-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IYdugJCUM5WcPYBt5OpbLn6sIR9kp0unmrsyq4iCb8bFS2+Iri3gvIL3JQmkI2t0 muBCxkbSxiqHtroK6OMvZA== 0001251296-04-000014.txt : 20040621 0001251296-04-000014.hdr.sgml : 20040621 20040621174132 ACCESSION NUMBER: 0001251296-04-000014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040618 FILED AS OF DATE: 20040621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PULLY STEVEN J CENTRAL INDEX KEY: 0001246093 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28536 FILM NUMBER: 04873228 MAIL ADDRESS: STREET 1: C/O NEWCASTLE CAPITAL MANAGEMENT STREET 2: 300 CRESCENT COURT STE 1110 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWCASTLE CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001251293 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28536 FILM NUMBER: 04873229 BUSINESS ADDRESS: STREET 1: C/O NEWCASTLE CAPITAL MANAGEMENT LP STREET 2: 300 CRESCENT COURT STE 1110 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2146617474 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWCASTLE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001251296 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28536 FILM NUMBER: 04873230 BUSINESS ADDRESS: STREET 1: C/O NEWCASTLE CAPITAL MANAGEMENT LP STREET 2: 300 CRESCENT COURT STE 1110 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2146617474 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARZ MARK E CENTRAL INDEX KEY: 0001208889 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28536 FILM NUMBER: 04873227 BUSINESS ADDRESS: STREET 1: NEWCASTLE PARTNERS L P STREET 2: 300 CRESCENT COURT STE 1110 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2146617474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW CENTURY EQUITY HOLDINGS CORP CENTRAL INDEX KEY: 0001013706 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 742781950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10101 REUNION PLACE, SUITE 970 CITY: SAN ANTONIO STATE: TX ZIP: 78216 BUSINESS PHONE: 2103020444 MAIL ADDRESS: STREET 1: 7411 JOHN SMITH DRIVE STREET 2: STE 200 CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: BILLING CONCEPTS CORP DATE OF NAME CHANGE: 19980814 FORMER COMPANY: FORMER CONFORMED NAME: BILLING INFORMATION CONCEPTS CORP DATE OF NAME CHANGE: 19960722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWCASTLE PARTNERS L P CENTRAL INDEX KEY: 0000932334 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28536 FILM NUMBER: 04873231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: STE 670 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2146617474 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: STE 670 CITY: DALLAS STATE: TX ZIP: 75201 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2004-06-18 0 0001013706 NEW CENTURY EQUITY HOLDINGS CORP NCEH.OB 0000932334 NEWCASTLE PARTNERS L P 300 CRESCENT COURT STE 1110 DALLAS TX 75201 0 0 1 0 0001251296 NEWCASTLE CAPITAL MANAGEMENT LP 300 CRESCENT COURT STE 1110 DALLAS TX 75201 0 0 1 0 0001251293 NEWCASTLE CAPITAL GROUP LLC 300 CRESCENT COURT STE 1110 DALLAS TX 75201 0 0 1 0 0001246093 PULLY STEVEN J C/O NEWCASTLE CAPITAL MANAGEMENT 300 CRESCENT COURT STE 1110 DALLAS TX 75201 1 1 0 0 Chief Executive Officer 0001208889 SCHWARZ MARK E C/O NEWCASTLE CAPITAL MANAGEMENT 300 CRESCENT COURT, STE 1110 DALLAS TX 75201 1 0 0 0 Common Stock 150000 D Series A Preferred Stock (convertible into common stock) 0.26 2005-06-18 Common Stock 19230768 D Newcastle Capital Management, L.P. ("NCM") is the general partner of Newcastle Partners, L.P. ("NP"), Newcastle Capital Group, L.L.C. ("NCG") is the general partner of NCM and Mark E. Schwarz ("Schwarz") is the managing member of NCG. Accordingly, each of NCM, NCG and Schwarz may be deemed to beneficially own the shares described herein. NCM, NCG and Schwarz disclaim beneficial ownership of any shares owned by NP, except to the extent of their pecuniary interest therein. NA This form 3 is jointly filed by NP, NCM, NCG, Schwarz and Steven J. Pully ("Pully") who is an employee of NCM. Schwarz and Pully are each a director of the issuer. Mr. Pully disclaims beneficial ownership of shares of the issuer held by any other member of the group. Newcastle Partners, L.P., By: Newcastle Capital Management, L.P., its general partner, By: Newcastle Capital Group, L.L.C., its general partner, By: /s/ Mark E. Schwarz, its managing member 2004-06-21 Newcastle Capital Management, L.P., By: Newcastle Capital Group, L.L.C., its general partner, By: /s/ Mark E. Schwarz, its managing member 2004-06-21 Newcastle Capital Group, L.L.C., By: /s/ Mark E. Schwarz, its managing member 2004-06-21 /s/ Mark E. Schwarz 2004-06-21 /s/ Steven J. Pully 2004-06-21 -----END PRIVACY-ENHANCED MESSAGE-----