0001127602-14-021988.txt : 20140701
0001127602-14-021988.hdr.sgml : 20140701
20140701153352
ACCESSION NUMBER: 0001127602-14-021988
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140701
FILED AS OF DATE: 20140701
DATE AS OF CHANGE: 20140701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMB FINANCIAL CORP
CENTRAL INDEX KEY: 0000101382
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 430903811
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1010 GRAND AVE
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
BUSINESS PHONE: 8168607000
MAIL ADDRESS:
STREET 1: 1010 GRAND AVE
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MISSOURI BANCSHARES INC
DATE OF NAME CHANGE: 19710915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DESILVA PETER J
CENTRAL INDEX KEY: 0001278048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-04887
FILM NUMBER: 14952236
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-07-01
0000101382
UMB FINANCIAL CORP
UMBF
0001278048
DESILVA PETER J
1010 GRAND BLVD.
KANSAS CITY
MO
64106
1
1
President and COO
Common Stock
2014-07-01
4
M
0
6796
34.84
A
116558.4976
D
Common Stock
2014-07-01
4
M
0
5000
38.84
A
121558.4976
D
Common Stock
2014-07-01
4
S
0
11796
64.00
D
109762.4976
D
Common Stock
0
I
By 401(k)
Common Stock
213.5958
I
By Esop
Stock Option (Right to Buy)
34.84
2014-07-01
4
M
0
6796
0
D
2009-01-01
2016-01-01
Common Stock
6796
0
D
Stock Option (Right to Buy)
38.84
2014-07-01
4
M
0
5000
0
D
2017-01-01
Common Stock
5000
14444
D
The exercise of stock options and subsequent sales were effected pursuant to a 10b5-1 plan adopted by the reporting person on March 10, 2014
Includes shares acquired from dividend reinvestment
Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.
John C. Pauls, Attorney-in-fact for Mr. deSilva
2014-07-01