0001225208-23-000292.txt : 20230104 0001225208-23-000292.hdr.sgml : 20230104 20230104175339 ACCESSION NUMBER: 0001225208-23-000292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230102 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moser Christopher CENTRAL INDEX KEY: 0001726304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 23508486 MAIL ADDRESS: STREET 1: 804 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-537-3000 MAIL ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 doc4.xml X0306 4 2023-01-02 0001013871 NRG ENERGY, INC. NRG 0001726304 Moser Christopher 804 CARNEGIE CENTER PRINCETON NJ 08540 1 EVP, Head of Com Mkts & Policy Common Stock, par value $.01 per share 2023-01-02 4 A 0 7260.0000 0.0000 A 170320.0000 D Common Stock, par value $.01 per share 2023-01-02 4 F 0 1037.0000 0.0000 D 169283.0000 D Common Stock, par value $.01 per share 2023-01-02 4 F 0 1043.0000 0.0000 D 168240.0000 D Common Stock, par value $.01 per share 2023-01-02 4 F 0 1163.0000 0.0000 D 167077.0000 D Relative Performance Stock Units 2023-01-02 4 J 0 16573.0000 0.0000 D 2023-01-02 2023-01-02 Common Stock, par value $.01 per share 16573.0000 0.0000 D Relative Performance Stock Units 0.0000 2023-01-02 4 A 0 11998.0000 0.0000 A 2026-01-02 2026-01-02 Common Stock, par value $.01 per share 11998.0000 11998.0000 D Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. On January 2, 2021, the Reporting Person was issued 9,913 RSUs by NRG under the LTIP. On January 2, 2023, 3,301 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,037 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 233 DERs vested, resulting in the Reporting Person holding 1,045 DERs in the aggregate. On January 2, 2022, the Reporting Person was issued 11,016 RSUs by NRG under the LTIP. On January 2, 2023, 3,668 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,043 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 133 DERs vested, resulting in the Reporting Person holding 912 DERs in the aggregate. On January 2, 2020, the Reporting Person was issued 9,594 RSUs by NRG under the LTIP. On January 2, 2023, 3,205 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,163 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 349 DERs vested, resulting in the Reporting Person holding 563 DERs in the aggregate. The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. On January 2, 2023, the Reporting Person was issued 11,998 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions. Christine Zoino, by Power of Attorney 2023-01-04