0001013857-24-000023.txt : 20240216
0001013857-24-000023.hdr.sgml : 20240216
20240216173344
ACCESSION NUMBER: 0001013857-24-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240214
FILED AS OF DATE: 20240216
DATE AS OF CHANGE: 20240216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TREFLER ALAN
CENTRAL INDEX KEY: 0001032235
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 24649760
MAIL ADDRESS:
STREET 1: C/O PEGASYSTEMS INC
STREET 2: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1531
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1531
4
1
wk-form4_1708122813.xml
FORM 4
X0508
4
2024-02-14
0
0001013857
PEGASYSTEMS INC
PEGA
0001032235
TREFLER ALAN
C/O PEGASYSTEMS INC. ONE MAIN STREET
CAMBRIDGE
MA
02142
0
1
1
0
C.E.O. & Chairman
0
Common stock
4257521
I
Alan N. Trefler Grantor Retained Annuity Trust I of 2022
Common stock
7500000
I
Alan N. Trefler Grantor Retained Annuity Trust I of 2023
Common stock
3242479
I
Alan N. Trefler Grantor Retained Annuity Trust II of 2023
Common stock
24721006
D
Stock Options
47.27
2024-02-14
4
A
0
60409
0
A
2024-03-07
2033-03-07
Common stock
60409
60409
D
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
On March 7, 2023, the reporting person was granted an option to purchase 241,636 shares of common stock. The option vests in two instalments, with up to 25% to vest on the first anniversary of the date of grant based on the Pegasystems' satisfaction of certain performance criteria for the fiscal year ended December 31, 2023, and with up to 75% to vest on the second anniversary of the date of grant based on Pegasystems' satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The performance criteria for the fiscal year ended December 31, 2023 were met in full, resulting in vesting of the option as to 60,409 shares.
/s/ Ewelina Kemp, Attorney-in-Fact for Alan Trefler
2024-02-16