EX-21 3 d113057dex21.htm EX-21 EX-21

EXHIBIT 21

SUBSIDIARIES OF UMB FINANCIAL CORPORATION

December 31, 2015

 

Name of Entity Organization

  

Incorporation or
Jurisdiction of

A.     Registrant and Parent Company

  

UMB Financial Corporation

   Missouri

B.     Subsidiaries of Registrant

  

1.      UMB Bank, n.a.

   United States

UMB Financial Corporation owns 100%

  

a.      Kansas City Financial Corporation

   Kansas

UMB Bank, n.a. owns 100%

  

b.      UMB Bank & Trust, n.a.

   Missouri

UMB Bank, n.a. owns 100%

  

c.      UMB Capital Corporation

   Missouri

UMB Bank, n.a. owns 100%

  

d.      UMB Banc Leasing Corporation

   Missouri

UMB Bank, n.a. owns 100%

  

e.      UMB Trust Company of South Dakota

   South Dakota

UMB Bank, n.a. owns 100%

  

f.       UMB Insurance, Inc.

   Missouri

UMB Bank, n.a. owns 100%

  

g.      Kansas City Realty Company

   Kansas

UMB Bank, n.a. owns 100%

  

1) UMB Realty Company, LLC

   Delaware

Kansas City Realty Company owns 100%

  

h.      UMB Colorado Property, LLC

   Colorado

UMB Bank, n.a. owns 100%

  

i.       Conifer Properties, LLC

   Missouri

UMB Bank, n.a. owns 100%

  

j.       Marquette Business Credit, LLC

   Texas

UMB Bank, n.a. owns 100%

  


1) Marquette Business Credit SPE I, LLC

   Minnesota

Marquette Business Credit, LLC owns 100%

  

k.      Marquette Transportation Finance, LLC

   Minnesota

UMB Bank, n.a. owns 100%

  

l.       Meridian AZ Properties, LLC

   Delaware

UMB Bank, n.a. owns 100%

  

m.     9700, LLC

   Virginia

UMB Bank, n.a. owns 100%

  

n.      SB&T Assets, LLC

   Texas

UMB Bank, n.a. owns 100%

  

2.      United Missouri Insurance Company

   Arizona

UMB Financial Corporation owns 100%

  

3.      Scout Investments, Inc.

   Missouri

UMB Financial Corporation owns 100%

  

4.      UMBCDC, Inc.

   Missouri

UMB Financial Corporation owns 100%

  

5.      Scout Distributors, LLC

   Missouri

UMB Financial Corporation owns 100%

  

6.      UMB Fund Services, Inc.

   Wisconsin

UMB Financial Corporation owns 100%

  

a.      UMB Distribution Services, LLC

   Wisconsin

UMB Fund Services, Inc. owns 100%

  

b.      J.D. Clark & Company

   Utah

UMB Fund Services, Inc. owns 100%

  

7.      UMB Financial Services, Inc.

   Missouri

UMB Financial Corporation owns 100%

  

8.      Marquette Asset Management

   Minnesota

UMB Financial Corporation owns 100%

  

9.      Prairie Capital Management, LLC

   Missouri

UMB Financial Corporation owns 100%

  

10.    UMB Management Equity Holdings, Inc.

   Missouri

UMB Financial Corporation owns 100%

  

a.      UMB Management Equity PE I, LP

   Missouri

UMB Management Equity Holdings, Inc. owns 0.5%

  


b.      UMB Management Equity PE II, LP

   Missouri

UMB Management Equity Holdings, Inc. owns 0.5%

  

c.      UMB Management Equity HF, LP

   Missouri

UMB Management Equity Holdings, Inc. owns 0.5%

  

11.    UMB Merchant Banc, LLC

   Missouri

UMB Financial Corporation owns 100%

  

a.      UMB Management Equity PE I, LP

   Missouri

UMB Merchant Banc, LLC owns 99.5%

  

1) PCM Capital – Private Equity III, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills Private Equity III, L.P.

   Delaware

PCM Capital – Private Equity III, LLC is general partner

  

2) PCM Capital – Credit Opportunities, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills Credit Opportunities, L.P.

   Delaware

PCM Capital – Credit Opportunities, LLC is general partner

  

3) PCM Capital – Woodford Co-Invest, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills Woodford Co-Invest, L.P.

   Delaware

PCM Capital – Woodford Co-Invest, LLC is general partner

  

4) PCM Capital – Private Equity IV, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills Private Equity IV, L.P.

   Delaware

PCM Capital – Private Equity IV, LLC is general partner

  

5) PCM Capital – Permian Co-Invest, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills Permian Co-Invest, L.P.

   Delaware

PCM Capital – Permian Co-Invest, LLC is general partner

  

6) PCM Capital – CEC Opportunity II, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills CEC Opportunity II, L.P.

   Delaware

PCM Capital – CEC Opportunity II, LLC is general partner

  


7) PCM Capital – Credit Opportunities II, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills Credit Opportunities II, L.P.

   Delaware

PCM Capital – Credit Opportunities II, LLC is general partner

  

8) PCM Capital – Kissner Co-Invest, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills Kissner Co-Invest L.P.

   Delaware

PCM Capital – Kissner Co-Invest, LLC is general partner

  

9) PCM Capital – BH New Opportunity Co-Invest Fund, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills BH New Opportunity Co-Invest Fund L.P.

