0001123292-17-001761.txt : 20171208 0001123292-17-001761.hdr.sgml : 20171208 20171208172228 ACCESSION NUMBER: 0001123292-17-001761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171206 FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Froehlich Juergen Kurt CENTRAL INDEX KEY: 0001595277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 171247880 MAIL ADDRESS: STREET 1: 19 PRESCOTT STREET CITY: NEWTON STATE: MA ZIP: 02460 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-06 0001013238 ARADIGM CORP ARDM 0001595277 Froehlich Juergen Kurt C/O ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 Chief Medical Officer Stock Option (Right to Buy) 4.02 2017-12-06 4 A 0 50000 0 A 2027-12-06 Common Stock 50000 50000 D Stock option vests in equal quarterly installments over four years, commencing on December 6, 2017. Juergen Froehlich By: /s/ Nancy Pecota, Attorney-in-Fact 2017-12-08