0000101295-19-000001.txt : 20190522
0000101295-19-000001.hdr.sgml : 20190522
20190522131519
ACCESSION NUMBER: 0000101295-19-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190520
FILED AS OF DATE: 20190522
DATE AS OF CHANGE: 20190522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLOBUS KENNETH H
CENTRAL INDEX KEY: 0000943504
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10526
FILM NUMBER: 19844984
MAIL ADDRESS:
STREET 1: C/O UNITED-GUARDIAN, INC.
STREET 2: 230 MARCUS BLVD., P.O. BOX 18050
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED GUARDIAN INC
CENTRAL INDEX KEY: 0000101295
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 111719724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 MARCUS BLVD
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
BUSINESS PHONE: 631-273-0900
MAIL ADDRESS:
STREET 1: P.O. BOX 18050
STREET 2: 230 MARCUS BLVD.
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED INTERNATIONAL RESEARCH INC
DATE OF NAME CHANGE: 19820422
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-05-20
0
0000101295
UNITED GUARDIAN INC
UG
0000943504
GLOBUS KENNETH H
C/O UNITED-GUARDIAN, INC.
230 MARCUS BLVD., P.O. BOX 18050
HAUPPAUGE
NY
11788
1
1
1
0
President
Common Stock
2019-05-20
4
G
0
5600
0
D
1350853
I
295,426 shares owned by the wife; 760,000 shares as co-Trustee
After the transfer of the 5,600 shares being gifted, Reporting Person owns UG stock both directly and indirectly. Direct ownership is 295,427 shares, and Indirect ownership is 1,055,426 shares. Of the Indirect ownership, 295,426 shares are owned by the wife of the Reporting Person, and 760,000 shares are under the control of the Reporting Person in his role as co-Trustee of the Alfred R. Globus Testamentary Trust, the owner of those shares.
In Box 6 Reporting Person indicated that his ownership was "Indirect", but he has both Direct and Indirect ownership. There was no way to choose both Direct and Indirect ownership in this box, so this was explained and enumerated in Footnote #1.
/Ken Globus
2019-05-22