   Delaware

PCM Capital – BH New Opportunity Co-Invest

  

Fund, LLC is general partner

  

10) PCM Capital – Traverse Midstream Co-Invest, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills Traverse Midstream Co-Invest L.P.

   Delaware

PCM Capital – Traverse Midstream Co-Invest

  

Fund, LLC is general partner

  

11) PCM Capital – EMG Opportunity II, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills EMG Opportunity II, L.P.

   Delaware

PCM Capital – EMG Opportunity II, LLC is general partner

  

12) PCM Capital – Venture Opportunities, LLC

   Delaware

UMB Management Equity PE I, LP owns 100%

  

a) Flint Hills Venture Opportunities L.P.

   Delaware

PCM Capital – Venture Opportunities, LLC is general partner

  

b.      UMB Management Equity PE II, LP

   Missouri

UMB Merchant Banc, LLC owns 99.5%

  

1) PCM Capital – Plains Co-Invest, LLC

   Delaware

UMB Management Equity PE II, LP owns 100%

  


a) Flint Hills Plains Co-Invest, L.P.

   Delaware

PCM Capital – Plains Co-Invest, LLC is general partner

  

2) PCM Capital – UTICA Co-Invest, LLC

   Delaware

UMB Management Equity PE II, LP owns 100%

  

a) Flint Hills UTICA Co-Invest, L.P.

   Delaware

PCM Capital – UTICA Co-Invest, LLC is general partner

  

3) PCM Capital – AEP Co-Invest, LLC

   Delaware

UMB Management Equity PE II, LP owns 100%

  

a) Flint Hills AEP Co-Invest, L.P.

   Delaware

PCM Capital – AEP Co-Invest, LLC is general partner

  

4) PCM Capital – EMG Opportunity, LLC

   Delaware

UMB Management Equity PE II, LP owns 100%

  

a) Flint Hills EMG Opportunity, L.P.

   Delaware

PCM Capital – EMG Opportunity, LLC is general partner

  

5) PCM Capital – Founders, LLC

   Delaware

UMB Management Equity PE II, LP owns 100%

  

a) Flint Hills Founders, L.P.

   Delaware

PCM Capital – Founders, LLC is general partner

  

c.      UMB Management Equity HF, LP

   Missouri

UMB Merchant Banc, LLC owns 99.5%

  

1) PCM Capital – Concentrated Global L/S Equity, LLC

   Delaware

UMB Management Equity HF, LP owns 100%

  

a) Flint Hills Concentrated Global L/S Equity, L.P.

   Delaware

PCM Capital – Concentrated Global L/S

  

Equity, LLC is general partner

  

2) PCM Capital – Diversified Strategies, LLC

   Delaware

UMB Management Equity HF, LP owns 100%

  

a) Flint Hills Diversified Strategies, L.P.

   Delaware

PCM Capital – Diversified Strategies, LLC is general partner

  

3) PCM Capital – Long/Short Equity, LLC

   Delaware

UMB Management Equity HF, LP owns 100%

  


a) Flint Hills Long/Short Equity, L.P.

   Delaware

PCM Capital – Longshort Equity, LLC is general partner

  

4) PCM Capital – Activist Strategies, LLC

   Delaware

UMB Management Equity HF, LP owns 100%

  

a) Flint Hills Activist Strategies, L.P.

   Delaware

PCM Capital – Activist Strategies, LLC is general partner

  

d.      PCM Capital – Managed Equity Fund I, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills Managed Equity Fund I L.P.

   Delaware

PCM Capital – Managed Equity Fund I, LLC is general partner

  

e.      PCM Capital – Private Equity Co-Investment I, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills Private Equity Co-Investment I, L.P.

   Delaware

PCM Capital – Private Equity Co-Investment I, LLC is general partner

  

f.       PCM Capital – Private Equity, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills Private Equity, L.P.

   Delaware

PCM Capital – Private Equity, LLC is general partner

  

g.      PCM Capital – Private Equity II, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills Private Equity II, L.P.

   Delaware

PCM Capital – Private Equity II, LLC is general partner

  

h.      PCM Capital – Select Managers Fund, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills Select Managers Fund, L.P.

   Delaware

PCM Capital – Select Managers Fund, LLC is general partner

  

i.       PCM Capital – Spartan Co-Invest, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills Spartan Co-Invest, L.P.

   Delaware

PCM Capital – Spartan Co-Invest, LLC is general partner

  


j.       PCM Capital – Strategic Small Mid Cap, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills Strategic Small Mid Cap, L.P.

   Delaware

PCM Capital – Strategic Small Mid Cap, LLC is general partner

  

k.      PCM Capital – Tech Investments, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills Tech Investments, L.P.

   Delaware

PCM Capital – Tech Investments, LLC is general partner

  

l.       PCM Capital – SQ Opportunity, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills SQ Opportunity, L.P.

   Delaware

PCM Capital – SQ Opportunity, LLC is general partner

  

m.     PCM Capital – CEC Opportunity, LLC

   Delaware

UMB Merchant Banc, LLC owns 100%

  

1) Flint Hills CEC Opportunity, L.P.

   Delaware

PCM Capital – CEC Opportunity, LLC is general partner