0001127602-21-010098.txt : 20210310 0001127602-21-010098.hdr.sgml : 20210310 20210310163453 ACCESSION NUMBER: 0001127602-21-010098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cornelius James CENTRAL INDEX KEY: 0001739115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38481 FILM NUMBER: 21730248 MAIL ADDRESS: STREET 1: 1010 GRAND BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL CORP CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-08 0000101382 UMB FINANCIAL CORP UMBF 0001739115 Cornelius James 1010 GRAND BLVD. KANSAS CITY MO 64106 1 Executive Vice President Common Stock 2021-03-08 4 M 0 1957 75.25 A 7962.323 D Common Stock 2021-03-08 4 S 0 1957 92.8101 D 6005.323 D Common Stock 117.5002 I By ESOP Stock Option (Right to Buy) 75.25 2021-03-08 4 M 0 1957 0 D 2019-02-02 2027-02-02 Common Stock 1957 0 D Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21. /s/ John Pauls, Attorney-in-fact for Mr. Cornelius 2021-03-10