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Elect Director Richard A. Kraemer    For    For
FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Elect Director Thomas S. Murphy, Jr.    For    For


FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Elect Director Arthur J. Reimers    For    For
FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Amend Omnibus Stock Plan    For    For
FBR & Co.    FBRC    30247C400    USA    05-Jun-13    Annual    Management    Ratify Auditors    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Daniel F. Akerson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director David Bonderman    For    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Erroll B. Davis, Jr.    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Stephen J. Girsky    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director E. Neville Isdell    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Robert D. Krebs    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Kathryn V. Marinello    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Michael G. Mullen    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director James J. Mulva    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Patricia F. Russo    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Thomas M. Schoewe    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Theodore M. Solso    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Carol M. Stephenson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Cynthia A. Telles    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Ratify Auditors    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Ann C. Berzin    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director John Bruton    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Jared L. Cohon    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Gary D. Forsee    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Edward E. Hagenlocker    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Constance J. Horner    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Michael W. Lamach    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Theodore E. Martin    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Nelson Peltz    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director John P. Surma    For    Against
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Richard J. Swift    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Tony L. White    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Approve Auditors and Authorize Board to Fix Their Remuneration    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Capital Reduction and Creation of Distributable Reserves    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws    For    For


NUVEEN NWQ SMALL CAP VALUE FUND

 

Company Name    Ticker    Security ID    Country    Meeting Date    Meeting Type    Proponent    Proposal    Management
Recommendation
   Vote
Instruction
Standard Microsystems Corporation    SMSC    853626109    USA    10-Jul-12    Special    Management    Approve Merger Agreement    For    For
Standard Microsystems Corporation    SMSC    853626109    USA    10-Jul-12    Special    Management    Adjourn Meeting    For    For
Standard Microsystems Corporation    SMSC    853626109    USA    10-Jul-12    Special    Management    Advisory Vote on Golden Parachutes    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Jean Madar    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Philippe Benacin    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Russell Greenberg    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Philippe Santi    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Francois Heilbronn    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Jean Levy    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Robert Bensoussan-Torres    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Serge Rosinoer    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Patrick Choel    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Larry C. Corbin    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Steven A. Davis    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Mary Kay Haben    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Cheryl L. Krueger    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director G. Robert Lucas    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Eileen A. Mallesch    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Paul S. Williams    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Ratify Auditors    For    For
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Elect Director Harvey P. Eisen    For    Withhold
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Elect Director Marshall S. Geller    For    For
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Elect Director Daniel M. Friedberg    For    For
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Elect Director Scott N. Greenberg    For    For
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Elect Director Sue W. Kelly    For    For
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Elect Director Richard C. Pfenniger, Jr.    For    For
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Elect Director A. Marvin Strait    For    For
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Elect Director Gene A. Washington    For    For
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Ratify Auditors    For    For
GP Strategies Corporation    GPX    36225V104    USA    12-Sep-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director Walter J. Aspatore    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director Warren L. Batts    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director J. Edward Colgate    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director Darren M. Dawson    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director Donald W. Duda    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director Stephen F. Gates    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director Isabelle C. Goossen    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director Christopher J. Hornung    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director Paul G. Shelton    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Elect Director Lawrence B. Skatoff    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Ratify Auditors    For    For
Methode Electronics, Inc.    MEI    591520200    USA    13-Sep-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Elect Director Kenneth H. Haynie    For    Withhold
Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Elect Director William C. Kimball    For    Withhold
Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Elect Director Richard A. Wilkey    For    Withhold
Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Ratify Auditors    For    For
Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Buckeye Technologies Inc.    BKI    118255108    USA    23-Oct-12    Annual    Management    Elect Director Red Cavaney    For    For
Buckeye Technologies Inc.    BKI    118255108    USA    23-Oct-12    Annual    Management    Elect Director John B. Crowe    For    For
Buckeye Technologies Inc.    BKI    118255108    USA    23-Oct-12    Annual    Management    Elect Director David B. Ferraro    For    For
Buckeye Technologies Inc.    BKI    118255108    USA    23-Oct-12    Annual    Management    Ratify Auditors    For    For
Buckeye Technologies Inc.    BKI    118255108    USA    23-Oct-12    Annual    Management    Declassify the Board of Directors    For    For
Buckeye Technologies Inc.    BKI    118255108    USA    23-Oct-12    Annual    Management    Adopt Majority Voting for Uncontested Election of Directors    For    For
Buckeye Technologies Inc.    BKI    118255108    USA    23-Oct-12    Annual    Management    Amend Omnibus Stock Plan    For    For
Buckeye Technologies Inc.    BKI    118255108    USA    23-Oct-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director E. Scott Beattie    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director Fred Berens    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director Maura J. Clark    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director Richard C.W. Mauran    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director William M. Tatham    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director J. W. Nevil Thomas    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director A. Salman Amin    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Ratify Auditors    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Share Holder    Report on Animal Testing and Alternatives    Against    Against
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Jiren Liu    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Edward H. Meyer    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Dinesh C. Paliwal    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Hellene S. Runtagh    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Frank Sklarsky    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Gary G. Steel    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Ratify Auditors    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Elect Director Henry A. Alpert    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Elect Director Blaine V. Fogg    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Elect Director William H. Waldorf    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Elect Director Joseph J. Whalen    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Ratify Auditors    For    For
Alterra Capital Holdings Limited    ALTE    G0229R108    Bermuda    26-Feb-13    Special    Management    Amend Bylaws    For    For
Alterra Capital Holdings Limited    ALTE    G0229R108    Bermuda    26-Feb-13    Special    Management    Approve Merger Agreement    For    For
Alterra Capital Holdings Limited    ALTE    G0229R108    Bermuda    26-Feb-13    Special    Management    Advisory Vote on Golden Parachutes    For    For
Alterra Capital Holdings Limited    ALTE    G0229R108    Bermuda    26-Feb-13    Special    Management    Transact Other Business (Voting)    For    Against


Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director John R. Ambroseo    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Jay T. Flatley    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Susan M. James    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director L. William Krause    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Garry W. Rogerson    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Lawrence Tomlinson    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Sandeep Vij    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Ratify Auditors    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Aurizon Mines Ltd.    ARZ    05155P106    Canada    07-Mar-13    Special    Management    Approve Shareholder Rights Plan    For    Do Not Vote
PacWest Bancorp    PACW    695263103    USA    20-Mar-13    Special    Management    Approve Merger Agreement    For    For
PacWest Bancorp    PACW    695263103    USA    20-Mar-13    Special    Management    Adjourn Meeting    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director Richard E. McDowell    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director Joseph F. Long    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director John P. Meegan    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director Timothy B. Fannin    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director William F. McKnight    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Ratify Auditors    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Aspen Insurance Holdings Limited    AHL    G05384105    Bermuda    24-Apr-13    Annual    Management    Elect Director Richard Bucknall    For    For
Aspen Insurance Holdings Limited    AHL    G05384105    Bermuda    24-Apr-13    Annual    Management    Elect Director Peter O’Flinn    For    For
Aspen Insurance Holdings Limited    AHL    G05384105    Bermuda    24-Apr-13    Annual    Management    Elect Director Ronald Pressman    For    For
Aspen Insurance Holdings Limited    AHL    G05384105    Bermuda    24-Apr-13    Annual    Management    Elect Director Gordon Ireland    For    For
Aspen Insurance Holdings Limited    AHL    G05384105    Bermuda    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Aspen Insurance Holdings Limited    AHL    G05384105    Bermuda    24-Apr-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
Aspen Insurance Holdings Limited    AHL    G05384105    Bermuda    24-Apr-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Aspen Insurance Holdings Limited    AHL    G05384105    Bermuda    24-Apr-13    Annual    Management    Approve Auditors and Authorize Board to Fix Their Remuneration    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Elect Director Randolph C. Coley    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Elect Director R. Hunter Pierson, Jr.    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Elect Director J. Thurston Roach    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Elect Director Kevin P. Chilton    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Elect Director Lennard A. Fisk    For    For


Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Elect Director Ronald T. Kadish    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Elect Director Garrett E. Pierce    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Elect Director George V. Bayly    For    For
TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Elect Director Diana S. Ferguson    For    For
TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Elect Director Gary D. Smith    For    For
TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Andrea J. Ayers    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director John F. Barrett    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Richard R. Devenuti    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Jeffrey H. Fox    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Joseph E. Gibbs    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Joan E. Herman    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Thomas L. Monahan, III    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Ronald L. Nelson    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Elect Director Richard F. Wallman    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Ratify Auditors    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Convergys Corporation    CVG    212485106    USA    26-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director Mark Benadiba    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director George A. Burnett    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director Jerry Fowden    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director David T. Gibbons    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director Stephen H. Halperin    For    Withhold
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director Betty Jane (BJ) Hess    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director Gregory Monahan    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director Mario Pilozzi    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director Andrew Prozes    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director Eric Rosenfeld    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Elect Director Graham Savage    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Advisory Vote to ratify Named Executive Officer’s Compensation    For    For
Cott Corporation    BCB    22163N106    Canada    30-Apr-13    Annual/Special    Management    Amend Omnibus Stock Plan    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Richard E. Belluzzo    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director James V. Diller, Sr.    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Michael R. Farese    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Jonathan J. Judge    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Michael A. Klayko    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director William H. Kurtz    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Gregory S. Lang    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Richard N. Nottenburg    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Ratify Auditors    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Elect Barbara T. Alexander as Director    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Elect Scott Hunter as Director    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Elect Patrick de Saint-Aignan as Director    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Accept Consolidated Financial Statements and Statutory Reports    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Approve Retention of Disposable Profits    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Approve Dividends    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Approve Reduction in Share Capital    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Appoint PricewaterhouseCoopers AG as Special Auditor    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Approve Discharge of Board and Senior Management    For    For
Marten Transport, Ltd.    MRTN    573075108    USA    03-May-13    Annual    Management    Elect Director Randolph L. Marten    For    For
Marten Transport, Ltd.    MRTN    573075108    USA    03-May-13    Annual    Management    Elect Director Larry B. Hagness    For    For
Marten Transport, Ltd.    MRTN    573075108    USA    03-May-13    Annual    Management    Elect Director Thomas J. Winkel    For    For
Marten Transport, Ltd.    MRTN    573075108    USA    03-May-13    Annual    Management    Elect Director Jerry M. Bauer    For    For
Marten Transport, Ltd.    MRTN    573075108    USA    03-May-13    Annual    Management    Elect Director Robert L. Demorest    For    For
Marten Transport, Ltd.    MRTN    573075108    USA    03-May-13    Annual    Management    Elect Director G. Larry Owens    For    For
Marten Transport, Ltd.    MRTN    573075108    USA    03-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Marten Transport, Ltd.    MRTN    573075108    USA    03-May-13    Annual    Management    Ratify Auditors    For    For
Marten Transport, Ltd.    MRTN    573075108    USA    03-May-13    Annual    Management    Other Business    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Elect Director Cristina H. Amon    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Elect Director Richard S. Chute    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Elect Director Peter R. Hanley    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Ratify Auditors    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Elect Director Michael A. Bradley    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Elect Director Marvin D. Burkett    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Elect Director R. Nicholas Burns    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Elect Director Daniel W. Christian    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Elect Director Bertrand Loy    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Elect Director Roger D. McDaniel    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Elect Director Paul L.H. Olson    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Elect Director Brian F. Sullivan    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
Entegris, Inc.    ENTG    29362U104    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
TriMas Corporation    TRS    896215209    USA    09-May-13    Annual    Management    Elect Director Marshall A. Cohen    For    For
TriMas Corporation    TRS    896215209    USA    09-May-13    Annual    Management    Elect Director David M. Wathen    For    For
TriMas Corporation    TRS    896215209    USA    09-May-13    Annual    Management    Ratify Auditors    For    For
TriMas Corporation    TRS    896215209    USA    09-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Colin K. Benner    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Luis M. Chavez    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Richard M. Colterjohn    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Mark J. Daniel    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Patrick D. Downey    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Alan R. Edwards    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Scott G. Perry    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Ronald E. Smith    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Joseph G. Spiteri    For    For


AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Approve Shareholder Rights Plan    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Approve Omnibus Long-Term Incetive Plan    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Advisory Vote on Executive Compensation Approach    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Mark N. Baker    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Craig A. Carlson    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Stephen M. Dunn    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director John M. Eggemeyer    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Barry C. Fitzpatrick    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director George E. Langley    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Susan E. Lester    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Timothy B. Matz    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Arnold W. Messer    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Daniel B. Platt    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director John W. Rose    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Robert A. Stine    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Elect Director Matthew P. Wagner    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Ratify Auditors    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Adjourn Meeting    For    For
PacWest Bancorp    PACW    695263103    USA    13-May-13    Annual    Management    Other Business    For    Against
Astronics Corporation    ATRO    046433108    USA    14-May-13    Annual    Management    Elect Director Raymond W. Boushie    For    For
Astronics Corporation    ATRO    046433108    USA    14-May-13    Annual    Management    Elect Director Robert T. Brady    For    For
Astronics Corporation    ATRO    046433108    USA    14-May-13    Annual    Management    Elect Director John B. Drenning    For    Withhold
Astronics Corporation    ATRO    046433108    USA    14-May-13    Annual    Management    Elect Director Peter J. Gundermann    For    Withhold
Astronics Corporation    ATRO    046433108    USA    14-May-13    Annual    Management    Elect Director Kevin T. Keane    For    Withhold
Astronics Corporation    ATRO    046433108    USA    14-May-13    Annual    Management    Elect Director Robert J. McKenna    For    For
Astronics Corporation    ATRO    046433108    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
Astronics Corporation    ATRO    046433108    USA    14-May-13    Annual    Management    Increase Authorized Common Stock    For    For
Astronics Corporation    ATRO    046433108    USA    14-May-13    Annual    Management    Increase Authorized Class B Stock    For    Against
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director Jamed M. DeCosmo    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director Kenneth M. Jashrow, II    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director James A. Johnson    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director Charles W. Matthews    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director Richard M. Smith    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director George F. Jones, Jr.    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Peter B. Bartholow    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director James H. Browning    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Preston M. Geren, III    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Frederick B. Hegi, Jr.    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Larry L. Helm    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director James R. Holland, Jr.    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director W. W. McAllister, III    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Elysia Holt Ragusa    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Steven P. Rosenberg    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Grant E. Sims    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Robert W. Stallings    For    For


Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Dale W. Tremblay    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Ian J. Turpin    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Selim A. Bassoul    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Robert B. Lamb    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director John R. Miller, III    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Gordon O’Brien    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Philip G. Putnam    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Sabin C. Streeter    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Require Majority Vote for the Election of Directors    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Elect Director Stephen W. Bershad    For    For
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Elect Director Harry L. Bosco    For    For
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Elect Director Dennis J. Fortino    For    For
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Elect Director Ira J. Lamel    For    For
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Elect Director Dominic A. Romeo    For    For
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Elect Director John A. Roush    For    For
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Elect Director Thomas N. Secor    For    For
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
GSI Group Inc.    GSIG    36191C205    Canada    15-May-13    Annual    Management    Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Maidenform Brands, Inc.    MFB    560305104    USA    16-May-13    Annual    Management    Elect Director Norman Axelrod    For    For
Maidenform Brands, Inc.    MFB    560305104    USA    16-May-13    Annual    Management    Elect Director Harold F. Compton    For    For
Maidenform Brands, Inc.    MFB    560305104    USA    16-May-13    Annual    Management    Elect Director Barbara Eisenberg    For    For
Maidenform Brands, Inc.    MFB    560305104    USA    16-May-13    Annual    Management    Elect Director Nomi Ghez    For    For
Maidenform Brands, Inc.    MFB    560305104    USA    16-May-13    Annual    Management    Elect Director Richard Johnson    For    For
Maidenform Brands, Inc.    MFB    560305104    USA    16-May-13    Annual    Management    Elect Director Maurice S. Reznik    For    For
Maidenform Brands, Inc.    MFB    560305104    USA    16-May-13    Annual    Management    Elect Director Karen Rose    For    For
Maidenform Brands, Inc.    MFB    560305104    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Maidenform Brands, Inc.    MFB    560305104    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director John F. Cassidy, Jr.    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Edgar G. Hotard    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Erland E. Kailbourne    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Joseph G. Morone    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Katharine L. Plourde    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director John R. Scannell    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Christine L. Standish    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director John C. Standish    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Ratify Auditors    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Elect Director Cary Mack    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Elect Director Todd Marshall    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Elect Director M. Nafees Nagy    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Elect Director James E. Nave    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Ratify Auditors    For    For
Boulder Brands, Inc.    BDBD    101405108    USA    22-May-13    Annual    Management    Elect Director Stephen B. Hughes    For    Do Not Vote
Boulder Brands, Inc.    BDBD    101405108    USA    22-May-13    Annual    Management    Elect Director James E. Lewis    For    Do Not Vote
Boulder Brands, Inc.    BDBD    101405108    USA    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Do Not Vote
Boulder Brands, Inc.    BDBD    101405108    USA    22-May-13    Annual    Management    Ratify Auditors    For    Do Not Vote
Orion Marine Group, Inc.    ORN    68628V308    USA    23-May-13    Annual    Management    Elect Director Austin J. Shanfelter    For    For
Orion Marine Group, Inc.    ORN    68628V308    USA    23-May-13    Annual    Management    Elect Director Gene Stoever    For    For
Orion Marine Group, Inc.    ORN    68628V308    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Orion Marine Group, Inc.    ORN    68628V308    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Declassify the Board of Directors    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director Robert F. Coleman    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director James M. Guyette    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director Collin E. Roche    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director William R. Rybak    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Elect Director Michael J. Brown    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Elect Director Andrew B. Schmitt    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Elect Director M. Jeannine Strandjord    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Adopt Shareholder Rights Plan (Poison Pill)    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Ratify Auditors    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
HomeStreet, Inc.    HMST    43785V102    USA    30-May-13    Annual    Management    Elect Director Michael J. Malone    For    For
HomeStreet, Inc.    HMST    43785V102    USA    30-May-13    Annual    Management    Elect Director Victor H. Indiek    For    For
HomeStreet, Inc.    HMST    43785V102    USA    30-May-13    Annual    Management    Elect Director Bruce W. Williams    For    For
HomeStreet, Inc.    HMST    43785V102    USA    30-May-13    Annual    Management    Elect Director Mark K. Mason    For    For
HomeStreet, Inc.    HMST    43785V102    USA    30-May-13    Annual    Management    Elect Director Scott M. Boggs    For    For
HomeStreet, Inc.    HMST    43785V102    USA    30-May-13    Annual    Management    Ratify Auditors    For    For
Neenah Paper, Inc.    NP    640079109    USA    30-May-13    Annual    Management    Elect Director Sean T. Erwin    For    For
Neenah Paper, Inc.    NP    640079109    USA    30-May-13    Annual    Management    Elect Director Edward Grzedzinski    For    For
Neenah Paper, Inc.    NP    640079109    USA    30-May-13    Annual    Management    Elect Director John F. McGovern    For    For
Neenah Paper, Inc.    NP    640079109    USA    30-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Neenah Paper, Inc.    NP    640079109    USA    30-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Neenah Paper, Inc.    NP    640079109    USA    30-May-13    Annual    Management    Ratify Auditors    For    For
Hooker Furniture Corporation    HOFT    439038100    USA    04-Jun-13    Annual    Management    Elect Director Paul B. Toms, Jr.    For    For
Hooker Furniture Corporation    HOFT    439038100    USA    04-Jun-13    Annual    Management    Elect Director W. Christopher Beeler, Jr.    For    For
Hooker Furniture Corporation    HOFT    439038100    USA    04-Jun-13    Annual    Management    Elect Director John L. Gregory, III    For    For
Hooker Furniture Corporation    HOFT    439038100    USA    04-Jun-13    Annual    Management    Elect Director E. Larry Ryder    For    For


Hooker Furniture Corporation    HOFT    439038100    USA    04-Jun-13    Annual    Management    Elect Director Mark F. Schreiber    For    For
Hooker Furniture Corporation    HOFT    439038100    USA    04-Jun-13    Annual    Management    Elect Director David G. Sweet    For    For
Hooker Furniture Corporation    HOFT    439038100    USA    04-Jun-13    Annual    Management    Elect Director Henry G. Williamson, Jr.    For    For
Hooker Furniture Corporation    HOFT    439038100    USA    04-Jun-13    Annual    Management    Ratify Auditors    For    For
Hooker Furniture Corporation    HOFT    439038100    USA    04-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Elect Director John J. Connelly    For    For
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Elect Director Joseph Curtin    For    Withhold
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Elect Director Timothy A.R. Duncanson    For    Withhold
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Elect Director Raymond S. Kalouche    For    Withhold
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Elect Director Colin Osborne    For    For
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Elect Director Herbert K. Parker    For    For
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Elect Director Manish K. Srivastava    For    Withhold
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Elect Director Patrick W. Tolbert    For    Withhold
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Ratify Auditors    For    For
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
TMS International Corp.    TMS    87261Q103    USA    05-Jun-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director S.P. Johnson, IV    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Steven A. Webster    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Thomas L. Carter, Jr.    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Robert F. Fulton    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director F. Gardner Parker    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Roger A. Ramsey    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Frank A. Wojtek    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Ratify Auditors    For    For
GP Strategies Corporation    GPX    36225V104    USA    18-Jun-13    Annual    Management    Elect Director Harvey P. Eisen    For    Withhold
GP Strategies Corporation    GPX    36225V104    USA    18-Jun-13    Annual    Management    Elect Director Marshall S. Geller    For    For
GP Strategies Corporation    GPX    36225V104    USA    18-Jun-13    Annual    Management    Elect Director Daniel M. Friedberg    For    For
GP Strategies Corporation    GPX    36225V104    USA    18-Jun-13    Annual    Management    Elect Director Scott N. Greenberg    For    For
GP Strategies Corporation    GPX    36225V104    USA    18-Jun-13    Annual    Management    Elect Director Sue W. Kelly    For    For
GP Strategies Corporation    GPX    36225V104    USA    18-Jun-13    Annual    Management    Elect Director Richard C. Pfenniger, Jr.    For    For
GP Strategies Corporation    GPX    36225V104    USA    18-Jun-13    Annual    Management    Elect DirectorA. Marvin Strait    For    For
GP Strategies Corporation    GPX    36225V104    USA    18-Jun-13    Annual    Management    Ratify Auditors    For    For
GP Strategies Corporation    GPX    36225V104    USA    18-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


Nuveen NWQ Small/Mid Cap Value Fund

 

Company Name    Ticker    Security ID    Country    Meeting Date    Meeting Type    Proponent    Proposal    Management
Recommendation
   Vote
Instruction
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Jean Madar    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Philippe Benacin    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Russell Greenberg    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Philippe Santi    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Francois Heilbronn    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Jean Levy    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Robert Bensoussan-Torres    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Serge Rosinoer    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Elect Director Patrick Choel    For    For
Inter Parfums, Inc.    IPAR    458334109    USA    24-Jul-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Larry C. Corbin    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Steven A. Davis    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Mary Kay Haben    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Cheryl L. Krueger    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director G. Robert Lucas    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Eileen A. Mallesch    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Elect Director Paul S. Williams    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Bob Evans Farms, Inc.    BOBE    096761101    USA    22-Aug-12    Annual    Management    Ratify Auditors    For    For
Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Elect Director Kenneth H. Haynie    For    Withhold
Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Elect Director William C. Kimball    For    Withhold
Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Elect Director Richard A. Wilkey    For    Withhold
Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Ratify Auditors    For    For
Casey’s General Stores, Inc.    CASY    147528103    USA    14-Sep-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Mistras Group, Inc.    MG    60649T107    USA    15-Oct-12    Annual    Management    Elect Director Daniel M. Dickinson    For    For
Mistras Group, Inc.    MG    60649T107    USA    15-Oct-12    Annual    Management    Elect Director James J. Forese    For    For
Mistras Group, Inc.    MG    60649T107    USA    15-Oct-12    Annual    Management    Elect Director Richard H. Glanton    For    For
Mistras Group, Inc.    MG    60649T107    USA    15-Oct-12    Annual    Management    Elect Director Michael J. Lange    For    For
Mistras Group, Inc.    MG    60649T107    USA    15-Oct-12    Annual    Management    Elect Director Ellen T. Ruff    For    For
Mistras Group, Inc.    MG    60649T107    USA    15-Oct-12    Annual    Management    Elect Director Manuel N. Stamatakis    For    For
Mistras Group, Inc.    MG    60649T107    USA    15-Oct-12    Annual    Management    Elect Director Sotirios J. Vahaviolos    For    For
Mistras Group, Inc.    MG    60649T107    USA    15-Oct-12    Annual    Management    Ratify Auditors    For    For
Mistras Group, Inc.    MG    60649T107    USA    15-Oct-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Elect Director J. Veronica Biggins    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Elect Director Michael A. Bradley    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Elect Director R. Kerry Clark    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Elect Director Richard Hamada    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Elect Director James A. Lawrence    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Elect Director Frank R. Noonan    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Elect Director Ray M. Robinson    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Elect Director William H. Schumann III    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Elect Director William P. Sullivan    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
Avnet, Inc.    AVT    053807103    USA    02-Nov-12    Annual    Management    Ratify Auditors    For    For


Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director E. Scott Beattie    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director Fred Berens    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director Maura J. Clark    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director Richard C.W. Mauran    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director William M. Tatham    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director J. W. Nevil Thomas    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Elect Director A. Salman Amin    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Management    Ratify Auditors    For    For
Elizabeth Arden, Inc.    RDEN    28660G106    USA    07-Nov-12    Annual    Share Holder    Report on Animal Testing and Alternatives    Against    Against
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Jiren Liu    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Edward H. Meyer    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Dinesh C. Paliwal    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Hellene S. Runtagh    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Frank Sklarsky    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Elect Director Gary G. Steel    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Ratify Auditors    For    For
Harman International Industries, Incorporated    HAR    413086109    USA    05-Dec-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Terrell K. Crews    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Jeffrey M. Ettinger    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Jody H. Feragen    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Glenn S. Forbes    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Stephen M. Lacy    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Susan I. Marvin    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director John L. Morrison    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Elsa A. Murano    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Robert C. Nakasone    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Susan K. Nestegard    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Dakota A. Pippins    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Elect Director Christopher J. Policinski    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Ratify Auditors    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Approve Incentive Bonus Plan    For    For
Hormel Foods Corporation    HRL    440452100    USA    29-Jan-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Elect Director Henry A. Alpert    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Elect Director Blaine V. Fogg    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Elect Director William H. Waldorf    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Elect Director Joseph J. Whalen    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Griffon Corporation    GFF    398433102    USA    30-Jan-13    Annual    Management    Ratify Auditors    For    For


Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director John Tyson    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Kathleen M. Bader    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Gaurdie E. Banister, Jr.    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Jim Kever    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Kevin M. McNamara    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Brad T. Sauer    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Robert Thurber    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Barbara A. Tyson    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Albert C. Zapanta    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Amend Nonqualified Employee Stock Purchase Plan    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Ratify Auditors    For    For
Alterra Capital Holdings Limited    ALTE    G0229R108    Bermuda    26-Feb-13    Special    Management    Amend Bylaws    For    For
Alterra Capital Holdings Limited    ALTE    G0229R108    Bermuda    26-Feb-13    Special    Management    Approve Merger Agreement    For    For
Alterra Capital Holdings Limited    ALTE    G0229R108    Bermuda    26-Feb-13    Special    Management    Advisory Vote on Golden Parachutes    For    For
Alterra Capital Holdings Limited    ALTE    G0229R108    Bermuda    26-Feb-13    Special    Management    Transact Other Business (Voting)    For    Against
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director John R. Ambroseo    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Jay T. Flatley    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Susan M. James    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director L. William Krause    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Garry W. Rogerson    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Lawrence Tomlinson    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Elect Director Sandeep Vij    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Ratify Auditors    For    For
Coherent, Inc.    COHR    192479103    USA    27-Feb-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Aurizon Mines Ltd.    ARZ    05155P106    Canada    07-Mar-13    Special    Management    Approve Shareholder Rights Plan    For    Do Not Vote
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director Richard E. McDowell    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director Joseph F. Long    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director John P. Meegan    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director Timothy B. Fannin    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Elect Director William F. McKnight    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Ratify Auditors    For    For
Northwest Bancshares, Inc.    NWBI    667340103    USA    17-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Elect Director Randolph C. Coley    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Elect Director R. Hunter Pierson, Jr.    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Elect Director J. Thurston Roach    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Deltic Timber Corporation    DEL    247850100    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Elect Director Kevin P. Chilton    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Elect Director Lennard A. Fisk    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Elect Director Ronald T. Kadish    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Elect Director Garrett E. Pierce    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Orbital Sciences Corporation    ORB    685564106    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Elect Director George V. Bayly    For    For
TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Elect Director Diana S. Ferguson    For    For
TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Elect Director Gary D. Smith    For    For
TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
TreeHouse Foods, Inc.    THS    89469A104    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Richard E. Belluzzo    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director James V. Diller, Sr.    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Michael R. Farese    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Jonathan J. Judge    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Michael A. Klayko    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director William H. Kurtz    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Gregory S. Lang    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Elect Director Richard N. Nottenburg    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Ratify Auditors    For    For
PMC-Sierra, Inc.    PMCS    69344F106    USA    01-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Elect Barbara T. Alexander as Director    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Elect Scott Hunter as Director    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Elect Patrick de Saint-Aignan as Director    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Accept Consolidated Financial Statements and Statutory Reports    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Approve Retention of Disposable Profits    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Approve Dividends    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Approve Reduction in Share Capital    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Appoint PricewaterhouseCoopers AG as Special Auditor    For    For
Allied World Assurance Company Holdings, AG    AWH    H01531104    Switzerland    02-May-13    Annual    Management    Approve Discharge of Board and Senior Management    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Geoffrey Bell as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Albert A. Benchimol as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Christopher V. Greetham as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Maurice A. Keane as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Henry B. Smith as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Ratify Deloitte & Touche Ltd as Auditors    For    For
Clearwater Paper Corporation    CLW    18538R103    USA    06-May-13    Annual    Management    Elect Director Kevin J. Hunt    For    For
Clearwater Paper Corporation    CLW    18538R103    USA    06-May-13    Annual    Management    Elect Director William D. Larsson    For    For
Clearwater Paper Corporation    CLW    18538R103    USA    06-May-13    Annual    Management    Elect Director Michael T. Riordan    For    For
Clearwater Paper Corporation    CLW    18538R103    USA    06-May-13    Annual    Management    Ratify Auditors    For    For
Clearwater Paper Corporation    CLW    18538R103    USA    06-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Elect Director Cristina H. Amon    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Elect Director Richard S. Chute    For    For


MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Elect Director Peter R. Hanley    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
MKS INSTRUMENTS, INC.    MKSI    55306N104    USA    06-May-13    Annual    Management    Ratify Auditors    For    For
Vertex Pharmaceuticals Incorporated    VRTX    92532F100    USA    08-May-13    Annual    Management    Elect Director Joshua Boger    For    For
Vertex Pharmaceuticals Incorporated    VRTX    92532F100    USA    08-May-13    Annual    Management    Elect Director Terrence C. Kearney    For    For
Vertex Pharmaceuticals Incorporated    VRTX    92532F100    USA    08-May-13    Annual    Management    Elect Director Yuchun Lee    For    For
Vertex Pharmaceuticals Incorporated    VRTX    92532F100    USA    08-May-13    Annual    Management    Elect Director Elaine S. Ullian    For    For
Vertex Pharmaceuticals Incorporated    VRTX    92532F100    USA    08-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Vertex Pharmaceuticals Incorporated    VRTX    92532F100    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
Vertex Pharmaceuticals Incorporated    VRTX    92532F100    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Elect Director Arie Huijser    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Elect Director Don R. Kania    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Elect Director Thomas F. Kelly    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Elect Director Jan C. Lobbezoo    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Elect Director Gerhard H. Parker    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Elect Director James T. Richardson    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Elect Director Richard H. Wills    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Elect Director Homa Bahrami    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Elect Director Jami K. Nachtsheim    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Ratify Auditors    For    For
FEI Company    FEIC    30241L109    USA    09-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Charles A. Haggerty    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Richard S. Hill    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director John H.F. Miner    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Arun Netravali    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Charles C. Pope    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Gregorio Reyes    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Michael G. Strachan    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Abhijit Y. Talwalkar    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Elect Director Susan M. Whitney    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Ratify Auditors    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
LSI Corporation    LSI    502161102    USA    09-May-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
TriMas Corporation    TRS    896215209    USA    09-May-13    Annual    Management    Elect Director Marshall A. Cohen    For    For
TriMas Corporation    TRS    896215209    USA    09-May-13    Annual    Management    Elect Director David M. Wathen    For    For
TriMas Corporation    TRS    896215209    USA    09-May-13    Annual    Management    Ratify Auditors    For    For
TriMas Corporation    TRS    896215209    USA    09-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For


AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Colin K. Benner    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Luis M. Chavez    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Richard M. Colterjohn    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Mark J. Daniel    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Patrick D. Downey    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Alan R. Edwards    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Scott G. Perry    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Ronald E. Smith    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Elect Director Joseph G. Spiteri    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Approve Shareholder Rights Plan    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Approve Omnibus Long-Term Incetive Plan    For    For
AuRico Gold Inc.    AUQ    05155C105    Canada    13-May-13    Annual/Special    Management    Advisory Vote on Executive Compensation Approach    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director Jamed M. DeCosmo    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director Kenneth M. Jashrow, II    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director James A. Johnson    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director Charles W. Matthews    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Elect Director Richard M. Smith    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Forestar Group Inc.    FOR    346233109    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director George F. Jones, Jr.    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Peter B. Bartholow    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director James H. Browning    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Preston M. Geren, III    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Frederick B. Hegi, Jr.    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Larry L. Helm    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director James R. Holland, Jr.    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director W. W. McAllister, III    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Elysia Holt Ragusa    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Steven P. Rosenberg    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Grant E. Sims    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Robert W. Stallings    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Dale W. Tremblay    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Elect Director Ian J. Turpin    For    For
Texas Capital Bancshares, Inc.    TCBI    88224Q107    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Selim A. Bassoul    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Robert B. Lamb    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director John R. Miller, III    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Gordon O’Brien    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Philip G. Putnam    For    For


The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Elect Director Sabin C. Streeter    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Require Majority Vote for the Election of Directors    For    For
The Middleby Corporation    MIDD    596278101    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Elect Director William J. Bartlett    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Elect Director Alan C. Henderson    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Declassify the Board of Directors    For    For
Reinsurance Group of America, Incorporated    RGA    759351604    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
Schawk, Inc.    SGK    806373106    USA    15-May-13    Annual    Management    Elect Director Clarence W. Schawk    For    Withhold
Schawk, Inc.    SGK    806373106    USA    15-May-13    Annual    Management    Elect Director David A. Schawk    For    For
Schawk, Inc.    SGK    806373106    USA    15-May-13    Annual    Management    Elect Director A. Alex Sarkisian    For    Withhold
Schawk, Inc.    SGK    806373106    USA    15-May-13    Annual    Management    Elect Director Leonard S. Caronia    For    Withhold
Schawk, Inc.    SGK    806373106    USA    15-May-13    Annual    Management    Elect Director Patrick J. O’Brien    For    For
Schawk, Inc.    SGK    806373106    USA    15-May-13    Annual    Management    Elect Director Hollis W. Rademacher    For    For
Schawk, Inc.    SGK    806373106    USA    15-May-13    Annual    Management    Elect Director John T. McEnroe    For    Withhold
Schawk, Inc.    SGK    806373106    USA    15-May-13    Annual    Management    Elect Director Michael G. O’Rourke    For    For
Schawk, Inc.    SGK    806373106    USA    15-May-13    Annual    Management    Elect Director Stanley N. Logan    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director John F. Cassidy, Jr.    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Edgar G. Hotard    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Erland E. Kailbourne    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Joseph G. Morone    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Katharine L. Plourde    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director John R. Scannell    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director Christine L. Standish    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Elect Director John C. Standish    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Ratify Auditors    For    For
Albany International Corp.    AIN    012348108    USA    17-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PartnerRe Ltd.    PRE    G6852T105    Bermuda    17-May-13    Annual    Management    Elect Director Jean-Paul L. Montupet    For    For
PartnerRe Ltd.    PRE    G6852T105    Bermuda    17-May-13    Annual    Management    Elect Director Lucio Stanca    For    For
PartnerRe Ltd.    PRE    G6852T105    Bermuda    17-May-13    Annual    Management    Ratify Deloitte & Touche Ltd. as Auditors    For    For
PartnerRe Ltd.    PRE    G6852T105    Bermuda    17-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Elect Director James W. Bagley    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Elect Director Michael A. Bradley    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Elect Director Albert Carnesale    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Elect Director Daniel W. Christman    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Elect Director Edwin J. Gillis    For    For


Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Elect Director Timothy E. Guertin    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Elect Director Paul J. Tufano    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Elect Director Roy A. Vallee    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
Teradyne, Inc.    TER    880770102    USA    21-May-13    Annual    Management    Ratify Auditors    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Elect Director Cary Mack    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Elect Director Todd Marshall    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Elect Director M. Nafees Nagy    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Elect Director James E. Nave    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Western Alliance Bancorporation    WAL    957638109    USA    21-May-13    Annual    Management    Ratify Auditors    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Wieland F. Wettstein    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Michael L. Beatty    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Michael B. Decker    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Ronald G. Greene    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Gregory L. McMichael    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Kevin O. Meyers    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Phil Rykhoek    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Randy Stein    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Elect Director Laura A. Sugg    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Amend Nonqualified Employee Stock Purchase Plan    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Denbury Resources Inc.    DNR    247916208    USA    22-May-13    Annual    Management    Ratify Auditors    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Elect Director Barry W. Perry    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Elect Director Philip K. Asherman    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Elect Director Gail E. Hamilton    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Elect Director John N. Hanson    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Elect Director Richard S. Hill    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Elect Director M.F. (Fran) Keeth    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Elect Director Andrew C. Kerin    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Elect Director Michael J. Long    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Elect Director Stephen C. Patrick    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
Arrow Electronics, Inc.    ARW    042735100    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Declassify the Board of Directors    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director Robert F. Coleman    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director James M. Guyette    For    For


PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director Collin E. Roche    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Elect Director William R. Rybak    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PrivateBancorp, Inc.    PVTB    742962103    USA    23-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Elect Director Michael J. Brown    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Elect Director Andrew B. Schmitt    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Elect Director M. Jeannine Strandjord    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Adopt Shareholder Rights Plan (Poison Pill)    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Ratify Auditors    For    For
Euronet Worldwide, Inc.    EEFT    298736109    USA    30-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
WESCO International, Inc.    WCC    95082P105    USA    30-May-13    Annual    Management    Elect Director Sandra Beach Lin    For    For
WESCO International, Inc.    WCC    95082P105    USA    30-May-13    Annual    Management    Elect Director Robert J. Tarr, Jr.    For    For
WESCO International, Inc.    WCC    95082P105    USA    30-May-13    Annual    Management    Elect Director Stephen A. Van Oss    For    For
WESCO International, Inc.    WCC    95082P105    USA    30-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
WESCO International, Inc.    WCC    95082P105    USA    30-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
WESCO International, Inc.    WCC    95082P105    USA    30-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
WESCO International, Inc.    WCC    95082P105    USA    30-May-13    Annual    Management    Ratify Auditors    For    For
WESCO International, Inc.    WCC    95082P105    USA    30-May-13    Annual    Share Holder    Declassify the Board of Directors    Against    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director S.P. Johnson, IV    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Steven A. Webster    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Thomas L. Carter, Jr.    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Robert F. Fulton    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director F. Gardner Parker    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Roger A. Ramsey    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Elect Director Frank A. Wojtek    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Carrizo Oil & Gas, Inc.    CRZO    144577103    USA    11-Jun-13    Annual    Management    Ratify Auditors    For    For
Guess?, Inc.    GES    401617105    USA    27-Jun-13    Annual    Management    Elect Director Anthony Chidoni    For    Withhold
Guess?, Inc.    GES    401617105    USA    27-Jun-13    Annual    Management    Elect Director Paul Marciano    For    For
Guess?, Inc.    GES    401617105    USA    27-Jun-13    Annual    Management    Ratify Auditors    For    For


Nuveen Tradewinds Value Opportunities Fund

 

Company Name    Ticker    Security ID    Country    Meeting Date    Meeting Type    Proponent    Proposal    Management
Recommendation
   Vote
Instruction
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director Roxanne J. Decyk    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director Mark W. DeYoung    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director Martin C. Faga    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director Ronald R. Fogleman    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director April H. Foley    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director Tig H. Krekel    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director Douglas L. Maine    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director Roman Martinez, IV    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director Mark H. Ronald    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Elect Director William G. Van Dyke    For    For
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Amend Omnibus Stock Plan    For    Against
Alliant Techsystems Inc.    ATK    018804104    USA    07-Aug-12    Annual    Management    Ratify Auditors    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Elect Director Irving W. Bailey, II    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Elect Director David J. Barram    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Elect Director Stephen L. Baum    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Elect Director Erik Brynjolfsson    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Elect Director Rodney F. Chase    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Elect Director Judith R. Haberkorn    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Elect Director J. Michael Lawrie    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Elect Director Chong Sup Park    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Elect Director Lawrence A. Zimmerman    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Computer Sciences Corporation    CSC    205363104    USA    07-Aug-12    Annual    Management    Ratify Auditors    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Howard Solomon    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Nesli Basgoz    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Christopher J. Coughlin    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Dan L. Goldwasser    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Kenneth E. Goodman    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Gerald M. Lieberman    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Lawrence S. Olanoff    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Lester B. Salans    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Brenton L. Saunders    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Elect Director Peter J. Zimetbaum    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Ratify Auditors    For    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Adopt Proxy Access Right    Against    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Repeal Any Bylaws Amendments Implemented on or after June 18, 2012    Against    Do Not Vote
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Elect Director Eric J. Ende    For    Withhold
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Elect Director Pierre Legault    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Elect Director Andrew J. Fromkin    For    Withhold
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Elect Director Daniel A. Ninivaggi    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Management Nominee—Howard Solomon    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Management Nominee—Nesli Basgoz    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Management Nominee—Christopher J. Coughlin    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Management Nominee—Gerald M. Lieberman    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Management Nominee—Brenton L. Saunders    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Management Nominee—Peter J. Zimetbaum    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    Against    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Management    Ratify Auditors    For    For
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Adopt Proxy Access Right    Abstain    Against
Forest Laboratories, Inc.    FRX    345838106    USA    15-Aug-12    Proxy Contest    Share Holder    Repeal Any Bylaws Amendments Implemented on or after June 18, 2012    For    For


Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Phillip Frost as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Roger Abravanel as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Elect Galia Maor as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Richard A. Lerner as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reelect Erez Vigodman as Director    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Annual Fee and Reimbursement of Expenses of Chairman    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Annual Fee and Reimbursement of Expenses of Vice Chairman    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Certain Amendments to Articles of Association    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Approve Indemnification and Release Agreements for Directors of the Company    For    For
Teva Pharmaceutical Industries Ltd.    TEVA    881624209    Israel    12-Sep-12    Annual    Management    Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation    For    For
Scholastic Corporation    SCHL    807066105    USA    19-Sep-12    Annual    Management    Elect Director James W. Barge    For    For
Scholastic Corporation    SCHL    807066105    USA    19-Sep-12    Annual    Management    Elect Director Marianne Caponnetto    For    For
Scholastic Corporation    SCHL    807066105    USA    19-Sep-12    Annual    Management    Elect Director John G. McDonald    For    For
Smithfield Foods, Inc.    SFD    832248108    USA    19-Sep-12    Annual    Management    Elect Director Joseph W. Luter, III    For    For
Smithfield Foods, Inc.    SFD    832248108    USA    19-Sep-12    Annual    Management    Elect Director C. Larry Pope    For    For
Smithfield Foods, Inc.    SFD    832248108    USA    19-Sep-12    Annual    Management    Elect Director Wendell H. Murphy, Sr.    For    For
Smithfield Foods, Inc.    SFD    832248108    USA    19-Sep-12    Annual    Management    Elect Director Paul S. Trible, Jr.    For    For
Smithfield Foods, Inc.    SFD    832248108    USA    19-Sep-12    Annual    Management    Declassify the Board of Directors    For    For
Smithfield Foods, Inc.    SFD    832248108    USA    19-Sep-12    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Smithfield Foods, Inc.    SFD    832248108    USA    19-Sep-12    Annual    Management    Ratify Auditors    For    For
Smithfield Foods, Inc.    SFD    832248108    USA    19-Sep-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Phyllis E. Cochran    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Gregory L. Ebel    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Robert L. Lumpkins    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director William T. Monahan    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Harold H. Mackay    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Ratify Auditors    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2012    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Reappoint PricewaterhouseCoopers Inc as Auditors of the Company    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Elect Hugh Cameron as Chairman of the Audit Committee    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Elect Almorie Maule as Member of the Audit Committee    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Re-elect Babalwa Ngonyama as Member of the Audit Committee    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Approve Remuneration Policy    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Elect Almorie Maule as Director    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Re-elect Dr Khotso Mokhele as Director    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Re-elect Thandi Orleyn as Director    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Place Authorised but Unissued Shares under Control of Directors    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Approve Implats Long-Term Incentive Plan 2012    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Authorise Repurchase of Up to Five Percent of Issued Share Capital    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Approve Directors’ Remuneration    For    For
Impala Platinum Holdings Ltd    IMP    452553308    South Africa    24-Oct-12    Annual    Management    Adopt New Memorandum of Incorporation    For    Against


Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Alan L. Boeckmann    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director George W. Buckley    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Mollie Hale Carter    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Terrell K. Crews    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Pierre Dufour    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Donald E. Felsinger    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Antonio Maciel    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Patrick J. Moore    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Thomas F. O’Neill    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Daniel Shih    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Kelvin R. Westbrook    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Elect Director Patricia A. Woertz    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Ratify Auditors    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    01-Nov-12    Annual    Share Holder    Amend Articles/Bylaws/Charter—Call Special Meetings    Against    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Kathleen A. Cote    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director John F. Coyne    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Henry T. DeNero    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director William L. Kimsey    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Michael D. Lambert    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Len J. Lauer    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Matthew E. Massengill    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Roger H. Moore    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Kensuke Oka    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Thomas E. Pardun    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Arif Shakeel    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Elect Director Masahiro Yamamura    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Amend Omnibus Stock Plan    For    Against
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Western Digital Corporation    WDC    958102105    USA    08-Nov-12    Annual    Management    Ratify Auditors    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Carol A. Bartz    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Marc Benioff    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director M. Michele Burns    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Michael D. Capellas    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Larry R. Carter    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director John T. Chambers    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Brian L. Halla    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director John L. Hennessy    For    For


Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Kristina M. Johnson    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Richard M. Kovacevich    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Roderick C. McGeary    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Arun Sarin    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Elect Director Steven M. West    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Management    Ratify Auditors    For    For
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Share Holder    Require Independent Board Chairman    Against    Against
Cisco Systems, Inc.    CSCO    17275R102    USA    15-Nov-12    Annual    Share Holder    Report on Eliminating Conflict Minerals from Supply Chain    Against    Against
RusHydro JSC    HYDR    466294105    Russia    16-Nov-12    Special    Management    Approve RUB 110 Billion Increase in Share Capital    For    Against
RusHydro JSC    HYDR    466294105    Russia    16-Nov-12    Special    Management    Approve Related-Party Transactions Re: Supplementary Agreement to Guarantee Agreement with with State Corporation Vnesheconombank    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Steven A. Ballmer    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Dina Dublon    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director William H. Gates, III    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Maria M. Klawe    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Stephen J. Luczo    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director David F. Marquardt    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Charles H. Noski    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Helmut Panke    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director John W. Thompson    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Approve Qualified Employee Stock Purchase Plan    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Ratify Auditors    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Share Holder    Provide for Cumulative Voting    Against    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Janice M. Babiak    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director David J. Brailer    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Steven A. Davis    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director William C. Foote    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Mark P. Frissora    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Ginger L. Graham    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Alan G. McNally    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Dominic P. Murphy    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Stefano Pessina    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Nancy M. Schlichting    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Alejandro Silva    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director James A. Skinner    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Elect Director Gregory D. Wasson    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Approve Omnibus Stock Plan    For    Against


Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Management    Ratify Auditors    For    For
Walgreen Co.    WAG    931422109    USA    09-Jan-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director John Tyson    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Kathleen M. Bader    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Gaurdie E. Banister, Jr.    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Jim Kever    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Kevin M. McNamara    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Brad T. Sauer    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Robert Thurber    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Barbara A. Tyson    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Elect Director Albert C. Zapanta    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Amend Omnibus Stock Plan    For    Against
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Amend Nonqualified Employee Stock Purchase Plan    For    For
Tyson Foods, Inc.    TSN    902494103    USA    01-Feb-13    Annual    Management    Ratify Auditors    For    For
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Approve Discharge of Board and Senior Management    For    For
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Approve Allocation of Income and Dividends of CHF 2.30 per Share    For    For
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Approve Remuneration System    For    Against
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Elect Verena Briner as Director    For    For
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Elect Joerg Reinhardt as Director    For    For
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Elect Charles Sawyers as Director    For    For
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Elect William Winters as Director    For    For
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Ratify PricewaterhouseCoopers AG as Auditors    For    For
Novartis AG    NOVN    66987V109    Switzerland    22-Feb-13    Annual    Management    Additional And/or Counter-proposals Presented At The Meeting    For    Against
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Approve Remuneration Report    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Bob Dudley as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Iain Conn as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Dr Brian Gilvary as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Paul Anderson as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Frank Bowman as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Antony Burgmans as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Cynthia Carroll as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect George David as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Ian Davis as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Dame Ann Dowling as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Brendan Nelson as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Phuthuma Nhleko as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Andrew Shilston as Director    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Re-elect Carl-Henric Svanberg as Director    For    For


BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Authorise Market Purchase of Ordinary Shares    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Authorise Issue of Equity with Pre-emptive Rights    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Authorise Issue of Equity without Pre-emptive Rights    For    For
BP plc    BP.    055622104    United Kingdom    11-Apr-13    Annual    Management    Authorise the Company to Call EGM with Two Weeks’ Notice    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Linda Walker Bynoe    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Nicholas D. Chabraja    For    Withhold
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Susan Crown    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Dipak C. Jain    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Robert W. Lane    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Edward J. Mooney    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Jose Luis Prado    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director John W. Rowe    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Martin P. Slark    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director David H. B. Smith, Jr.    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Charles A. Tribbett, III    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Elect Director Frederick H. Waddell    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Management    Ratify Auditors    For    For
Northern Trust Corporation    NTRS    665859104    USA    16-Apr-13    Annual    Share Holder    Report on Political Contributions and Lobbying Expenditures    Against    For
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Approve Early Termination of Powers of Board of Directors    For    For
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Boris Ayuev as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Eduard Volkov as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Viktor Danilov-Danilyan as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Yevgeny Dod as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Ilya Gubin as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Viktor Zimin as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Viktor Kudryavy as Director    None    For
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Denis Morozov as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Denis Nozdrachev as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Vyacheslav Pivovarov as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Mikhail Poluboyarinov as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Bernd Pfaffenbach as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Elect Vladimir Stolyarenko as Director    None    Against
RusHydro JSC    HYDR    466294105    Russia    19-Apr-13    Special    Management    Approve Related-Party Transaction with OSAO Ingosstrah Re: Liability Insurance for Directors, Executives, and Company    For    For
Dendreon Corporation    DNDN    24823Q107    USA    22-Apr-13    Annual    Management    Elect Director Bogdan Dziurzynski    For    For
Dendreon Corporation    DNDN    24823Q107    USA    22-Apr-13    Annual    Management    Elect Director Douglas G. Watson    For    For
Dendreon Corporation    DNDN    24823Q107    USA    22-Apr-13    Annual    Management    Approve Qualified Employee Stock Purchase Plan    For    For
Dendreon Corporation    DNDN    24823Q107    USA    22-Apr-13    Annual    Management    Amend NOL Rights Plan (NOL Pill)    For    For


Dendreon Corporation    DNDN    24823Q107    USA    22-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Dendreon Corporation    DNDN    24823Q107    USA    22-Apr-13    Annual    Management    Ratify Auditors    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Anthony K. Anderson    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Ann C. Berzin    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director John A. Canning, Jr.    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Christopher M. Crane    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Yves C. de Balmann    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Nicholas DeBenedictis    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Nelson A. Diaz    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Sue L. Gin    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Paul L. Joskow    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Robert J. Lawless    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Richard W. Mies    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director William C. Richardson    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Thomas J. Ridge    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director John W. Rogers, Jr.    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Mayo A. Shattuck, III    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Elect Director Stephen D. Steinour    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Ratify Auditors    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Exelon Corporation    EXC    30161N101    USA    23-Apr-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Approve Allocation of Income and Dividends of EUR 0.30 Per Share    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Approve Discharge of Board and President    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Approve Remuneration of Directors in the Amount of EUR 170,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Remuneration for Committee Work    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Fix Number of Directors at 10    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Reelect Gunnar Brock, Birgitta Kantola, Mikael Makinen, Juha Rantanen, Hans Straberg, Matti Vuoria, Hock Goh, and Marcus Wallenberg as Directors; Elect Elizabeth Fleuriot and Anne Brunila as New Directors    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Approve Remuneration of Auditors    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Ratify Deloitte & Touche Oy as Auditors    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Elect Members of Nominating Committee    For    For
Stora Enso Oyj    STERV    86210M106    Finland    23-Apr-13    Annual    Management    Approve Cancellation of 918,512 Series R Treasury Shares    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Howard L. Beck    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director William D. Birchall    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Donald J. Carty    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Gustavo Cisneros    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Robert M. Franklin    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director J. Brett Harvey    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Dambisa Moyo    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Brian Mulroney    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Anthony Munk    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Peter Munk    For    For


Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Steven J. Shapiro    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director Jamie C. Sokalsky    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Elect Director John L. Thornton    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
Barrick Gold Corporation    ABX    067901108    Canada    24-Apr-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    Against
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Elect Director Paul J. Liska    For    For
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Elect Director Jose O. Montemayor    For    For
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Elect Director Thomas F. Motamed    For    Withhold
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Elect Director Don M. Randel    For    For
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Elect Director Joseph Rosenberg    For    Withhold
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Elect Director Andrew H. Tisch    For    Withhold
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Elect Director James S. Tisch    For    Withhold
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Elect Director Marvin Zonis    For    For
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
CNA Financial Corporation    CNA    126117100    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director Bruce R. Brook    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director J. Kofi Bucknor    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director Vincent A. Calarco    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director Joseph A. Carrabba    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director Noreen Doyle    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director Gary J. Goldberg    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director Veronica M. Hagen    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director Jane Nelson    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director Donald C. Roth    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Elect Director Simon R. Thompson    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Newmont Mining Corporation    NEM    651639106    USA    24-Apr-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Elect Director P. George Benson    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Elect Director Wolfgang Deml    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Elect Director Luiz F. Furlan    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Elect Director George E. Minnich    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Elect Director Martin H. Richenhagen    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Elect Director Gerald L. Shaheen    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Elect Director Mallika Srinivasan    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Elect Director Hendrikus Visser    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
AGCO Corporation    AGCO    001084102    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For


Arch Coal, Inc.    ACI    039380100    USA    25-Apr-13    Annual    Management    Elect Director Paul T. Hanrahan    For    For
Arch Coal, Inc.    ACI    039380100    USA    25-Apr-13    Annual    Management    Elect Director Steven F. Leer    For    For
Arch Coal, Inc.    ACI    039380100    USA    25-Apr-13    Annual    Management    Elect Director Theodore D. Sands    For    For
Arch Coal, Inc.    ACI    039380100    USA    25-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Arch Coal, Inc.    ACI    039380100    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Arch Coal, Inc.    ACI    039380100    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director Larry D. Brady    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director Clarence P. Cazalot, Jr.    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director Martin S. Craighead    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director Lynn L. Elsenhans    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director Anthony G. Fernandes    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director Claire W. Gargalli    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director Pierre H. Jungels    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director James A. Lash    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director J. Larry Nichols    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director James W. Stewart    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Elect Director Charles L. Watson    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Amend Qualified Employee Stock Purchase Plan    For    For
Baker Hughes Incorporated    BHI    057224107    USA    25-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director John Seely Brown    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director Stephanie A. Burns    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director John A. Canning, Jr.    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director Richard T. Clark    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director Robert F. Cummings, Jr.    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director James B. Flaws    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director Kurt M. Landgraf    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director Kevin J. Martin    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director Deborah D. Rieman    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director Hansel E. Tookes, II    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director Wendell P. Weeks    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Elect Director Mark S. Wrighton    For    For
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Corning Incorporated    GLW    219350105    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director Gregory H. Boyce    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director William A. Coley    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director William E. James    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director Robert B. Karn, III    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director Henry E. Lentz    For    For


Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director Robert A. Malone    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director William C. Rusnack    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director John F. Turner    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director Sandra A. Van Trease    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Elect Director Alan H. Washkowitz    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Ratify Auditors    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
Peabody Energy Corporation    BTU    704549104    USA    29-Apr-13    Annual    Share Holder    Require Independent Board Chairman    Against    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director Giannella Alvarez    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director Robert E. Apple    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director Louis P. Gignac    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director Brian M. Levitt    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director Harold H. MacKay    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director David G. Maffucci    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director Robert J. Steacy    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director Pamela B. Strobel    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director Denis Turcotte    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Elect Director John D. Williams    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Domtar Corporation    UFS    257559203    USA    01-May-13    Annual    Management    Ratify Auditors    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Mary T. Barra    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Nicholas D. Chabraja    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director James S. Crown    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director William P. Fricks    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Paul G. Kaminski    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director John M. Keane    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Lester L. Lyles    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Phebe N. Novakovic    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director William A. Osborn    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Robert Walmsley    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Ratify Auditors    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Share Holder    Review and Assess Human Rights Policy    Against    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Christiane Bergevin    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Donald J. Carty    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director William R.P. Dalton    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Kevin S. Dunne    For    For


Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Harold N. Kvisle    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Brian M. Levitt    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Lisa A. Stewart    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Peter W. Tomsett    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Michael T. Waites    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Charles R. Williamson    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Elect Director Charles M. Winograd    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Ratify Ernst & Young LLP as Auditors    For    For
Talisman Energy Inc.    TLM    87425E103    Canada    01-May-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Alan L. Boeckmann    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director George W. Buckley    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Mollie Hale Carter    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Terell K. Crews    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Pierre Dufour    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Donald E. Felsinger    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Antonio Maciel    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Patrick J. Moore    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Thomas F. O’Neill    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Daniel Shih    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Kelvin R. Westbrook    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Elect Director Patricia A. Woertz    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Ratify Auditors    For    For
Archer-Daniels-Midland Company    ADM    039483102    USA    02-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Approve Remuneration Report    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Approve Discharge of Board and Senior Management    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect Axel Weber as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect Michel Demare as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect David Sidwell as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect Rainer-Marc Frey as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Relect Ann Godbehere as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect Axel Lehmann as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect Helmut Panke as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect William Parrett as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect Isabelle Romy as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect Beatrice Weder di Mauro as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Reelect Joseph Yam as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Elect Reto Francioni as Director    For    For
UBS AG    UBSN    H89231338    Switzerland    02-May-13    Annual    Management    Ratify Ernst & Young Ltd. as Auditors    For    For


AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Geoffrey Bell as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Albert A. Benchimol as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Christopher V. Greetham as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Maurice A. Keane as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Elect Henry B. Smith as Director    For    For
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
AXIS Capital Holdings Limited    AXS    G0692U109    Bermuda    03-May-13    Annual    Management    Ratify Deloitte & Touche Ltd as Auditors    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Elect Director Jerry C. Atkin    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Elect Director J. Ralph Atkin    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Elect Director Margaret S. Billson    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Elect Director Henry J. Eyring    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Elect Director Robert G. Sarver    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Elect Director Steven F. Udvar-Hazy    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Elect Director James L. Welch    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Elect Director W. Steve Albrecht    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
SkyWest, Inc.    SKYW    830879102    USA    07-May-13    Annual    Management    Ratify Auditors    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Elect Director J. Brett Harvey    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Elect Director Philip W. Baxter    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Elect Director James E. Altmeyer, Sr.    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Elect Director William E. Davis    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Elect Director Raj K. Gupta    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Elect Director David C. Hardesty, Jr.    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Elect Director John T. Mills    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Elect Director William P. Powell    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Elect Director Joseph T. Williams    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Share Holder    Report on Political Contributions    Against    Against
CONSOL Energy Inc.    CNX    20854P109    USA    08-May-13    Annual    Share Holder    Report on Climate Change    Against    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect John T. Baily as Director    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect Norman Barham as Director    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect Galen R. Barnes as Director    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect Scott D. Moore as Director    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect William H. Bolinder as Subsidiary Director of Endurance Specialty Insurance Ltd.    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect David Cash as Subsidiary Director of Endurance Specialty Insurance Ltd.    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect John V. Del Col as Subsidiary Director of Endurance Specialty Insurance Ltd.    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited    For    For


Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect David Cash as Subsidiary Director of Endurance Worldwide Holdings Limited    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect Brendan R. O’Neill as Subsidiary Director of Endurance Worldwide Holdings Limited    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect Allan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect as David Cash Subsidiary Director of Endurance Worldwide Insurance Limited    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Elect Brendan R. O’Neill as Subsidiary Director of Endurance Worldwide Insurance Limited    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Endurance Specialty Holdings Ltd.    ENH    G30397106    Bermuda    08-May-13    Annual    Management    Amend the Company’s Amended and Restated Bylaws    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect John A. Brough as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect John K. Carrington as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect John M.H. Huxley as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect Kenneth C. Irving as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect John A. Keyes as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect John A. Macken as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect Catherine McLeod-Seltzer as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect John E. Oliver as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect Una M. Power as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect Terence C.W. Reid as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect J. Paul Rollinson as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Elect Ruth G. Woods as Director    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
Kinross Gold Corporation    K    496902404    Canada    08-May-13    Annual    Management    Advisory Vote on Executive Compensation Approach    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Adopt Financial Statements    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Approve Discharge of Management Board    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Approve Discharge of Supervisory Board    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Ratify Ernst & Young as Auditors    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Reelect Jan Hommen to Executive Board    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Reelect Patrick Flynn to Executive Board    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Elect Ralph Hamers to Executive Board    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Reelect Jeroen van der Veer to Supervisory Board    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Reelect Tine Bahlmann to Supervisory Board    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Elect Carin Gorter to Supervisory Board    For    For


ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Elect Hermann-Josef Lamberti to Supervisory Board    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Elect Isabel Martin Castella to Supervisory Board    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For
ING Groep NV       456837103    Netherlands    13-May-13    Annual    Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Lawrence S. Bacow    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Ann E. Berman    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Joseph L. Bower    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Charles M. Diker    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Jacob A. Frenkel    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Paul J. Fribourg    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Walter L. Harris    For    Against
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Philip A. Laskawy    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Ken Miller    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Gloria R. Scott    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Andrew H. Tisch    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director James S. Tisch    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Elect Director Jonathan M. Tisch    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Loews Corporation    L    540424108    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert H. Benmosche    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director W. Don Cornwell    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director John H. Fitzpatrick    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director William G. Jurgensen    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Christopher S. Lynch    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Arthur C. Martinez    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director George L. Miles, Jr.    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Henry S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Ronald A. Rittenmeyer    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Douglas M. Steenland    For    For


AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Theresa M. Stone    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Share Holder    Limit Total Number of Boards on Which Company Directors May Serve    Against    Against
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Elect Director Eugene C. Fiedorek    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Elect Director Chansoo Joung    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Elect Director William C. Montgomery    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Apache Corporation    APA    037411105    USA    16-May-13    Annual    Management    Declassify the Board of Directors    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Charlene Barshefsky    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Andy D. Bryant    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Susan L. Decker    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director John J. Donahoe    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Reed E. Hundt    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director James D. Plummer    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director David S. Pottruck    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Frank D. Yeary    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director David B. Yoffie    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director Carole Black    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director Glenn A. Britt    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director Thomas H. Castro    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director David C. Chang    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director James E. Copeland, Jr.    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director Peter R. Haje    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director Donna A. James    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director Don Logan    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director N.J. Nicholas, Jr.    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director Wayne H. Pace    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director Edward D. Shirley    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Elect Director John E. Sununu    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
Time Warner Cable Inc.    TWC    88732J207    USA    16-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Plan    Against    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Fernando Aguirre    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Mark T. Bertolini    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Frank M. Clark    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Betsy Z. Cohen    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Molly J. Coye    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Roger N. Farah    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Barbara Hackman Franklin    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Jeffrey E. Garten    For    For


Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Ellen M. Hancock    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Richard J. Harrington    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Edward J. Ludwig    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Elect Director Joseph P. Newhouse    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Ratify Auditors    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Share Holder    Reduce Supermajority Vote Requirement    Against    For
Aetna Inc.    AET    00817Y108    USA    17-May-13    Annual    Share Holder    Enhance Board Oversight of Political Contributions    Against    Against
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Elect Director Stuart L. Bascomb    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Elect Director Paul M. Black    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Elect Director Dennis H. Chookaszian    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Elect Director Robert J. Cindrich    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Elect Director Michael A. Klayko    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Elect Director Anita V. Pramoda    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Elect Director David D. Stevens    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Elect Director Ralph H. ‘Randy’ Thurman    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Allscripts Healthcare Solutions, Inc.    MDRX    01988P108    USA    21-May-13    Annual    Management    Ratify Auditors    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Elect Director John F. Bergstrom    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Elect Director John C. Brouillard    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Elect Director Fiona P. Dias    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Elect Director Darren R. Jackson    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Elect Director William S. Oglesby    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Elect Director J. Paul Raines    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Elect Director Gilbert T. Ray    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Elect Director Carlos A. Saladrigas    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Elect Director Jimmie L. Wade    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Provide Right to Call Special Meeting    For    For
Advance Auto Parts, Inc.    AAP    00751Y106    USA    22-May-13    Annual    Management    Ratify Auditors    For    For
NII Holdings, Inc.    NIHD    62913F201    USA    22-May-13    Annual    Management    Elect Director Donald Guthrie    For    Against
NII Holdings, Inc.    NIHD    62913F201    USA    22-May-13    Annual    Management    Elect Director Steven M. Shindler    For    For
NII Holdings, Inc.    NIHD    62913F201    USA    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
NII Holdings, Inc.    NIHD    62913F201    USA    22-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
NII Holdings, Inc.    NIHD    62913F201    USA    22-May-13    Annual    Management    Declassify the Board of Directors    For    For
NII Holdings, Inc.    NIHD    62913F201    USA    22-May-13    Annual    Management    Ratify Auditors    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Mary Anne Citrino    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Theodore F. Craver, Jr.    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Vicki B. Escarra    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Gale S. Fitzgerald    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Patrick Foley    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Jay M. Gellert    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Roger F. Greaves    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Douglas M. Mancino    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Bruce G. Willison    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Elect Director Frederick C. Yeager    For    For


Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
Health Net, Inc.    HNT    42222G108    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Jocelyn Carter-Miller    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Jill M. Considine    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Richard A. Goldstein    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Mary J. Steele Guilfoile    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director H. John Greeniaus    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Dawn Hudson    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director William T. Kerr    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director Michael I. Roth    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Elect Director David M. Thomas    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Share Holder    Prepare Employment Diversity Report    Against    Against
The Interpublic Group of Companies, Inc.    IPG    460690100    USA    23-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director James L. Barksdale    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director William P. Barr    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Jeffrey L. Bewkes    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Stephen F. Bollenbach    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Robert C. Clark    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Mathias Dopfner    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Jessica P. Einhorn    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Fred Hassan    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Kenneth J. Novack    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Paul D. Wachter    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Elect Director Deborah C. Wright    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Time Warner Inc.    TWX    887317303    USA    23-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Bunge Limited    BG    G16962105    Bermuda    24-May-13    Annual    Management    Elect Director Bernard de La Tour d’Auvergne Lauraguais    For    For
Bunge Limited    BG    G16962105    Bermuda    24-May-13    Annual    Management    Elect Director William Engels    For    For
Bunge Limited    BG    G16962105    Bermuda    24-May-13    Annual    Management    Elect Director L. Patrick Lupo    For    For
Bunge Limited    BG    G16962105    Bermuda    24-May-13    Annual    Management    Elect Director Soren Schroder    For    For
Bunge Limited    BG    G16962105    Bermuda    24-May-13    Annual    Management    Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor’s fees    For    For
Bunge Limited    BG    G16962105    Bermuda    24-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Elect Director Jimmy A. Dew    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Elect Director John M. Dixon    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Elect Director Dennis P. Van Mieghem    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Ratify Auditors    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


Molson Coors Brewing Company    TAP    60871R209    USA    29-May-13    Annual    Management    Elect Director Roger Eaton    For    For
Molson Coors Brewing Company    TAP    60871R209    USA    29-May-13    Annual    Management    Elect Director Charles M. Herington    For    For
Molson Coors Brewing Company    TAP    60871R209    USA    29-May-13    Annual    Management    Elect Director H. Sanford Riley    For    For
Molson Coors Brewing Company    TAP    60871R209    USA    29-May-13    Annual    Management    Amend Certificate of Incorporation to Provide that Holders of Class A and Class B Common Stock shall Vote Together as a Single Class, on an Advisory Basis, to Approve Compensation    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Elect Director Robert H. Henry    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Elect Director John A. Hill    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Elect Director Michael M. Kanovsky    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Elect Director Robert A. Mosbacher, Jr.    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Elect Director J. Larry Nichols    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Elect Director Duane C. Radtke    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Elect Director Mary P. Ricciardello    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Elect Director John Richels    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Management    Ratify Auditors    For    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Share Holder    Require a Majority Vote for the Election of Directors    Against    For
Devon Energy Corporation    DVN    25179M103    USA    05-Jun-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Howard I. Atkins    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Leslie Stone Heisz    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director John R. Ingram    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Orrin H. Ingram, II    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Dale R. Laurance    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Linda Fayne Levinson    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Scott A. McGregor    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Alain Monie    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Paul Read    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Michael T. Smith    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Elect Director Joe B. Wyatt    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Ingram Micro Inc.    IM    457153104    USA    05-Jun-13    Annual    Management    Ratify Auditors    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Daniel F. Akerson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director David Bonderman    For    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Erroll B. Davis, Jr.    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Stephen J. Girsky    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director E. Neville Isdell    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Robert D. Krebs    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Kathryn V. Marinello    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Michael G. Mullen    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director James J. Mulva    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Patricia F. Russo    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Thomas M. Schoewe    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Theodore M. Solso    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Carol M. Stephenson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Cynthia A. Telles    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Ratify Auditors    For    For


General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director Harold J. Bouillion    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director Enoch L. Dawkins    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director David D. Dunlap    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director James M. Funk    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director Terence E. Hall    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director Ernest E. ‘Wyn’ Howard, III    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director Peter D. Kinnear    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director Michael M. McShane    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director W. Matt Ralls    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Elect Director Justin L. Sullivan    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Approve Qualified Employee Stock Purchase Plan    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Amend Stock Ownership Limitations    For    For
Superior Energy Services, Inc.    SPN    868157108    USA    06-Jun-13    Annual    Management    Ratify Auditors    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Approve Discharge of Board and Senior Management    For    Against
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Relect Bernard J. Duroc-Danner as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Reelect Nicholas F. Brady as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Reelect David J. Butters as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Reelect John D. Gass as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Reelect Francis S. Kalman as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Reelect William E. Macaulay as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Reelect Robert K. Moses, Jr. as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Reelect Guillermo Ortiz as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Reelect Emyr Jones Parry as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Reelect Robert A. Rayne as Director    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Ratify Auditors    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Authorize Capital Increase for Future Acquisitions    For    For
Weatherford International Ltd.    WFT    H27013103    Switzerland    20-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director Reuben V. Anderson    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director Robert D. Beyer    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director David B. Dillon    For    For


The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director Susan J. Kropf    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director John T. LaMacchia    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director David B. Lewis    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director W. Rodney McMullen    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director Jorge P. Montoya    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director Clyde R. Moore    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director Susan M. Phillips    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director Steven R. Rogel    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director James A. Runde    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director Ronald L. Sargent    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Elect Director Bobby S. Shackouls    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Management    Ratify Auditors    For    For
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Share Holder    Report on Supply Chain Human Rights Risks and Management    Against    Against
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Share Holder    Report on Adopting Extended Producer Responsibility Policy    Against    Against
The Kroger Co.    KR    501044101    USA    27-Jun-13    Annual    Share Holder    Adopt and Implement Sustainable Palm Oil Policy    Against    Against


Nuveen Multi-Manager Large-Cap Value Fund

 

Company Name    Ticker    Security ID    Country    Meeting Date    Meeting Type    Proponent    Proposal    Management
Recommendation
   Vote
Instruction
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Share Holder    Stock Retention    Against    For
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Management    Elect Director Jack Michelson    For    For
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Management    Elect Director Ronald R. Taylor    For    For
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Management    Elect Director Andrew L. Turner    For    For
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Management    Elect Director Paul M. Bisaro    For    For
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Management    Elect Director Christopher W. Bodine    For    For
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Management    Elect Director Michael J. Feldman    For    For
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Management    Elect Director Fred G. Weiss    For    For
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Actavis, Inc.    ACT    00507K103    USA    10-May-13    Annual    Management    Ratify Auditors    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Elect Director Samuel T. Byrne    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Elect Director Dwight D. Churchill    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Elect Director Sean M. Healey    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Elect Director Harold J. Meyerman    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Elect Director William J. Nutt    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Elect Director Tracy P. Palandjian    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Elect Director Rita M. Rodriguez    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Elect Director Patrick T. Ryan    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Elect Director Jide J. Zeitlin    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Approve Restricted Stock Plan    For    For
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Affiliated Managers Group, Inc.    AMG    008252108    USA    11-Jun-13    Annual    Management    Ratify Auditors    For    For
American Capital, Ltd.    ACAS    02503Y103    USA    26-Apr-13    Annual    Management    Elect Director Mary C. Baskin    For    For
American Capital, Ltd.    ACAS    02503Y103    USA    26-Apr-13    Annual    Management    Elect Director Neil M. Hahl    For    For
American Capital, Ltd.    ACAS    02503Y103    USA    26-Apr-13    Annual    Management    Elect Director Philip R. Harper    For    For
American Capital, Ltd.    ACAS    02503Y103    USA    26-Apr-13    Annual    Management    Elect Director John A. Koskinen    For    For
American Capital, Ltd.    ACAS    02503Y103    USA    26-Apr-13    Annual    Management    Elect Director Stan Lundine    For    For
American Capital, Ltd.    ACAS    02503Y103    USA    26-Apr-13    Annual    Management    Elect Director Kenneth D. Peterson, Jr.    For    For
American Capital, Ltd.    ACAS    02503Y103    USA    26-Apr-13    Annual    Management    Elect Director Alvin N. Puryear    For    For
American Capital, Ltd.    ACAS    02503Y103    USA    26-Apr-13    Annual    Management    Elect Director Malon Wilkus    For    For
American Capital, Ltd.    ACAS    02503Y103    USA    26-Apr-13    Annual    Management    Ratify Auditors    For    For


AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Share Holder    Limit Total Number of Boards on Which Company Directors May Serve    Against    Against
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert H. Benmosche    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director W. Don Cornwell    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director John H. Fitzpatrick    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director William G. Jurgensen    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Christopher S. Lynch    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Arthur C. Martinez    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director George L. Miles, Jr.    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Henry S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Robert S. Miller    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Ronald A. Rittenmeyer    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Douglas M. Steenland    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Elect Director Theresa M. Stone    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
AMERICAN INTERNATIONAL GROUP, INC.    AIG    026874784    USA    15-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Share Holder    Reduce Supermajority Vote Requirement    Against    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Elect Director James M. Cracchiolo    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Elect Director Lon R. Greenberg    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Elect Director Warren D. Knowlton    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Elect Director W. Walker Lewis    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Elect Director Siri S. Marshall    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Elect Director Jeffery Noddle    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Elect Director H. Jay Sarles    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Elect Director Robert F. Sharpe, Jr.    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Elect Director William H. Turner    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Ameriprise Financial, Inc.    AMP    03076C106    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director David Baltimore    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Frank J. Biondi, Jr.    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Robert A. Bradway    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Francois de Carbonnel    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Vance D. Coffman    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Robert A. Eckert    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Rebecca M. Henderson    For    For


Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Frank C. Herringer    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Tyler Jacks    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Gilbert S. Omenn    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Judith C. Pelham    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Leonard D. Schaeffer    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Elect Director Ronald D. Sugar    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Ratify Auditors    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Amgen Inc.    AMGN    031162100    USA    22-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Share Holder    Report on Political Contributions    Against    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Share Holder    Adopt Proxy Access Right    Against    Against
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Share Holder    Amend Bylaw to Limit Multiple Board Service    Against    Against
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Share Holder    Report on Feasibility of Prohibiting Political Contributions    Against    Against
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Share Holder    Review Fair Housing and Fair Lending Compliance    Against    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Sharon L. Allen    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Susan S. Bies    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Jack O. Bovender, Jr.    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Frank P. Bramble, Sr.    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Arnold W. Donald    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Charles K. Gifford    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Charles O. Holliday, Jr.    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Linda P. Hudson    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Monica C. Lozano    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Thomas J. May    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Brian T. Moynihan    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director Lionel L. Nowell, III    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Elect Director R. David Yost    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Bank of America Corporation    BAC    060505104    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
Brookdale Senior Living Inc.    BKD    112463104    USA    13-Jun-13    Annual    Management    Elect Director Jackie M. Clegg    For    For
Brookdale Senior Living Inc.    BKD    112463104    USA    13-Jun-13    Annual    Management    Elect Director Randal A. Nardone    For    Withhold
Brookdale Senior Living Inc.    BKD    112463104    USA    13-Jun-13    Annual    Management    Elect Director James R. Seward    For    For
Brookdale Senior Living Inc.    BKD    112463104    USA    13-Jun-13    Annual    Management    Ratify Auditors    For    For
Brookdale Senior Living Inc.    BKD    112463104    USA    13-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Richard D. Fairbank    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director W. Ronald Dietz    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Lewis Hay, III    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Benjamin P. Jenkins, III    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Peter E. Raskind    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Mayo A. Shattuck, III    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Bradford H. Warner    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Elect Director Catherine G. West    For    For


Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Ratify Auditors    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Capital One Financial Corporation    COF    14040H105    USA    02-May-13    Annual    Management    Reduce Supermajority Vote Requirement    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director Colleen F. Arnold    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director George S. Barrett    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director Glenn A. Britt    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director Carrie S. Cox    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director Calvin Darden    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director Bruce L. Downey    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director John F. Finn    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director Clayton M. Jones    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director Gregory B. Kenny    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director David P. King    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director Richard C. Notebaert    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Elect Director Jean G. Spaulding    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Ratify Auditors    For    For
Cardinal Health, Inc.    CAH    14149Y108    USA    02-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
CenterPoint Energy, Inc.    CNP    15189T107    USA    25-Apr-13    Annual    Management    Elect Director Milton Carroll    For    For
CenterPoint Energy, Inc.    CNP    15189T107    USA    25-Apr-13    Annual    Management    Elect Director Michael P. Johnson    For    For
CenterPoint Energy, Inc.    CNP    15189T107    USA    25-Apr-13    Annual    Management    Elect Director Janiece M. Longoria    For    For
CenterPoint Energy, Inc.    CNP    15189T107    USA    25-Apr-13    Annual    Management    Elect Director David M. McClanahan    For    For
CenterPoint Energy, Inc.    CNP    15189T107    USA    25-Apr-13    Annual    Management    Elect Director Susan O. Rheney    For    For
CenterPoint Energy, Inc.    CNP    15189T107    USA    25-Apr-13    Annual    Management    Elect Director R. A. Walker    For    For
CenterPoint Energy, Inc.    CNP    15189T107    USA    25-Apr-13    Annual    Management    Elect Director Peter S. Wareing    For    For
CenterPoint Energy, Inc.    CNP    15189T107    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
CenterPoint Energy, Inc.    CNP    15189T107    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Share Holder    Adopt Share Retention Policy For Senior Executives    Against    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director Nikesh Arora    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director John T. Cahill    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director Ian Cook    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director Helene D. Gayle    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director Ellen M. Hancock    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director Joseph Jimenez    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director Richard J. Kogan    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director Delano E. Lewis    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director J. Pedro Reinhard    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Elect Director Stephen I. Sadove    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Ratify Auditors    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Colgate-Palmolive Company    CL    194162103    USA    10-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For


Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Share Holder    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Kenneth J. Bacon    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Sheldon M. Bonovitz    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Joseph J. Collins    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director J. Michael Cook    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Gerald L. Hassell    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Jeffrey A. Honickman    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Eduardo G. Mestre    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Brian L. Roberts    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Ralph J. Roberts    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Johnathan A. Rodgers    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Elect Director Judith Rodin    For    For
Comcast Corporation    CMCSA    20030N101    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director Donna M. Alvarado    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director John B. Breaux    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director Pamela L. Carter    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director Steven T. Halverson    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director Edward J. Kelly, III    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director Gilbert H. Lamphere    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director John D. McPherson    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director Timothy T. O’Toole    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director David M. Ratcliffe    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director Donald J. Shepard    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director Michael J. Ward    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director J.C. Watts, Jr.    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Elect Director J. Steven Whisler    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
CSX Corporation    CSX    126408103    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director James W. Breyer    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director Donald J. Carty    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director Janet F. Clark    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director Laura Conigliaro    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director Michael S. Dell    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director Kenneth M. Duberstein    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director William H. Gray, III    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director Gerard J. Kleisterlee    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director Klaus S. Luft    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director Alex J. Mandl    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director Shantanu Narayen    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Elect Director H. Ross Perot, Jr.    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Ratify Auditors    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Dell Inc.    DELL    24702R101    USA    13-Jul-12    Annual    Management    Approve Omnibus Stock Plan    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director Jeffrey S. Aronin    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director Mary K. Bush    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director Gregory C. Case    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director Cynthia A. Glassman    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director Richard H. Lenny    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director Thomas G. Maheras    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director Michael H. Moskow    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director David W. Nelms    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director E. Follin Smith    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director Mark A. Thierer    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Elect Director Lawrence A. Weinbach    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Discover Financial Services    DFS    254709108    USA    17-Apr-13    Annual    Management    Ratify Auditors    For    For


DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Share Holder    Report on Political Contributions    Against    For
DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Management    Elect Director Gerard M. Anderson    For    For
DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Management    Elect Director David A. Brandon    For    For
DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Management    Elect Director Charles G. McClure, Jr.    For    For
DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Management    Elect Director Gail J. McGovern    For    For
DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Management    Elect Director James B. Nicholson    For    For
DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Management    Elect Director Charles W. Pryor, Jr.    For    For
DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Management    Elect Director Ruth G. Shaw    For    For
DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Management    Ratify Auditors    For    For
DTE Energy Company    DTE    233331107    USA    02-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Elect Director Gary E. Anderson    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Elect Director Brett D. Begemann    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Elect Director Stephen R. Demeritt    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Elect Director Robert M. Hernandez    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Elect Director Julie F. Holder    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Elect Director Renee J. Hornbaker    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Elect Director Lewis M. Kling    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Elect Director David W. Raisbeck    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Eastman Chemical Company    EMN    277432100    USA    02-May-13    Annual    Management    Ratify Auditors    For    For
eBay Inc.    EBAY    278642103    USA    18-Apr-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
eBay Inc.    EBAY    278642103    USA    18-Apr-13    Annual    Share Holder    Report on Privacy and Data Security    Against    Against
eBay Inc.    EBAY    278642103    USA    18-Apr-13    Annual    Management    Elect Director David M. Moffett    For    For
eBay Inc.    EBAY    278642103    USA    18-Apr-13    Annual    Management    Elect Director Richard T. Schlosberg, III    For    For
eBay Inc.    EBAY    278642103    USA    18-Apr-13    Annual    Management    Elect Director Thomas J. Tierney    For    For
eBay Inc.    EBAY    278642103    USA    18-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
eBay Inc.    EBAY    278642103    USA    18-Apr-13    Annual    Management    Ratify Auditors    For    For
Eli Lilly and Company    LLY    532457108    USA    06-May-13    Annual    Management    Elect Director Ralph Alvarez    For    For
Eli Lilly and Company    LLY    532457108    USA    06-May-13    Annual    Management    Elect Director Winfried Bischoff    For    For
Eli Lilly and Company    LLY    532457108    USA    06-May-13    Annual    Management    Elect Director R. David Hoover    For    For
Eli Lilly and Company    LLY    532457108    USA    06-May-13    Annual    Management    Elect Director Franklyn G. Prendergast    For    For
Eli Lilly and Company    LLY    532457108    USA    06-May-13    Annual    Management    Elect Director Kathi P. Seifert    For    For
Eli Lilly and Company    LLY    532457108    USA    06-May-13    Annual    Management    Ratify Auditors    For    For
Eli Lilly and Company    LLY    532457108    USA    06-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Eli Lilly and Company    LLY    532457108    USA    06-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Everest Re Group, Ltd.    RE    G3223R108    Bermuda    15-May-13    Annual    Management    Elect Director Dominic J. Addesso    For    For
Everest Re Group, Ltd.    RE    G3223R108    Bermuda    15-May-13    Annual    Management    Elect Director John J. Amore    For    For
Everest Re Group, Ltd.    RE    G3223R108    Bermuda    15-May-13    Annual    Management    Elect Director John R. Dunne    For    For
Everest Re Group, Ltd.    RE    G3223R108    Bermuda    15-May-13    Annual    Management    Elect Director Joseph V. Taranto    For    For
Everest Re Group, Ltd.    RE    G3223R108    Bermuda    15-May-13    Annual    Management    Elect Director John A. Weber    For    For
Everest Re Group, Ltd.    RE    G3223R108    Bermuda    15-May-13    Annual    Management    Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Everest Re Group, Ltd.    RE    G3223R108    Bermuda    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against


Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Share Holder    Require Independent Board Chairman    Against    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Share Holder    Require a Majority Vote for the Election of Directors    Against    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Share Holder    Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually    Against    Against
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Share Holder    Study Feasibility of Prohibiting Political Contributions    Against    Against
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Share Holder    Adopt Sexual Orientation Anti-bias Policy    Against    Against
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Share Holder    Report on Management of Hydraulic Fracturing Risks and Opportunities    Against    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Share Holder    Adopt Quantitative GHG Goals for Products and Operations    Against    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director M.J. Boskin    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director P. Brabeck-Letmathe    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director U.M. Burns    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director L.R. Faulkner    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director J.S. Fishman    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director H.H. Fore    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director K.C. Frazier    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director W.W. George    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director S.J. Palmisano    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director S.S. Reinemund    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director R.W. Tillerson    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director W.C. Weldon    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Elect Director E.E. Whitacre, Jr.    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Ratify Auditors    For    For
Exxon Mobil Corporation    XOM    30231G102    USA    29-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Share Holder    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Share Holder    Amend Bylaws—Call Special Meetings    Against    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Stephen G. Butler    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Kimberly A. Casiano    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Anthony F. Earley, Jr.    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Edsel B. Ford II    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director William Clay Ford, Jr.    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Richard A. Gephardt    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director James H. Hance, Jr.    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director William W. Helman IV    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Jon M. Huntsman, Jr.    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Richard A. Manoogian    For    Against
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Ellen R. Marram    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Alan Mulally    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Homer A. Neal    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director Gerald L. Shaheen    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Elect Director John L. Thornton    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Ratify Auditors    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Amend Executive Incentive Bonus Plan    For    Against
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Amend Omnibus Stock Plan    For    Against
Ford Motor Company    F    345370860    USA    09-May-13    Annual    Management    Approval of Tax Benefits Preservation Plan    For    For


General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Share Holder    Review and Assess Human Rights Policy    Against    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Mary T. Barra    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Nicholas D. Chabraja    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director James S. Crown    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director William P. Fricks    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Paul G. Kaminski    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director John M. Keane    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Lester L. Lyles    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Phebe N. Novakovic    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director William A. Osborn    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Elect Director Robert Walmsley    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Ratify Auditors    For    For
General Dynamics Corporation    GD    369550108    USA    01-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Cessation of All Stock Options and Bonuses    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Establish Term Limits for Directors    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Share Holder    Require More Director Nominations Than Open Seats    Against    Against
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director W. Geoffrey Beattie    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director John J. Brennan    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director James I. Cash, Jr.    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Francisco D’Souza    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Marijn E. Dekkers    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Ann M. Fudge    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Susan Hockfield    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Jeffrey R. Immelt    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Andrea Jung    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Robert W. Lane    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Ralph S. Larsen    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Rochelle B. Lazarus    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director James J. Mulva    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Mary L. Schapiro    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Robert J. Swieringa    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director James S. Tisch    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Elect Director Douglas A. Warner, III    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
General Electric Company    GE    369604103    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For


