0001013857-23-000119.txt : 20230607 0001013857-23-000119.hdr.sgml : 20230607 20230607175842 ACCESSION NUMBER: 0001013857-23-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230605 FILED AS OF DATE: 20230607 DATE AS OF CHANGE: 20230607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TREFLER ALAN CENTRAL INDEX KEY: 0001032235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 231000118 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1686175112.xml FORM 4 X0407 4 2023-06-05 0 0001013857 PEGASYSTEMS INC PEGA 0001032235 TREFLER ALAN C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 1 0 C.E.O. & Chairman 0 Common stock 7500000 I Alan N. Trefler Grantor Retained Annuity Trust I of 2022 Common stock 2023-06-05 4 M 0 1393 0 A 32270623 D Common stock 2023-06-05 4 F 0 409 47.58 D 32270214 D Common stock 2023-06-06 4 M 0 1951 0 A 32272165 D Common stock 2023-06-06 4 F 0 573 48.61 D 32271592 D Restricted Stock Units 0 2023-06-05 4 M 0 1393 0 D 2021-03-03 Common stock 0 9752 D Restricted Stock Units 0 2023-06-06 4 M 0 1951 0 D 2020-03-06 Common stock 0 5854 D Represents a 5% vesting on June 3, 2023, with a release date of June 5, 2023, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on June 6, 2023. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Jenna L. Burstyn, Attorney-in-Fact for Alan Trefler 2023-06-07