0001127602-17-026379.txt : 20170823
0001127602-17-026379.hdr.sgml : 20170823
20170823205405
ACCESSION NUMBER: 0001127602-17-026379
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170821
FILED AS OF DATE: 20170823
DATE AS OF CHANGE: 20170823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALTON ALICE L
CENTRAL INDEX KEY: 0001013440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06991
FILM NUMBER: 171048104
MAIL ADDRESS:
STREET 1: ALICE L WALTON
STREET 2: 110 N.W. 2ND STREET
CITY: BENTONVILLE
STATE: AR
ZIP: 72712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WAL MART STORES INC
CENTRAL INDEX KEY: 0000104169
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 710415188
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 702 SOUTHWEST 8TH ST
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
BUSINESS PHONE: 5012734000
MAIL ADDRESS:
STREET 1: 702 SOUTHWEST 8TH STREET
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-08-21
0000104169
WAL MART STORES INC
WMT
0001013440
WALTON ALICE L
P.O. BOX 1860
BENTONVILLE
AR
72712
1
Common Stock
2017-08-21
4
J
0
6245000
0
D
107595144
I
By Trust
Common Stock
2017-08-21
4
J
0
3300000
0
A
10048580
D
Common Stock
2017-08-21
4
S
0
31546
80.0101
D
107563598
I
By Trust
Common Stock
2017-08-22
4
S
0
442496
80.0421
D
107121102
I
By Trust
Common Stock
2017-08-22
5
G
0
E
3300000
0
D
6748580
D
Common Stock
1415891131
I
By Limited Liability Company
The transaction is a distribution of 6,245,000 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust (the "Distribution").
The transaction is the receipt of 3,300,000 shares of Common Stock, for no consideration, in the Distribution.
This sale from the Trust was executed in multiple trades at prices ranging from $80.00 to $80.06, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $80.00 to $80.15, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
The reporting person is a trustee of the Trust, the entity that owns 107,121,102 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such Trust except to the extent of her pecuniary interest therein.
On August 22, 2017, the reporting person made a charitable gift of 3,300,000 shares of Common Stock.
The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein.
/s/ Jennifer F. Rudolph, by Power of Attorney
2017-08-23