0000101295-17-000001.txt : 20170706
0000101295-17-000001.hdr.sgml : 20170706
20170706101446
ACCESSION NUMBER: 0000101295-17-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170705
FILED AS OF DATE: 20170706
DATE AS OF CHANGE: 20170706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED GUARDIAN INC
CENTRAL INDEX KEY: 0000101295
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 111719724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 MARCUS BLVD
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
BUSINESS PHONE: 631-273-0900
MAIL ADDRESS:
STREET 1: P.O. BOX 18050
STREET 2: 230 MARCUS BLVD.
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED INTERNATIONAL RESEARCH INC
DATE OF NAME CHANGE: 19820422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLOBUS KENNETH H
CENTRAL INDEX KEY: 0000943504
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10526
FILM NUMBER: 17951088
MAIL ADDRESS:
STREET 1: C/O UNITED-GUARDIAN, INC.
STREET 2: 230 MARCUS BLVD., P.O. BOX 18050
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-07-05
0
0000101295
UNITED GUARDIAN INC
UG
0000943504
GLOBUS KENNETH H
C/O UNITED-GUARDIAN, INC.
230 MARCUS BLVD., P.O. BOX 18050
HAUPPAUGE
NY
11788
1
1
1
0
President
Common Stock
2017-07-05
4
G
0
6700
0
D
1377293
D
After the transfer of the 6,700 shares being gifted, Direct ownership is 308,647 shares, and indirect ownership is 1,068,646 shares. Of the shares owned indirectly, 308,646 shares are owned by wife, and 760,000 shares are under my voting control as co-trustee of the Alfred R. Globus Testamentary Trust
/s/ Ken Globus
2017-07-05