0001209191-19-016711.txt : 20190305 0001209191-19-016711.hdr.sgml : 20190305 20190305170747 ACCESSION NUMBER: 0001209191-19-016711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 19659462 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-01 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2019-03-01 4 M 0 1687 20.49 A 7717 D Common Stock 2019-03-01 4 F 0 861 66.00 D 6856 D Common Stock 2019-03-01 4 S 0 826 66.13 D 6030 D Common Stock 2019-03-01 4 M 0 1687 20.49 A 7717 D Common Stock 2019-03-01 4 F 0 867 66.00 D 6850 D Common Stock 2019-03-01 4 S 0 820 66.13 D 6030 D Stock Options 20.49 2019-03-01 4 M 0 1687 0.00 D 2016-03-02 2025-03-02 Common Stock 1687 32052 D Stock Options 20.49 2019-03-01 4 M 0 1687 0.00 D 2016-03-02 2025-03-02 Common Stock 1687 30365 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value. Represents the weighted average of the sale prices, ranging from $66.04 to $66.38. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 02, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Leon Trefler 2019-03-05