-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AHyWpy+Q+gkQ6GKX31Yam4/hAPY+2rKiyHwqVu1RsgLU1TtaxMzqyfiuR2n4o9W5 OO4rT6zW4qncbPZIdPG8fg== 0000943504-03-000005.txt : 20030115 0000943504-03-000005.hdr.sgml : 20030115 20030115160422 ACCESSION NUMBER: 0000943504-03-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030115 FILED AS OF DATE: 20030115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED GUARDIAN INC CENTRAL INDEX KEY: 0000101295 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 111719724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10526 FILM NUMBER: 03515072 BUSINESS ADDRESS: STREET 1: 230 MARCUS BLVD CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 631-273-0900 MAIL ADDRESS: STREET 1: P.O. BOX 18050 STREET 2: 230 MARCUS BLVD. CITY: HAUPPAUGE STATE: NY ZIP: 11788 FORMER COMPANY: FORMER CONFORMED NAME: UNITED INTERNATIONAL RESEARCH INC DATE OF NAME CHANGE: 19820422 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: VERNICE JOSEPH J CENTRAL INDEX KEY: 0001190906 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: C/O UNITED GUARDIAN INC STREET 2: 230 MARCUS BLVD P O BOX 18050 CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 hiltunen-form4.htm FORM 4 - PETER HILTUNEN

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person*

             Hiltunen, Peter       A.

2. Issuer Name and Ticker or Trading Symbol

          UNITED-GUARDIAN, INC. ("UG")
 

6. Relationship of Reporting Person(s)
    to Issuer (Check all applicable)

      __  Director                                   __ 10% Owner
       X Officer (give title below)        __  Other (specify below)


             Vice President

(Last)      (First)     (Middle)

14 Barker Drive

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
 
  January, 2003
 

(Street)

Stony Brook, NY  11790

 5. If Amendment,
Date of Original
(Month/Day/Year)
 		 7. Individual or Joint/Group Filing (Check Applicable Line)

    X    Form filed by One Reporting Person
    __  Form filed by More than One Reporting Person
 

(City)     (State)     (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

                     
                     
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FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year) 

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of
Shares

StockOption    

$ 3.51 1/15/03   

 

A

          

1,600

        

12/6/02    

12/6/12

 Common Stock

 1,600

 

4,600

D

 

                               

Explanation of Responses:
 

 
By: /s/ Peter A. Hiltunen by Ken Globus, Attorney-in-fact

 **Signature of Reporting Person
     
January 15, 2003
_____________

             Date

EX-99 3 hiltunen-power.txt POWER OF ATTORNEY - PETER HILTUNEN Exhibit 99.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that Peter A. Hiltunen, whose signature appears below, constitutes and appoints Kenneth H. Globus as attorney-in-fact and agent for the undersigned solely for the purpose of executing reports required under Section 13 and 16 of the Securities and Exchange Act of 1934, and filing the same, with exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, thereby ratifying and confirming all that said attorney-in-fact may do or cause to be done by virtue hereof. The undersigned further agrees to indemnify and hold harmless the appointee against any liability for any actions performed by that appointee in good faith on behalf of the undersigned pursuant to this power of attorney. This power of attorney shall remain in effect until revoked by a subsequently filed instrument. Dated: January 9, 2003 /s/ Peter A. Hiltunen -------------------------- Peter A. Hiltunen -----END PRIVACY-ENHANCED MESSAGE-----

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