-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MgQd8d5I95EhYGKlw3VGrs4KEejdhq5Tt+JNcaRMgaLwklTBcGDdvurAMiCyN1Q8 r25MJNQH8iyxSeWH9bqHUA== 0000950142-03-001804.txt : 20031014 0000950142-03-001804.hdr.sgml : 20031013 20031014193228 ACCESSION NUMBER: 0000950142-03-001804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031009 FILED AS OF DATE: 20031014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUGUST GLENN R CENTRAL INDEX KEY: 0001013025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14035 FILM NUMBER: 03940550 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123261590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAGE STORES INC CENTRAL INDEX KEY: 0000006885 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 911826900 STATE OF INCORPORATION: NV FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 10201 MAIN ST CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 MAIL ADDRESS: STREET 1: 10201 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77025 FORMER COMPANY: FORMER CONFORMED NAME: APPAREL RETAILERS INC DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: TEXTILE DISTRIBUTORS INC DATE OF NAME CHANGE: 19690521 4 1 form4_august100903ex.xml X0201 4 2003-10-09 0 0000006885 STAGE STORES INC STGS 0001013025 AUGUST GLENN R 65 EAST 55TH STREET 32ND FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock, par value $0.01 per share 2003-10-09 4 S 0 1240000 27.77 D 1154878 I See footnotes Common Stock, par value $0.01 per share 166313 D Of the shares of Common Stock disposed of set forth in Column 4., 304,311 of such shares of Common Stock were disposed of by Oak Hill Securities Fund, L.P. ("OHSF"), 325,220 of such shares of Common Stock were disposed of by Oak Hill Securities Fund Liquidating Trust (the "Trust"), 579,103 of such shares of Common Stock were disposed of by Oak Hill Securities Fund II, L.P. ("OHSF II") and 31,366 of such shares of Common Stock were disposed of by two investment advisory clients of Oak Hill Asset Management, Inc. ("OHAM"). Of the shares of Common Stock beneficially owned set forth in Column 5., 283,422 of such shares of Common Stock are held by OHSF, 302,894 of such shares of Common Stock are held by the Trust, 539,350 of such shares of Common Stock are held by OHSF II and 29,212 of such shares of Common Stock are held by two investment advisory clients of OHAM. By virtue of his ultimate control over each of OHSF, the Trust and OHSF II, the Reporting Person may be deemed to beneficially own the shares of Common Stock held by such entities. In addition, the Reporting Person controls OHAM, which is the investment advisor to two persons who own shares of Common Stock. By virtue of the investment advisory agreements between OHAM and such investment advisory clients, the Reporting Person may be deemed to beneficially own the shares of Common Stock held by such investment advisory clients. The Reporting Person disclaims beneficial ownership of the securities held by OHSF, the Trust,OHSF II and the investment advisory clients of OHAM in excess of his direct or indirect interest in the profits or capital accounts of OHSF,OHSF II and OHAM and his direct or indirect beneficial interests in the Trust and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities in excess of such amount.The Reporting Person may be deemed a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. However,the Reporting Person disclaims such group membership,and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock for purposes of Section 16 or for any other purpose. Glenn R. August 2003-10-14 -----END PRIVACY-ENHANCED MESSAGE-----