0001179110-17-008631.txt : 20170605 0001179110-17-008631.hdr.sgml : 20170605 20170605194252 ACCESSION NUMBER: 0001179110-17-008631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 804 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-524-4500 MAIL ADDRESS: STREET 1: 804 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilder John C Jr CENTRAL INDEX KEY: 0001629304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 17892755 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml FORM 4 - X0306 4 2017-06-01 0 0001013871 NRG ENERGY, INC. NRG 0001629304 Wilder John C Jr BLUESCAPE ENERGY PARTNERS LLC 200 CRESCENT COURT, SUITE 200 DALLAS TX 75201 1 0 0 0 Common Stock, par value $.01 per share 2017-06-01 4 A 0 14619 A 22679 D Common Stock, par value $.01 per share 9007214 I See Footnotes Represents 14,619 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. Represents shares of common stock, $0.01 par value (the "Common Stock") of NRG Energy, Inc., directly beneficially owned by BEP Special Situations 2 LLC. The Reporting Person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is acting as the manager of Bluescape Energy Partners III GP LLC, which is acting as the general partner of Bluescape Energy Recapitalization and Restructuring Fund III LP ("Main Fund"), and Main Fund is acting as a managing member of BEP Special Situations 2 LLC. The Reporting Person disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein. /s/ Brian Curci, by Power of Attorney 2017-06-05