0001013857-22-000126.txt : 20220607 0001013857-22-000126.hdr.sgml : 20220607 20220607211455 ACCESSION NUMBER: 0001013857-22-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220603 FILED AS OF DATE: 20220607 DATE AS OF CHANGE: 20220607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 221002433 MAIL ADDRESS: STREET 1: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wf-form4_165465087764404.xml FORM 4 X0306 4 2022-06-03 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief of Clients and Markets Common stock 2022-06-03 4 M 0 334 0 A 22060 D Common stock 2022-06-03 4 F 0 99 54.73 D 21961 D Common stock 2022-06-06 4 M 0 363 0 A 22324 D Common stock 2022-06-06 4 F 0 107 52.47 D 22217 D Common stock 2022-06-06 4 M 0 390 0 A 22607 D Common stock 2022-06-06 4 F 0 115 52.47 D 22492 D Restricted Stock Units 0.0 2022-06-03 4 M 0 334 0 D 2021-03-03 Common stock 334.0 3678 D Stock Options 52.47 2022-06-05 4 A 0 50000 0 A 2023-06-05 2032-06-05 Common stock 50000.0 50000 D Restricted Stock Units 0.0 2022-06-06 4 M 0 363 0 D 2019-03-05 Common stock 363.0 1087 D Restricted Stock Units 0.0 2022-06-06 4 M 0 390 0 D 2020-03-06 Common stock 390.0 2732 D Represents a 5% vesting on June 3, 2022. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on June 5, 2022, with a release date of June 6, 2022, the first business day following vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on June 6, 2022. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, shares of common stock are not subject to expiration. Options will vest 33% on June 5, 2023, with the remaining 66% vesting in equal quarterly installments over the remaining two years. /s/ Jenna L. Burstyn, Attorney-in-Fact for Leon Trefler 2022-06-07