0001123292-18-000851.txt : 20180703 0001123292-18-000851.hdr.sgml : 20180703 20180703172611 ACCESSION NUMBER: 0001123292-18-000851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180629 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Edwin H. CENTRAL INDEX KEY: 0001734987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 18938587 MAIL ADDRESS: STREET 1: C/O ARADIGM CORPORATION STREET 2: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-06-29 0001013238 ARADIGM CORP ARDM 0001734987 Gordon Edwin H. C/O ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 1 0 0 0 Stock Option (Right to Buy) 1.45 2018-06-29 4 A 0 97323 0 A 2028-06-29 Common Stock 97323 97323 D The shares underlying the option shall vest and become exercisable in four equal quarterly installments over one year beginning on June 29, 2018, subject to such individual continuing to be a Participant (as defined in the 2015 Equity Incentive Plan) on the relevant vesting dates. Edwin Gordon, By: /s/ John Siebert, Attorney-in-Fact 2018-07-03