0001145549-22-056074.txt : 20220913
0001145549-22-056074.hdr.sgml : 20220913
20220913114457
ACCESSION NUMBER: 0001145549-22-056074
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220913
DATE AS OF CHANGE: 20220913
EFFECTIVENESS DATE: 20220913
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NUVEEN INVESTMENT TRUST
CENTRAL INDEX KEY: 0001013881
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07619
FILM NUMBER: 221240132
BUSINESS ADDRESS:
STREET 1: JOHN NUVEEN & CO INC
STREET 2: 333 WEST WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-917-8146
MAIL ADDRESS:
STREET 1: JOHN NUVEEN & CO INC
STREET 2: 333 WEST WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
0001013881
S000000605
Nuveen Multi Cap Value Fund
C000001700
Nuveen Multi Cap Value Fund - Class A
NQVAX
C000001702
Nuveen Multi Cap Value Fund - Class C
NQVCX
C000001703
Nuveen Multi Cap Value Fund - Class I
NQVRX
0001013881
S000000606
Nuveen Small Cap Value Opportunities Fund
C000001704
Nuveen Small Cap Value Opportunities Fund - Class A
NSCAX
C000001706
Nuveen Small Cap Value Opportunities Fund - Class C
NSCCX
C000001707
Nuveen Small Cap Value Opportunities Fund - Class I
NSCRX
C000123977
Class R6
NSCFX
0001013881
S000014608
Nuveen Large Cap Value Fund
C000039982
Class A
NQCAX
C000039984
Class C
NQCCX
C000039985
Class I
NQCRX
0001013881
S000014609
Nuveen Small/Mid Cap Value Fund
C000039986
Class A
NSMAX
C000039988
Class C
NSMCX
C000039989
Class I
NSMRX
C000171397
Class R6
NWQFX
0001013881
S000026520
Nuveen Global Equity Income Fund
C000079618
Class A
NQGAX
C000079619
Class C
NQGCX
C000079621
Class I
NQGIX
N-CEN
1
primary_doc.xml
X0404
N-CEN
LIVE
0001013881
XXXXXXXX
true
false
false
N-1A
S000026520
C000079618
C000079619
C000079621
S000000605
C000001700
C000001702
C000001703
S000014608
C000039982
C000039984
C000039985
S000014609
C000039986
C000039988
C000039989
C000171397
S000000606
C000001704
C000001706
C000001707
C000123977
Nuveen Investment Trust
811-07619
0001013881
549300USW5KS65DKCD79
333 West Wacker Drive
Chicago
606061286
US-IL
US
3129177700
State Street Bank & Trust Company
One Lincoln Street
Boston
02111
6177863000
All Instruments representing the investment of the Funds and all cash are held by the custodian. The custodian delivers securities against payment upon sale and pays for securities against delivery upon purchase. The custodian also remits Fund assets in payment of Fund expenses, pursuant to instructions of a Registrants officers or resolutions of the Board of Directors/Trustees.
Nuveen Fund Advisors, LLC
333 West Wacker Drive
Chicago
606061286
3129177700
Certificate of Incorporation, By-Laws, minutes of director and shareholder meetings and contracts of the Registrant and all advisory material of the investment adviser
DST Systems, Inc.
P.o. Box 219140
Kansas City
641219140
8002578787
All required records in its capacity as transfer, dividend paying, and shareholder service agent for the Registrant.
N
N
N-1A
5
Y
Terence J. Toth
004501033
N
Jack B. Evans
N/A
N
William C. Hunter
N/A
N
Albin F. Moschner
N/A
N
John K. Nelson
N/A
N
Judith M. Stockdale
N/A
N
Carole E. Stone
N/A
N
Margaret L. Wolff
N/A
N
Robert L. Young
N/A
N
Matthew Thornton III
N/A
N
Amy B. R. Lancellotta
N/A
N
Joanne T. Medero
N/A
N
Brett E. Black
N/A
333 West Wacker Drive
Chicago
606061286
XXXXXX
Y
Gifford R. Zimmerman
001850029
333 West Wacker Drive
Chicago
606061286
XXXXXX
Y
N
N
N
N
N
Nuveen Securities, LLC
008-13464
000000469
549300SUT66RK1UQZ953
Y
N
PricewaterhouseCoopers LLP
00238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
Nuveen Global Equity Income Fund
S000026520
549300XHE7R8ZXZYHD34
N
3
0
0
N/A
N
N
Y
N
State Street Bank and Trust
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Nuveen Fund Advisors, LLC
801-14147
000104626
5493003J8FN3E5O9OT63
N
Nuveen Asset Management, LLC
801-71957
000155584
549300W218VXB0L5EY14
Y
NWQ Investment Management Company, LLC
801-61379
000121876
549300WIDLDZ8YJJBW69
2021-12-30
DST Asset Manager Solutions, Inc.
