-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LpqeSXjcKLwckj3c1gxANNghIeALZM4oFXKj14gTah70weeEAKZ37cYV2TRKpjis 0C890IS0Qeq13Y4vR8MDdA== 0000943504-04-000005.txt : 20040315 0000943504-04-000005.hdr.sgml : 20040315 20040315103329 ACCESSION NUMBER: 0000943504-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040312 FILED AS OF DATE: 20040315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED GUARDIAN INC CENTRAL INDEX KEY: 0000101295 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 111719724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 MARCUS BLVD CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 631-273-0900 MAIL ADDRESS: STREET 1: P.O. BOX 18050 STREET 2: 230 MARCUS BLVD. CITY: HAUPPAUGE STATE: NY ZIP: 11788 FORMER COMPANY: FORMER CONFORMED NAME: UNITED INTERNATIONAL RESEARCH INC DATE OF NAME CHANGE: 19820422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLOBUS KENNETH H CENTRAL INDEX KEY: 0000943504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10526 FILM NUMBER: 04667995 BUSINESS ADDRESS: STREET 1: C/O UNITED-GUARDIAN, INC. STREET 2: 230 MARCUS BLVD., P.O. BOX 18050 CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 631-273-0900 MAIL ADDRESS: STREET 1: C/O UNITED-GUARDIAN, INC. STREET 2: 230 MARCUS BLVD., P.O. BOX 18050 CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-12 0 0000101295 UNITED GUARDIAN INC UG 0000943504 GLOBUS KENNETH H C/O UNITED-GUARDIAN, INC. 230 MARCUS BLVD., P.O. BOX 18050 HAUPPAUGE NY 11788 1 1 1 0 President & General Counsel Common Stock 2004-03-12 4 M 0 2000 3.3 A 695053 D Common Stock 2004-03-12 4 S 0 2000 8.1 D 693053 D Stock Option 3.3 2004-03-12 4 M 0 2000 0 D 1999-04-08 2004-04-08 Common Stock 2000 2000 D 498,353 is Direct Ownership 40,300 is Indirect By Wife 156,400 is Indirect as Trustee 496,353 is Direct Ownership 40,300 is Indirect By Wife 156,400 is Indirect as Trustee Kenneth H. Globus 2004-03-15 -----END PRIVACY-ENHANCED MESSAGE-----