0001127602-14-021988.txt : 20140701 0001127602-14-021988.hdr.sgml : 20140701 20140701153352 ACCESSION NUMBER: 0001127602-14-021988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140701 FILED AS OF DATE: 20140701 DATE AS OF CHANGE: 20140701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL CORP CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DESILVA PETER J CENTRAL INDEX KEY: 0001278048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04887 FILM NUMBER: 14952236 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-07-01 0000101382 UMB FINANCIAL CORP UMBF 0001278048 DESILVA PETER J 1010 GRAND BLVD. KANSAS CITY MO 64106 1 1 President and COO Common Stock 2014-07-01 4 M 0 6796 34.84 A 116558.4976 D Common Stock 2014-07-01 4 M 0 5000 38.84 A 121558.4976 D Common Stock 2014-07-01 4 S 0 11796 64.00 D 109762.4976 D Common Stock 0 I By 401(k) Common Stock 213.5958 I By Esop Stock Option (Right to Buy) 34.84 2014-07-01 4 M 0 6796 0 D 2009-01-01 2016-01-01 Common Stock 6796 0 D Stock Option (Right to Buy) 38.84 2014-07-01 4 M 0 5000 0 D 2017-01-01 Common Stock 5000 14444 D The exercise of stock options and subsequent sales were effected pursuant to a 10b5-1 plan adopted by the reporting person on March 10, 2014 Includes shares acquired from dividend reinvestment Options vest 50% after 3years, 75% after 4 years and 100% after 5 years Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012. John C. Pauls, Attorney-in-fact for Mr. deSilva 2014-07-01