84-00896
549300KY09TR3J12JU49
N
N
N
ICE Data Pricing and Reference Data, LLC
5493000NQ9LYLDBCTL34
N
Financial & Risk U.S. Holdings, Inc. (Refinitiv)
549300NF240HXJ07N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
BM
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Bloomberg
5493001KJTIIGC8Y1R12
N
Bloomberg BVAL
N/A
N
Bank of America
B4TYDEB6GKMZO031MB27
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
AO CITIBANK, MOSCOW
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HAPOALIM B.M.
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK POLSKA KASA OPIEKI SA - BANK P
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CANADA SELF CUSTODY - CDSX
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CESKOSLOVENSKA OBCHODNI BANKA, A.S.
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK COLOMBIA
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC HUNGARIAN BRANC
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC, DUBLIN-SUCURSA
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK MAGHREB
N/A
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK N.A.
N/A
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA LIMA
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA MEXICO
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA SAO PAULO BRAZIL
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK PJSC
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK,N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM BANKING AG
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE (SCHWEIZ) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEPOSITORY TRUST AND CLEARING CORPORATION
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
DEUTSCHE BANK (MALAYSIA) BERHAD
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, SEOUL BRANCH
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, TAIPEI BRANCH
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK SOCIEDAD ANONIMA ESPA
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DTCC
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
EUROCLEAR
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FEDERAL RESERVE BANK
N/A
N
Y
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
FIRSTRAND BANK LIMITED
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HONGKONG AND SHANGHAI BANKING CORPO
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK (CHINA) COMPANY LIMITED
N/A
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK AUSTRALIA LIMITED
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK EGYPT S.A.E
N/A
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK MIDDLE EAST LIMITED
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ITAU CORPBANCA (FORMERLY BANCO ITAU
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL)
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FILIAL I NOR
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FINNISH BRAN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ROYAL BANK OF CANADA
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (HONG KONG)
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (THAI) PCL
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BANK AND TRUST COMPANY
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BK LONDON - CREST
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
549300KY09TR3J12JU49
SEC file number 84-00896
N
N
N
N
Nuveen Securities, LLC
008-13464
000000469
549300SUT66RK1UQZ953
0.000000000000
TIAA-CREF Individual & Institutional Services, LLC
008-44454
000020472
N/A
0.000000000000
Teachers Professional Investors Services, Inc.
008-47051
000036130
N/A
0.000000000000
Citigroup
008-08177
000007059
549300S41SMIODVIT266
10288.940000000000
Sanford C. Bernstein & Co., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
10272.040000000000
JPMorgan Securities LLC
008-36950
000018718
ZBUT11V806EZRVTWT807
6826.930000000000
Morgan Stanley
008-15869
000008209
7PDDXEMZ0ZV0CEDU4D16
6474.550000000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
5877.800000000000
Merrill Lynch & Co. Inc.
008-07221
000007691
DWW559HN8WVTCCS4VJ94
4507.630000000000
CLSA AMERICAS, LLC
008-69166
000165533
213800M2DXATWY7JMS07
3265.490000000000
UBS Financial Services Inc.
