-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QHjeiHLkJnWetBPbM1UueK3hKzjUT6JjrB/FnpTOnAaGwnPtQE8IK6hf3eUyzBLy BUh4eDTcLJA+DmEd7u0Eqg== 0000950147-00-000204.txt : 20000215 0000950147-00-000204.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950147-00-000204 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000207 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20000214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILICON GAMING INC CENTRAL INDEX KEY: 0001013170 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770357939 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-28294 FILM NUMBER: 540103 BUSINESS ADDRESS: STREET 1: 2800 W BAYSHORE CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6508429000 MAIL ADDRESS: STREET 1: 2800 WEST BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 8-K 1 CURRENT REPORT DATED 2/7/2000 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 7, 2000 SILICON GAMING, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) California 0-28294 77-0357939 - ---------------------------- ----------- ------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 2800 W. Bayshore Road, Palo Alto, California 94303 ------------------------------------------------------------ (Address of principal executive offices, including Zip Code) Registrant's telephone number, including area code: (650) 842-9000 Not Applicable -------------------------------------------------------------- (Former name or former address, if changed since last report.) ITEM 5. OTHER EVENTS. On February 7, 2000, Silicon Gaming, Inc. (the "Company") filed a Certificate of Amendment of its Articles of Incorporation with the Secretary of State of California. The amendment was approved and adopted by a written consent action by holders of greater than a majority of the outstanding voting common stock of the Company. The amendment increased the number of authorized shares of common stock of the Company from 50,000,000 to 750,000,000. Details of the amendment were disclosed in a 14C Information Statement delivered to shareholders on January 10, 2000 and filed with the Securities and Exchange Commission on January 7, 2000. A copy of the Certificate of Amendment of the Articles of Incorporation is filed as an Exhibit to this report. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS Exhibit No Description ---------- ----------- 3.1 Certificate of Amendment of Articles of Incorporation 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized. SILICON GAMING, INC. Date: February 14, 2000 By: /s/ Andrew Pascal ----------------- Andrew Pascal Chief Executive Officer and President 3 EX-3.1 2 AMENDMENT TO ARTICLES OF INCORPORATION EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION OF SILICON GAMING, INC. I, Andrew Pascal, the President and Secretary of Silicon Gaming, Inc. (the "Corporation"), a corporation duly organized and existing under the laws of the State of California, do hereby certify: 1. That I am the President and the Secretary of Silicon Gaming, Inc., a California corporation. 2. That an amendment to the Articles of Incorporation of this Corporation has been approved by the Board of Directors. 3. The Amendment so approved the by Board of Directors is as follows: Section 1 of Article III, of the Amended and Restated Articles of Incorporation of this Corporation is amended to read as follows: "1. AUTHORIZED STOCK. The corporation is authorized to issue two classes of shares to be designated respectively "Preferred Stock," par value $0.001 per share, and "Common Stock," par value $0.001 per share. The total number of shares of Preferred Stock authorized is 6,884,473. The total number of shares of Common Stock authorized is 750,000,000. The shares of Preferred Stock authorized by these Articles of Incorporation may be issued from time to time in one or more series." 4. That the shareholders of the Corporation have adopted said Amendment by written consent. That the wording of said Amendment as approved by written consent of the shareholders is the same as that set forth above. That said written consent was signed by the holders of outstanding shares having not less than the minimum number of required votes of shareholders necessary to approve said Amendment in accordance with Section 902 of the California Corporation Code. 5. That the designation and total number of outstanding shares entitled to vote on or give written consent to said Amendment and the minimum percentage vote required of each class or series entitled to vote on or give written consent to said Amendment for approval thereof are as follows: Number of shares Minimum outstanding entitled percentage to vote or give vote required Designation written consent to approve ----------- --------------- ---------- Common Stock 30,949,273 shares More than 50% with a par value of $0.001 per share Series D Convertible 39,750 shares More than 50% Redeemable Preferred Stock Series E Convertible -0- (None outstanding as Redeemable Preferred of date of this Stock Certificate) 6. That the number of shares of each class which gave written consent in favor of said Amendment equaled or exceeded the minimum percentage vote required of each class entitled to vote, as set forth above. 7. That this Certificate shall become effective on February 7, 2000. The undersigned declares under penalty of perjury that the statements contained in the foregoing Certificate are true of his own knowledge. Executed at Palo Alto, California on February 2, 2000. ---------------------------------------- Andrew Pascal President ---------------------------------------- Andrew Pascal Secretary -----END PRIVACY-ENHANCED MESSAGE-----