0001209191-13-057535.txt : 20131217
0001209191-13-057535.hdr.sgml : 20131217
20131217185954
ACCESSION NUMBER: 0001209191-13-057535
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131217
FILED AS OF DATE: 20131217
DATE AS OF CHANGE: 20131217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETRALOGIC PHARMACEUTICALS CORP
CENTRAL INDEX KEY: 0001361248
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 PHOENIXVILLE PIKE
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 610-889-9900
MAIL ADDRESS:
STREET 1: 343 PHOENIXVILLE PIKE
CITY: MALVERN
STATE: PA
ZIP: 19355
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAVANAUGH JAMES H
CENTRAL INDEX KEY: 0001013473
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 131283484
MAIL ADDRESS:
STREET 1: 265 HOTHORPE LANE
CITY: VILLANOVA
STATE: PA
ZIP: 19085
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WERNER HAROLD R
CENTRAL INDEX KEY: 0001013603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 131283485
MAIL ADDRESS:
STREET 1: C/O HEALTHCARE VENTURES LLC
STREET 2: 44 NASSAU STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LITTLECHILD JOHN W
CENTRAL INDEX KEY: 0001013469
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 131283488
MAIL ADDRESS:
STREET 1: 55 CAMBRIDGE PARKWAY
STREET 2: SUITE 301
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAWLOR AUGUSTINE
CENTRAL INDEX KEY: 0001262327
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 131283489
MAIL ADDRESS:
STREET 1: 55 CAMBRIDGE PARKWAY
STREET 2: SUITE 301
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HealthCare Partners VII, L.P.
CENTRAL INDEX KEY: 0001330957
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 131283490
BUSINESS ADDRESS:
STREET 1: 44 NASSAU STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
BUSINESS PHONE: 609-430-3913
MAIL ADDRESS:
STREET 1: 44 NASSAU STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ONSI DOUGLAS E
CENTRAL INDEX KEY: 0001270185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 131283486
MAIL ADDRESS:
STREET 1: C/O TOLERRX INC
STREET 2: 300 TECHNOLOGY SQUARE
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEALTHCARE VENTURES VII LP
CENTRAL INDEX KEY: 0001202615
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 131283491
BUSINESS ADDRESS:
STREET 1: 55 CAMBRIDGE PARKWAY
STREET 2: SUITE 301
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
BUSINESS PHONE: 609-430-3900
MAIL ADDRESS:
STREET 1: 55 CAMBRIDGE PARKWAY
STREET 2: SUITE 301
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mirabelli Christopher
CENTRAL INDEX KEY: 0001262326
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36208
FILM NUMBER: 131283487
MAIL ADDRESS:
STREET 1: 55 CAMBRIDGE PARKWAY
STREET 2: SUITE 301
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
FORMER NAME:
FORMER CONFORMED NAME: MIRAELLI CHRISTOPHER
DATE OF NAME CHANGE: 20030904
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-12-17
0
0001361248
TETRALOGIC PHARMACEUTICALS CORP
TLOG
0001202615
HEALTHCARE VENTURES VII LP
C/O HEALTHCARE VENTURES LLC
47 THORNDIKE STREET, SUITE B1-1
CAMBRIDGE
MA
02141
0
0
1
0
0001330957
HealthCare Partners VII, L.P.