008-16267
000008174
ETYRV6ORNFJB5NONI676
3059.410000000000
Cowen and Company
008-22522
000007616
549300WR155U7DVMIW58
2963.160000000000
Instinet LLC
008-23669
000007897
549300MGMN3RKMU8FT57
2571.200000000000
73234.950000000000
Sanford C. Bernstein & Co., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
21597980.940000000000
Instinet LLC
008-23669
000007897
549300MGMN3RKMU8FT57
12288687.650000000000
Piper Sandler & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
11822090.130000000000
Citigroup
008-08177
000007059
549300S41SMIODVIT266
11521591.170000000000
Morgan Stanley
008-15869
000008209
7PDDXEMZ0ZV0CEDU4D16
9779728.810000000000
UBS Financial Services Inc.
008-16267
000008174
ETYRV6ORNFJB5NONI676
8927457.580000000000
JPMorgan Securities LLC
008-36950
000018718
ZBUT11V806EZRVTWT807
8670072.580000000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
8128406.690000000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
7856546.380000000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
7708084.180000000000
164615362.660000000000
Y
160834402.262795000000
Committed
2700000000.000000000000
N
N
N
N
Nuveen Multi-Cap Value Fund
S000000605
549300L801CJ8JG2RU18
N
3
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
1156764.280000000000
6041.000000000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Nuveen Fund Advisors, LLC
801-14147
000104626
5493003J8FN3E5O9OT63
N
Nuveen Asset Management, LLC
801-71957
000155584
549300W218VXB0L5EY14
Y
NWQ Investment Management Company, LLC
801-61379
000121876
549300WIDLDZ8YJJBW69
2021-12-30
DST Asset Manager Solutions, Inc.
84-00896
549300KY09TR3J12JU49
N
N
N
ICE Data Pricing and Reference Data, LLC
5493000NQ9LYLDBCTL34
N
Financial & Risk U.S. Holdings, Inc. (Refinitiv)
549300NF240HXJ07N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
BM
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Bloomberg
5493001KJTIIGC8Y1R12
N
Bloomberg BVAL
N/A
N
Bank of America
B4TYDEB6GKMZO031MB27
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
AO CITIBANK, MOSCOW
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HAPOALIM B.M.
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK POLSKA KASA OPIEKI SA - BANK P
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CANADA SELF CUSTODY - CDSX
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CESKOSLOVENSKA OBCHODNI BANKA, A.S.
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK COLOMBIA
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC HUNGARIAN BRANC
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC, DUBLIN-SUCURSA
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK MAGHREB
N/A
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK N.A.
N/A
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA LIMA
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA MEXICO
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA SAO PAULO BRAZIL
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK PJSC
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK,N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM BANKING AG
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE (SCHWEIZ) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEPOSITORY TRUST AND CLEARING CORPORATION
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
DEUTSCHE BANK (MALAYSIA) BERHAD
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, SEOUL BRANCH
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, TAIPEI BRANCH
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK SOCIEDAD ANONIMA ESPA
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DTCC
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
EUROCLEAR
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FEDERAL RESERVE BANK
N/A
N
Y
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
FIRSTRAND BANK LIMITED
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HONGKONG AND SHANGHAI BANKING CORPO
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK (CHINA) COMPANY LIMITED
N/A
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK AUSTRALIA LIMITED
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK EGYPT S.A.E
N/A
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK MIDDLE EAST LIMITED
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ITAU CORPBANCA (FORMERLY BANCO ITAU
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL)
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FILIAL I NOR
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FINNISH BRAN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ROYAL BANK OF CANADA
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (HONG KONG)
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (THAI) PCL
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BANK AND TRUST COMPANY
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BK LONDON - CREST
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
549300KY09TR3J12JU49
SEC file number 84-00896
N
N
N
N
Nuveen Securities, LLC
008-13464
000000469
549300SUT66RK1UQZ953
0.000000000000
TIAA-CREF Individual & Institutional Services, LLC
008-44454
000020472
N/A
0.000000000000
Teachers Professional Investors Services, Inc.
008-47051
000036130
N/A
0.000000000000
Sanford C. Bernstein & Co., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
10088.890000000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
4008.810000000000
Raymond James & Associates Inc.
008-10999
000000705
U4ONQX15J3RO8XCKE979
3843.160000000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
3810.110000000000
Wedbush Securities Inc.
