0001174947-22-000779.txt : 20220706 0001174947-22-000779.hdr.sgml : 20220706 20220706163009 ACCESSION NUMBER: 0001174947-22-000779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220706 FILED AS OF DATE: 20220706 DATE AS OF CHANGE: 20220706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERMAN MICHAEL I CENTRAL INDEX KEY: 0001012714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55911 FILM NUMBER: 221069103 MAIL ADDRESS: STREET 1: C/O ENERGY EAST CORP STREET 2: PO BOX 3287 CITY: ITHACA STATE: NY ZIP: 14852-3287 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Corning Natural Gas Holding Corp CENTRAL INDEX KEY: 0001582244 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 463235589 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 330 WEST WILLIAM STREET CITY: CORNING STATE: NY ZIP: 14830 BUSINESS PHONE: (607) 936-3755 MAIL ADDRESS: STREET 1: 330 WEST WILLIAM STREET CITY: CORNING STATE: NY ZIP: 14830 4 1 ownership.xml X0306 4 2022-07-06 1 0001582244 Corning Natural Gas Holding Corp CNIG 0001012714 GERMAN MICHAEL I 330 W WILLIAM ST CORNING NY 14830 1 1 0 0 CEO and President Common Stock 2022-07-06 4 D 0 570675 24.75 D 0 D Series A Preferred Stock 2022-07-06 4 D 0 5129 D 0 D Series B Preferred Stock 2022-07-06 4 D 0 57936 D 0 D Common Stock included 9,382 shares of Common Stock owned by Mr. German's son, of which Mr. German disclaims beneficial ownership, and 50,023 shares of Common Stock acquired through the company's Dividend Reinvestment Program. Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. German received an amount equal to $25.00 per share of Series A Preferred Stock plus an amount equal to any accumulated unpaid dividends then outstanding. Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. German received an amount equal to $29.70 per share of Series B Preferred Stock consisting of $24.90 in respect of the Series B Preferred Stock liquidation preference and $4.80 in respect of the conversion right of the holders of the Series B Preferred Stock, plus an amount equal to any accumulated unpaid dividends then outstanding. /s/ Michael I. German 2022-07-06