0001209191-19-048592.txt : 20190905
0001209191-19-048592.hdr.sgml : 20190905
20190905171951
ACCESSION NUMBER: 0001209191-19-048592
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190903
FILED AS OF DATE: 20190905
DATE AS OF CHANGE: 20190905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trefler Leon
CENTRAL INDEX KEY: 0001480560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 191077975
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-03
0
0001013857
PEGASYSTEMS INC
PEGA
0001480560
Trefler Leon
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common Stock
2019-09-03
4
M
0
619
0.00
A
11475
D
Common Stock
2019-09-03
4
F
0
276
70.15
D
11199
D
Common Stock
2019-09-03
4
M
0
369
0.00
A
11568
D
Common Stock
2019-09-03
4
F
0
165
70.15
D
11403
D
Common Stock
2019-09-03
4
M
0
1473
11.05
A
12876
D
Common Stock
2019-09-03
4
F
0
786
69.26
D
12090
D
Common Stock
2019-09-03
4
S
0
687
69.66
D
11403
D
Common Stock
2019-09-05
4
M
0
362
0.00
A
11765
D
Common Stock
2019-09-05
4
F
0
161
70.16
D
11604
D
Restricted Stock Units
0.00
2019-09-03
4
M
0
619
0.00
D
2016-03-02
Common Stock
619
1240
D
Restricted Stock Units
0.00
2019-09-03
4
M
0
369
0.00
D
2018-03-02
Common Stock
369
3694
D
Stock Options
11.05
2019-09-03
4
M
0
1473
0.00
D
2013-12-12
2022-12-12
Common Stock
1473
61938
D
Restricted Stock Units
0.00
2019-09-05
4
M
0
362
0.00
D
2019-03-05
Common Stock
362
5073
D
Represents 5% vesting on September 2, 2019, with a release date of September 3, 2019, the first business day following the vesting. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents 5% vesting on September 2, 2019, with a release date of September 3, 2019, the first business day following the vesting. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.
Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the weighted average of the sale prices on September 3, 2019, ranging from $69.50 to $69.79. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents 5% vesting on September 5, 2019. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-in-Fact for Leon Trefler
2019-09-05