-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EZ68Pg0Zhz2TMuSF+t2f+t4Rf9Rzku6sD2dA8B3KPs6Z24m07HMutcmyTsykJgCi Wc9MMgoZbqk3wdOjWdu8Rg== 0001222573-03-000016.txt : 20031201 0001222573-03-000016.hdr.sgml : 20031201 20031201110423 ACCESSION NUMBER: 0001222573-03-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031128 FILED AS OF DATE: 20031201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRISCIA JOSEPH J CENTRAL INDEX KEY: 0001222573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 031029104 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-28 0 0001013857 PEGASYSTEMS INC PEGA 0001222573 FRISCIA JOSEPH J C/O PEGASYSTEMS INC 101 MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Executive VP & GM of Apps Common Stock 2003-11-28 4 M 0 20000 4.22 A 0 D Common Stock 2003-11-28 4 S 0 1100 7.74 D 32800 D Common Stock 2003-11-28 4 S 0 321 7.7493 D 32479 D Common Stock 2003-11-28 4 S 0 2579 7.75 D 29900 D Common Stock 2003-11-28 4 S 0 1500 7.79 D 28400 D Common Stock 2003-11-28 4 S 0 200 7.85 D 28200 D Common Stock 2003-11-18 4 S 0 4300 7.86 D 23900 D Common Stock 2003-11-28 4 S 0 42 7.88 D 23858 D Common Stock 2003-11-28 4 S 0 300 7.89 D 23558 D Common Stock 2003-11-28 4 S 0 3800 7.9 D 19758 D Common Stock 2003-11-28 4 S 0 100 7.91 D 19658 D Common Stock 2003-11-28 4 S 0 1000 7.93 D 18658 D Common Stock 2003-11-28 4 S 0 1000 7.94 D 17658 D Common Stock 2003-11-28 4 S 0 1700 7.95 D 15958 D Common Stock 2003-11-28 4 S 0 1300 7.99 D 14658 D Common Stock 2003-11-28 4 S 0 758 7.97 D 13900 D Stock Option (Right to buy) 4.22 2003-11-28 4 M 0 20000 4.22 D 1999-04-29 2009-04-29 Common 100000 13900 D 1. 20,000 shares of common stock were exercised from a total of 100,000 shares of common stock of which 66,100 have already been exercised. The shares of common stock were granted on April 29,1999 and vest in five equal installments beginning from the date of issue. June M. Morris, Esq. Attorney-in-Fact for Joseph J. Friscia 2003-12-01 -----END PRIVACY-ENHANCED MESSAGE-----