C/O HEALTHCARE VENTURES LLC
47 THORNDIKE STREET, SUITE B1-1
CAMBRIDGE
MA
02141
0
0
1
0
0001262327
LAWLOR AUGUSTINE
C/O HEALTHCARE VENTURES LLC
47 THORNDIKE STREET, SUITE B1-1
CAMBRIDGE
MA
02141
0
0
1
0
0001013469
LITTLECHILD JOHN W
C/O HEALTHCARE VENTURES LLC
47 THORNDIKE STREET, SUITE B1-1
CAMBRIDGE
MA
02141
0
0
1
0
0001262326
Mirabelli Christopher
C/O HEALTHCARE VENTURES LLC
47 THORNDIKE STREET, SUITE B1-1
CAMBRIDGE
MA
02141
0
0
1
0
0001270185
ONSI DOUGLAS E
C/O HEALTHCARE VENTURES LLC
47 THORNDIKE STREET, SUITE B1-1
CAMBRIDGE
MA
02141
1
0
0
0
0001013603
WERNER HAROLD R
C/O HEALTHCARE VENTURES LLC
47 THORNDIKE STREET, SUITE B1-1
CAMBRIDGE
MA
02141
0
0
1
0
0001013473
CAVANAUGH JAMES H
C/O HEALTHCARE VENTURES LLC
47 THORNDIKE STREET, SUITE B1-1
CAMBRIDGE
MA
02141
0
0
1
0
Common Stock
2013-12-17
4
C
0
653594
0.00
A
653594
I
See Footnote
Common Stock
2013-12-17
4
C
0
438453
0.00
A
1092047
I
See Footnote
Common Stock
2013-12-17
4
C
0
506086
0.00
A
1598133
I
See Footnote
Common Stock
2013-12-17
4
C
0
7335
6.4022
A
1605468
I
See Footnote
Common Stock
2013-12-17
4
C
0
267535
7.00
A
1873003
I
See Footnote
Common Stock
2013-12-17
4
P
0
713463
7.00
A
2586466
I
See Footnote
Series A Preferred Stock
0.00
2013-12-17
4
C
0
5000000
0.00
D
Common Stock
653594
0
I
See Footnote
Series B Preferred Stock
0.00
2013-12-17
4
C
0
7453704
0.00
D
Common Stock
438453
0
I
See Footnote
Series C Preferred Stock
0.00
2013-12-17
4
C
0
8603477
0.00
D
Common Stock
506086
0
I
See Footnote
Preferred Stock Warrant
6.4022
2013-12-17
4
C
0
549890.41
0.00
D
Common Stock
7335
0
I
See Footnote
Notes
7.00
2013-12-17
4
C
0
1807472.64
0.00
D
Common Stock
267535
0
I
See Footnote
These securities automatically converted into shares of the issuer's common stock immediately prior to the closing of the issuer's initial public offering.
The securities are held of record by HealthCare Ventures VII, L.P. ("HCVVII"). HealthCare Partners VII, L.P. ("HCPVII") is the General Partner of HCVVII. Each of James Cavanaugh, Christopher Mirabelli, Harold Werner, John Littlechild and Augustine Lawlor are general partners of HCPVII and exercise shared voting and investment power with respect to the shares owned by HCVVII. Douglas E. Onsi, a member of the Board of Directors of the issuer, is a limited partner of HCPVII. Mr. Onsi advises HCVVII with respect to voting and investment decisions relating to the shares of stock owned by HCVVII but does not have voting and investment power over such shares. Each of the reporting persons disclaims beneficial ownershop of such securities, except to the extent of their proportionate pecuniary interest therein.
The Warrants held by HCVVII were net exercised for an aggregate of 7,335 shares of common stock of the issuer upon the closing of the issuer's initial public offering.
The Notes held by HCVVII in the aggregate principal amount of $1,807,472.64 plus accrued interest through December 17, 2013 (the closing date of the issuer's initial public offering) automatically converted into an aggregate of 267,535 shares of common stock of the issuer (including 963 shares issued in respect of interest for the period from December 1, 2013 through December 17, 2013) upon the closing of the issuer's initial public offering.
/s/Jeffrey B. Steinberg, Administrative Partner of HealthCare Ventures VII, L.P.
2013-12-17
Jeffrey B. Steinberg, Administrative Partner of HealthCare Partners VII, L.P.
2013-12-17
Jeffrey B. Steinberg, Attorney-in-Fact for Augustine Lawlor
2013-12-17
Jeffrey B. Steinberg, Attorney-in-Fact for John Littlechild
2013-12-17
Jeffrey B. Steinberg, Attorney-in-Fact for Christopher Mirabelli
2013-12-17
Jeffrey B. Steinberg, Attorney-in-Fact for Douglas Onsi
2013-12-17
Jeffrey B. Steinberg, Attorney-in-Fact for Harold Werner
2013-12-17
Jeffrey B. Steinberg, Attorney-in-Fact for James Cavanaugh
2013-12-17