-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVg/zwpmwbuaMVgFRKDhkirIEMvkIqfNsSPSIW3D1ovqAmvFZ5g4Qm9s/y0J9vYk 2CpORWHUNrXhyvOTRwBt6g== 0001179110-08-021561.txt : 20081229 0001179110-08-021561.hdr.sgml : 20081225 20081229145237 ACCESSION NUMBER: 0001179110-08-021561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081223 FILED AS OF DATE: 20081229 DATE AS OF CHANGE: 20081229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELICOS BIOSCIENCES CORP CENTRAL INDEX KEY: 0001274563 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 050587367 BUSINESS ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 700 CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-649-0540 MAIL ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 700 CITY: CAMBRIDGE STATE: MA ZIP: 02139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGGINS ROBERT F CENTRAL INDEX KEY: 0001013712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33484 FILM NUMBER: 081272381 BUSINESS ADDRESS: STREET 1: C/O HIGHLAND CAPITAL PARTNERS STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175311500 MAIL ADDRESS: STREET 1: C/O HIGHLAND CAPITAL PARTNERS STREET 2: HIGH ST TOWER 125 HIGH ST CITY: BOSTON STATE: MA ZIP: 02110 4 1 edgar.xml FORM 4 - X0303 4 2008-12-23 0 0001274563 HELICOS BIOSCIENCES CORP HLCS 0001013712 HIGGINS ROBERT F C/O HIGHLAND CAPITAL PARTNERS, 92 HAYDEN AVENUE LEXINGTON MA 02421 1 0 0 0 Common Stock 2008-12-23 4 P 0 5395475 A 7265593 I See Footnote Common Stock 2008-12-23 4 P 0 2957974 A 3983008 I See Footnote Common Stock 2008-12-23 4 P 0 267241 A 359860 I See footnote Common Stock Warrants (Right to Buy) .45 2008-12-23 4 P 0 3237285 A 2009-06-23 2013-12-23 Common Stock 3237285 3237285 I See footnote Common Stock Warrants (Right to Buy) .45 2008-12-23 4 P 0 1774785 A 2009-06-23 2013-12-23 Common Stock 1774785 1774785 I See footnote Common Stock Warrants (Right to Buy) .45 2008-12-23 4 P 0 160345 A 2009-06-23 2013-12-23 Common Stock 160345 160345 I See Footnote The reported securities are included within units purchased by the filing persons for $0.435 per unit. Each unit consists of (i) one share of common stock and (ii) one warrant to purchase 0.6 shares of common stock (representing the closing bid price plus an additional amount for the warrants). Units were not issued or certificated. The shares of common stock and warrants are immediately separable and were issued separately. Represents shares held by Highland Capital Partners VI Limited Partnership, an affiliate of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Represents shares held by Highland Capital Partners VI-B Limited Partnership, an affiliate of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Under Nasdaq Marketplace Rule 4350(i)(1)(B) stockholder approval is required for issuances of securities that will result in a change of control of the issuer. In order to comply with Rule 4350(i)(1)(B), until the offering in which the warrants were purchased has been approved by the stockholders, the warrants prohibit holders from exercising such warrant for any number of shares which would cause that holder to hold more than 19.9% of the issuer's common stock following the exercise. Consists of warrants to purchase shares held by Highland Capital Partners VI Limited Partnership, an affiliate of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Consists of warrants to purchase shares held by Highland Capital Partners VI-B Limited Partnership, an affiliate of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Represents shares held by Highland Entrepreneurs' Fund VI Limited Partnership, an affiliate of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Consists of warrants to purchase shares held by Highland Entrepreneurs' Fund VI Limited Partnership, an affiliate of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ Robert F. Higgins 2008-12-29 -----END PRIVACY-ENHANCED MESSAGE-----