008-12987
000000877
549300CSX55MXZ47EI78
1810.700000000000
Piper Sandler & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
1708.590000000000
National Financial Services LLC
008-26740
000013041
549300JRHF1MHHWUAW04
1575.920000000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1316.200000000000
Morgan Stanley
008-15869
000008209
7PDDXEMZ0ZV0CEDU4D16
1276.220000000000
CITATION FINANCIAL GROUP, L.P.
008-43632
000028305
N/A
1107.420000000000
39030.060000000000
Instinet LLC
008-23669
000007897
549300MGMN3RKMU8FT57
17054635.230000000000
Sanford C. Bernstein & Co., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
12129887.110000000000
CLSA AMERICAS, LLC
008-69166
000165533
213800M2DXATWY7JMS07
8163593.020000000000
SMBC NIKKO Securities America, Inc.
008-43852
000028602
6PJDTY319315T5LR2241
5338427.830000000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
4851552.310000000000
JPMorgan Securities LLC
008-36950
000018718
ZBUT11V806EZRVTWT807
4496043.600000000000
UBS Financial Services Inc.
008-16267
000008174
ETYRV6ORNFJB5NONI676
4285586.170000000000
Morgan Stanley
008-15869
000008209
7PDDXEMZ0ZV0CEDU4D16
3910441.730000000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
2303591.370000000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
2097311.330000000000
74090795.470000000000
Y
83400056.321534300000
Committed
2700000000.000000000000
N
N
N
Nuveen Large-Cap Value Fund
S000014608
549300QO1VOX6HFFD841
N
3
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
320926.043333333000
1096.000000000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Nuveen Fund Advisors, LLC
801-14147
000104626
5493003J8FN3E5O9OT63
N
Nuveen Asset Management, LLC
801-71957
000155584
549300W218VXB0L5EY14
Y
NWQ Investment Management Company, LLC
801-61379
000121876
549300WIDLDZ8YJJBW69
2021-12-30
DST Asset Manager Solutions, Inc.
84-00896
549300KY09TR3J12JU49
N
N
N
ICE Data Pricing and Reference Data, LLC
5493000NQ9LYLDBCTL34
N
Financial & Risk U.S. Holdings, Inc. (Refinitiv)
549300NF240HXJ07N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
BM
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Bloomberg
5493001KJTIIGC8Y1R12
N
Bloomberg BVAL
N/A
N
Bank of America
B4TYDEB6GKMZO031MB27
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
AO CITIBANK, MOSCOW
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HAPOALIM B.M.
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK POLSKA KASA OPIEKI SA - BANK P
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CANADA SELF CUSTODY - CDSX
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CESKOSLOVENSKA OBCHODNI BANKA, A.S.
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK COLOMBIA
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC HUNGARIAN BRANC
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC, DUBLIN-SUCURSA
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK MAGHREB
N/A
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK N.A.
N/A
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA LIMA
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA MEXICO
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA SAO PAULO BRAZIL
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK PJSC
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK,N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM BANKING AG
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE (SCHWEIZ) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEPOSITORY TRUST AND CLEARING CORPORATION
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
DEUTSCHE BANK (MALAYSIA) BERHAD
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, SEOUL BRANCH
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, TAIPEI BRANCH
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK SOCIEDAD ANONIMA ESPA
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DTCC
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
EUROCLEAR
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FEDERAL RESERVE BANK
N/A
N
Y
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
FIRSTRAND BANK LIMITED
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HONGKONG AND SHANGHAI BANKING CORPO
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK (CHINA) COMPANY LIMITED
N/A
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK AUSTRALIA LIMITED
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK EGYPT S.A.E
N/A
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK MIDDLE EAST LIMITED
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ITAU CORPBANCA (FORMERLY BANCO ITAU
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL)
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FILIAL I NOR
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FINNISH BRAN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ROYAL BANK OF CANADA
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (HONG KONG)
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (THAI) PCL
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BANK AND TRUST COMPANY
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BK LONDON - CREST
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
549300KY09TR3J12JU49
SEC file number 84-00896
N
N
N
N
Nuveen Securities, LLC
008-13464
000000469
549300SUT66RK1UQZ953
0.000000000000
TIAA-CREF Individual & Institutional Services, LLC
008-44454
000020472
N/A
0.000000000000
Teachers Professional Investors Services, Inc.
