0000101295-17-000001.txt : 20170706 0000101295-17-000001.hdr.sgml : 20170706 20170706101446 ACCESSION NUMBER: 0000101295-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170705 FILED AS OF DATE: 20170706 DATE AS OF CHANGE: 20170706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED GUARDIAN INC CENTRAL INDEX KEY: 0000101295 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 111719724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 MARCUS BLVD CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 631-273-0900 MAIL ADDRESS: STREET 1: P.O. BOX 18050 STREET 2: 230 MARCUS BLVD. CITY: HAUPPAUGE STATE: NY ZIP: 11788 FORMER COMPANY: FORMER CONFORMED NAME: UNITED INTERNATIONAL RESEARCH INC DATE OF NAME CHANGE: 19820422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLOBUS KENNETH H CENTRAL INDEX KEY: 0000943504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10526 FILM NUMBER: 17951088 MAIL ADDRESS: STREET 1: C/O UNITED-GUARDIAN, INC. STREET 2: 230 MARCUS BLVD., P.O. BOX 18050 CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-07-05 0 0000101295 UNITED GUARDIAN INC UG 0000943504 GLOBUS KENNETH H C/O UNITED-GUARDIAN, INC. 230 MARCUS BLVD., P.O. BOX 18050 HAUPPAUGE NY 11788 1 1 1 0 President Common Stock 2017-07-05 4 G 0 6700 0 D 1377293 D After the transfer of the 6,700 shares being gifted, Direct ownership is 308,647 shares, and indirect ownership is 1,068,646 shares. Of the shares owned indirectly, 308,646 shares are owned by wife, and 760,000 shares are under my voting control as co-trustee of the Alfred R. Globus Testamentary Trust /s/ Ken Globus 2017-07-05