X0303 4 2009-10-30 0 0000101295 UNITED GUARDIAN INC UG 0000943504 GLOBUS KENNETH H C/O UNITED-GUARDIAN, INC. 230 MARCUS BLVD., P.O. BOX 18050 HAUPPAUGE NY 11788 1 1 1 0 President Common Stock 2009-10-30 4 W 0 391240 0 A 924293 D Common Stock 2009-10-30 4 W 0 760000 0 A 2027793 I Multiple types of ownership - see footnote Indirect beneficial ownership consists of the following: 760,000 as co-trustee under the Alfred Globus Testamentary Trust 77,000 by wife 77,000 as trustee for Julie Globus 77,000 as trustee for Lisa Globus 77,000 as trustee for Lisa Goldberg 35,500 as trustee for Ilana Goldberg Kenneth H. Globus 2009-11-02