008-47051
000036130
N/A
0.000000000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
1369.930000000000
Wedbush Securities Inc.
008-12987
000000877
549300CSX55MXZ47EI78
464.780000000000
Morgan Stanley
008-15869
000008209
7PDDXEMZ0ZV0CEDU4D16
265.500000000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
262.260000000000
JPMorgan Securities LLC
008-36950
000018718
ZBUT11V806EZRVTWT807
242.840000000000
Canaccord Genuity LLC
008-03271
000001020
WTX5X269IUOQ9YMI7R44
163.160000000000
National Financial Services LLC
008-26740
000013041
549300JRHF1MHHWUAW04
149.890000000000
Cantor Fitzgerald & Co.
008-00201
000000134
5493004J7H4GCPG6OB62
134.080000000000
Piper Sandler & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
103.400000000000
Berenberg Capital Markets LLC
008-68821
000156757
5493007EG0CYRKKG9L11
68.400000000000
3567.830000000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
3223796.270000000000
Piper Sandler & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
1677325.310000000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
1200718.440000000000
National Financial Services LLC
008-26740
000013041
549300JRHF1MHHWUAW04
1106781.310000000000
UBS Financial Services Inc.
008-16267
000008174
ETYRV6ORNFJB5NONI676
989178.820000000000
Wedbush Securities Inc.
008-12987
000000877
549300CSX55MXZ47EI78
967201.270000000000
JPMorgan Securities LLC
008-36950
000018718
ZBUT11V806EZRVTWT807
878498.580000000000
Canaccord Genuity LLC
008-03271
000001020
WTX5X269IUOQ9YMI7R44
727796.700000000000
Cantor Fitzgerald & Co.
008-00201
000000134
5493004J7H4GCPG6OB62
610257.160000000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
445887.630000000000
13167997.540000000000
Y
19798182.296767100000
Committed
2700000000.000000000000
N
N
N
N
Nuveen Small/Mid-Cap Value Fund
S000014609
549300YCULO7HRGEEC34
N
4
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
488680.875000000000
2909.000000000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Nuveen Fund Advisors, LLC
801-14147
000104626
5493003J8FN3E5O9OT63
N
Nuveen Asset Management, LLC
801-71957
000155584
549300W218VXB0L5EY14
Y
NWQ Investment Management Company, LLC
801-61379
000121876
549300WIDLDZ8YJJBW69
2021-12-30
DST Asset Manager Solutions, Inc.
84-00896
549300KY09TR3J12JU49
N
N
N
ICE Data Pricing and Reference Data, LLC
5493000NQ9LYLDBCTL34
N
Financial & Risk U.S. Holdings, Inc. (Refinitiv)
549300NF240HXJ07N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
BM
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Bloomberg
5493001KJTIIGC8Y1R12
N
Bloomberg BVAL
N/A
N
Bank of America
B4TYDEB6GKMZO031MB27
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
AO CITIBANK, MOSCOW
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HAPOALIM B.M.
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK POLSKA KASA OPIEKI SA - BANK P
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CANADA SELF CUSTODY - CDSX
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CESKOSLOVENSKA OBCHODNI BANKA, A.S.
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK COLOMBIA
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC HUNGARIAN BRANC
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC, DUBLIN-SUCURSA
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK MAGHREB
N/A
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK N.A.
N/A
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA LIMA
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA MEXICO
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA SAO PAULO BRAZIL
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK PJSC
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK,N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM BANKING AG
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE (SCHWEIZ) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEPOSITORY TRUST AND CLEARING CORPORATION
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
DEUTSCHE BANK (MALAYSIA) BERHAD
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, SEOUL BRANCH
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, TAIPEI BRANCH
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK SOCIEDAD ANONIMA ESPA
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DTCC
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
EUROCLEAR
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FEDERAL RESERVE BANK
N/A
N
Y
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
FIRSTRAND BANK LIMITED
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HONGKONG AND SHANGHAI BANKING CORPO
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK (CHINA) COMPANY LIMITED
N/A
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK AUSTRALIA LIMITED
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK EGYPT S.A.E
N/A
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK MIDDLE EAST LIMITED
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ITAU CORPBANCA (FORMERLY BANCO ITAU
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL)
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FILIAL I NOR
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FINNISH BRAN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ROYAL BANK OF CANADA
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (HONG KONG)
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (THAI) PCL
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BANK AND TRUST COMPANY
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BK LONDON - CREST
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
549300KY09TR3J12JU49
SEC file number 84-00896
N
N
N
N
Nuveen Securities, LLC
008-13464
000000469
549300SUT66RK1UQZ953
0.000000000000
TIAA-CREF Individual & Institutional Services, LLC
008-44454
000020472
N/A
0.000000000000
Teachers Professional Investors Services, Inc.
