0001179110-13-017619.txt : 20131209
0001179110-13-017619.hdr.sgml : 20131209
20131209171017
ACCESSION NUMBER: 0001179110-13-017619
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131205
FILED AS OF DATE: 20131209
DATE AS OF CHANGE: 20131209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NRG ENERGY, INC.
CENTRAL INDEX KEY: 0001013871
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 411724239
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-524-4500
MAIL ADDRESS:
STREET 1: 211 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: NRG ENERGY INC
DATE OF NAME CHANGE: 19960509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRANE DAVID W
CENTRAL INDEX KEY: 0001272409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15891
FILM NUMBER: 131266263
4
1
edgar.xml
FORM 4 -
X0306
4
2013-12-05
0
0001013871
NRG ENERGY, INC.
NRG
0001272409
CRANE DAVID W
NRG ENERGY, INC.
211 CARNEGIE CENTER
PRINCETON
NJ
08540
1
1
0
0
President & CEO
Common Stock, par value $.01 per share
2013-12-05
4
M
0
765502
12.015
A
1384815
D
Common Stock, par value $.01 per share
2013-12-05
4
S
0
554515
28.10
D
830300
D
Non-Qualified Stock Options
12.015
2013-12-05
4
M
0
765502
0
A
2004-12-01
2013-12-05
Common Stock, par value $.01 per share
765502
0
D
The exercise and sale reported in this Form 4 occurred as a result of the expiration of Non-Qualified Stock Options granted on December 5, 2003 and were effected automatically pursuant to the terms of the Grant Agreement related to the Non-Qualified Stock Options. The deposition of shares reflects shares withheld by the Issuer to cover the exercise price and taxes associated with the automatic exercise and sale.
Pursuant to the Grant Agreement by and between NRG Energy, Inc. and Mr. Crane, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on December 1, 2004, 33 1/3% on December 1, 2005 and 33 1/3% on December 1, 2006.
/s/ Brian Curci by Power of Attorney
2013-12-09