SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Robie Robert J.

(Last) (First) (Middle)
C/O FACTSET RESEARCH SYSTEMS INC.
601 MERRITT 7

(Street)
NORWALK CT 06851

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FACTSET RESEARCH SYSTEMS INC [ FDS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Head of Trading&Analytics
3. Date of Earliest Transaction (Month/Day/Year)
03/27/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/27/2019 M 2,720 A $102.01 4,331 D
Common Stock 03/27/2019 M 934 A $159.14 5,265 D
Common Stock 03/27/2019 M 1,467 A $175.2 6,732 D
Common Stock 03/27/2019 M 963 A $152.28 7,695 D
Common Stock 03/27/2019 M 2,324 A $166.18 10,019 D
Common Stock 03/27/2019 M 1,038 A $189.98 11,057 D
Common Stock 03/27/2019 S 800 D $239.55(1) 10,257 D
Common Stock 03/27/2019 S 700 D $240.83(2) 9,557 D
Common Stock 03/27/2019 S 920 D $241.99(3) 8,637 D
Common Stock 03/27/2019 S 300 D $243.12(4) 8,337 D
Common Stock 03/27/2019 S 934 D $243.07(5) 7,403 D
Common Stock 03/27/2019 S 504 D $239.55(6) 6,899 D
Common Stock 03/27/2019 S 300 D $240.85(7) 6,599 D
Common Stock 03/27/2019 S 500 D $241.91(8) 6,099 D
Common Stock 03/27/2019 S 163 D $243.09(9) 5,936 D
Common Stock 03/27/2019 S 963 D $241.71 4,973 D
Common Stock 03/27/2019 S 600 D $239.52(10) 4,373 D
Common Stock 03/27/2019 S 510 D $240.47(11) 3,863 D
Common Stock 03/27/2019 S 700 D $241.7(12) 3,163 D
Common Stock 03/27/2019 S 414 D $242.51(13) 2,749 D
Common Stock 03/27/2019 S 100 D $243.47 2,649 D
Common Stock 03/27/2019 S 438 D $240.81(14) 2,211 D
Common Stock 03/27/2019 S 600 D $242.82(15) 1,611 D
Common Stock 03/27/2019 S 512 D $239.71(16) 1,099 D
Common Stock 03/27/2019 S 301 D $240.71(17) 798 D
Common Stock 03/27/2019 S 200 D $241.93(18) 598 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $102.01 03/27/2019 M 2,720 (19) 02/03/2024 Common Stock 2,720 $0 0 D
Employee Stock Option (right to buy) $159.14 03/27/2019 M 934 (20) 05/01/2025 Common Stock 934 $0 623 D
Employee Stock Option (right to buy) $175.2 03/27/2019 M 1,467 (21) 11/02/2025 Common Stock 1,467 $0 977 D
Employee Stock Option (right to buy) $152.28 03/27/2019 M 963 (22) 11/01/2026 Common Stock 963 $0 2,890 D
Employee Stock Option (right to buy) $166.18 03/27/2019 M 2,324 (23) 06/30/2027 Common Stock 2,324 $0 9,293 D
Employee Stock Option (right to buy) $189.98 03/27/2019 M 1,038 (24) 11/02/2027 Common Stock 1,038 $0 4,141 D
Explanation of Responses:
1. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 800, the per share sales prices ranged from $239.14 to $240.13. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
2. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 700, the per share sales prices ranged from $240.32 to $241.30. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
3. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 920, the per share sales prices ranged from $241.52 to $242.49. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
4. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 300, the per share sales prices ranged from $242.67 to $243.47. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
5. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 934, the per share sales prices ranged from $243.00 to $243.13. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
6. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 504, the per share sales prices ranged from $239.15 to $239.87. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
7. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 300, the per share sales prices ranged from $240.32 to $241.30. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
8. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 500, the per share sales prices ranged from $241.42 to $242.38. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
9. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 163, the per share sales prices ranged from $242.49 to $243.47. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
10. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 600, the per share sales prices ranged from $239.14 to $239.87. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
11. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 510, the per share sales prices ranged from $240.14 to $240.47. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
12. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 700, the per share sales prices ranged from $241.24 to $242.23. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
13. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 414, the per share sales prices ranged from $242.25 to $242.76. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
14. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 438, the per share sales prices ranged from $240.44 to $241.17. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
15. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 600, the per share sales prices ranged from $242.44 to $243.47. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
16. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 512, the per share sales prices ranged from $239.17 to $240.11. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
17. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 301, the per share sales prices ranged from $240.28 to $240.99. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
18. Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 200, the per share sales prices ranged from $241.48 to $242.38. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
19. Options granted on February 3, 2014 vest over a 5 year period with 60% exercisable three years after the grant date and the remaining 40% exercisable five years after the grant date.
20. Options granted on May 1, 2015 vest over a 5 year period with 60% exercisable three years after the grant date and the remaining 40% exercisable five years after the grant date.
21. Options granted on November 2, 2015 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
22. Options granted on November 1, 2016 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
23. Options granted on June 30, 2017 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
24. Options granted on November 2, 2017 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
/s/ Robert J. Robie 03/29/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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