008-47051
000036130
N/A
0.000000000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
6356.230000000000
Sanford C. Bernstein & Co., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
4755.330000000000
Robert W. Baird & Co. Incorporated
008-00497
000008158
549300772UJAHRD6LO53
1724.380000000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
1126.560000000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
767.900000000000
Piper Sandler & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
450.250000000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
439.200000000000
Stifel Nicolaus & Company Incorporated
008-01447
000000793
5WUVMA08EYG4KEUPW589
429.660000000000
Instinet LLC
008-23669
000007897
549300MGMN3RKMU8FT57
372.230000000000
National Financial Services LLC
008-26740
000013041
549300JRHF1MHHWUAW04
317.690000000000
19672.990000000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
6143861.890000000000
Sanford C. Bernstein & Co., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
4870614.900000000000
Piper Sandler & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
3840908.460000000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
3689457.130000000000
Instinet LLC
008-23669
000007897
549300MGMN3RKMU8FT57
2615812.560000000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
2135871.650000000000
National Financial Services LLC
008-26740
000013041
549300JRHF1MHHWUAW04
2068546.440000000000
Robert W. Baird & Co. Incorporated
008-00497
000008158
549300772UJAHRD6LO53
1416417.240000000000
KeyBanc Capital Mkts
008-30177
000000566
2EQWV0180Z211YVAD813
1285370.440000000000
UBS Financial Services Inc.
008-16267
000008174
ETYRV6ORNFJB5NONI676
1168729.770000000000
37022416.830000000000
Y
40330300.859123300000
Committed
2700000000.000000000000
N
N
N
N
Nuveen Small-Cap Value Fund
S000000606
549300GHNMAMTTO2CR22
N
4
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
2539053.495000000000
14753.000000000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Nuveen Fund Advisors, LLC
801-14147
000104626
5493003J8FN3E5O9OT63
N
Nuveen Asset Management, LLC
801-71957
000155584
549300W218VXB0L5EY14
Y
NWQ Investment Management Company, LLC
801-61379
000121876
549300WIDLDZ8YJJBW69
2021-12-30
DST Asset Manager Solutions, Inc.
84-00896
549300KY09TR3J12JU49
N
N
N
ICE Data Pricing and Reference Data, LLC
5493000NQ9LYLDBCTL34
N
Financial & Risk U.S. Holdings, Inc. (Refinitiv)
549300NF240HXJ07N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
BM
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Bloomberg
5493001KJTIIGC8Y1R12
N
Bloomberg BVAL
N/A
N
Bank of America
B4TYDEB6GKMZO031MB27
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
AO CITIBANK, MOSCOW
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HAPOALIM B.M.
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK POLSKA KASA OPIEKI SA - BANK P
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CANADA SELF CUSTODY - CDSX
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CESKOSLOVENSKA OBCHODNI BANKA, A.S.
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK COLOMBIA
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC HUNGARIAN BRANC
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC, DUBLIN-SUCURSA
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK MAGHREB
N/A
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK N.A.
