0001013857-24-000058.txt : 20240307
0001013857-24-000058.hdr.sgml : 20240307
20240307182759
ACCESSION NUMBER: 0001013857-24-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240305
FILED AS OF DATE: 20240307
DATE AS OF CHANGE: 20240307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TREFLER ALAN
CENTRAL INDEX KEY: 0001032235
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 24731803
MAIL ADDRESS:
STREET 1: C/O PEGASYSTEMS INC
STREET 2: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1531
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1531
4
1
wk-form4_1709854069.xml
FORM 4
X0508
4
2024-03-05
0
0001013857
PEGASYSTEMS INC
PEGA
0001032235
TREFLER ALAN
C/O PEGASYSTEMS INC. ONE MAIN STREET
CAMBRIDGE
MA
02142
0
1
1
0
C.E.O. & Chairman
0
Common stock
4257521
I
Alan N. Trefler Grantor Retained Annuity Trust I of 2022
Common stock
7500000
I
Alan N. Trefler Grantor Retained Annuity Trust I of 2023
Common stock
3242479
I
Alan N. Trefler Grantor Retained Annuity Trust II of 2023
Common stock
2024-03-06
4
M
0
1951
0
A
24724768
D
Common stock
2024-03-06
4
F
0
573
62.10
D
24724195
D
Stock Options
62.10
2024-03-05
4
A
0
251257
0
A
2025-03-05
2034-03-05
Common stock
251257
251257
D
Restricted Stock Units
0
2024-03-06
4
M
0
1951
0
D
2020-03-06
Common stock
1951
0
D
Represents a 5% vesting on March 6, 2024. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Options will vest 25% on March 5, 2025, with the remaining 75% vesting in equal quarterly installments over the remaining three years.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Ewelina Kemp, Attorney-in-Fact for Alan Trefler
2024-03-07