General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Elect Director Richard B. Clark    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Elect Director Mary Lou Fiala    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Elect Director J. Bruce Flatt    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Elect Director John K. Haley    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Elect Director Cyrus Madon    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Elect Director Sandeep Mathrani    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Elect Director David J. Neithercut    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Elect Director Mark R. Patterson    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Elect Director John G. Schreiber    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Ratify Auditors    For    For
General Growth Properties, Inc.    GGP    370023103    USA    10-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Daniel F. Akerson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director David Bonderman    For    Against
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Erroll B. Davis, Jr.    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Stephen J. Girsky    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director E. Neville Isdell    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Robert D. Krebs    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Kathryn V. Marinello    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Michael G. Mullen    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director James J. Mulva    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Patricia F. Russo    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Thomas M. Schoewe    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Theodore M. Solso    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Carol M. Stephenson    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Elect Director Cynthia A. Telles    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Ratify Auditors    For    For
General Motors Company    GM    37045V100    USA    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Share Holder    Report on Human Rights Risk Assessment Process    Against    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Alan M. Bennett    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director James R. Boyd    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Milton Carroll    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Nance K. Dicciani    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Murry S. Gerber    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Jose C. Grubisich    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Abdallah S. Jum’ah    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director David J. Lesar    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Robert A. Malone    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director J. Landis Martin    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Elect Director Debra L. Reed    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Halliburton Company    HAL    406216101    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For


Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect Director P.K. Decker    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect Director J.F. Earl    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect DirectorK. G. Eddy    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect Director D. C. Everitt    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect Director S. E. Graham    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect Director T. D. Growcock    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect Director H. W. Knueppel    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect Director J. M. Loree    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect Director A. J. Sordoni, III    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Elect Director R. C. Wilburn    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Ratify Auditors    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Harsco Corporation    HSC    415864107    USA    23-Apr-13    Annual    Management    Approve Omnibus Stock Plan    For    For
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director Richard M. Bracken    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director R. Milton Johnson    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director John P. Connaughton    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director Kenneth W. Freeman    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director Thomas F. Frist, III    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director William R. Frist    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director Christopher R. Gordon    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director Jay O. Light    For    For
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director Geoffrey G. Meyers    For    For
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director Michael W. Michelson    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director James C. Momtazee    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director Stephen G. Pagliuca    For    Withhold
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Elect Director Wayne J. Riley    For    For
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
HCA Holdings, Inc.    HCA    40412C101    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Ann C. Berzin    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director John Bruton    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Jared L. Cohon    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Gary D. Forsee    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Edward E. Hagenlocker    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Constance J. Horner    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Michael W. Lamach    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Theodore E. Martin    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Nelson Peltz    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director John P. Surma    For    Against
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Richard J. Swift    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Elect Director Tony L. White    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Approve Auditors and Authorize Board to Fix Their Remuneration    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Capital Reduction and Creation of Distributable Reserves    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer    For    For
Ingersoll-Rand plc    IR    G47791101    Ireland    06-Jun-13    Annual    Management    Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws    For    For


Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Charlene Barshefsky    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Andy D. Bryant    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Susan L. Decker    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director John J. Donahoe    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Reed E. Hundt    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director James D. Plummer    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director David S. Pottruck    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director Frank D. Yeary    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Elect Director David B. Yoffie    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Intel Corporation    INTC    458140100    USA    16-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Share Holder    Pro-rata Vesting of Equity Plans    Against    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director David J. Bronczek    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director Ahmet C. Dorduncu    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director John V. Faraci    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director Ilene S. Gordon    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director Stacey J. Mobley    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director Joan E. Spero    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director John L. Townsend, III    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director John F. Turner    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director William G. Walter    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Elect Director J. Steven Whisler    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Ratify Auditors    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Provide Right to Act by Written Consent    For    For
International Paper Company    IP    460146103    USA    13-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Share Holder    Screen Political Contributions for Consistency with Corporate Values    Against    Against
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director Mary Sue Coleman    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director James G. Cullen    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director Ian E.L. Davis    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director Alex Gorsky    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director Michael M.E. Johns    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director Susan L. Lindquist    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director Anne M. Mulcahy    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director Leo F. Mullin    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director William D. Perez    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director Charles Prince    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director A. Eugene Washington    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Elect Director Ronald A. Williams    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Johnson & Johnson    JNJ    478160104    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Share Holder    Require Independent Board Chairman    Against    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Share Holder    Stock Retention/Holding Period    Against    Against
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Share Holder    Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    Against    Against


JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director James A. Bell    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director Crandall C. Bowles    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director Stephen B. Burke    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director David M. Cote    For    Against
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director James S. Crown    For    Against
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director James Dimon    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director Timothy P. Flynn    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director Ellen V. Futter    For    Against
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director Laban P. Jackson, Jr.    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director Lee R. Raymond    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Elect Director William C. Weldon    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Ratify Auditors    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Provide Right to Act by Written Consent    For    For
JPMorgan Chase & Co.    JPM    46625h100    USA    21-May-13    Annual    Management    Amend Executive Incentive Bonus Plan    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Edward P. Campbell    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Joseph A. Carrabba    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Charles P. Cooley    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Alexander M. Cutler    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director H. James Dallas    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Elizabeth R. Gile    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Ruth Ann M. Gillis    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director William G. Gisel, Jr.    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Richard J. Hipple    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Kristen L. Manos    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Beth E. Mooney    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Elect Director Barbara R. Snyder    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Ratify Auditors    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
KeyCorp    KEY    493267108    USA    16-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Kraft Foods Group, Inc.    KRFT    50076Q106    USA    22-May-13    Annual    Share Holder    Label Products with GMO Ingredients    Against    Against
Kraft Foods Group, Inc.    KRFT    50076Q106    USA    22-May-13    Annual    Management    Elect Director Abelardo E. Bru    For    For
Kraft Foods Group, Inc.    KRFT    50076Q106    USA    22-May-13    Annual    Management    Elect Director Jeanne P. Jackson    For    For
Kraft Foods Group, Inc.    KRFT    50076Q106    USA    22-May-13    Annual    Management    Elect Director E. Follin Smith    For    For
Kraft Foods Group, Inc.    KRFT    50076Q106    USA    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Kraft Foods Group, Inc.    KRFT    50076Q106    USA    22-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Kraft Foods Group, Inc.    KRFT    50076Q106    USA    22-May-13    Annual    Management    Ratify Auditors    For    For
Kraft Foods Group, Inc.    KRFT    50076Q106    USA    22-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year


Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Elect Director Irving Bolotin    For    For
Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Elect Director Steven L. Gerard    For    For
Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Elect Director Theron I. (Tig) Gilliam    For    For
Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Elect Director Sherrill W. Hudson    For    For
Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Elect Director R. Kirk Landon    For    For
Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Elect Director Sidney Lapidus    For    For
Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Elect Director Stuart A. Miller    For    For
Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Elect Director Jeffrey Sonnenfeld    For    For
Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Lennar Corporation    LEN    526057104    USA    10-Apr-13    Annual    Management    Ratify Auditors    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Elect Director Jacques Aigrain    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Elect Director Scott M. Kleinman    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Elect Director Bruce A. Smith    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Adopt Financial Statements and Statutory Reports    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Approve Discharge of Management Board    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Approve Discharge of Supervisory Board    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Ratify PricewaterhouseCoopers LLP as Auditors    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Ratify PricewaterhouseCoopers as Auditors    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Approve Remuneration of Supervisory Board    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Approve Dividends of USD 4.20 Per Share    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account    For    For
LyondellBasell Industries NV    LYB    N53745100    Netherlands    22-May-13    Annual    Management    Amend Articles of Association    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Stephen F. Bollenbach    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Deirdre P. Connelly    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Meyer Feldberg    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Sara Levinson    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Terry J. Lundgren    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Joseph Neubauer    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Joyce M. Roche    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Paul C. Varga    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Craig E. Weatherup    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Elect Director Marna C. Whittington    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Ratify Auditors    For    For
Macy’s, Inc.    M    55616P104    USA    17-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Elect Director Gregory H. Boyce    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Elect Director Pierre Brondeau    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Elect Director Clarence P. Cazalot, Jr.    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Elect Director Linda Z. Cook    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Elect Director Shirley Ann Jackson    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Elect Director Philip Lader    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Elect Director Michael E. J. Phelps    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Elect Director Dennis H. Reilley    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
Marathon Oil Corporation    MRO    565849106    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


Marathon Petroleum Corporation    MPC    56585A102    USA    24-Apr-13    Annual    Management    Elect Director Evan Bayh    For    For
Marathon Petroleum Corporation    MPC    56585A102    USA    24-Apr-13    Annual    Management    Elect Director William L. Davis    For    For
Marathon Petroleum Corporation    MPC    56585A102    USA    24-Apr-13    Annual    Management    Elect Director Thomas J. Usher    For    For
Marathon Petroleum Corporation    MPC    56585A102    USA    24-Apr-13    Annual    Management    Ratify Auditors    For    For
Marathon Petroleum Corporation    MPC    56585A102    USA    24-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Marathon Petroleum Corporation    MPC    56585A102    USA    24-Apr-13    Annual    Management    Declassify the Board of Directors    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Share Holder    Require Independent Board Chairman    Against    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Share Holder    Stock Retention    Against    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Share Holder    Pro-rata Vesting of Equity Awards    Against    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Elect Director Andy D. Bryant    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Elect Director Wayne A. Budd    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Elect Director John H. Hammergren    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Elect Director Alton F. Irby, III    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Elect Director M. Christine Jacobs    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Elect Director Marie L. Knowles    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Elect Director David M. Lawrence    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Elect Director Edward A. Mueller    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Elect Director Jane E. Shaw    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Ratify Auditors    For    For
McKesson Corporation    MCK    58155Q103    USA    25-Jul-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Share Holder    Amend Articles/Bylaws/Charter—Call Special Meetings    Against    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Share Holder    Report on Charitable and Political Contributions    Against    Against
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Share Holder    Report on Lobbying Activities    Against    Against
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Leslie A. Brun    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Thomas R. Cech    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Kenneth C. Frazier    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Thomas H. Glocer    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director William B. Harrison Jr.    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director C. Robert Kidder    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Rochelle B. Lazarus    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Carlos E. Represas    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Patricia F. Russo    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Craig B. Thompson    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Wendell P. Weeks    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Elect Director Peter C. Wendell    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Ratify Auditors    For    For
Merck & Co., Inc.    MRK    58933Y105    USA    28-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Share Holder    Provide for Cumulative Voting    Against    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Steven A. Ballmer    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Dina Dublon    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director William H. Gates, III    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Maria M. Klawe    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Stephen J. Luczo    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director David F. Marquardt    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Charles H. Noski    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director Helmut Panke    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Elect Director John W. Thompson    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Approve Qualified Employee Stock Purchase Plan    For    For
Microsoft Corporation    MSFT    594918104    USA    28-Nov-12    Annual    Management    Ratify Auditors    For    For
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Share Holder    Encourage Suppliers to Produce Sustainability Reports    Against    Against
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Share Holder    Report on Political Contributions    Against    For
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director Gregory Q. Brown    For    For
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director William J. Bratton    For    Against
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director Kenneth C. Dahlberg    For    Against
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director David W. Dorman    For    Against
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director Michael V. Hayden    For    For
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director Judy C. Lewent    For    For
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director Anne R. Pramaggiore    For    For
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director Samuel C. Scott, III    For    For
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director Bradley E. Singer    For    For
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Elect Director John A. White    For    For
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Motorola Solutions, Inc.    MSI    620076307    USA    06-May-13    Annual    Management    Ratify Auditors    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director Frank W. Blue    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director Steven A. Cosse    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director Claiborne P. Deming    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director Robert A. Hermes    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director James V. Kelley    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director Walentin Mirosh    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director R. Madison Murphy    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director J.W. Nolan    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director Neal E. Schmale    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director David J.H. Smith    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Elect Director Caroline G. Theus    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Approve Non-Employee Director Omnibus Stock Plan    For    For
MURPHY OIL CORPORATION    MUR    626717102    USA    08-May-13    Annual    Management    Ratify Auditors    For    For


Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Share Holder    Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans    Against    For
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Share Holder    Require Independent Board Chairman    Against    For
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Share Holder    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Share Holder    Adopt Proxy Access Right    Against    For
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Management    Elect Director James R. Crane    For    Withhold
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Management    Elect Director Michael C. Linn    For    Withhold
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Management    Elect Director John V. Lombardi    For    Withhold
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Management    Elect Director Howard Wolf    For    For
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Management    Elect Director John Yearwood    For    Withhold
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Management    Approve Pricewaterhouse Coopers LLP as Auditor and Authorize Board to Fix Their Renumeration    For    For
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Management    Approve Omnibus Stock Plan    For    Against
Nabors Industries Ltd.    NBR    G6359F103    Bermuda    04-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Elect Director Merrill A. Miller, Jr.    For    For
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Elect Director Greg L. Armstrong    For    For
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Elect Director Ben A. Guill    For    For
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Elect Director David D. Harrison    For    For
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Elect Director Roger L. Jarvis    For    For
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Elect Director Eric L. Mattson    For    For
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Ratify Auditors    For    For
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
National Oilwell Varco, Inc.    NOV    637071101    USA    22-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director Joseph B. Anderson, Jr.    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director Glenn C. Christenson    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director Susan F. Clark    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director Stephen E. Frank    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director Brian J. Kennedy    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director Maureen T. Mullarkey    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director John F. O’Reilly    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director Philip G. Satre    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director Donald D. Snyder    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Elect Director Michael W. Yackira    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
NV Energy, Inc.    NVE    67073Y106    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
NVIDIA Corporation    NVDA    67066G104    USA    15-May-13    Annual    Management    Elect Director Tench Coxe    For    For
NVIDIA Corporation    NVDA    67066G104    USA    15-May-13    Annual    Management    Elect Director James C. Gaither    For    For
NVIDIA Corporation    NVDA    67066G104    USA    15-May-13    Annual    Management    Elect Director Jen-Hsun Huang    For    For
NVIDIA Corporation    NVDA    67066G104    USA    15-May-13    Annual    Management    Elect Director Mark L. Perry    For    For
NVIDIA Corporation    NVDA    67066G104    USA    15-May-13    Annual    Management    Elect Director A. Brooke Seawell    For    For
NVIDIA Corporation    NVDA    67066G104    USA    15-May-13    Annual    Management    Elect Director Mark A. Stevens    For    For
NVIDIA Corporation    NVDA    67066G104    USA    15-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
NVIDIA Corporation    NVDA    67066G104    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
NVIDIA Corporation    NVDA    67066G104    USA    15-May-13    Annual    Management    Ratify Auditors    For    For


Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Spencer Abraham    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Howard I. Atkins    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Stephen I. Chazen    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Edward P. Djerejian    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director John E. Feick    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Margaret M. Foran    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Carlos M. Gutierrez    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Ray R. Irani    For    Against
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Avedick B. Poladian    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Elect Director Aziz D. Syriani    For    Against
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Occidental Petroleum Corporation    OXY    674599105    USA    03-May-13    Annual    Management    Ratify Auditors    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Elect Director Jimmy A. Dew    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Elect Director John M. Dixon    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Elect Director Dennis P. Van Mieghem    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Ratify Auditors    For    For
Old Republic International Corporation    ORI    680223104    USA    24-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Share Holder    Declassify the Board of Directors    Against    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Share Holder    Reduce Supermajority Vote Requirement    Against    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Alison J. Carnwath    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Luiz Kaufmann    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director John M. Pigott    For    For
PACCAR Inc    PCAR    693718108    USA    29-Apr-13    Annual    Management    Elect Director Gregory M. E. Spierkel    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Share Holder    Provide Right to Act by Written Consent    Against    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Dennis A. Ausiello    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director M. Anthony Burns    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director W. Don Cornwell    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Frances D. Fergusson    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director William H. Gray, III    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Helen H. Hobbs    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Constance J. Horner    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director James M. Kilts    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director George A. Lorch    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Ian C. Read    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Stephen W. Sanger    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Elect Director Marc Tessier-Lavigne    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Ratify Auditors    For    For
Pfizer Inc.    PFE    717081103    USA    25-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Phillips 66    PSX    718546104    USA    08-May-13    Annual    Management    Elect Director Greg C. Garland    For    For
Phillips 66    PSX    718546104    USA    08-May-13    Annual    Management    Elect Director John E. Lowe    For    For
Phillips 66    PSX    718546104    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
Phillips 66    PSX    718546104    USA    08-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Phillips 66    PSX    718546104    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Phillips 66    PSX    718546104    USA    08-May-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year


PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Share Holder    Require a Majority Vote for the Election of Directors    Against    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Share Holder    Performance-Based and/or Time-Based Equity Awards    Against    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Elect Director Brian P. Anderson    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Elect Director Bryce Blair    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Elect Director Richard J. Dugas, Jr.    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Elect Director Thomas Folliard    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Elect Director Cheryl W. Grise    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Elect Director Andre J. Hawaux    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Elect Director Debra J. Kelly-Ennis    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Elect Director Patrick J. O’Leary    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Elect Director James J. Postl    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Ratify Auditors    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
PulteGroup, Inc.    PHM    745867101    USA    08-May-13    Annual    Management    Amend NOL Rights Plan (NOL Pill)    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Mary Baglivo    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Emanuel Chirico    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Juan R. Figuereo    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Joseph B. Fuller    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Fred Gehring    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Margaret L. Jenkins    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Bruce Maggin    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director V. James Marino    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Helen McCluskey    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Henry Nasella    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Rita M. Rodriguez    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Elect Director Craig Rydin    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PVH CORP.    PVH    693656100    USA    20-Jun-13    Annual    Management    Ratify Auditors    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Share Holder    Report on Political Contributions    Against    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director George W. Bryan    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director Carolyn H. Byrd    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director David J. Cooper, Sr.    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director Don DeFosset    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director Eric C. Fast    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director O.B. Grayson Hall, Jr.    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director John D. Johns    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director Charles D. McCrary    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director James R. Malone    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director Ruth Ann Marshall    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director Susan W. Matlock    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director John E. Maupin, Jr.    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director John R. Roberts    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Elect Director Lee J. Styslinger, III    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
Regions Financial Corporation    RF    7591EP100    USA    16-May-13    Annual    Management    Ratify Auditors    For    For


Signet Jewelers Limited    SIG    G81276100    Bermuda    14-Jun-13    Annual    Management    Elect Dale W. Hilpert as Director    For    For
Signet Jewelers Limited    SIG    G81276100    Bermuda    14-Jun-13    Annual    Management    Elect H. Todd Stitzer as Director    For    For
Signet Jewelers Limited    SIG    G81276100    Bermuda    14-Jun-13    Annual    Management    Elect Marianne Parrs as Director    For    For
Signet Jewelers Limited    SIG    G81276100    Bermuda    14-Jun-13    Annual    Management    Elect Michael W. Barnes as Director    For    For
Signet Jewelers Limited    SIG    G81276100    Bermuda    14-Jun-13    Annual    Management    Elect Russell Walls as Director    For    For
Signet Jewelers Limited    SIG    G81276100    Bermuda    14-Jun-13    Annual    Management    Elect Thomas Plaskett as Director    For    For
Signet Jewelers Limited    SIG    G81276100    Bermuda    14-Jun-13    Annual    Management    Elect Virginia Drosos as Director    For    For
Signet Jewelers Limited    SIG    G81276100    Bermuda    14-Jun-13    Annual    Management    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
Signet Jewelers Limited    SIG    G81276100    Bermuda    14-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Simon Property Group, Inc.    SPG    828806109    USA    14-May-13    Annual    Management    Elect Director Melvyn E. Bergstein    For    For
Simon Property Group, Inc.    SPG    828806109    USA    14-May-13    Annual    Management    Elect Director Larry C. Glasscock    For    For
Simon Property Group, Inc.    SPG    828806109    USA    14-May-13    Annual    Management    Elect Director Karen N. Horn    For    For
Simon Property Group, Inc.    SPG    828806109    USA    14-May-13    Annual    Management    Elect Director Allan Hubbard    For    For
Simon Property Group, Inc.    SPG    828806109    USA    14-May-13    Annual    Management    Elect Director Reuben S. Leibowitz    For    For
Simon Property Group, Inc.    SPG    828806109    USA    14-May-13    Annual    Management    Elect Director Daniel C. Smith    For    For
Simon Property Group, Inc.    SPG    828806109    USA    14-May-13    Annual    Management    Elect Director J. Albert Smith, Jr.    For    For
Simon Property Group, Inc.    SPG    828806109    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Simon Property Group, Inc.    SPG    828806109    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Share Holder    Require Independent Board Chairman    Against    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Share Holder    Report on Electronics Recycling and Preventing E-Waste Export    Against    Against
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Roxanne S. Austin    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Douglas M. Baker, Jr.    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Henrique De Castro    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Calvin Darden    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Mary N. Dillon    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director James A. Johnson    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Mary E. Minnick    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Anne M. Mulcahy    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Derica W. Rice    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Gregg W. Steinhafel    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director John G. Stumpf    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Elect Director Solomon D. Trujillo    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Ratify Auditors    For    For
Target Corporation    TGT    87612E106    USA    12-Jun-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Taubman Centers, Inc.    TCO    876664103    USA    29-May-13    Annual    Management    Elect Director Jerome A. Chazen    For    For
Taubman Centers, Inc.    TCO    876664103    USA    29-May-13    Annual    Management    Elect Director Craig M. Hatkoff    For    For
Taubman Centers, Inc.    TCO    876664103    USA    29-May-13    Annual    Management    Elect Director Ronald W. Tysoe    For    For
Taubman Centers, Inc.    TCO    876664103    USA    29-May-13    Annual    Management    Ratify Auditors    For    For
Taubman Centers, Inc.    TCO    876664103    USA    29-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Elect Director Thomas Colligan    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Elect Director Timothy Donahue    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Elect Director Robert Dutkowsky    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Elect Director Bruce Gordon    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Elect Director Naren Gursahaney    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Elect Director Bridgette Heller    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Elect Director Kathleen Hyle    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Elect Director Keith Meister    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Elect Director Dinesh Paliwal    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Ratify Auditors    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The ADT Corporation    ADT    00101J106    USA    14-Mar-13    Annual    Management    Advisory Vote on Say on Pay Frequency    One Year    One Year
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Share Holder    Stock Retention/Holding Period    Against    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director F. Duane Ackerman    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director Robert D. Beyer    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director Kermit R. Crawford    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director Jack M. Greenberg    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director Herbert L. Henkel    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director Ronald T. LeMay    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director Andrea Redmond    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director H. John Riley, Jr.    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director John W. Rowe    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director Judith A. Sprieser    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director Mary Alice Taylor    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Elect Director Thomas J. Wilson    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
The Allstate Corporation    ALL    020002101    USA    21-May-13    Annual    Management    Ratify Auditors    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Robert B. Allardice, III    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Trevor Fetter    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Paul G. Kirk, Jr.    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Liam E. McGee    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Kathryn A. Mikells    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Michael G. Morris    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Thomas A. Renyi    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director Charles B. Strauss    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Elect Director H. Patrick Swygert    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Ratify Auditors    For    For
The Hartford Financial Services Group, Inc.    HIG    416515104    USA    15-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For


The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Share Holder    Prepare Employment Diversity Report    Against    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Share Holder    Adopt Stormwater Run-off Management Policy    Against    Against
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director F. Duane Ackerman    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director Francis S. Blake    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director Ari Bousbib    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director Gregory D. Brenneman    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director J. Frank Brown    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director Albert P. Carey    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director Armando Codina    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director Bonnie G. Hill    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director Karen L. Katen    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Elect Director Mark Vadon    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Ratify Auditors    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
The Home Depot, Inc.    HD    437076102    USA    23-May-13    Annual    Management    Amend Omnibus Stock Plan    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director William A. Ackman    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director Adam Flatto    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director Jeffrey Furber    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director Gary Krow    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director Allen Model    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director R. Scot Sellers    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director Steven Shepsman    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director Burton M. Tansky    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director Mary Ann Tighe    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Elect Director David R. Weinreb    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Howard Hughes Corporation    HHC    44267D107    USA    14-May-13    Annual    Management    Ratify Auditors    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Phyllis E. Cochran    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Gregory L. Ebel    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Robert L. Lumpkins    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director William T. Monahan    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Elect Director Harold H. Mackay    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Ratify Auditors    For    For
The Mosaic Company    MOS    61945C103    USA    04-Oct-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Share Holder    Report on Climate Change Financing Risk    Against    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Richard O. Berndt    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Charles E. Bunch    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Paul W. Chellgren    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director William S. Demchak    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Kay Coles James    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Richard B. Kelson    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Bruce C. Lindsay    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Anthony A. Massaro    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Jane G. Pepper    For    For


The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director James E. Rohr    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Donald J. Shepard    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Lorene K. Steffes    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Dennis F. Strigl    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Thomas J. Usher    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director George H. Walls, Jr.    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Elect Director Helge H. Wehmeier    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Ratify Auditors    For    For
The PNC Financial Services Group, Inc.    PNC    693475105    USA    23-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Elect Director C. Martin Harris    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Elect Director Judy C. Lewent    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Elect Director Jim P. Manzi    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Elect Director Lars R. Sorensen    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Elect Director Elaine S. Ullian    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Elect Director Marc N. Casper    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Elect Director Nelson J. Chai    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Elect Director Tyler Jacks    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Approve Omnibus Stock Plan    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Approve Executive Incentive Bonus Plan    For    For
Thermo Fisher Scientific Inc.    TMO    883556102    USA    22-May-13    Annual    Management    Ratify Auditors    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    14-Sep-12    Special    Management    Approve Special Dividends    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    14-Sep-12    Special    Management    Approve Special Dividends    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    14-Sep-12    Special    Management    Elect George R. Oliver as Director    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    14-Sep-12    Special    Management    Elect Frank M. Drendel as Director    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    14-Sep-12    Special    Management    Approve Dividends    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    14-Sep-12    Special    Management    Approve Omnibus Stock Plan    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Accept Financial Statements and Statutory Reports    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Approve Discharge of Board and Senior Management    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director Edward D. Breen    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director Michael E. Daniels    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director Frank M. Drendel    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director Brian Duperreault    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director Rajiv L. Gupta    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director John A. Krol    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director George R. Oliver    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director Brendan R. O’Neill    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director Sandra S. Wijnberg    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Elect Director R. David Yost    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Ratify Deloitte AG as Auditors    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Ratify PricewaterhouseCoopers AG as Special Auditors    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Approve Allocation of Income    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Approve Ordinary Cash Dividend    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Renew Authorized Capital    For    For
Tyco International Ltd.    TYC    H89128104    Switzerland    06-Mar-13    Annual    Management    Approve Reduction in Share Capital    For    For


Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director Gary P. Coughlan    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director Mary B. Cranston    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director Francisco Javier Fernandez-Carbajal    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director Robert W. Matschullat    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director Cathy E. Minehan    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director Suzanne Nora Johnson    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director David J. Pang    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director Joseph W. Saunders    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director Charles W. Scharf    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director William S. Shanahan    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Elect Director John A. Swainson    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Visa Inc.    V    92826C839    USA    30-Jan-13    Annual    Management    Ratify Auditors    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Share Holder    Require Independent Board Chairman    Against    Against
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Share Holder    Report on Lobbying Payments and Policy    Against    Against
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Share Holder    Review Fair Housing and Fair Lending Compliance    Against    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director John D. Baker, II    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Elaine L. Chao    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director John S. Chen    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Lloyd H. Dean    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Susan E. Engel    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Enrique Hernandez, Jr.    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Donald M. James    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Cynthia H. Milligan    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Federico F. Pena    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Howard V. Richardson    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Judith M. Runstad    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Stephen W. Sanger    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director John G. Stumpf    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Elect Director Susan G. Swenson    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Amend Omnibus Stock Plan    For    For
Wells Fargo & Company    WFC    949746101    USA    23-Apr-13    Annual    Management    Ratify Auditors    For    For


Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Laura J. Alber    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Adrian D.P. Bellamy    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Rose Marie Bravo    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Mary Ann Casati    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Patrick J. Connolly    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Adrian T. Dillon    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Anthony A. Greener    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Ted W. Hall    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Michael R. Lynch    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Elect Director Lorraine Twohill    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Williams-Sonoma, Inc.    WSM    969904101    USA    30-May-13    Annual    Management    Ratify Auditors    For    For
XL Group plc    XL    G98290102    Ireland    26-Apr-13    Annual    Management    Elect Joseph Mauriello as Director    For    For
XL Group plc    XL    G98290102    Ireland    26-Apr-13    Annual    Management    Elect Eugene M. McQuade as Director    For    For
XL Group plc    XL    G98290102    Ireland    26-Apr-13    Annual    Management    Elect Clayton S. Rose as Director    For    For
XL Group plc    XL    G98290102    Ireland    26-Apr-13    Annual    Management    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For
XL Group plc    XL    G98290102    Ireland    26-Apr-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Xylem Inc.    XYL    98419M100    USA    07-May-13    Annual    Share Holder    Amend Articles/Bylaws/Charter—Call Special Meetings    Against    For
Xylem Inc.    XYL    98419M100    USA    07-May-13    Annual    Management    Elect Director Curtis J. Crawford    For    For
Xylem Inc.    XYL    98419M100    USA    07-May-13    Annual    Management    Elect Director Robert F. Friel    For    For
Xylem Inc.    XYL    98419M100    USA    07-May-13    Annual    Management    Elect Director Surya N. Mohapatra    For    For
Xylem Inc.    XYL    98419M100    USA    07-May-13    Annual    Management    Ratify Auditors    For    For
Xylem Inc.    XYL    98419M100    USA    07-May-13    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Xylem Inc.    XYL    98419M100    USA    07-May-13    Annual    Management    Declassify the Board of Directors    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director Alfred J. Amoroso    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director John D. Hayes    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director Susan M. James    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director David W. Kenny    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director Peter Liguori    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director Daniel S. Loeb    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director Thomas J. McInerney    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director Brad D. Smith    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director Maynard G. Webb, Jr.    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director Harry J. Wilson    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Elect Director Michael J. Wolf    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Amend Omnibus Stock Plan    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Amend Non-Employee Director Omnibus Stock Plan    For    For
Yahoo! Inc.    YHOO    984332106    USA    12-Jul-12    Annual    Management    Ratify Auditors    For    For


SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Nuveen Investment Trust

 

By  

/s/ Gifford R. Zimmerman


    Gifford R. Zimmerman – Chief Administrative Officer
Date    

 

August 19, 2013