0001013857-23-000215.txt : 20231205
0001013857-23-000215.hdr.sgml : 20231205
20231205182926
ACCESSION NUMBER: 0001013857-23-000215
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231204
FILED AS OF DATE: 20231205
DATE AS OF CHANGE: 20231205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TREFLER ALAN
CENTRAL INDEX KEY: 0001032235
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 231467980
MAIL ADDRESS:
STREET 1: C/O PEGASYSTEMS INC
STREET 2: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1531
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1531
4
1
wk-form4_1701818955.xml
FORM 4
X0508
4
2023-12-04
0
0001013857
PEGASYSTEMS INC
PEGA
0001032235
TREFLER ALAN
C/O PEGASYSTEMS INC. ONE MAIN STREET
CAMBRIDGE
MA
02142
0
1
1
0
C.E.O. & Chairman
0
Common stock
4257521
I
Alan N. Trefler Grantor Retained Annuity Trust I of 2022
Common stock
7500000
I
Alan N. Trefler Grantor Retained Annuity Trust I of 2023
Common stock
3242479
I
Alan N. Trefler Grantor Retained Annuity Trust II of 2023
Common stock
2023-12-04
4
M
0
1249
0
A
24775732
D
Common stock
2023-12-04
4
F
0
604
53.30
D
24775128
D
Common stock
2023-12-04
4
M
0
1394
0
A
24776522
D
Common stock
2023-12-04
4
F
0
674
53.30
D
24775848
D
Restricted Stock Units
0
2023-12-04
4
M
0
1249
0
D
2022-03-02
Common stock
1249
11239
D
Restricted Stock Units
0
2023-12-04
4
M
0
1394
0
D
2021-03-03
Common stock
1394
6965
D
Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust I of 2022.
Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust I of 2023.
Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust II of 2023.
Represents a 5% vesting on December 2, 2023, with a release date of December 4, 2023, the first business day following vesting. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents a 5% vesting on December 3, 2023, with a release date of December 4, 2023, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust I of 2022, the Alan N. Trefler Grantor Retained Annuity Trust I of 2023, and the Alan N. Trefler Grantor Retained Annuity Trust II of 2023.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Ewelina Kemp, Attorney-in-Fact for Alan Trefler
2023-12-05