0001225208-24-000456.txt : 20240105
0001225208-24-000456.hdr.sgml : 20240105
20240105094958
ACCESSION NUMBER: 0001225208-24-000456
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240102
FILED AS OF DATE: 20240105
DATE AS OF CHANGE: 20240105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gaudette Robert J
CENTRAL INDEX KEY: 0001505252
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15891
FILM NUMBER: 24514707
MAIL ADDRESS:
STREET 1: 1155 PERIMETER CENTER WEST
CITY: ATLANTA
STATE: GA
ZIP: 30342
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NRG ENERGY, INC.
CENTRAL INDEX KEY: 0001013871
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 411724239
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 910 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-537-3000
MAIL ADDRESS:
STREET 1: 910 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: NRG ENERGY INC
DATE OF NAME CHANGE: 19960509
4
1
doc4.xml
X0508
4
2024-01-02
0001013871
NRG ENERGY, INC.
NRG
0001505252
Gaudette Robert J
804 CARNEGIE CENTER
PRINCETON
NJ
08540
1
Exec VP, NRG Business
0
Common Stock, par value $.01 per share
2024-01-02
4
M
0
16189.0000
0.0000
A
94007.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
A
0
13463.0000
0.0000
A
107470.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
M
0
1858.0000
0.0000
A
109328.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
F
0
638.0000
51.2500
D
108690.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
F
0
674.0000
0.0000
D
108016.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
F
0
1777.0000
0.0000
D
106239.0000
D
Common Stock, par value $.01 per share
2024-01-02
4
F
0
5980.0000
51.2500
D
100259.0000
D
Dividend Equivalent Rights
0.0000
2024-01-02
4
M
0
1858.0000
51.2500
D
2024-01-02
2024-01-02
Common Stock, par value $.01 per share
1858.0000
0.0000
D
Relative Performance Stock Units
2024-01-02
4
M
0
16189.0000
51.2500
D
2024-01-02
2024-01-02
Common Stock, par value $.01 per share
16189.0000
0.0000
D
The Reporting Person was issued 16,189 Relative Performance Stock Units by NRG Energy, Inc. under the Amended and Restated Long-Term Incentive Plan that vested subject to certain performance conditions on January 2, 2024.
Represents Restricted Stock Units issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
In connection with the vesting of the RPSUs described above, an incremental 1,858 DERs vested. Dividend equivalent rights accrue on the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
On January 2, 2021, the Reporting Person was issued 5,774 RSUs by NRG under the LTIP. On January 2, 2024, 1,929 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 638 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 221 DERs vested, resulting in the Reporting Person holding 1,303 DERs in the aggregate.
On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2024, 2,393 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 674 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 189 DERs vested, resulting in the Reporting Person holding 1,114 DERs in the aggregate.
On January 2, 2023, the Reporting Person was issued 21,053 RSUs by NRG under the LTIP. On January 2, 2024, 7,010 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,777 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 288 DERs vested, resulting in the Reporting Person holding 826 DERs in the aggregate.
The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 5,980 shares of Common Stock to satisfy their tax withholding obligation.
Conversion Price not applicable.
Christine Zoino, by Power of Attorney
2024-01-05