0001209191-17-029750.txt : 20170503 0001209191-17-029750.hdr.sgml : 20170503 20170503180008 ACCESSION NUMBER: 0001209191-17-029750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170501 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 17810885 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-01 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2017-05-01 4 M 0 1524 0.00 A 23730 D Common Stock 2017-05-01 4 F 0 630 45.90 D 23100 D Common Stock 2017-05-01 4 S 0 894 45.39 D 22206 D Common Stock 2017-05-01 4 M 0 978 0.00 A 23184 D Common Stock 2017-05-01 4 F 0 403 45.90 D 22781 D Common Stock 2017-05-01 4 S 0 575 45.39 D 22206 D Stock Options 6.00 2017-05-01 4 M 0 1524 0.00 D 2008-12-13 2017-12-13 Common Stock 32000 10664 D Stock Options 5.94 2017-05-01 4 M 0 978 0.00 D 2009-12-11 2018-12-11 Common Stock 11740 6846 D Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Represents the weighted average of the sale prices on May 1, 2017, ranging from $45.25 to $45.60. Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Douglas Kra 2017-05-03