0001225208-24-000456.txt : 20240105 0001225208-24-000456.hdr.sgml : 20240105 20240105094958 ACCESSION NUMBER: 0001225208-24-000456 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240105 DATE AS OF CHANGE: 20240105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaudette Robert J CENTRAL INDEX KEY: 0001505252 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 24514707 MAIL ADDRESS: STREET 1: 1155 PERIMETER CENTER WEST CITY: ATLANTA STATE: GA ZIP: 30342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-537-3000 MAIL ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 doc4.xml X0508 4 2024-01-02 0001013871 NRG ENERGY, INC. NRG 0001505252 Gaudette Robert J 804 CARNEGIE CENTER PRINCETON NJ 08540 1 Exec VP, NRG Business 0 Common Stock, par value $.01 per share 2024-01-02 4 M 0 16189.0000 0.0000 A 94007.0000 D Common Stock, par value $.01 per share 2024-01-02 4 A 0 13463.0000 0.0000 A 107470.0000 D Common Stock, par value $.01 per share 2024-01-02 4 M 0 1858.0000 0.0000 A 109328.0000 D Common Stock, par value $.01 per share 2024-01-02 4 F 0 638.0000 51.2500 D 108690.0000 D Common Stock, par value $.01 per share 2024-01-02 4 F 0 674.0000 0.0000 D 108016.0000 D Common Stock, par value $.01 per share 2024-01-02 4 F 0 1777.0000 0.0000 D 106239.0000 D Common Stock, par value $.01 per share 2024-01-02 4 F 0 5980.0000 51.2500 D 100259.0000 D Dividend Equivalent Rights 0.0000 2024-01-02 4 M 0 1858.0000 51.2500 D 2024-01-02 2024-01-02 Common Stock, par value $.01 per share 1858.0000 0.0000 D Relative Performance Stock Units 2024-01-02 4 M 0 16189.0000 51.2500 D 2024-01-02 2024-01-02 Common Stock, par value $.01 per share 16189.0000 0.0000 D The Reporting Person was issued 16,189 Relative Performance Stock Units by NRG Energy, Inc. under the Amended and Restated Long-Term Incentive Plan that vested subject to certain performance conditions on January 2, 2024. Represents Restricted Stock Units issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. In connection with the vesting of the RPSUs described above, an incremental 1,858 DERs vested. Dividend equivalent rights accrue on the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. On January 2, 2021, the Reporting Person was issued 5,774 RSUs by NRG under the LTIP. On January 2, 2024, 1,929 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 638 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 221 DERs vested, resulting in the Reporting Person holding 1,303 DERs in the aggregate. On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2024, 2,393 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 674 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 189 DERs vested, resulting in the Reporting Person holding 1,114 DERs in the aggregate. On January 2, 2023, the Reporting Person was issued 21,053 RSUs by NRG under the LTIP. On January 2, 2024, 7,010 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,777 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 288 DERs vested, resulting in the Reporting Person holding 826 DERs in the aggregate. The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 5,980 shares of Common Stock to satisfy their tax withholding obligation. Conversion Price not applicable. Christine Zoino, by Power of Attorney 2024-01-05