0001179110-19-000537.txt : 20190107
0001179110-19-000537.hdr.sgml : 20190107
20190107205720
ACCESSION NUMBER: 0001179110-19-000537
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190103
FILED AS OF DATE: 20190107
DATE AS OF CHANGE: 20190107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Curci Brian
CENTRAL INDEX KEY: 0001734640
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15891
FILM NUMBER: 19514544
MAIL ADDRESS:
STREET 1: 804 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NRG ENERGY, INC.
CENTRAL INDEX KEY: 0001013871
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 411724239
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 804 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-524-4500
MAIL ADDRESS:
STREET 1: 804 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: NRG ENERGY INC
DATE OF NAME CHANGE: 19960509
4
1
edgar.xml
FORM 4 -
X0306
4
2019-01-03
0
0001013871
NRG ENERGY, INC.
NRG
0001734640
Curci Brian
NRG ENERGY, INC.
804 CARNEGIE CENTER
PRINCETON
NJ
08540
0
1
0
0
Sr. VP & General Counsel
Common Stock, par value $.01 per share
2019-01-03
4
F
0
1183
D
43313
D
Common Stock, par value $.01 per share
2019-01-04
4
F
0
1197
D
42116
D
On January 3, 2017, Mr. Curci was issued 12,120 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2019, 4,040 shares vested. Mr. Curci elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,183 shares of common stock to satisfy the grantee's tax withholding obligation.
In connection with the vesting of the RSUs described above, 40 DERs vested. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
On January 4, 2018, Mr. Curci was issued 12,708 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 4, 2019, 4,236 shares vested. Mr. Curci elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,197 shares of common stock to satisfy the grantee's tax withholding obligation.
In connection with the vesting of the RSUs described above, 130 DERs vested. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
Includes 83 DERs.
/s/ Brian Curci
2019-01-07