0001225208-23-000289.txt : 20230104
0001225208-23-000289.hdr.sgml : 20230104
20230104175347
ACCESSION NUMBER: 0001225208-23-000289
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230102
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gaudette Robert J
CENTRAL INDEX KEY: 0001505252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15891
FILM NUMBER: 23508487
MAIL ADDRESS:
STREET 1: 1155 PERIMETER CENTER WEST
CITY: ATLANTA
STATE: GA
ZIP: 30342
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NRG ENERGY, INC.
CENTRAL INDEX KEY: 0001013871
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 411724239
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 910 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-537-3000
MAIL ADDRESS:
STREET 1: 910 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: NRG ENERGY INC
DATE OF NAME CHANGE: 19960509
4
1
doc4.xml
X0306
4
2023-01-02
0001013871
NRG ENERGY, INC.
NRG
0001505252
Gaudette Robert J
804 CARNEGIE CENTER
PRINCETON
NJ
08540
1
Exec VP, NRG Business
Common Stock, par value $.01 per share
2023-01-02
4
A
0
21053.0000
0.0000
A
78629.0000
D
Common Stock, par value $.01 per share
2023-01-02
4
F
0
596.0000
0.0000
D
78033.0000
D
Common Stock, par value $.01 per share
2023-01-02
4
F
0
610.0000
0.0000
D
77423.0000
D
Common Stock, par value $.01 per share
2023-01-02
4
F
0
643.0000
0.0000
D
76780.0000
D
Relative Performance Stock Units
2023-01-02
4
J
0
9372.0000
0.0000
D
2023-01-02
2023-01-02
Common Stock, par value $.01 per share
9372.0000
0.0000
D
Relative Performance Stock Units
0.0000
2023-01-02
4
A
0
34794.0000
0.0000
A
2026-01-02
2026-01-02
Common Stock, par value $.01 per share
34794.0000
34794.0000
D
Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
On January 2, 2020, the Reporting Person was issued 5,425 RSUs by NRG under the LTIP. On January 2, 2023, 1,812 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 596 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 197 DERs vested, resulting in the Reporting Person holding 591 DERs in the aggregate.
On January 2, 2021, the Reporting Person was issued 5,774 RSUs by NRG under the LTIP. On January 2, 2023, 1,923 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 610 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 135 DERs vested, resulting in the Reporting Person holding 456 DERs in the aggregate.
On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2023, 2,392 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 643 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 86 DERs vested, resulting in the Reporting Person holding 370 DERs in the aggregate.
The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.
On January 2, 2023, the Reporting Person was issued 34,794 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.
Christine Zoino, by Power of Attorney
2023-01-04