0001225208-23-000289.txt : 20230104 0001225208-23-000289.hdr.sgml : 20230104 20230104175347 ACCESSION NUMBER: 0001225208-23-000289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230102 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaudette Robert J CENTRAL INDEX KEY: 0001505252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 23508487 MAIL ADDRESS: STREET 1: 1155 PERIMETER CENTER WEST CITY: ATLANTA STATE: GA ZIP: 30342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-537-3000 MAIL ADDRESS: STREET 1: 910 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 doc4.xml X0306 4 2023-01-02 0001013871 NRG ENERGY, INC. NRG 0001505252 Gaudette Robert J 804 CARNEGIE CENTER PRINCETON NJ 08540 1 Exec VP, NRG Business Common Stock, par value $.01 per share 2023-01-02 4 A 0 21053.0000 0.0000 A 78629.0000 D Common Stock, par value $.01 per share 2023-01-02 4 F 0 596.0000 0.0000 D 78033.0000 D Common Stock, par value $.01 per share 2023-01-02 4 F 0 610.0000 0.0000 D 77423.0000 D Common Stock, par value $.01 per share 2023-01-02 4 F 0 643.0000 0.0000 D 76780.0000 D Relative Performance Stock Units 2023-01-02 4 J 0 9372.0000 0.0000 D 2023-01-02 2023-01-02 Common Stock, par value $.01 per share 9372.0000 0.0000 D Relative Performance Stock Units 0.0000 2023-01-02 4 A 0 34794.0000 0.0000 A 2026-01-02 2026-01-02 Common Stock, par value $.01 per share 34794.0000 34794.0000 D Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. On January 2, 2020, the Reporting Person was issued 5,425 RSUs by NRG under the LTIP. On January 2, 2023, 1,812 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 596 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 197 DERs vested, resulting in the Reporting Person holding 591 DERs in the aggregate. On January 2, 2021, the Reporting Person was issued 5,774 RSUs by NRG under the LTIP. On January 2, 2023, 1,923 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 610 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 135 DERs vested, resulting in the Reporting Person holding 456 DERs in the aggregate. On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2023, 2,392 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 643 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 86 DERs vested, resulting in the Reporting Person holding 370 DERs in the aggregate. The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. On January 2, 2023, the Reporting Person was issued 34,794 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions. Christine Zoino, by Power of Attorney 2023-01-04