N/A
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA LIMA
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA MEXICO
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK NA SAO PAULO BRAZIL
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK PJSC
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK,N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CLEARSTREAM BANKING AG
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE (SCHWEIZ) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEPOSITORY TRUST AND CLEARING CORPORATION
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
DEUTSCHE BANK (MALAYSIA) BERHAD
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, SEOUL BRANCH
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, TAIPEI BRANCH
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK SOCIEDAD ANONIMA ESPA
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DTCC
N/A
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
EUROCLEAR
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FEDERAL RESERVE BANK
N/A
N
Y
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
FIRSTRAND BANK LIMITED
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HONGKONG AND SHANGHAI BANKING CORPO
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK (CHINA) COMPANY LIMITED
N/A
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK AUSTRALIA LIMITED
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK EGYPT S.A.E
N/A
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK MIDDLE EAST LIMITED
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ITAU CORPBANCA (FORMERLY BANCO ITAU
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL)
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FILIAL I NOR
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FINNISH BRAN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ROYAL BANK OF CANADA
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (HONG KONG)
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (THAI) PCL
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BANK AND TRUST COMPANY
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STATE STREET BK LONDON - CREST
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
549300KY09TR3J12JU49
SEC file number 84-00896
N
N
N
N
Nuveen Securities, LLC
008-13464
000000469
549300SUT66RK1UQZ953
0.000000000000
TIAA-CREF Individual & Institutional Services, LLC
008-44454
000020472
N/A
0.000000000000
Teachers Professional Investors Services, Inc.
008-47051
000036130
N/A
0.000000000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
54476.430000000000
Sanford C. Bernstein & Co., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
41764.910000000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
37059.630000000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
33868.090000000000
National Financial Services LLC
008-26740
000013041
549300JRHF1MHHWUAW04
29583.770000000000
Piper Sandler & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
18181.820000000000
Instinet LLC
008-23669
000007897
549300MGMN3RKMU8FT57
17073.170000000000
Liquidnet INC.
008-52461
000103987
213800HSKBBO1GCVRG79
14942.780000000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
8369.360000000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
5408.430000000000
304843.810000000000
Piper Sandler & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
94994822.770000000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
42759596.720000000000
National Financial Services LLC
008-26740
000013041
549300JRHF1MHHWUAW04
33969952.920000000000
Sanford C. Bernstein & Co., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
32873460.340000000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
29513430.360000000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
22829660.080000000000
Instinet LLC
008-23669
000007897
549300MGMN3RKMU8FT57
22114487.890000000000
UBS Financial Services Inc.
008-16267
000008174
ETYRV6ORNFJB5NONI676
13526740.410000000000
Cowen and Company
008-22522
000007616
549300WR155U7DVMIW58
9840460.420000000000
Luminex Trading & Analytics LLC
008-69476
000171752
254900ZBK50B4Y36MJ33
9595584.430000000000
378717088.940000000000
Y
276128713.176110000000
Committed
2700000000.000000000000
N
N
N
N
true
INTERNAL CONTROL RPT
2
internalctrlreportpwc_0630.htm
INTERNAL CONTROL REPORT - 06.30.2022
Report of Independent Registered Public Accounting Firm
To the Board of Directors of Nuveen Investment Funds, Inc. and the Board of Trustees of Nuveen Investment Trust and Nuveen Investment Trust II and Shareholders of Nuveen Credit Income Fund, Nuveen Strategic Income Fund, Nuveen Global Equity Income Fund, Nuveen International Value Fund, Nuveen Multi Cap Value Fund, Nuveen Large Cap Value Fund, Nuveen Small/Mid Cap Value Fund and Nuveen Small Cap Value Opportunities Fund
In planning and performing our audits of the financial statements of Nuveen Credit Income Fund and Nuveen Strategic Income Fund (two of the funds constituting Nuveen Investment Funds, Inc.), Nuveen Global Equity Income Fund, Nuveen Multi Cap Value Fund, Nuveen Large Cap Value Fund, Nuveen Small/Mid Cap Value Fund and Nuveen Small Cap Value Opportunities Fund (five of the funds constituting Nuveen Investment Trust), and Nuveen International Value Fund (one of the funds constituting Nuveen Investment Trust II) (hereafter, collectively referred to as the “Funds”) as of and for the year ended June 30, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds’ internal control over financial reporting.
The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors/trustees of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of June 30, 2022.
This report is intended solely for the information and use of the Board of Directors of Nuveen Investment Funds, Inc., and the Board of Trustees of Nuveen Investment Trust and Nuveen Investment Trust II, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
/s/ PricewaterhouseCoopers LLP
Chicago, Illinois
August 26, 2022